Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Beacon Apollo Total Return FundXXXXX · Entity 163617 | Director | August 30, 2018 | August 30, 2018 |
| American Beacon Sound Point Enhanced Income FundXXXXX · Entity 165216 | Director | June 28, 2018 | June 29, 2018 |
| CAPITAL SOUTHWEST CORPCSWC · Entity 4655 | Director | July 31, 2017 | August 02, 2017 |
| CSW INDUSTRIALS, INC.CSW · Entity 3917 | Director · Chairman, President & CEO | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Beacon Apollo Total Return Fund
Report date August 30, 2018 · Filed August 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-08-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
American Beacon Sound Point Enhanced Income Fund
Report date June 28, 2018 · Filed June 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficiary interestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-06-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
CAPITAL SOUTHWEST CORP
Report date July 31, 2017 · Filed August 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,000 |
Reported balance
After 2017-07-31 transaction · row 1
1 source rowRow 1 · 2017-07-31 · Sale · Disposed 500 · Balance 31,000 F1: Sale of shares pursuant to Rule 10b5-1 Plan adopted on March 24, 2017. F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.31 to $16.32, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to Rule 10b5-1 Plan adopted on March 24, 2017.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.31 to $16.32, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
CSW INDUSTRIALS, INC.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,583 |
Ending reported balance
After 2026-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-01 · Grant · Acquired 5,095 · Balance 67,831 F1: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's 2024 Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant. Row 2 · 2026-10-01 · Tax withholding · Disposed 2,248 · Balance 65,583 |
| Common StockSEC Table I · non-derivative | Indirectby ESOP | 3,219 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,219 |
| Performance RightsSEC Table II · derivative / convertible security | Direct | 9,836 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 9,836 F2: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 250% during a three-year performance cycle beginning on April 1, 2026 and ending on March 31, 2029 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. |
| Performance RightsSEC Table II · derivative / convertible security | Direct | 8,004 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 8,004 F3: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2025, and ending on March 31, 2028, based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. |
| Performance RightsSEC Table II · derivative / convertible security | Direct | 8,236 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 8,236 F4: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2024, and ending on March 31, 2027, based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. |
| Performance RightsSEC Table II · derivative / convertible security | Direct | 9,186 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 9,186 F5: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200%, during a performance cycle beginning April 1, 2021 and ending on March 31, 2027 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 19,685 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 19,685 F6: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at vesting. 40% of the restricted stock units vest no earlier than April 26, 2025 upon the successful recruitment and hiring of a successor Chief Executive Officer; the remaining 60% vest upon the successful first employment anniversary of a successor Chief Executive Officer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's 2024 Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.
F2: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 250% during a three-year performance cycle beginning on April 1, 2026 and ending on March 31, 2029 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
F3: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2025, and ending on March 31, 2028, based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
F4: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2024, and ending on March 31, 2027, based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
F5: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200%, during a performance cycle beginning April 1, 2021 and ending on March 31, 2027 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
F6: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at vesting. 40% of the restricted stock units vest no earlier than April 26, 2025 upon the successful recruitment and hiring of a successor Chief Executive Officer; the remaining 60% vest upon the successful first employment anniversary of a successor Chief Executive Officer.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ChargePoint Holdings, Inc.
Report date February 26, 2021 · Filed March 02, 2021
Section 16 reporting ended · disclosed 2021-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 59,985 |
Reported balance
After 2021-02-26 transaction · row 1
1 source rowRow 1 · 2021-02-26 · Conversion · Acquired 34,985 · Balance 59,985 F1: . In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 34,985 |
Reported balance
After 2021-02-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-02-26 · Other · Disposed 5,015 · Balance 34,985 F2: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3: Immediately prior to the closing of the Business Combination, the Reporting Person irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 5,015 shares of Class B Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-02-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-02-26 · Conversion · Disposed 34,985 · Balance 0 F1: . In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc." F2: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: . In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."
F2: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
F3: Immediately prior to the closing of the Business Combination, the Reporting Person irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 5,015 shares of Class B Common Stock.
RSP Permian, Inc.
Report date July 19, 2018 · Filed July 20, 2018
Section 16 reporting ended · disclosed 2018-07-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 1
1 source rowRow 1 · 2018-07-19 · Disposition to issuer · Disposed 26,281 · Balance 0 F1: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly-owned subsidiary of Concho. F2: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the effective time of the Merger (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66. |
| Common StockSEC Table I · non-derivative | IndirectBy family limited partnership | 0 |
Reported balance
After 2018-07-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-07-19 · Disposition to issuer · Disposed 4,500 · Balance 0 F1: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly-owned subsidiary of Concho. F2: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the effective time of the Merger (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66. F3: Mr. Armes owns 50% of the general partner of the family limited partnership. By virtue of such ownership, Mr. Armes may be deemed to beneficially own indirectly these securities. Mr. Armes disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly-owned subsidiary of Concho.
F2: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the effective time of the Merger (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66.
F3: Mr. Armes owns 50% of the general partner of the family limited partnership. By virtue of such ownership, Mr. Armes may be deemed to beneficially own indirectly these securities. Mr. Armes disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2020 Filed Aug 18, 2020 01:43 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 300 | $74.15 | $22,245.00 |
DisclosureSEC source: 0001624794-20-000075 · wf-form4_159771502214820.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,220 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.90 to $74.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 07, 2020 Filed Aug 8, 2020 00:46 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Exercise / conversionOption (right to buy) · Derivative | 13,445 | $0.00 Strike: $25.52 | $0.00 |
DisclosureSEC source: 0001624794-20-000069 · wf-form4_159684748030421.xml · derivative · entry 12 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,445 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Reflects the exercise of incentive stock options and retention of the underlying shares, through which the reporting person remitted cash to the issuer in satisfaction of the exercise price. Read SEC document |
| August 07, 2020 Filed Aug 8, 2020 00:46 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Exercise / conversionOption (right to buy) · Derivative | 13,607 | $0.00 Strike: $25.23 | $0.00 |
DisclosureSEC source: 0001624794-20-000069 · wf-form4_159684748030421.xml · derivative · entry 11 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,413 Underlying: Common Stock · 13,607 shares Expires 2024-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the broker-assisted cashless exercise and sale of non qualified stock options. Read SEC document |
| August 07, 2020 Filed Aug 8, 2020 00:46 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Exercise / conversionCommon Stock | 13,445 | $25.52 | $343,116.40 |
DisclosureSEC source: 0001624794-20-000069 · wf-form4_159684748030421.xml · nonDerivative · entry 7 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Reflects the exercise of incentive stock options and retention of the underlying shares, through which the reporting person remitted cash to the issuer in satisfaction of the exercise price. Read SEC document |
| August 07, 2020 Filed Aug 8, 2020 00:46 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 13,607 | $72.72 | $989,501.04 |
DisclosureSEC source: 0001624794-20-000069 · wf-form4_159684748030421.xml · nonDerivative · entry 6 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,075 F1 · kind: Reflects the broker-assisted cashless exercise and sale of non qualified stock options. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.31 to $73.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 07, 2020 Filed Aug 8, 2020 00:46 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Exercise / conversionCommon Stock | 13,607 | $25.23 | $343,304.61 |
DisclosureSEC source: 0001624794-20-000069 · wf-form4_159684748030421.xml · nonDerivative · entry 5 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the broker-assisted cashless exercise and sale of non qualified stock options. Read SEC document |
| August 06, 2020 Filed Aug 8, 2020 00:46 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Exercise / conversionOption (right to buy) · Derivative | 16,432 | $0.00 Strike: $25.52 | $0.00 |
DisclosureSEC source: 0001624794-20-000069 · wf-form4_159684748030421.xml · derivative · entry 10 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,445 Underlying: Common Stock · 16,432 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the broker-assisted cashless exercise and sale of non qualified stock options. Read SEC document |
| August 06, 2020 Filed Aug 8, 2020 00:46 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Exercise / conversionOption (right to buy) · Derivative | 8,961 | $0.00 Strike: $25.23 | $0.00 |
DisclosureSEC source: 0001624794-20-000069 · wf-form4_159684748030421.xml · derivative · entry 9 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,020 Underlying: Common Stock · 8,961 shares Expires 2024-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the broker-assisted cashless exercise and sale of non qualified stock options. Read SEC document |
| August 06, 2020 Filed Aug 8, 2020 00:46 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 1,800 | $73.12 | $131,616.00 |
DisclosureSEC source: 0001624794-20-000069 · wf-form4_159684748030421.xml · nonDerivative · entry 4 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,075 F1 · kind: Reflects the broker-assisted cashless exercise and sale of non qualified stock options. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 06, 2020 Filed Aug 8, 2020 00:46 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 23,593 | $72.44 | $1,709,076.92 |
DisclosureSEC source: 0001624794-20-000069 · wf-form4_159684748030421.xml · nonDerivative · entry 3 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,875 F1 · kind: Reflects the broker-assisted cashless exercise and sale of non qualified stock options. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 06, 2020 Filed Aug 8, 2020 00:46 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Exercise / conversionCommon Stock | 16,432 | $25.52 | $419,344.64 |
DisclosureSEC source: 0001624794-20-000069 · wf-form4_159684748030421.xml · nonDerivative · entry 2 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the broker-assisted cashless exercise and sale of non qualified stock options. Read SEC document |
| August 06, 2020 Filed Aug 8, 2020 00:46 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Exercise / conversionCommon Stock | 8,961 | $25.23 | $226,086.03 |
DisclosureSEC source: 0001624794-20-000069 · wf-form4_159684748030421.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the broker-assisted cashless exercise and sale of non qualified stock options. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 12:52 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 300 | $72.49 | $21,747.00 |
DisclosureSEC source: 0001624794-20-000061 · wf-form4_159490392990341.xml · nonDerivative · entry 2 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,075 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.37 to $72.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 12:52 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 2,200 | $71.64 | $157,608.00 |
DisclosureSEC source: 0001624794-20-000061 · wf-form4_159490392990341.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,375 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.08 to $72.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 21:49 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 1,144 | $67.75 | $77,506.00 |
DisclosureSEC source: 0001624794-20-000060 · wf-form4_159225776787910.xml · nonDerivative · entry 3 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,575 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.21 to $68.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 21:49 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 468 | $68.88 | $32,235.84 |
DisclosureSEC source: 0001624794-20-000060 · wf-form4_159225776787910.xml · nonDerivative · entry 2 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,719 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.24 to $69.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 21:49 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 888 | $70.07 | $62,222.16 |
DisclosureSEC source: 0001624794-20-000060 · wf-form4_159225776787910.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,187 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.73 to $70.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 18, 2020 Filed May 19, 2020 14:09 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 2,500 | $65.00 | $162,500.00 |
DisclosureSEC source: 0001624794-20-000046 · wf-form4_158989732649980.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,075 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. Read SEC document |
| April 15, 2020 Filed Apr 15, 2020 22:08 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 2,500 | $65.03 | $162,575.00 |
DisclosureSEC source: 0001624794-20-000031 · wf-form4_158698849695414.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,575 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 06, 2020 Filed Apr 6, 2020 22:35 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Exercise / conversionPerformance Rights · Derivative | 19,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001624794-20-000029 · wf-form4_158621249273566.xml · derivative · entry 6 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,260 Underlying: Common Stock · 19,359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms. F3 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms. F3 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms. Read SEC document |
| April 06, 2020 Filed Apr 6, 2020 22:35 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | GiftCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001624794-20-000029 · wf-form4_158621249273566.xml · nonDerivative · entry 3 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,075 F1 · kind: Represents shares donated by the Reporting Person to a charitable donor advised fund. Read SEC document |
| April 06, 2020 Filed Apr 6, 2020 22:35 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Tax withholdingCommon Stock | 15,325 | $59.34 | $909,385.50 |
DisclosureSEC source: 0001624794-20-000029 · wf-form4_158621249273566.xml · nonDerivative · entry 2 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,275 Read SEC document |
| April 06, 2020 Filed Apr 6, 2020 22:35 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Exercise / conversionCommon Stock | 39,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001624794-20-000029 · wf-form4_158621249273566.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 22:35 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | GrantPerformance Rights · Derivative | 12,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001624794-20-000029 · wf-form4_158621249273566.xml · derivative · entry 5 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,619 Underlying: Common Stock · 12,333 shares Expires not disclosed F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 23:00 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 804 | $65.00 | $52,260.00 |
DisclosureSEC source: 0001624794-20-000025 · wf-form4_158448603003958.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,576 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 22:40 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 1,696 | $65.06 | $110,341.76 |
DisclosureSEC source: 0001624794-20-000023 · wf-form4_158439842482570.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,380 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 23:01 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 2,500 | $73.89 | $184,725.00 |
DisclosureSEC source: 0001624794-20-000020 · wf-form4_158206689320009.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,076 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.44 to $74.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 22:06 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 2,500 | $78.06 | $195,150.00 |
DisclosureSEC source: 0001624794-20-000012 · wf-form4_157912599738149.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,576 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.73 to $78.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 16, 2019 Filed Dec 16, 2019 23:19 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 2,500 | $77.66 | $194,150.00 |
DisclosureSEC source: 0001624794-19-000078 · wf-form4_157653834742576.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,076 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.07 to $77.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 21:11 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 2,139 | $75.18 | $160,810.02 |
DisclosureSEC source: 0001624794-19-000077 · wf-form4_157411149537180.xml · nonDerivative · entry 2 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,576 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. F3 · acquired: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.10 to $75.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 21:11 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 2,861 | $75.74 | $216,692.14 |
DisclosureSEC source: 0001624794-19-000077 · wf-form4_157411149537180.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,715 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. F2 · acquired: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.34 to $76.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 22:00 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Tax withholdingCommon Stock | 7,713 | $66.92 | $516,153.96 |
DisclosureSEC source: 0001624794-19-000066 · wf-form4_157005359518489.xml · nonDerivative · entry 2 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,576 Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 22:00 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | GrantCommon Stock | 15,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001624794-19-000066 · wf-form4_157005359518489.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,289 F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 21:32 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 10,000 | $69.04 | $690,400.00 |
DisclosureSEC source: 0001624794-19-000045 · wf-form4_156599113636011.xml · nonDerivative · entry 5 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,978 F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.00 to $69.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 21:32 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | GiftCommon Stock | 3,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001624794-19-000045 · wf-form4_156599113636011.xml · nonDerivative · entry 4 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,978 F5 · acquired: Represents shares donated by the Reporting Person to a charitable donor advised fund. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 21:32 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 2,726 | $70.08 | $191,038.08 |
DisclosureSEC source: 0001624794-19-000045 · wf-form4_156599113636011.xml · nonDerivative · entry 3 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,140 F1 · kind: Within the transactions reported, a total of 5,000 shares were effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.98 to $70.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 21:32 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 4,474 | $69.42 | $310,585.08 |
DisclosureSEC source: 0001624794-19-000045 · wf-form4_156599113636011.xml · nonDerivative · entry 2 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,866 F1 · kind: Within the transactions reported, a total of 5,000 shares were effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.93 to $69.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 21:32 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 7,800 | $68.15 | $531,570.00 |
DisclosureSEC source: 0001624794-19-000045 · wf-form4_156599113636011.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,340 F1 · kind: Within the transactions reported, a total of 5,000 shares were effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.77 to $68.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 30, 2019 Filed Jul 30, 2019 20:47 UTC | ChargePoint Holdings, Inc. SBE.U · Entity 6581 | PurchaseWarrants · Derivative | 8,333 | $10.00 | $83,330.00 |
DisclosureSEC source: 0001213900-19-014009 · ownership.xml · derivative · entry 2 Armes Joseph B · CIK 0001413614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Class A Common Stock · 8,333 shares Expires not disclosed F1 · security: Includes securities underlying 25,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F1 · derivative.exercise_price: Includes securities underlying 25,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F2 · shares: The Reporting Person purchased the securities directly from the underwriters in connection with the Issuer's initial public offering. F1 · price: Includes securities underlying 25,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F1 · derivative.exercise_date: Includes securities underlying 25,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F1 · derivative.expiration_date: Includes securities underlying 25,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. Read SEC document |
| July 30, 2019 Filed Jul 30, 2019 20:47 UTC | ChargePoint Holdings, Inc. SBE.U · Entity 6581 | PurchaseClass A Common Stock | 25,000 | $10.00 | $250,000.00 |
DisclosureSEC source: 0001213900-19-014009 · ownership.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · security: Includes securities underlying 25,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. F2 · shares: The Reporting Person purchased the securities directly from the underwriters in connection with the Issuer's initial public offering. F1 · price: Includes securities underlying 25,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering. Read SEC document |
| May 28, 2019 Filed May 28, 2019 21:38 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | GiftCommon Stock | 2,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001624794-19-000023 · wf-form4_155907950992300.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,140 F1 · acquired: Represents shares donated by the Reporting Person to a charitable donor advised fund. Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 21:02 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Exercise / conversionPerformance Rights · Derivative | 22,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001624794-19-000015 · wf-form4_155501652375029.xml · derivative · entry 4 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,286 Underlying: Common Stock · 22,407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms. F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms. F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms. F2 · balance_after: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on each of March 31, 2020, 2021, and 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 21:02 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Tax withholdingCommon Stock | 8,378 | $57.68 | $483,243.04 |
DisclosureSEC source: 0001624794-19-000015 · wf-form4_155501652375029.xml · nonDerivative · entry 2 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,254 Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 21:02 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | Exercise / conversionCommon Stock | 21,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001624794-19-000015 · wf-form4_155501652375029.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2019 Filed Apr 3, 2019 21:01 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | GrantPerformance Rights · Derivative | 13,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001624794-19-000007 · wf-form4_155432528727431.xml · derivative · entry 3 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,693 Underlying: Common Stock · 13,373 shares Expires not disclosed F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. F3 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:01 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 5,000 | $57.47 | $287,350.00 |
DisclosureSEC source: 0001624794-19-000007 · wf-form4_155432528727431.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,345 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.10 to $57.72, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 11:01 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 5,000 | $56.07 | $280,350.00 |
DisclosureSEC source: 0001593968-19-000479 · primary_01.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,345 F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.75 to $56.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 23:20 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001489 · primary_01.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,345 F1 · shares: Represents shares donated by the Reporting Person to a charitable donor advised fund. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 21:59 UTC | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 4,250 | $52.16 | $221,680.00 |
DisclosureSEC source: 0001593968-18-001325 · primary_01.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,345 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.85 to $52.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 08, 2018 Filed Nov 7, 2018 21:46 UTC Amendment | CSW INDUSTRIALS, INC. CSWI · Entity 3917 | SaleCommon Stock | 4,250 | $52.16 | $221,680.00 |
DisclosureSEC source: 0001593968-18-001406 · primary_01.xml · nonDerivative · entry 1 Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,345 F1 · date: This amended Form 4 is being filed by the reporting person solely for the purpose of including a contextual footnote to the Transaction Code that was not present in the original filing. No other changes to the original filing have been made. F2 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.85 to $52.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.