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person · Reporting owner

PETERSEN GARY R

Disclosed activity across 3 companies

Tapewire entity
22870
SEC CIK
0001181757

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EV Energy Partners, LPEVEP · Entity 171367DirectorJanuary 15, 2017January 18, 2017
PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291DirectorJanuary 07, 2025January 10, 2025
PLAINS GP HOLDINGS LPPAGP · Entity 3737DirectorAugust 13, 2026August 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EV Energy Partners, LP

Report date January 15, 2017 · Filed January 18, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitSEC Table I · non-derivativeIndirectby EnCap V-B Acquisitions, L.P.414,280 Reported balance After 2017-01-15 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-01-15 · Exercise / conversion · Acquired 2,148 · Balance 414,280

F1: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Common UnitSEC Table I · non-derivativeIndirectby EnCap Energy Capital Fund V, L.P.523,666 Reported balance After 2017-01-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-01-15 · Exercise / conversion · Acquired 2,714 · Balance 523,666

F1: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Phantom UnitSEC Table II · derivative / convertible security · Expires 2017-01-15Indirectby EnCap V-B Acquisitions, L.P.0 Reported balance After 2017-01-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-01-15 · Exercise / conversion · Disposed 248 · Balance 0

F1: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Phantom UnitSEC Table II · derivative / convertible security · Expires 2017-01-15Indirectby EnCap V-B Acquisitions, L.P.188 Reported balance After 2017-01-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-01-15 · Exercise / conversion · Disposed 188 · Balance 188

F1: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Phantom UnitSEC Table II · derivative / convertible security · Expires 2017-01-15Indirectby EnCap V-B Acquisitions, L.P.662 Reported balance After 2017-01-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-01-15 · Exercise / conversion · Disposed 331 · Balance 662

F1: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Phantom UnitSEC Table II · derivative / convertible security · Expires 2017-01-15Indirectby EnCap V-B Acquisitions, L.P.4,143 Reported balance After 2017-01-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-01-15 · Exercise / conversion · Disposed 1,381 · Balance 4,143

F1: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Phantom UnitSEC Table II · derivative / convertible security · Expires 2017-01-15Indirectby EnCap Energy Capital Fund V, L.P.0 Reported balance After 2017-01-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-01-15 · Exercise / conversion · Disposed 314 · Balance 0

F1: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Phantom UnitSEC Table II · derivative / convertible security · Expires 2017-01-15Indirectby EnCap Energy Capital Fund V, L.P.237 Reported balance After 2017-01-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-01-15 · Exercise / conversion · Disposed 237 · Balance 237

F1: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Phantom UnitSEC Table II · derivative / convertible security · Expires 2017-01-15Indirectby EnCap Energy Capital Fund V, L.P.838 Reported balance After 2017-01-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-01-15 · Exercise / conversion · Disposed 419 · Balance 838

F1: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Phantom UnitSEC Table II · derivative / convertible security · Expires 2017-01-15Indirectby EnCap Energy Capital Fund V, L.P.5,233 Reported balance After 2017-01-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-01-15 · Exercise / conversion · Disposed 1,744 · Balance 5,233

F1: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

PLAINS ALL AMERICAN PIPELINE LP

Report date January 07, 2025 · Filed January 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Convertible Preferred UnitsSEC Table II · derivative / convertible securityIndirectBy EnCap Flatrock Midstream Fund III, L.P.0 Reported balance After 2025-01-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-01-07 · Disposition to issuer · Disposed 12,678,560 · Balance 0

F1: On January 7, 2025, the Issuer entered into a Unit Repurchase Agreement with EnCap Flatrock Midstream Fund III, L.P. ("EFM III"), whereby the Issuer agreed to purchase 12,678,560 Series A Convertible Preferred Units representing limited partner interests in the Issuer (the "Preferred Units") from EFM III. The Preferred Units will be purchased at "par" ($26.25) for a total purchase price of USD $332,812,200, plus accrued unpaid distributions through January 30, 2025 of $10,400,476 (for total consideration of $343,212,676). The transaction is expected to close by the end of January 2025.

F2: The Preferred Units are perpetual in nature and have no expiration date.

F3: These securities were directly held by EFM III. Gary R. Petersen was previously deemed the beneficial owner of securities held by EFM III by virtue of being a member of EnCap Partners, LLC, which indirectly controlled EFM III. As the result of an internal reorganization, Mr. Petersen no longer has the power to direct the voting or disposition of the securities held by EFM III and, therefore, is no longer deemed the beneficial owner of such securities. Mr. Petersen disclaims beneficial ownership of the securities held by EFM III.

F4: In addition, the Reporting Person previously reported beneficial ownership of 12,678,560 Series A Convertible Preferred Units representing limited partner interests in the Issuer that are directly held by EnCap Energy Capital Fund X, L.P. ("EnCap Fund X"). Mr. Petersen was previously deemed the beneficial owner of securities held by EnCap Fund X by virtue of being a member of EnCap Partners, LLC, which indirectly controlled EnCap Fund X. As the result of an internal reorganization, Mr. Petersen no longer has the power to direct the voting or disposition of the securities held by EnCap Fund X and, therefore, is no longer deemed the beneficial owner of such securities. Mr. Petersen disclaims beneficial ownership of the securities held by EnCap Fund X.

Filing footnotes · ownership attribution and instrument terms

F1: On January 7, 2025, the Issuer entered into a Unit Repurchase Agreement with EnCap Flatrock Midstream Fund III, L.P. ("EFM III"), whereby the Issuer agreed to purchase 12,678,560 Series A Convertible Preferred Units representing limited partner interests in the Issuer (the "Preferred Units") from EFM III. The Preferred Units will be purchased at "par" ($26.25) for a total purchase price of USD $332,812,200, plus accrued unpaid distributions through January 30, 2025 of $10,400,476 (for total consideration of $343,212,676). The transaction is expected to close by the end of January 2025.

F2: The Preferred Units are perpetual in nature and have no expiration date.

F3: These securities were directly held by EFM III. Gary R. Petersen was previously deemed the beneficial owner of securities held by EFM III by virtue of being a member of EnCap Partners, LLC, which indirectly controlled EFM III. As the result of an internal reorganization, Mr. Petersen no longer has the power to direct the voting or disposition of the securities held by EFM III and, therefore, is no longer deemed the beneficial owner of such securities. Mr. Petersen disclaims beneficial ownership of the securities held by EFM III.

F4: In addition, the Reporting Person previously reported beneficial ownership of 12,678,560 Series A Convertible Preferred Units representing limited partner interests in the Issuer that are directly held by EnCap Energy Capital Fund X, L.P. ("EnCap Fund X"). Mr. Petersen was previously deemed the beneficial owner of securities held by EnCap Fund X by virtue of being a member of EnCap Partners, LLC, which indirectly controlled EnCap Fund X. As the result of an internal reorganization, Mr. Petersen no longer has the power to direct the voting or disposition of the securities held by EnCap Fund X and, therefore, is no longer deemed the beneficial owner of such securities. Mr. Petersen disclaims beneficial ownership of the securities held by EnCap Fund X.

PLAINS GP HOLDINGS LP

Report date August 13, 2026 · Filed August 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A SharesSEC Table I · non-derivativeDirect75,544 Reported balance After 2026-08-14 transaction · row 1
1 source row

Row 1 · 2026-08-14 · Exercise / conversion · Acquired 7,400 · Balance 75,544

Phantom Class A SharesSEC Table II · derivative / convertible security · Expires 2026-08-14Direct0 Reported balance After 2026-08-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-14 · Exercise / conversion · Disposed 7,400 · Balance 0

F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2: One Class A share is deliverable for each Phantom Class A share that vests.

Phantom Class A SharesSEC Table II · derivative / convertible securityDirect6,150 Reported balance After 2026-08-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-13 · Grant · Acquired 6,150 · Balance 6,150

F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2: One Class A share is deliverable for each Phantom Class A share that vests.

F3: Upon termination of service as director, other than because of death, disability or retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2: One Class A share is deliverable for each Phantom Class A share that vests.

F3: Upon termination of service as director, other than because of death, disability or retirement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 17, 2026 20:17 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 7,400 $0.00 $0.00
Disclosure

SEC source: 0001581990-26-000033 · form4.xml · derivative · entry 2

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 7,400 shares

Expires 2026-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2026 Filed Aug 17, 2026 20:17 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 7,400 $0.00 $0.00
Disclosure

SEC source: 0001581990-26-000033 · form4.xml · nonDerivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:17 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 6,150 $0.00 $0.00
Disclosure

SEC source: 0001581990-26-000033 · form4.xml · derivative · entry 3

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,150

Underlying: Class A Shares · 6,150 shares

Expires not disclosed

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:54 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 7,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014582 · form4.xml · derivative · entry 5

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,400

Underlying: Class A Shares · 7,400 shares

Expires not disclosed

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:54 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 11,900 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014582 · form4.xml · derivative · entry 4

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 11,900 shares

Expires 2025-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:54 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 7,650 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014582 · form4.xml · derivative · entry 3

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 7,650 shares

Expires 2025-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:54 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 11,900 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014582 · form4.xml · nonDerivative · entry 2

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:54 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 7,650 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014582 · form4.xml · nonDerivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 21:04 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Disposition to issuerSeries A Convertible Preferred Units · Derivative 12,678,560 $26.25 $332,812,200.00
Disclosure

SEC source: 0001062993-25-000661 · form4.xml · derivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By EnCap Flatrock Midstream Fund III, L.P.

Disclosed balance after: 0

Underlying: Common Units · 12,678,560 shares

Expires not disclosed

F1 · derivative.exercise_price: On January 7, 2025, the Issuer entered into a Unit Repurchase Agreement with EnCap Flatrock Midstream Fund III, L.P. ("EFM III"), whereby the Issuer agreed to purchase 12,678,560 Series A Convertible Preferred Units representing limited partner interests in the Issuer (the "Preferred Units") from EFM III. The Preferred Units will be purchased at "par" ($26.25) for a total purchase price of USD $332,812,200, plus accrued unpaid distributions through January 30, 2025 of $10,400,476 (for total consideration of $343,212,676). The transaction is expected to close by the end of January 2025.

F1 · derivative.exercise_date: On January 7, 2025, the Issuer entered into a Unit Repurchase Agreement with EnCap Flatrock Midstream Fund III, L.P. ("EFM III"), whereby the Issuer agreed to purchase 12,678,560 Series A Convertible Preferred Units representing limited partner interests in the Issuer (the "Preferred Units") from EFM III. The Preferred Units will be purchased at "par" ($26.25) for a total purchase price of USD $332,812,200, plus accrued unpaid distributions through January 30, 2025 of $10,400,476 (for total consideration of $343,212,676). The transaction is expected to close by the end of January 2025.

F2 · derivative.expiration_date: The Preferred Units are perpetual in nature and have no expiration date.

F3 · ownership.direct: These securities were directly held by EFM III. Gary R. Petersen was previously deemed the beneficial owner of securities held by EFM III by virtue of being a member of EnCap Partners, LLC, which indirectly controlled EFM III. As the result of an internal reorganization, Mr. Petersen no longer has the power to direct the voting or disposition of the securities held by EFM III and, therefore, is no longer deemed the beneficial owner of such securities. Mr. Petersen disclaims beneficial ownership of the securities held by EFM III.

F3 · ownership.nature: These securities were directly held by EFM III. Gary R. Petersen was previously deemed the beneficial owner of securities held by EFM III by virtue of being a member of EnCap Partners, LLC, which indirectly controlled EFM III. As the result of an internal reorganization, Mr. Petersen no longer has the power to direct the voting or disposition of the securities held by EFM III and, therefore, is no longer deemed the beneficial owner of such securities. Mr. Petersen disclaims beneficial ownership of the securities held by EFM III.

F4 · ownership.nature: In addition, the Reporting Person previously reported beneficial ownership of 12,678,560 Series A Convertible Preferred Units representing limited partner interests in the Issuer that are directly held by EnCap Energy Capital Fund X, L.P. ("EnCap Fund X"). Mr. Petersen was previously deemed the beneficial owner of securities held by EnCap Fund X by virtue of being a member of EnCap Partners, LLC, which indirectly controlled EnCap Fund X. As the result of an internal reorganization, Mr. Petersen no longer has the power to direct the voting or disposition of the securities held by EnCap Fund X and, therefore, is no longer deemed the beneficial owner of such securities. Mr. Petersen disclaims beneficial ownership of the securities held by EnCap Fund X.

Read SEC document
August 15, 2024 Filed Aug 15, 2024 22:26 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 7,650 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015198 · form4.xml · derivative · entry 5

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,650

Underlying: Class A Shares · 7,650 shares

Expires not disclosed

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:26 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 8,050 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015198 · form4.xml · derivative · entry 4

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 8,050 shares

Expires 2024-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:26 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 15,290 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015198 · form4.xml · derivative · entry 3

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 15,290 shares

Expires 2024-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:26 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 8,050 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015198 · form4.xml · nonDerivative · entry 2

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:26 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 15,290 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015198 · form4.xml · nonDerivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2023 Filed Aug 17, 2023 22:56 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 8,050 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016778 · form4.xml · derivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Class A Shares · 8,050 shares

Expires not disclosed

F1 · security: Grant of Phantom Class A shares under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death disability or retirement.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:27 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 11,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016640 · form4.xml · derivative · entry 4

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 11,400 shares

Expires 2023-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:27 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 5,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016640 · form4.xml · derivative · entry 3

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 5,220 shares

Expires 2023-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:27 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 11,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016640 · form4.xml · nonDerivative · entry 2

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:27 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 5,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016640 · form4.xml · nonDerivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2022 Filed Aug 18, 2022 21:27 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 11,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018400 · form4.xml · derivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

Underlying: Class A Shares · 11,400 shares

Expires not disclosed

F1 · security: Grant of Phantom Class A shares under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death disability or retirement.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:47 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 4,879 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018134 · form4.xml · derivative · entry 2

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 4,879 shares

Expires 2022-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:47 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 4,879 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018134 · form4.xml · nonDerivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2022 Filed Feb 17, 2023 00:18 UTC Amendment PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 4,879 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003857 · form4a.xml · nonDerivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amendment to Form 4 is being filed to correct the total number of securities owned in Column 5.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 21:29 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 11,900 $0.00 $0.00
Disclosure

SEC source: 0001615619-21-000086 · edgar.xml · derivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

Underlying: Class A Shares · 11,900 shares

Expires not disclosed

F1 · security: Grant of Phantom Class A shares under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:45 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionPhantom Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-21-000065 · edgar.xml · derivative · entry 2

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).

F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests.

F3 · derivative.exercise_date: Phantom Units vest annually on August distribution date.

F4 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:45 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionCommon Units 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-21-000065 · edgar.xml · nonDerivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 23:05 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionPhantom Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-20-000079 · edgar.xml · derivative · entry 2

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Units · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).

F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests.

F3 · derivative.exercise_date: Phantom Units vest annually on August distribution date.

F4 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 23:05 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionCommon Units 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-20-000079 · edgar.xml · nonDerivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 23:09 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 15,290 $0.00 $0.00
Disclosure

SEC source: 0001615619-20-000082 · edgar.xml · derivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,290

Underlying: Class A Shares · 15,290 shares

Expires not disclosed

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 20:37 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 5,220 $0.00 $0.00
Disclosure

SEC source: 0001615619-19-000084 · edgar.xml · derivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,220

Underlying: Class A Shares · 5,220 shares

Expires not disclosed

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable, upon vesting, for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:04 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionPhantom Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-19-000058 · edgar.xml · derivative · entry 2

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Units · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).

F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each phantom unit that vests.

F3 · derivative.exercise_date: Phantom Units vest annually on August distribution date.

F4 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:04 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionCommon Units 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-19-000058 · edgar.xml · nonDerivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 23:04 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionPhantom Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-18-000054 · edgar.xml · derivative · entry 2

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Units · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each phantom unit that vests.

F2 · derivative.exercise_date: Phantom Units vest annually on August distribution date.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 23:04 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionCommon Units 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-18-000054 · edgar.xml · nonDerivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 23:20 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 4,879 $0.00 $0.00
Disclosure

SEC source: 0001615619-18-000070 · edgar.xml · derivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,879

Underlying: Class A Shares · 4,879 shares

Expires not disclosed

F1 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F2 · derivative.exercise_date: Phantom Class A Shares vest annually on August distribution date, with an automatic re-grant of a number of Phantom Class A shares having a value on the date of grant of $125,000.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 21:43 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 GrantPhantom Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-17-000071 · edgar.xml · derivative · entry 3

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Units · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests.

F2 · derivative.exercise_date: Phantom Units vest annually on August distribution date, with automatic re-grant of equivalent amount.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 21:43 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionPhantom Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-17-000071 · edgar.xml · derivative · entry 2

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Units · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests.

F2 · derivative.exercise_date: Phantom Units vest annually on August distribution date, with automatic re-grant of equivalent amount.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 21:43 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionCommon Units 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-17-000071 · edgar.xml · nonDerivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:45 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 GrantPhantom Units Under LTIP Plan · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001237769-17-000005 · edgar.xml · derivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Units · 15,000 shares

Expires not disclosed

F1 · security: This award replaces a previous award for 10,000 phantom units; the previous award has been cancelled.

F2 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests.

F3 · derivative.exercise_date: 25% vest annually on August distribution date, with an automatic re-grant of equivalent amount.

F4 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 02:00 UTC EV Energy Partners, LP EVEP · Entity 171367 Exercise / conversionPhantom Unit · Derivative 1,744 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-001363 · doc4.xml · derivative · entry 10

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by EnCap Energy Capital Fund V, L.P.

Disclosed balance after: 5,233

Underlying: Common Unit · 1,744 shares

Expires 2017-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2 · ownership.nature: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 02:00 UTC EV Energy Partners, LP EVEP · Entity 171367 Exercise / conversionPhantom Unit · Derivative 419 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-001363 · doc4.xml · derivative · entry 9

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by EnCap Energy Capital Fund V, L.P.

Disclosed balance after: 838

Underlying: Common Unit · 419 shares

Expires 2017-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2 · ownership.nature: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 02:00 UTC EV Energy Partners, LP EVEP · Entity 171367 Exercise / conversionPhantom Unit · Derivative 237 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-001363 · doc4.xml · derivative · entry 8

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by EnCap Energy Capital Fund V, L.P.

Disclosed balance after: 237

Underlying: Common Unit · 237 shares

Expires 2017-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2 · ownership.nature: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

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January 15, 2017 Filed Jan 18, 2017 02:00 UTC EV Energy Partners, LP EVEP · Entity 171367 Exercise / conversionPhantom Unit · Derivative 314 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-001363 · doc4.xml · derivative · entry 7

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by EnCap Energy Capital Fund V, L.P.

Disclosed balance after: 0

Underlying: Common Unit · 314 shares

Expires 2017-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2 · ownership.nature: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

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January 15, 2017 Filed Jan 18, 2017 02:00 UTC EV Energy Partners, LP EVEP · Entity 171367 Exercise / conversionPhantom Unit · Derivative 1,381 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-001363 · doc4.xml · derivative · entry 6

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by EnCap V-B Acquisitions, L.P.

Disclosed balance after: 4,143

Underlying: Common Unit · 1,381 shares

Expires 2017-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2 · ownership.nature: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

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January 15, 2017 Filed Jan 18, 2017 02:00 UTC EV Energy Partners, LP EVEP · Entity 171367 Exercise / conversionPhantom Unit · Derivative 331 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-001363 · doc4.xml · derivative · entry 5

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by EnCap V-B Acquisitions, L.P.

Disclosed balance after: 662

Underlying: Common Unit · 331 shares

Expires 2017-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2 · ownership.nature: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 02:00 UTC EV Energy Partners, LP EVEP · Entity 171367 Exercise / conversionPhantom Unit · Derivative 188 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-001363 · doc4.xml · derivative · entry 4

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by EnCap V-B Acquisitions, L.P.

Disclosed balance after: 188

Underlying: Common Unit · 188 shares

Expires 2017-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2 · ownership.nature: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 02:00 UTC EV Energy Partners, LP EVEP · Entity 171367 Exercise / conversionPhantom Unit · Derivative 248 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-001363 · doc4.xml · derivative · entry 3

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by EnCap V-B Acquisitions, L.P.

Disclosed balance after: 0

Underlying: Common Unit · 248 shares

Expires 2017-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2 · ownership.nature: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 02:00 UTC EV Energy Partners, LP EVEP · Entity 171367 Exercise / conversionCommon Unit 2,714 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-001363 · doc4.xml · nonDerivative · entry 2

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by EnCap Energy Capital Fund V, L.P.

Disclosed balance after: 523,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2 · ownership.nature: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 02:00 UTC EV Energy Partners, LP EVEP · Entity 171367 Exercise / conversionCommon Unit 2,148 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-001363 · doc4.xml · nonDerivative · entry 1

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by EnCap V-B Acquisitions, L.P.

Disclosed balance after: 414,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit was the economic equivalent of one EVEP common unit at the close of business on the vesting date.

F2 · ownership.nature: Mr. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:11 UTC EV Energy Partners, LP EVEP · Entity 171367 GrantPhantom Unit · Derivative 5,854 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-035345 · doc4.xml · derivative · entry 2

PETERSEN GARY R · CIK 0001181757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By EnCap V-B Acquisitions, L.P.

Disclosed balance after: 5,854

Underlying: Common Units · 5,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one Common Unit.

F2 · derivative.exercise_date: The Phantom Units will vest 25% on January 15, 2018, January 15, 2019, January 15, 2020 and January 15, 2021.

F2 · derivative.expiration_date: The Phantom Units will vest 25% on January 15, 2018, January 15, 2019, January 15, 2020 and January 15, 2021.

F3 · ownership.direct: Gary R. Petersen may be deemed the beneficial owner of securities held by EnCap Energy Capital Fund V, L.P. and EnCap V-B Acquisitions, L.P. by virtue of being a member of EnCap Partners, LLC, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., the general partner of EnCap Investments L.P., the general partner of EnCap Equity Fund V GP, L.P., (i) the general partner of EnCap Energy Capital Fund V, L.P., and (ii) the general partner of EnCap Energy Capital Fund V-B, L.P., the sole member of EnCap V-B Acquisitions GP, LLC, the general partner of EnCap V-B Acquisitions, L.P. Mr. Petersen disclaims beneficial ownership in excess of his pecuniary interest in such securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.