TapewireFind a company

person · Reporting owner

Armes Joseph B

Disclosed activity across 6 companies

Tapewire entity
22846
SEC CIK
0001413614

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
American Beacon Apollo Total Return FundXXXXX · Entity 163617DirectorAugust 30, 2018August 30, 2018
American Beacon Sound Point Enhanced Income FundXXXXX · Entity 165216DirectorJune 28, 2018June 29, 2018
CAPITAL SOUTHWEST CORPCSWC · Entity 4655DirectorJuly 31, 2017August 02, 2017
CSW INDUSTRIALS, INC.CSW · Entity 3917Director · Chairman, President & CEOOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

American Beacon Apollo Total Return Fund

Report date August 30, 2018 · Filed August 30, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Shares of beneficial interestSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2018-08-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

American Beacon Sound Point Enhanced Income Fund

Report date June 28, 2018 · Filed June 29, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Shares of beneficiary interestSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2018-06-28 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

CAPITAL SOUTHWEST CORP

Report date July 31, 2017 · Filed August 02, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,000 Reported balance After 2017-07-31 transaction · row 1
1 source row

Row 1 · 2017-07-31 · Sale · Disposed 500 · Balance 31,000

F1: Sale of shares pursuant to Rule 10b5-1 Plan adopted on March 24, 2017.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.31 to $16.32, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares pursuant to Rule 10b5-1 Plan adopted on March 24, 2017.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.31 to $16.32, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

CSW INDUSTRIALS, INC.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,583 Ending reported balance After 2026-10-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-10-01 · Grant · Acquired 5,095 · Balance 67,831

F1: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's 2024 Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Row 2 · 2026-10-01 · Tax withholding · Disposed 2,248 · Balance 65,583

Common StockSEC Table I · non-derivativeIndirectby ESOP3,219 Reported balance Holding disclosure · report date 2026-10-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,219

Performance RightsSEC Table II · derivative / convertible securityDirect9,836 Reported balance Holding disclosure · report date 2026-10-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 9,836

F2: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 250% during a three-year performance cycle beginning on April 1, 2026 and ending on March 31, 2029 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Performance RightsSEC Table II · derivative / convertible securityDirect8,004 Reported balance Holding disclosure · report date 2026-10-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 8,004

F3: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2025, and ending on March 31, 2028, based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Performance RightsSEC Table II · derivative / convertible securityDirect8,236 Reported balance Holding disclosure · report date 2026-10-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 8,236

F4: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2024, and ending on March 31, 2027, based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Performance RightsSEC Table II · derivative / convertible securityDirect9,186 Reported balance Holding disclosure · report date 2026-10-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 9,186

F5: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200%, during a performance cycle beginning April 1, 2021 and ending on March 31, 2027 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect19,685 Reported balance Holding disclosure · report date 2026-10-01 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 19,685

F6: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at vesting. 40% of the restricted stock units vest no earlier than April 26, 2025 upon the successful recruitment and hiring of a successor Chief Executive Officer; the remaining 60% vest upon the successful first employment anniversary of a successor Chief Executive Officer.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's 2024 Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F2: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 250% during a three-year performance cycle beginning on April 1, 2026 and ending on March 31, 2029 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F3: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2025, and ending on March 31, 2028, based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F4: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2024, and ending on March 31, 2027, based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F5: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200%, during a performance cycle beginning April 1, 2021 and ending on March 31, 2027 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F6: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at vesting. 40% of the restricted stock units vest no earlier than April 26, 2025 upon the successful recruitment and hiring of a successor Chief Executive Officer; the remaining 60% vest upon the successful first employment anniversary of a successor Chief Executive Officer.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ChargePoint Holdings, Inc.

Report date February 26, 2021 · Filed March 02, 2021

Section 16 reporting ended · disclosed 2021-03-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect59,985 Reported balance After 2021-02-26 transaction · row 1
1 source row

Row 1 · 2021-02-26 · Conversion · Acquired 34,985 · Balance 59,985

F1: . In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

Class B Common StockSEC Table II · derivative / convertible securityDirect34,985 Reported balance After 2021-02-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-02-26 · Other · Disposed 5,015 · Balance 34,985

F2: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3: Immediately prior to the closing of the Business Combination, the Reporting Person irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 5,015 shares of Class B Common Stock.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-02-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-02-26 · Conversion · Disposed 34,985 · Balance 0

F1: . In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F2: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: . In connection with the closing of the business combination (the "Business Combination") between Switchback Energy Acquisition Corporation ("Switchback"), Lightning Merger Sub Inc. and ChargePoint, Inc. on February 26, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Switchback's Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, Switchback changed its name to "ChargePoint Holdings, Inc."

F2: The shares of Class B Common Stock are convertible into shares of Switchback's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.

F3: Immediately prior to the closing of the Business Combination, the Reporting Person irrevocably surrendered and forfeited to Switchback, for no consideration and as a contribution to Switchback's capital, 5,015 shares of Class B Common Stock.

RSP Permian, Inc.

Report date July 19, 2018 · Filed July 20, 2018

Section 16 reporting ended · disclosed 2018-07-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-07-19 transaction · row 1
1 source row

Row 1 · 2018-07-19 · Disposition to issuer · Disposed 26,281 · Balance 0

F1: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly-owned subsidiary of Concho.

F2: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the effective time of the Merger (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66.

Common StockSEC Table I · non-derivativeIndirectBy family limited partnership0 Reported balance After 2018-07-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-07-19 · Disposition to issuer · Disposed 4,500 · Balance 0

F1: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly-owned subsidiary of Concho.

F2: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the effective time of the Merger (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66.

F3: Mr. Armes owns 50% of the general partner of the family limited partnership. By virtue of such ownership, Mr. Armes may be deemed to beneficially own indirectly these securities. Mr. Armes disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On July 19, 2018, pursuant to the Agreement and Plan of Merger dated as of March 27, 2018 (the "Merger Agreement"), by and among Concho Resources Inc. ("Concho"), Green Merger Sub Inc. ("Merger Sub") and RSP Permian, Inc. ("RSP"), Merger Sub merged with and into RSP (the "Merger"), with RSP surviving the Merger as a wholly-owned subsidiary of Concho.

F2: Pursuant to the Merger Agreement, each share of RSP common stock issued and outstanding immediately prior to the effective time of the Merger (including each outstanding share of time-based restricted stock of RSP that vested in full and was treated as a share of RSP common stock for purposes of the Merger Agreement) was converted into the right to receive 0.320 of a share of Concho common stock. On July 18, 2018 (the day prior to the Merger), the closing price of one share of Concho common stock was $149.66.

F3: Mr. Armes owns 50% of the general partner of the family limited partnership. By virtue of such ownership, Mr. Armes may be deemed to beneficially own indirectly these securities. Mr. Armes disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 17, 2023 Filed Jul 18, 2023 20:17 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 197 $163.93 $32,294.21
Disclosure

SEC source: 0001624794-23-000054 · wk-form4_1689711459.xml · nonDerivative · entry 4

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,744

F4 · kind: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.43 to $164.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 20:17 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 70 $163.22 $11,425.40
Disclosure

SEC source: 0001624794-23-000054 · wk-form4_1689711459.xml · nonDerivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,941

F3 · kind: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.43 to $163.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 20:17 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 63 $161.75 $10,190.25
Disclosure

SEC source: 0001624794-23-000054 · wk-form4_1689711459.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,011

F2 · kind: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.40 to $162.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 20:17 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 10 $160.58 $1,605.80
Disclosure

SEC source: 0001624794-23-000054 · wk-form4_1689711459.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,074

F1 · kind: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.36 to $160.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 15, 2023 Filed Jun 15, 2023 22:07 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 408 $160.54 $65,500.32
Disclosure

SEC source: 0001624794-23-000052 · wk-form4_1686866843.xml · nonDerivative · entry 4

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,084

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.16 to $160.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 15, 2023 Filed Jun 15, 2023 22:07 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 328 $159.43 $52,293.04
Disclosure

SEC source: 0001624794-23-000052 · wk-form4_1686866843.xml · nonDerivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,492

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.15 to $160.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 15, 2023 Filed Jun 15, 2023 22:07 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 131 $158.64 $20,781.84
Disclosure

SEC source: 0001624794-23-000052 · wk-form4_1686866843.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,820

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.13 to $159.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 15, 2023 Filed Jun 15, 2023 22:07 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 133 $157.78 $20,984.74
Disclosure

SEC source: 0001624794-23-000052 · wk-form4_1686866843.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,951

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.13 to $158.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 30, 2023 Filed May 31, 2023 20:27 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 342 $145.49 $49,757.58
Disclosure

SEC source: 0001624794-23-000048 · wk-form4_1685564844.xml · nonDerivative · entry 4

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,084

F2 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.17 to $145.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 30, 2023 Filed May 31, 2023 20:27 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 261 $144.75 $37,779.75
Disclosure

SEC source: 0001624794-23-000048 · wk-form4_1685564844.xml · nonDerivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,426

F2 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.17 to $145.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 30, 2023 Filed May 31, 2023 20:27 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 397 $143.69 $57,044.93
Disclosure

SEC source: 0001624794-23-000048 · wk-form4_1685564844.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,687

F2 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.17 to $144.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 30, 2023 Filed May 31, 2023 20:27 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001624794-23-000048 · wk-form4_1685564844.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,084

F1 · kind: Represents shares donated by the Reporting Person to a charitable donor advised fund.

Read SEC document
May 04, 2023 Filed May 5, 2023 20:09 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 GrantPerformance Rights · Derivative 12,422 $0.00 $0.00
Disclosure

SEC source: 0001624794-23-000028 · wf-form4_168331735400205.xml · derivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,157

Underlying: Common Stock · 12,422 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2023 and ending on March 31, 2026 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2023 and ending on March 31, 2026 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2023 and ending on March 31, 2026 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 17, 2023 Filed Apr 18, 2023 20:35 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 236 $141.61 $33,419.96
Disclosure

SEC source: 0001624794-23-000020 · wf-form4_168185014021968.xml · nonDerivative · entry 4

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,584

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.36 to $141.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 17, 2023 Filed Apr 18, 2023 20:35 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 521 $140.82 $73,367.22
Disclosure

SEC source: 0001624794-23-000020 · wf-form4_168185014021968.xml · nonDerivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,820

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.36 to $141.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 17, 2023 Filed Apr 18, 2023 20:35 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 229 $139.79 $32,011.91
Disclosure

SEC source: 0001624794-23-000020 · wf-form4_168185014021968.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,341

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.32 to $140.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 17, 2023 Filed Apr 18, 2023 20:35 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 14 $138.28 $1,935.92
Disclosure

SEC source: 0001624794-23-000020 · wf-form4_168185014021968.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,570

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.28 to $138.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:53 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 Exercise / conversionPerformance Rights · Derivative 12,333 $0.00 $0.00
Disclosure

SEC source: 0001624794-23-000017 · wf-form4_168081439196812.xml · derivative · entry 4

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,735

Underlying: Common Stock · 12,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2023 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with 220 dividend equivalent units, vested at 176.1% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2023 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with 220 dividend equivalent units, vested at 176.1% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2023 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with 220 dividend equivalent units, vested at 176.1% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:53 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 Tax withholdingCommon Stock 8,698 $138.93 $1,208,413.14
Disclosure

SEC source: 0001624794-23-000017 · wf-form4_168081439196812.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,584

Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:53 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 Exercise / conversionCommon Stock 22,106 $0.00 $0.00
Disclosure

SEC source: 0001624794-23-000017 · wf-form4_168081439196812.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:09 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 72 $133.69 $9,625.68
Disclosure

SEC source: 0001624794-23-000014 · wf-form4_167908377001719.xml · nonDerivative · entry 4

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,176

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.42 to $134.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:09 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 209 $132.47 $27,686.23
Disclosure

SEC source: 0001624794-23-000014 · wf-form4_167908377001719.xml · nonDerivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,248

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.26 to $133.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:09 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 340 $131.60 $44,744.00
Disclosure

SEC source: 0001624794-23-000014 · wf-form4_167908377001719.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,457

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.25 to $132.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:09 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 379 $130.75 $49,554.25
Disclosure

SEC source: 0001624794-23-000014 · wf-form4_167908377001719.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,797

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.14 to $131.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:39 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 7 $143.11 $1,001.77
Disclosure

SEC source: 0001624794-23-000013 · wf-form4_167658357071355.xml · nonDerivative · entry 6

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,176

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:39 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 278 $142.28 $39,553.84
Disclosure

SEC source: 0001624794-23-000013 · wf-form4_167658357071355.xml · nonDerivative · entry 5

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,183

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.86 to $142.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:39 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 456 $141.17 $64,373.52
Disclosure

SEC source: 0001624794-23-000013 · wf-form4_167658357071355.xml · nonDerivative · entry 4

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,461

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.81 to $141.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:39 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 100 $140.36 $14,036.00
Disclosure

SEC source: 0001624794-23-000013 · wf-form4_167658357071355.xml · nonDerivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,917

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.81 to $140.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:39 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 93 $139.31 $12,955.83
Disclosure

SEC source: 0001624794-23-000013 · wf-form4_167658357071355.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,017

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.78 to $139.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:39 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 66 $138.42 $9,135.72
Disclosure

SEC source: 0001624794-23-000013 · wf-form4_167658357071355.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,110

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.78 to $138.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 17, 2023 Filed Jan 17, 2023 23:29 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 113 $124.98 $14,122.74
Disclosure

SEC source: 0001624794-23-000001 · wf-form4_167399818145907.xml · nonDerivative · entry 6

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,176

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.98 to $125.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 17, 2023 Filed Jan 17, 2023 23:29 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 249 $125.67 $31,291.83
Disclosure

SEC source: 0001624794-23-000001 · wf-form4_167399818145907.xml · nonDerivative · entry 5

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,289

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.09 to $126.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 17, 2023 Filed Jan 17, 2023 23:29 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 272 $126.86 $34,505.92
Disclosure

SEC source: 0001624794-23-000001 · wf-form4_167399818145907.xml · nonDerivative · entry 4

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,538

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.22 to $127.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 17, 2023 Filed Jan 17, 2023 23:29 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 189 $127.62 $24,120.18
Disclosure

SEC source: 0001624794-23-000001 · wf-form4_167399818145907.xml · nonDerivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,810

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.23 to $128.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 17, 2023 Filed Jan 17, 2023 23:29 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 57 $129.15 $7,361.55
Disclosure

SEC source: 0001624794-23-000001 · wf-form4_167399818145907.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,999

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.48 to $129.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 17, 2023 Filed Jan 17, 2023 23:29 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 120 $130.41 $15,649.20
Disclosure

SEC source: 0001624794-23-000001 · wf-form4_167399818145907.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,056

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 12, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.87 to $130.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 18, 2022 Filed Nov 18, 2022 22:00 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 1,158 $121.41 $140,592.78
Disclosure

SEC source: 0001624794-22-000105 · wf-form4_166880880503611.xml · nonDerivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,176

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.13 to $121.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 18, 2022 Filed Nov 18, 2022 22:00 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 727 $120.65 $87,712.55
Disclosure

SEC source: 0001624794-22-000105 · wf-form4_166880880503611.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,334

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.11 to $121.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 22:00 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 115 $120.00 $13,800.00
Disclosure

SEC source: 0001624794-22-000105 · wf-form4_166880880503611.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,061

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 20:04 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 549 $122.27 $67,126.23
Disclosure

SEC source: 0001624794-22-000087 · wf-form4_166620985861879.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,176

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.02 to $122.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 20:04 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 1,451 $121.30 $176,006.30
Disclosure

SEC source: 0001624794-22-000087 · wf-form4_166620985861879.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,725

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.01 to $121.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:07 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 Tax withholdingCommon Stock 4,373 $119.80 $523,885.40
Disclosure

SEC source: 0001624794-22-000080 · wf-form4_166491401293363.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,176

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:07 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 GrantCommon Stock 8,629 $0.00 $0.00
Disclosure

SEC source: 0001624794-22-000080 · wf-form4_166491401293363.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,549

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
September 15, 2022 Filed Sep 15, 2022 22:45 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 1,200 $124.86 $149,832.00
Disclosure

SEC source: 0001624794-22-000078 · wf-form4_166328189553071.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,920

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.43 to $125.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 15, 2022 Filed Sep 15, 2022 22:45 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 800 $126.42 $101,136.00
Disclosure

SEC source: 0001624794-22-000078 · wf-form4_166328189553071.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,120

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.06 to $126.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 21:06 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 4,207 $133.42 $561,297.94
Disclosure

SEC source: 0001624794-22-000066 · wf-form4_166146153012866.xml · nonDerivative · entry 5

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JBA Family Partners, L.P.

Disclosed balance after: 1,500

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.10 to $133.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 21:06 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 2,793 $132.50 $370,072.50
Disclosure

SEC source: 0001624794-22-000066 · wf-form4_166146153012866.xml · nonDerivative · entry 4

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JBA Family Partners, L.P.

Disclosed balance after: 5,707

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.07 to $133.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 21:06 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 Exercise / conversionOption (right to buy) · Derivative 10,800 $0.00 Strike: $25.23 $0.00
Disclosure

SEC source: 0001624794-22-000066 · wf-form4_166146153012866.xml · derivative · entry 6

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,800 shares

Expires 2024-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the broker-assisted cashless exercise and sale of non qualified stock options.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 21:06 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 2,804 $132.63 $371,894.52
Disclosure

SEC source: 0001624794-22-000066 · wf-form4_166146153012866.xml · nonDerivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,920

F1 · kind: Reflects the broker-assisted cashless exercise and sale of non qualified stock options.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.50 to $132.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 21:06 UTC CSW INDUSTRIALS, INC. CSWI · Entity 3917 SaleCommon Stock 7,996 $133.23 $1,065,307.08
Disclosure

SEC source: 0001624794-22-000066 · wf-form4_166146153012866.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,724

F1 · kind: Reflects the broker-assisted cashless exercise and sale of non qualified stock options.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.81 to $133.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.