Gosin Barry M

SEC source: 0001437749-26-028217 · rdgdoc.xml · nonDerivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,812

F1 · shares: On August 17, 2026, Newmark Group, Inc. (the "Company") repurchased an aggregate of 3,571,183 shares of its Class A common stock, par value $0.01 per share ("Class A Common Stock") beneficially owned by the reporting person. The sale price per share was the closing price per share of a share of the Class A Common Stock on the Nasdaq Global Select Market on August 17, 2026. The transaction was approved by the Audit Committee and Compensation Committee of the Company pursuant to the Company's stock buyback authorization and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On August 17, 2026, Newmark Group, Inc. (the "Company") repurchased an aggregate of 3,571,183 shares of its Class A common stock, par value $0.01 per share ("Class A Common Stock") beneficially owned by the reporting person. The sale price per share was the closing price per share of a share of the Class A Common Stock on the Nasdaq Global Select Market on August 17, 2026. The transaction was approved by the Audit Committee and Compensation Committee of the Company pursuant to the Company's stock buyback authorization and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 300,000 shares held by the reporting person that were inadvertently omitted from the amount of securities beneficially owned due to an administrative error on the Forms 4 filed on December 31, 2025 and July 30, 2026. Mr. Gosin's holdings as reported on this Form 4 do not include the additional non-exchangeable partnership units issued to him under his employment agreements that have not been granted exchange rights.

SEC source: 0001437749-26-025049 · rdgdoc.xml · nonDerivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,599,995

F1 · shares: On July 29, 2026, Newmark Group, Inc. (the "Company") repurchased an aggregate of 300,000 shares of its Class A common stock, par value $0.01 per share ("Class A Common Stock") beneficially owned by the reporting person. The sale price per share was the closing price per share of a share of the Class A Common Stock on the Nasdaq Global Select Market on July 29, 2026. The transaction was approved by the Audit Committee and Compensation Committee of the Company pursuant to the Company's stock buyback authorization and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The shares were held by the Gosin Family Foundation and the proceeds are expected to be used for the foundation's charitable purposes.

F1 · price: On July 29, 2026, Newmark Group, Inc. (the "Company") repurchased an aggregate of 300,000 shares of its Class A common stock, par value $0.01 per share ("Class A Common Stock") beneficially owned by the reporting person. The sale price per share was the closing price per share of a share of the Class A Common Stock on the Nasdaq Global Select Market on July 29, 2026. The transaction was approved by the Audit Committee and Compensation Committee of the Company pursuant to the Company's stock buyback authorization and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The shares were held by the Gosin Family Foundation and the proceeds are expected to be used for the foundation's charitable purposes.

SEC source: 0001213900-25-127095 · ownership.xml · nonDerivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,899,995

F1 · shares: Represents a gift of shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), by the reporting person to a charitable organization.

F1 · price: Represents a gift of shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), by the reporting person to a charitable organization.

F2 · balance_after: Includes 3,899,995 shares of Class A Common Stock held directly. Of the shares held directly, includes 11,373 shares held by the reporting person that were inadvertently omitted due to administrative error from the reporting person's last Form 4 filing reporting Class A Common Stock.

SEC source: 0001437749-25-039086 · rdgdoc.xml · derivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 885,098

Underlying: Class A common stock, par value $0.01 per share · 491,620 shares

Expires not disclosed

F1 · security: Consists of a grant of 531,022 exchange rights with respect to 531,022 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock, par value $0.01 per share, of Newmark Group, Inc. (the "Company") at the then-current exchange ratio, which is currently 0.9258. The total number of exchangeable Holdings Units includes 354,076 exchangeable Holdings Units held by the reporting person prior to such grant.. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · derivative.exercise_price: Consists of a grant of 531,022 exchange rights with respect to 531,022 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock, par value $0.01 per share, of Newmark Group, Inc. (the "Company") at the then-current exchange ratio, which is currently 0.9258. The total number of exchangeable Holdings Units includes 354,076 exchangeable Holdings Units held by the reporting person prior to such grant.. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · kind: Consists of a grant of 531,022 exchange rights with respect to 531,022 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock, par value $0.01 per share, of Newmark Group, Inc. (the "Company") at the then-current exchange ratio, which is currently 0.9258. The total number of exchangeable Holdings Units includes 354,076 exchangeable Holdings Units held by the reporting person prior to such grant.. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · shares: Consists of a grant of 531,022 exchange rights with respect to 531,022 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock, par value $0.01 per share, of Newmark Group, Inc. (the "Company") at the then-current exchange ratio, which is currently 0.9258. The total number of exchangeable Holdings Units includes 354,076 exchangeable Holdings Units held by the reporting person prior to such grant.. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: Consists of a grant of 531,022 exchange rights with respect to 531,022 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock, par value $0.01 per share, of Newmark Group, Inc. (the "Company") at the then-current exchange ratio, which is currently 0.9258. The total number of exchangeable Holdings Units includes 354,076 exchangeable Holdings Units held by the reporting person prior to such grant.. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · derivative.exercise_date: Consists of a grant of 531,022 exchange rights with respect to 531,022 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock, par value $0.01 per share, of Newmark Group, Inc. (the "Company") at the then-current exchange ratio, which is currently 0.9258. The total number of exchangeable Holdings Units includes 354,076 exchangeable Holdings Units held by the reporting person prior to such grant.. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · derivative.expiration_date: Consists of a grant of 531,022 exchange rights with respect to 531,022 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock, par value $0.01 per share, of Newmark Group, Inc. (the "Company") at the then-current exchange ratio, which is currently 0.9258. The total number of exchangeable Holdings Units includes 354,076 exchangeable Holdings Units held by the reporting person prior to such grant.. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · derivative.underlying_shares: Consists of a grant of 531,022 exchange rights with respect to 531,022 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock, par value $0.01 per share, of Newmark Group, Inc. (the "Company") at the then-current exchange ratio, which is currently 0.9258. The total number of exchangeable Holdings Units includes 354,076 exchangeable Holdings Units held by the reporting person prior to such grant.. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · balance_after: Consists of a grant of 531,022 exchange rights with respect to 531,022 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock, par value $0.01 per share, of Newmark Group, Inc. (the "Company") at the then-current exchange ratio, which is currently 0.9258. The total number of exchangeable Holdings Units includes 354,076 exchangeable Holdings Units held by the reporting person prior to such grant.. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-25-000056 · rdgdoc.xml · derivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,076

Underlying: Class A common stock, par value $0.01 per share · Not disclosed shares

Expires not disclosed

F1 · security: Consists of a grant of 354,076 exchange rights with respect to 354,076 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · derivative.exercise_price: Consists of a grant of 354,076 exchange rights with respect to 354,076 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · kind: Consists of a grant of 354,076 exchange rights with respect to 354,076 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · shares: Consists of a grant of 354,076 exchange rights with respect to 354,076 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · price: Consists of a grant of 354,076 exchange rights with respect to 354,076 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · derivative.exercise_date: Consists of a grant of 354,076 exchange rights with respect to 354,076 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · derivative.expiration_date: Consists of a grant of 354,076 exchange rights with respect to 354,076 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · derivative.underlying_shares: Consists of a grant of 354,076 exchange rights with respect to 354,076 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · balance_after: Consists of a grant of 354,076 exchange rights with respect to 354,076 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

SEC source: 0001437749-24-029967 · rdgdoc.xml · derivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock, par value $0.01 per share · Not disclosed shares

Expires not disclosed

F1 · security: On September 23, 2024, Newmark Group, Inc. (the "Company") repurchased 795,376 previously awarded limited partnership interests ("Interests") of Newmark Holdings, L.P. held by the reporting person and which the reporting person had previously received exchange rights for. The sale price per Interest of $14.19 was $15.34, the closing price of a share of the Company's Class A common stock, par value $0.01 per share on September 23, 2024, multiplied by the then-current exchange ratio of 0.9248. The transaction was approved by the Compensation Committee of the Board of Directors of the Company, and was exempt pursuant to Rule 16b-3 of the Securities Exchange Act of 1936, as amended.

F1 · derivative.exercise_price: On September 23, 2024, Newmark Group, Inc. (the "Company") repurchased 795,376 previously awarded limited partnership interests ("Interests") of Newmark Holdings, L.P. held by the reporting person and which the reporting person had previously received exchange rights for. The sale price per Interest of $14.19 was $15.34, the closing price of a share of the Company's Class A common stock, par value $0.01 per share on September 23, 2024, multiplied by the then-current exchange ratio of 0.9248. The transaction was approved by the Compensation Committee of the Board of Directors of the Company, and was exempt pursuant to Rule 16b-3 of the Securities Exchange Act of 1936, as amended.

F1 · kind: On September 23, 2024, Newmark Group, Inc. (the "Company") repurchased 795,376 previously awarded limited partnership interests ("Interests") of Newmark Holdings, L.P. held by the reporting person and which the reporting person had previously received exchange rights for. The sale price per Interest of $14.19 was $15.34, the closing price of a share of the Company's Class A common stock, par value $0.01 per share on September 23, 2024, multiplied by the then-current exchange ratio of 0.9248. The transaction was approved by the Compensation Committee of the Board of Directors of the Company, and was exempt pursuant to Rule 16b-3 of the Securities Exchange Act of 1936, as amended.

F1 · shares: On September 23, 2024, Newmark Group, Inc. (the "Company") repurchased 795,376 previously awarded limited partnership interests ("Interests") of Newmark Holdings, L.P. held by the reporting person and which the reporting person had previously received exchange rights for. The sale price per Interest of $14.19 was $15.34, the closing price of a share of the Company's Class A common stock, par value $0.01 per share on September 23, 2024, multiplied by the then-current exchange ratio of 0.9248. The transaction was approved by the Compensation Committee of the Board of Directors of the Company, and was exempt pursuant to Rule 16b-3 of the Securities Exchange Act of 1936, as amended.

F1 · price: On September 23, 2024, Newmark Group, Inc. (the "Company") repurchased 795,376 previously awarded limited partnership interests ("Interests") of Newmark Holdings, L.P. held by the reporting person and which the reporting person had previously received exchange rights for. The sale price per Interest of $14.19 was $15.34, the closing price of a share of the Company's Class A common stock, par value $0.01 per share on September 23, 2024, multiplied by the then-current exchange ratio of 0.9248. The transaction was approved by the Compensation Committee of the Board of Directors of the Company, and was exempt pursuant to Rule 16b-3 of the Securities Exchange Act of 1936, as amended.

F1 · derivative.exercise_date: On September 23, 2024, Newmark Group, Inc. (the "Company") repurchased 795,376 previously awarded limited partnership interests ("Interests") of Newmark Holdings, L.P. held by the reporting person and which the reporting person had previously received exchange rights for. The sale price per Interest of $14.19 was $15.34, the closing price of a share of the Company's Class A common stock, par value $0.01 per share on September 23, 2024, multiplied by the then-current exchange ratio of 0.9248. The transaction was approved by the Compensation Committee of the Board of Directors of the Company, and was exempt pursuant to Rule 16b-3 of the Securities Exchange Act of 1936, as amended.

F1 · derivative.expiration_date: On September 23, 2024, Newmark Group, Inc. (the "Company") repurchased 795,376 previously awarded limited partnership interests ("Interests") of Newmark Holdings, L.P. held by the reporting person and which the reporting person had previously received exchange rights for. The sale price per Interest of $14.19 was $15.34, the closing price of a share of the Company's Class A common stock, par value $0.01 per share on September 23, 2024, multiplied by the then-current exchange ratio of 0.9248. The transaction was approved by the Compensation Committee of the Board of Directors of the Company, and was exempt pursuant to Rule 16b-3 of the Securities Exchange Act of 1936, as amended.

F1 · derivative.underlying_shares: On September 23, 2024, Newmark Group, Inc. (the "Company") repurchased 795,376 previously awarded limited partnership interests ("Interests") of Newmark Holdings, L.P. held by the reporting person and which the reporting person had previously received exchange rights for. The sale price per Interest of $14.19 was $15.34, the closing price of a share of the Company's Class A common stock, par value $0.01 per share on September 23, 2024, multiplied by the then-current exchange ratio of 0.9248. The transaction was approved by the Compensation Committee of the Board of Directors of the Company, and was exempt pursuant to Rule 16b-3 of the Securities Exchange Act of 1936, as amended.

F1 · balance_after: On September 23, 2024, Newmark Group, Inc. (the "Company") repurchased 795,376 previously awarded limited partnership interests ("Interests") of Newmark Holdings, L.P. held by the reporting person and which the reporting person had previously received exchange rights for. The sale price per Interest of $14.19 was $15.34, the closing price of a share of the Company's Class A common stock, par value $0.01 per share on September 23, 2024, multiplied by the then-current exchange ratio of 0.9248. The transaction was approved by the Compensation Committee of the Board of Directors of the Company, and was exempt pursuant to Rule 16b-3 of the Securities Exchange Act of 1936, as amended.

SEC source: 0001437749-24-000207 · rdgdoc.xml · derivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 795,376

Underlying: Class A common stock, par value $0.01 per share · Not disclosed shares

Expires not disclosed

F1 · security: Consists of a grant of 176,804 exchange rights with respect to 176,804 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 618,572 exchangeable Holdings Units held by the reporting person prior to such grant. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · derivative.exercise_price: Consists of a grant of 176,804 exchange rights with respect to 176,804 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 618,572 exchangeable Holdings Units held by the reporting person prior to such grant. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · kind: Consists of a grant of 176,804 exchange rights with respect to 176,804 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 618,572 exchangeable Holdings Units held by the reporting person prior to such grant. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · shares: Consists of a grant of 176,804 exchange rights with respect to 176,804 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 618,572 exchangeable Holdings Units held by the reporting person prior to such grant. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · price: Consists of a grant of 176,804 exchange rights with respect to 176,804 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 618,572 exchangeable Holdings Units held by the reporting person prior to such grant. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · derivative.exercise_date: Consists of a grant of 176,804 exchange rights with respect to 176,804 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 618,572 exchangeable Holdings Units held by the reporting person prior to such grant. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · derivative.expiration_date: Consists of a grant of 176,804 exchange rights with respect to 176,804 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 618,572 exchangeable Holdings Units held by the reporting person prior to such grant. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

F1 · derivative.underlying_shares: Consists of a grant of 176,804 exchange rights with respect to 176,804 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 618,572 exchangeable Holdings Units held by the reporting person prior to such grant. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.

SEC source: 0001437749-23-009073 · rdgdoc.xml · nonDerivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,188,622

F1 · shares: On March 30, 2023, Newmark Group, Inc. (the "Company") granted to the reporting person 189,024 shares of its Class A common stock, par value $0.01 per share, following the redemption and cancellation of an aggregate of 203,186 non-exchangeable limited partnership interests of Newmark Holdings, L.P at the then-current exchange ratio of 0.9303. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On March 30, 2023, Newmark Group, Inc. (the "Company") granted to the reporting person 189,024 shares of its Class A common stock, par value $0.01 per share, following the redemption and cancellation of an aggregate of 203,186 non-exchangeable limited partnership interests of Newmark Holdings, L.P at the then-current exchange ratio of 0.9303. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-21-029186 · rdgdoc.xml · nonDerivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,999,598

F1 · shares: On December 21, 2021, Newmark Group, Inc. (the "Company") granted to the reporting person 446,711 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption and cancellation of an aggregate of 478,328 non-exchangeable limited partnership interests of Newmark Holdings, L.P. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On December 21, 2021, Newmark Group, Inc. (the "Company") granted to the reporting person 446,711 shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), following the redemption and cancellation of an aggregate of 478,328 non-exchangeable limited partnership interests of Newmark Holdings, L.P. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-21-016102 · rdgdoc.xml · derivative · entry 4

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,572

Underlying: Class A common stock, par value $0.01 per share · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On June 28, 2021, 1,531,061 exchangeable limited partnership units of Newmark Holdings, L.P. ("Holdings Units") held by the reporting person were exchanged into 1,439,658 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), at the current exchange ratio of 0.9403 shares of Class A Common Stock per Holdings Unit. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio.

F1 · derivative.exercise_price: On June 28, 2021, 1,531,061 exchangeable limited partnership units of Newmark Holdings, L.P. ("Holdings Units") held by the reporting person were exchanged into 1,439,658 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), at the current exchange ratio of 0.9403 shares of Class A Common Stock per Holdings Unit. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio.

F1 · kind: On June 28, 2021, 1,531,061 exchangeable limited partnership units of Newmark Holdings, L.P. ("Holdings Units") held by the reporting person were exchanged into 1,439,658 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), at the current exchange ratio of 0.9403 shares of Class A Common Stock per Holdings Unit. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio.

F1 · shares: On June 28, 2021, 1,531,061 exchangeable limited partnership units of Newmark Holdings, L.P. ("Holdings Units") held by the reporting person were exchanged into 1,439,658 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), at the current exchange ratio of 0.9403 shares of Class A Common Stock per Holdings Unit. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio.

F1 · price: On June 28, 2021, 1,531,061 exchangeable limited partnership units of Newmark Holdings, L.P. ("Holdings Units") held by the reporting person were exchanged into 1,439,658 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), at the current exchange ratio of 0.9403 shares of Class A Common Stock per Holdings Unit. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio.

F1 · derivative.exercise_date: On June 28, 2021, 1,531,061 exchangeable limited partnership units of Newmark Holdings, L.P. ("Holdings Units") held by the reporting person were exchanged into 1,439,658 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), at the current exchange ratio of 0.9403 shares of Class A Common Stock per Holdings Unit. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio.

F1 · derivative.expiration_date: On June 28, 2021, 1,531,061 exchangeable limited partnership units of Newmark Holdings, L.P. ("Holdings Units") held by the reporting person were exchanged into 1,439,658 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), at the current exchange ratio of 0.9403 shares of Class A Common Stock per Holdings Unit. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio.

F1 · derivative.underlying: On June 28, 2021, 1,531,061 exchangeable limited partnership units of Newmark Holdings, L.P. ("Holdings Units") held by the reporting person were exchanged into 1,439,658 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), at the current exchange ratio of 0.9403 shares of Class A Common Stock per Holdings Unit. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio.

F1 · derivative.underlying_shares: On June 28, 2021, 1,531,061 exchangeable limited partnership units of Newmark Holdings, L.P. ("Holdings Units") held by the reporting person were exchanged into 1,439,658 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), at the current exchange ratio of 0.9403 shares of Class A Common Stock per Holdings Unit. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio.

SEC source: 0001437749-21-016102 · rdgdoc.xml · nonDerivative · entry 3

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,552,887

F3 · kind: In connection with the transactions described above, 670,933 shares of Class A Common Stock were withheld to pay taxes on the transactions described above.

F3 · shares: In connection with the transactions described above, 670,933 shares of Class A Common Stock were withheld to pay taxes on the transactions described above.

F3 · price: In connection with the transactions described above, 670,933 shares of Class A Common Stock were withheld to pay taxes on the transactions described above.

SEC source: 0001437749-21-016102 · rdgdoc.xml · nonDerivative · entry 2

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,223,820

F2 · kind: On June 28, 2021, the Company granted to the reporting person 12,500 shares of Class A Common Stock. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · shares: On June 28, 2021, the Company granted to the reporting person 12,500 shares of Class A Common Stock. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · price: On June 28, 2021, the Company granted to the reporting person 12,500 shares of Class A Common Stock. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-21-016102 · rdgdoc.xml · nonDerivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,211,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On June 28, 2021, 1,531,061 exchangeable limited partnership units of Newmark Holdings, L.P. ("Holdings Units") held by the reporting person were exchanged into 1,439,658 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), at the current exchange ratio of 0.9403 shares of Class A Common Stock per Holdings Unit. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio.

F1 · shares: On June 28, 2021, 1,531,061 exchangeable limited partnership units of Newmark Holdings, L.P. ("Holdings Units") held by the reporting person were exchanged into 1,439,658 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), at the current exchange ratio of 0.9403 shares of Class A Common Stock per Holdings Unit. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio.

F1 · price: On June 28, 2021, 1,531,061 exchangeable limited partnership units of Newmark Holdings, L.P. ("Holdings Units") held by the reporting person were exchanged into 1,439,658 shares of Newmark Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Class A Common Stock"), at the current exchange ratio of 0.9403 shares of Class A Common Stock per Holdings Unit. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio.

SEC source: 0001437749-21-006519 · rdgdoc.xml · derivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149,633

Underlying: Class A common stock, par value $0.01 per share · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On March 16, 2021, the reporting person was granted 557,698 exchange rights with respect to 557,698 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 1,591,935 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9365 shares of Class A common stock per Holdings Unit (subject to adjustment).

F1 · price: On March 16, 2021, the reporting person was granted 557,698 exchange rights with respect to 557,698 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 1,591,935 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9365 shares of Class A common stock per Holdings Unit (subject to adjustment).

F1 · derivative.exercise_date: On March 16, 2021, the reporting person was granted 557,698 exchange rights with respect to 557,698 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 1,591,935 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9365 shares of Class A common stock per Holdings Unit (subject to adjustment).

F1 · derivative.expiration_date: On March 16, 2021, the reporting person was granted 557,698 exchange rights with respect to 557,698 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 1,591,935 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9365 shares of Class A common stock per Holdings Unit (subject to adjustment).

F1 · derivative.underlying_shares: On March 16, 2021, the reporting person was granted 557,698 exchange rights with respect to 557,698 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 1,591,935 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9365 shares of Class A common stock per Holdings Unit (subject to adjustment).

F1 · balance_after: On March 16, 2021, the reporting person was granted 557,698 exchange rights with respect to 557,698 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 1,591,935 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9365 shares of Class A common stock per Holdings Unit (subject to adjustment).

SEC source: 0001437749-19-010303 · rdgdoc.xml · nonDerivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,771,662

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.95 to $8.00. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission (the "SEC") staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

SEC source: 0001437749-19-009862 · rdgdoc.xml · nonDerivative · entry 3

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770,462

F3 · price: This transaction was executed in multiple trades at prices ranging from $7.72 to $8.00. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (3).

SEC source: 0001437749-19-009862 · rdgdoc.xml · nonDerivative · entry 2

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,699,776

F2 · price: This transaction was executed in multiple trades at prices ranging from $7.39 to $7.75. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2).

SEC source: 0001437749-19-009862 · rdgdoc.xml · nonDerivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,405,603

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.31 to $7.78. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission (the "SEC") staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

SEC source: 0001437749-18-021944 · rdgdoc.xml · nonDerivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,209,378

F1 · price: This transaction was executed in multiple trades at prices ranging from $9.23 to $9.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

SEC source: 0001437749-18-021916 · rdgdoc.xml · nonDerivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,106,582

F1 · price: This transaction was executed in multiple trades at prices ranging from $9.17 to $9.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

SEC source: 0001437749-18-021855 · rdgdoc.xml · nonDerivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,522,015

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.58 to $8.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

SEC source: 0000899243-18-030243 · doc4.xml · derivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531,062

Underlying: Class A common stock, par value $0.01 per share · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On April 2, 2018, the reporting person was granted 563,765 exchange rights with respect to 563,765 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also included 967,297 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9793 shares of Class A common stock per Holdings Unit (subject to adjustment).

F1 · price: On April 2, 2018, the reporting person was granted 563,765 exchange rights with respect to 563,765 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also included 967,297 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9793 shares of Class A common stock per Holdings Unit (subject to adjustment).

F1 · derivative.exercise_date: On April 2, 2018, the reporting person was granted 563,765 exchange rights with respect to 563,765 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also included 967,297 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9793 shares of Class A common stock per Holdings Unit (subject to adjustment).

F1 · derivative.expiration_date: On April 2, 2018, the reporting person was granted 563,765 exchange rights with respect to 563,765 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also included 967,297 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9793 shares of Class A common stock per Holdings Unit (subject to adjustment).

F1 · derivative.underlying_shares: On April 2, 2018, the reporting person was granted 563,765 exchange rights with respect to 563,765 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also included 967,297 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9793 shares of Class A common stock per Holdings Unit (subject to adjustment).

F1 · balance_after: On April 2, 2018, the reporting person was granted 563,765 exchange rights with respect to 563,765 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also included 967,297 exchangeable Holdings Units held by the reporting person prior to such grant. The exchangeable Holdings Units held by the reporting person are exchangeable, at the option of the holder thereof, into shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. ("Class A common stock") at the current exchange ratio of 0.9793 shares of Class A common stock per Holdings Unit (subject to adjustment).

SEC source: 0001437749-18-004654 · rdgdoc.xml · nonDerivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,746

F1 · kind: On March 12, 2018, Newmark Group, Inc. (the "Company") issued to the reporting person 327,746 net shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), based on the price of $15.57 per share, which was the closing price of the Class A Common Stock on such date, following the redemption and cancellation of an aggregate of 642,261 non-exchangeable limited partnership units of Newmark Holdings, L.P. The transaction was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · shares: On March 12, 2018, Newmark Group, Inc. (the "Company") issued to the reporting person 327,746 net shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), based on the price of $15.57 per share, which was the closing price of the Class A Common Stock on such date, following the redemption and cancellation of an aggregate of 642,261 non-exchangeable limited partnership units of Newmark Holdings, L.P. The transaction was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · price: On March 12, 2018, Newmark Group, Inc. (the "Company") issued to the reporting person 327,746 net shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), based on the price of $15.57 per share, which was the closing price of the Class A Common Stock on such date, following the redemption and cancellation of an aggregate of 642,261 non-exchangeable limited partnership units of Newmark Holdings, L.P. The transaction was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · balance_after: On March 12, 2018, Newmark Group, Inc. (the "Company") issued to the reporting person 327,746 net shares of its Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), based on the price of $15.57 per share, which was the closing price of the Class A Common Stock on such date, following the redemption and cancellation of an aggregate of 642,261 non-exchangeable limited partnership units of Newmark Holdings, L.P. The transaction was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001437749-17-021057 · rdgdoc.xml · derivative · entry 1

Gosin Barry M · CIK 0001388845 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,298

Underlying: Class A common stock, par value $0.01 per share · 967,298 shares

Expires not disclosed

F1 · security: On December 13, 2017, the reporting person acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 967,298 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the separation of the Newmark business from the remainder of the businesses held by BGC Partners, Inc. and its subsidiaries. The exchange rights with respect to the Interests are exercisable at any time for shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. on a one-for-one basis (subject to adjustment).

F1 · derivative.exercise_price: On December 13, 2017, the reporting person acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 967,298 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the separation of the Newmark business from the remainder of the businesses held by BGC Partners, Inc. and its subsidiaries. The exchange rights with respect to the Interests are exercisable at any time for shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. on a one-for-one basis (subject to adjustment).

F1 · kind: On December 13, 2017, the reporting person acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 967,298 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the separation of the Newmark business from the remainder of the businesses held by BGC Partners, Inc. and its subsidiaries. The exchange rights with respect to the Interests are exercisable at any time for shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. on a one-for-one basis (subject to adjustment).

F1 · shares: On December 13, 2017, the reporting person acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 967,298 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the separation of the Newmark business from the remainder of the businesses held by BGC Partners, Inc. and its subsidiaries. The exchange rights with respect to the Interests are exercisable at any time for shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. on a one-for-one basis (subject to adjustment).

F1 · price: On December 13, 2017, the reporting person acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 967,298 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the separation of the Newmark business from the remainder of the businesses held by BGC Partners, Inc. and its subsidiaries. The exchange rights with respect to the Interests are exercisable at any time for shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. on a one-for-one basis (subject to adjustment).

F1 · derivative.exercise_date: On December 13, 2017, the reporting person acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 967,298 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the separation of the Newmark business from the remainder of the businesses held by BGC Partners, Inc. and its subsidiaries. The exchange rights with respect to the Interests are exercisable at any time for shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. on a one-for-one basis (subject to adjustment).

F1 · derivative.expiration_date: On December 13, 2017, the reporting person acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 967,298 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the separation of the Newmark business from the remainder of the businesses held by BGC Partners, Inc. and its subsidiaries. The exchange rights with respect to the Interests are exercisable at any time for shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. on a one-for-one basis (subject to adjustment).

F1 · derivative.underlying: On December 13, 2017, the reporting person acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 967,298 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the separation of the Newmark business from the remainder of the businesses held by BGC Partners, Inc. and its subsidiaries. The exchange rights with respect to the Interests are exercisable at any time for shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. on a one-for-one basis (subject to adjustment).

F1 · derivative.underlying_shares: On December 13, 2017, the reporting person acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 967,298 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the separation of the Newmark business from the remainder of the businesses held by BGC Partners, Inc. and its subsidiaries. The exchange rights with respect to the Interests are exercisable at any time for shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. on a one-for-one basis (subject to adjustment).

F1 · balance_after: On December 13, 2017, the reporting person acquired from Newmark Holdings, L.P. ("Newmark Holdings") an aggregate of 967,298 exchangeable limited partnership interests in Newmark Holdings (the "Interests") in connection with the separation of the Newmark business from the remainder of the businesses held by BGC Partners, Inc. and its subsidiaries. The exchange rights with respect to the Interests are exercisable at any time for shares of Class A common stock, par value $0.01 per share, of Newmark Group, Inc. on a one-for-one basis (subject to adjustment).