Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIONEER HIGH INCOME FUND, INC.PHT · Entity 12618 | Director | April 01, 2025 | April 04, 2025 |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.MAV · Entity 11247 | Director | April 01, 2025 | April 04, 2025 |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC.MHI · Entity 11246 | Director | April 01, 2025 | April 04, 2025 |
| Pioneer Diversified High Income Fund, Inc.HNW · Entity 81050 | Director | April 01, 2025 | April 04, 2025 |
| Pioneer Floating Rate Fund, Inc.PHD · Entity 6640 | Director | April 01, 2025 | April 04, 2025 |
| Pioneer ILS Interval FundXILSX · Entity 81051 | Trustee | April 01, 2025 | April 04, 2025 |
| Pioneer Municipal High Income Opportunities Fund, Inc.MIO · Entity 75919 | Director | April 01, 2025 | April 04, 2025 |
| Victory Capital Holdings, Inc.VCTR · Entity 3710 | Chairman and CEO | August 13, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIONEER HIGH INCOME FUND, INC.
Report date April 01, 2025 · Filed April 04, 2025
This filing explicitly reported no securities owned.
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
Report date April 01, 2025 · Filed April 04, 2025
This filing explicitly reported no securities owned.
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
Report date April 01, 2025 · Filed April 04, 2025
This filing explicitly reported no securities owned.
Pioneer Diversified High Income Fund, Inc.
Report date April 01, 2025 · Filed April 04, 2025
This filing explicitly reported no securities owned.
Pioneer Floating Rate Fund, Inc.
Report date April 01, 2025 · Filed April 04, 2025
This filing explicitly reported no securities owned.
Pioneer ILS Interval Fund
Report date April 01, 2025 · Filed April 04, 2025
This filing explicitly reported no securities owned.
Pioneer Municipal High Income Opportunities Fund, Inc.
Report date April 01, 2025 · Filed April 04, 2025
This filing explicitly reported no securities owned.
Victory Capital Holdings, Inc.
Report date August 13, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,442,311 |
Ending reported balance
After 2026-08-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-13 · Exercise / conversion · Acquired 147,529 · Balance 2,500,367 F1: Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock. Row 2 · 2026-08-13 · Tax withholding · Disposed 58,056 · Balance 2,442,311 F2: Represents shares of Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of performance-based restricted stock based on the closing price of the Company's shares on August 13, 2026. |
| Performance-based Restricted StockSEC Table II · derivative / convertible security | Direct | 295,057 |
Reported balance
After 2026-08-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-13 · Exercise / conversion · Disposed 147,529 · Balance 295,057 F3: As disclosed on a Form 8-K filed on March 16, 2026, performance-based shares of restricted stock (the "Performance Shares") were granted to the Reporting Person on March 15, 2026, pursuant to the, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan, with vesting tied to four significant stock price performance hurdles. Each Performance Share represents a contingent right to receive one share of Victory Capital Holdings, Inc., Common Stock. F4: Each performance-based restricted stock represents a contingent right to receive one share of Common Stock. F1: Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock. F5: Performance Shares vested on August 13, 2026 following approval by the Compensation Committee of the Board of Directors of the Issuer of the achievement of the second stock price performance hurdle. F6: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock.
F2: Represents shares of Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of performance-based restricted stock based on the closing price of the Company's shares on August 13, 2026.
F3: As disclosed on a Form 8-K filed on March 16, 2026, performance-based shares of restricted stock (the "Performance Shares") were granted to the Reporting Person on March 15, 2026, pursuant to the, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan, with vesting tied to four significant stock price performance hurdles. Each Performance Share represents a contingent right to receive one share of Victory Capital Holdings, Inc., Common Stock.
F4: Each performance-based restricted stock represents a contingent right to receive one share of Common Stock.
F5: Performance Shares vested on August 13, 2026 following approval by the Compensation Committee of the Board of Directors of the Issuer of the achievement of the second stock price performance hurdle.
F6: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2020 Filed Feb 18, 2020 21:08 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingClass B Common Stock · Derivative | 57,625 | $23.16 | $1,334,595.00 |
DisclosureSEC source: 0001104659-20-022441 · a4.xml · derivative · entry 1 Brown David Craig · CIK 0001730370 · President, CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,719,882 Underlying: Class A Common Stock · 57,625 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Brown each share of Class B Common Stock held by Mr. Brown or Mr. Brown' s permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Brown on March 31, 2017 and January 1, 2018. Such restricted shares vested in full on February 13, 2020. The net settlement price was the closing stock price on February 12, 2020. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Brown each share of Class B Common Stock held by Mr. Brown or Mr. Brown' s permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Brown each share of Class B Common Stock held by Mr. Brown or Mr. Brown' s permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Brown on March 31, 2017 and January 1, 2018. Such restricted shares vested in full on February 13, 2020. The net settlement price was the closing stock price on February 12, 2020. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 23:51 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingClass B Common Stock · Derivative | 63,131 | $20.77 | $1,311,230.87 |
DisclosureSEC source: 0001104659-19-068395 · a4.xml · derivative · entry 1 Brown David Craig · CIK 0001730370 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,777,507 Underlying: Class A Common Stock · 63,131 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Brown each share of Class B Common Stock held by Mr. Brown or Mr. Brown's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Brown on March 31, 2017 and January 1, 2018. Such restricted shares vested in full on November 26, 2019. The net settlement price was the closing stock price on November 25, 2019. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Brown each share of Class B Common Stock held by Mr. Brown or Mr. Brown's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Brown each share of Class B Common Stock held by Mr. Brown or Mr. Brown's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Brown on March 31, 2017 and January 1, 2018. Such restricted shares vested in full on November 26, 2019. The net settlement price was the closing stock price on November 25, 2019. Read SEC document |
| September 22, 2019 Filed Jan 13, 2020 23:40 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 647 | $0.00 Strike: $13.52 | $0.00 |
DisclosureSEC source: 0001104659-20-003534 · a4.xml · derivative · entry 2 Brown David Craig · CIK 0001730370 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,503 Underlying: Class B Common Stock · 647 shares Expires 2027-03-10 F1 · balance_after: On March 10, 2017, the reporting person was granted an option to purchase 18,503 shares of Class B Common Stock (after giving effect to Victory Capital Holdings, Inc.'s (the "Company's") 175.194 for 1 stock split on February 5, 2018 (the "Stock Split")). 2,311 of the shares vest based on the satisfaction of certain performance criteria, which were met for 832 shares as previously reported on April 30, 2018, were met for an additional 832 shares on August 31, 2019 and an additional 647 shares on September 22, 2019, when the Company determined that the performance criteria related to such shares had been satisfied. 16,192 of the shares have vested or will vest based on the passage of time, which differs by 2 shares from the amount previously reported on the reporting person's Form 3 due to a rounding error. Read SEC document |
| August 31, 2019 Filed Jan 13, 2020 23:40 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 832 | $0.00 Strike: $13.52 | $0.00 |
DisclosureSEC source: 0001104659-20-003534 · a4.xml · derivative · entry 1 Brown David Craig · CIK 0001730370 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,856 Underlying: Class B Common Stock · 832 shares Expires 2027-03-10 F1 · balance_after: On March 10, 2017, the reporting person was granted an option to purchase 18,503 shares of Class B Common Stock (after giving effect to Victory Capital Holdings, Inc.'s (the "Company's") 175.194 for 1 stock split on February 5, 2018 (the "Stock Split")). 2,311 of the shares vest based on the satisfaction of certain performance criteria, which were met for 832 shares as previously reported on April 30, 2018, were met for an additional 832 shares on August 31, 2019 and an additional 647 shares on September 22, 2019, when the Company determined that the performance criteria related to such shares had been satisfied. 16,192 of the shares have vested or will vest based on the passage of time, which differs by 2 shares from the amount previously reported on the reporting person's Form 3 due to a rounding error. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 17:38 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 137,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-019263 · a4.xml · derivative · entry 1 Brown David Craig · CIK 0001730370 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,840,638 Underlying: Class A Common Stock · 137,150 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Brown each share of Class B Common Stock held by Mr. Brown or Mr. Brown's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.exercise_date: Subject to certain exceptions, the shares of Class B Common Stock vest as to 45,717 aggregate shares on March 31, 2020, 45,717 aggregate shares on March 31, 2021, and 45,716 aggregate shares on March 31, 2022. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Brown each share of Class B Common Stock held by Mr. Brown or Mr. Brown's permitted estate planning entities will convert into one share of Class A Common Stock. F4 · balance_after: The amount reported updates the amount previously reported on the reporting person's Form 3 filed with the Securities and Exchange Commission on February 7, 2018 by 2 shares due to a rounding error. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:28 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 832 | $0.00 Strike: $13.52 | $0.00 |
DisclosureSEC source: 0001104659-18-029987 · a4.xml · derivative · entry 6 Brown David Craig · CIK 0001730370 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,024 Underlying: Class B Common Stock · 832 shares Expires 2027-03-10 F6 · balance_after: On March 10, 2017, the reporting person was granted an option to purchase 18,503 shares of Class B Common Stock (after giving effect to the Stock Split). 2,311 of the shares vest based on the satisfaction of certain performance criteria, which were met for 832 shares on April 30, 2018 when the Company's Compensation Committee determined that the performance criteria related to such shares had been satisfied. 16,192 of the shares have vested or will vest based on the passage of time, which differs by 2 shares from the amount previously reported on the reporting person's Form 3 due to a rounding error. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:28 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 11,593 | $0.00 Strike: $7.52 | $0.00 |
DisclosureSEC source: 0001104659-18-029987 · a4.xml · derivative · entry 5 Brown David Craig · CIK 0001730370 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,638 Underlying: Class B Common Stock · 11,593 shares Expires 2026-04-15 F5 · balance_after: On April 15, 2016, the reporting person was granted an option to purchase 257,638 shares of Class B Common Stock (after giving effect to the Stock Split). 11,593 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018 when the Company's Compensation Committee determined that the performance criteria related to such shares had been satisfied. 246,045 of the shares have vested or will vest based on the passage of time, which differs by 1 share from the amount previously reported on the reporting person's Form 3 due to a rounding error. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:28 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 2,782 | $0.00 Strike: $7.52 | $0.00 |
DisclosureSEC source: 0001104659-18-029987 · a4.xml · derivative · entry 4 Brown David Craig · CIK 0001730370 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,833 Underlying: Class B Common Stock · 2,782 shares Expires 2026-03-11 F4 · balance_after: On March 11, 2016, the reporting person was granted an option to purchase 61,833 shares of Class B Common Stock (after giving effect to the Stock Split). 2,782 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018 when the Company's Compensation Committee determined that the performance criteria related to such shares had been satisfied. 59,051 of the shares have vested or will vest based on the passage of time, which differs by 2 shares from the amount previously reported on the reporting person's Form 3 due to a rounding error. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:28 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 1,830 | $0.00 Strike: $4.73 | $0.00 |
DisclosureSEC source: 0001104659-18-029987 · a4.xml · derivative · entry 3 Brown David Craig · CIK 0001730370 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,670 Underlying: Class B Common Stock · 1,830 shares Expires 2024-12-17 F3 · balance_after: On December 17, 2014, the reporting person was granted an option to purchase 40,670 shares of Class B Common Stock (after giving effect to the Stock Split). 1,830 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018 when the Company's Compensation Committee determined that the performance criteria related to such shares had been satisfied. 38,840 of the shares have vested or will vest based on the passage of time, which differs by 1 share from the amount previously reported on the reporting person's Form 3 due to a rounding error. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:28 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 3,942 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0001104659-18-029987 · a4.xml · derivative · entry 2 Brown David Craig · CIK 0001730370 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,597 Underlying: Class B Common Stock · 3,942 shares Expires 2024-02-05 F2 · balance_after: On February 5, 2014, the reporting person was granted an option to purchase 87,597 shares of Class B Common Stock (after giving effect to the Stock Split). 3,942 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018 when the Company's Compensation Committee determined that the performance criteria related to such shares had been satisfied. 83,655 of the shares have vested or will vest based on the passage of time, which differs by 1 share from the amount previously reported on the reporting person's Form 3 due to a rounding error. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:28 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 17,330 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0001104659-18-029987 · a4.xml · derivative · entry 1 Brown David Craig · CIK 0001730370 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,112 Underlying: Class B Common Stock · 17,330 shares Expires 2023-07-31 F1 · balance_after: On July 31, 2013, the reporting person was granted an option to purchase 385,112 shares of Class B Common Stock (after giving effect to Victory Capital Holdings, Inc.'s (the "Company's") 175.194 for 1 stock split on February 5, 2018 (the "Stock Split")). 17,330 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018 when the Company's Compensation Committee determined that the performance criteria related to such shares had been satisfied. As previously reported on the reporting person's Form 3 filed with the Securities and Exchange Commission on February 7, 2018 (the "Form 3"), 367,782 of the shares have vested or will vest based on the passage of time. Read SEC document |
| February 09, 2018 Filed Feb 15, 2018 00:43 UTC Amendment | Victory Capital Holdings, Inc. VCTR · Entity 3710 | PurchaseClass A Common Stock | 4,000 | $12.11 | $48,440.00 |
DisclosureSEC source: 0001104659-18-009840 · a4a.xml · nonDerivative · entry 1 Brown David Craig · CIK 0001730370 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 F1 · date: This form is being amended to correct a typographical error in the transaction date on the originally filed Form 4 from "02/08/2018" to "02/09/2018." Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:22 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | PurchaseClass A Common Stock | 4,000 | $12.11 | $48,440.00 |
DisclosureSEC source: 0001104659-18-008520 · a4.xml · nonDerivative · entry 2 Brown David Craig · CIK 0001730370 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:22 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | PurchaseClass A Common Stock | 12,500 | $12.23 | $152,875.00 |
DisclosureSEC source: 0001104659-18-008520 · a4.xml · nonDerivative · entry 1 Brown David Craig · CIK 0001730370 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.