Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sculptor Capital Management, Inc.SCU · Entity 108091 | Chief Financial Officer | January 01, 2021 | January 05, 2021 |
| Victory Capital Holdings, Inc.VCTR · Entity 3710 | Executive Vice President | August 13, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sculptor Capital Management, Inc.
Report date January 01, 2021 · Filed January 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A SharesSEC Table I · non-derivative | Direct | 192,986 |
Ending reported balance
After 2021-01-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-01-01 · Exercise / conversion · Acquired 8,869 · Balance 181,855 F1: The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person. Row 2 · 2021-01-01 · Exercise / conversion · Acquired 11,131 · Balance 192,986 F1: The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person. |
| Class A Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 17,737 |
Reported balance
After 2021-01-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-01-01 · Exercise / conversion · Disposed 8,869 · Balance 17,737 F2: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F1: The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person. F3: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. Of the remaining 17,737 unvested Class A Restricted Share Units, 8,869 of the Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2022, and the remaining amount will be forfeited on January 15, 2021, in connection with the Reporting Person's resignation as Chief Financial Officer. |
| Class A Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 11,132 |
Reported balance
After 2021-01-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-01-01 · Exercise / conversion · Disposed 11,131 · Balance 11,132 F2: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F1: The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person. F4: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, January 1, 2022. |
| Class A Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 111,783 |
Reported balance
Holding disclosure · report date 2021-01-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 111,783 F2: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F5: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, on May 3, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
F2: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F3: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. Of the remaining 17,737 unvested Class A Restricted Share Units, 8,869 of the Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2022, and the remaining amount will be forfeited on January 15, 2021, in connection with the Reporting Person's resignation as Chief Financial Officer.
F4: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, January 1, 2022.
F5: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, on May 3, 2021.
Victory Capital Holdings, Inc.
Report date August 13, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 140,405 |
Ending reported balance
After 2026-08-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-13 · Exercise / conversion · Acquired 40,982 · Balance 161,610 F1: Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock. Row 2 · 2026-08-13 · Tax withholding · Disposed 21,205 · Balance 140,405 F2: Represents shares of Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of performance-based restricted stock based on the closing price of the Company's shares on August 13, 2026. |
| Performance-based Restricted StockSEC Table II · derivative / convertible security | Direct | 81,962 |
Reported balance
After 2026-08-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-13 · Exercise / conversion · Disposed 40,982 · Balance 81,962 F3: As disclosed on a Form 8-K filed on March 16, 2026, performance-based shares of restricted stock (the "Performance Shares") were granted to the Reporting Person on March 15, 2026, pursuant to the, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan, with vesting tied to four significant stock price performance hurdles. Each Performance Share represents a contingent right to receive one share of Victory Capital Holdings, Inc., Common Stock. F4: Each performance-based restricted stock represents a contingent right to receive one share of Common Stock. F1: Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock. F5: Performance Shares vested on August 13, 2026 following approval by the Compensation Committee of the Board of Directors of the Issuer of the achievement of the second stock price performance hurdle. F6: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock.
F2: Represents shares of Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of performance-based restricted stock based on the closing price of the Company's shares on August 13, 2026.
F3: As disclosed on a Form 8-K filed on March 16, 2026, performance-based shares of restricted stock (the "Performance Shares") were granted to the Reporting Person on March 15, 2026, pursuant to the, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan, with vesting tied to four significant stock price performance hurdles. Each Performance Share represents a contingent right to receive one share of Victory Capital Holdings, Inc., Common Stock.
F4: Each performance-based restricted stock represents a contingent right to receive one share of Common Stock.
F5: Performance Shares vested on August 13, 2026 following approval by the Compensation Committee of the Board of Directors of the Issuer of the achievement of the second stock price performance hurdle.
F6: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2026 Filed Aug 17, 2026 21:03 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionPerformance-based Restricted Stock · Derivative | 40,982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-354270 · ownership.xml · derivative · entry 3 Sipp Thomas Michael · CIK 0001547489 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,962 Underlying: Common Stock · 40,982 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: As disclosed on a Form 8-K filed on March 16, 2026, performance-based shares of restricted stock (the "Performance Shares") were granted to the Reporting Person on March 15, 2026, pursuant to the, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan, with vesting tied to four significant stock price performance hurdles. Each Performance Share represents a contingent right to receive one share of Victory Capital Holdings, Inc., Common Stock. F4 · derivative.exercise_price: Each performance-based restricted stock represents a contingent right to receive one share of Common Stock. F1 · price: Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock. F5 · derivative.exercise_date: Performance Shares vested on August 13, 2026 following approval by the Compensation Committee of the Board of Directors of the Issuer of the achievement of the second stock price performance hurdle. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 21:03 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingCommon Stock | 21,205 | $118.17 | $2,505,794.85 |
DisclosureSEC source: 0001193125-26-354270 · ownership.xml · nonDerivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,405 F2 · price: Represents shares of Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of performance-based restricted stock based on the closing price of the Company's shares on August 13, 2026. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 21:03 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionCommon Stock | 40,982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-354270 · ownership.xml · nonDerivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock. Read SEC document |
| August 05, 2026 Filed Aug 7, 2026 22:34 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionPerformance-based Restricted Stock · Derivative | 40,982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-340638 · ownership.xml · derivative · entry 3 Sipp Thomas Michael · CIK 0001547489 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,944 Underlying: Common Stock · 40,982 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: As disclosed on a Form 8-K filed on March 16, 2026, performance-based shares of restricted stock (the "Performance Shares") were granted to the Reporting Person on March 15, 2026, pursuant to the, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan, with vesting tied to four significant stock price performance hurdles. Each Performance Share represents a contingent right to receive one share of Victory Capital Holdings, Inc., Common Stock. F4 · derivative.exercise_price: Each performance-based restricted stock represents a contingent right to receive one share of Common Stock. F1 · price: Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock. F5 · derivative.exercise_date: Performance Shares vested on August 5, 2026 following approval by the Compensation Committee of the Board of Directors of the Issuer of the achievement of the first stock price performance hurdle. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 05, 2026 Filed Aug 7, 2026 22:34 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingCommon Stock | 18,177 | $99.97 | $1,817,154.69 |
DisclosureSEC source: 0001193125-26-340638 · ownership.xml · nonDerivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,628 F2 · price: Represents shares of Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of performance-based restricted stock based on the closing price of the Company's shares on August 5, 2026. Read SEC document |
| August 05, 2026 Filed Aug 7, 2026 22:34 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionCommon Stock | 40,982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-340638 · ownership.xml · nonDerivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Acquisition of Common Stock upon settlement of performance-based restricted stock. Each performance-based restricted stock represents a right to receive one share of Common Stock. Read SEC document |
| June 15, 2026 Filed Jul 14, 2026 21:09 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Disposition to issuerCommon Stock | 5,625 | $85.97 | $483,581.25 |
DisclosureSEC source: 0001193125-26-303371 · ownership.xml · nonDerivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,823 F1 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Sipp on June 15, 2025. Such restricted shares vested on June 15, 2026. The net settlement price was the closing stock price on June 15, 2026. F1 · price: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Sipp on June 15, 2025. Such restricted shares vested on June 15, 2026. The net settlement price was the closing stock price on June 15, 2026. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 21:07 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 14,999 | $66.67 | $999,983.33 |
DisclosureSEC source: 0001193125-26-108592 · ownership.xml · nonDerivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,448 F3 · shares: Subject to certain exceptions, the shares of Common Stock vest as to 14,999 aggregate shares in equal installments on each of March 15, 2027, 2028, 2029 and 2030. F2 · price: The price is based on the closing price of the Company's shares on March 13, 2026. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 21:07 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 39,748 | $66.67 | $2,649,999.16 |
DisclosureSEC source: 0001193125-26-108592 · ownership.xml · nonDerivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,449 F1 · shares: Subject to certain exceptions, the shares of Common Stock vest as to 39,748 aggregate shares in equal installments on each of March 15, 2027, 2028 and 2029. F2 · price: The price is based on the closing price of the Company's shares on March 13, 2026. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 20:51 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantPerformance-based Restricted Stock · Derivative | 163,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-108520 · ownership.xml · derivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,926 Underlying: Common Stock · 163,926 shares Expires not disclosed F1 · derivative.exercise_price: As disclosed on a Form 8-K filed on March 16, 2026 ("Form 8-K"), performance-based shares of restricted stock (the "Performance Shares") were granted to the Reporting Person on March 15, 2026, pursuant to the, Amended and Restated Victory Capital Holdings, Inc. 2018 Equity Plan (the "Plan"), with vesting tied to four significant stock price performance hurdles. Each Performance Share represents a contingent right to receive one share of Victory Capital Holdings, Inc., Common Stock. F2 · kind: The Performance Shares are subject to performance-based vesting requirements tied to significant stock price performance hurdles. The Performance Shares set forth in the table above will become eligible to vest upon achievement of the following stock price hurdles at any time during the period beginning on March 15, 2026, and ending on March 15, 2033 (the "Performance Measurement Period"): (i) 25% of the Performance Shares for a stock price hurdle of $100.01 (ii) an additional 25% of the Performance Shares for a stock price hurdle of $110.01, (iii) an additional 25% of the Performance Shares for a stock price hurdle of $120.01, (iv) an additional 25% % of the Performance Shares for a stock price hurdle of $133.34. A stock price hurdle will be achieved only if the average closing price of the Issuer's common stock is equal to or greater than the hurdle for five consecutive trading days during the Performance Measurement Period. F3 · derivative.exercise_date: If Performance Shares become eligible to vest, the eligible Performance Shares will settle within ten (10) business days following approval by the Compensation Committee of the Board of Directors of the Issuer of the achievement of the stock price hurdles, subject to the Reporting Person's continued employment with the Issuer through the date the stock price hurdle is achieved. F3 · derivative.expiration_date: If Performance Shares become eligible to vest, the eligible Performance Shares will settle within ten (10) business days following approval by the Compensation Committee of the Board of Directors of the Issuer of the achievement of the stock price hurdles, subject to the Reporting Person's continued employment with the Issuer through the date the stock price hurdle is achieved. Read SEC document |
| June 15, 2025 Filed Jun 20, 2025 13:16 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 48,701 | $61.60 | $2,999,981.60 |
DisclosureSEC source: 0000950170-25-088201 · ownership.xml · nonDerivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,701 F1 · shares: Subject to certain exceptions, the shares of Common Stock vest as to 48,701 aggregate shares in equal installments on each of June 15, 2026, 2027, 2028 and 2029. F2 · price: The price is based on the closing price of the Company's shares on June 13, 2025. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:09 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | Exercise / conversionClass A Restricted Share Units · Derivative | 11,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-21-000021 · wf-form4_160989895214341.xml · derivative · entry 4 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,132 Underlying: Class A Shares · 11,131 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F1 · shares: The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person. F4 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, January 1, 2022. F4 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, January 1, 2022. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:09 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | Exercise / conversionClass A Restricted Share Units · Derivative | 8,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-21-000021 · wf-form4_160989895214341.xml · derivative · entry 3 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,737 Underlying: Class A Shares · 8,869 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F1 · shares: The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person. F3 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. Of the remaining 17,737 unvested Class A Restricted Share Units, 8,869 of the Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2022, and the remaining amount will be forfeited on January 15, 2021, in connection with the Reporting Person's resignation as Chief Financial Officer. F3 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. Of the remaining 17,737 unvested Class A Restricted Share Units, 8,869 of the Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2022, and the remaining amount will be forfeited on January 15, 2021, in connection with the Reporting Person's resignation as Chief Financial Officer. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:09 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | Exercise / conversionClass A Shares | 11,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-21-000021 · wf-form4_160989895214341.xml · nonDerivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:09 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | Exercise / conversionClass A Shares | 8,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-21-000021 · wf-form4_160989895214341.xml · nonDerivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person. Read SEC document |
| May 03, 2020 Filed May 4, 2020 16:11 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | Exercise / conversionClass A Restricted Share Units · Derivative | 111,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-20-000119 · wf-form4_158862304793188.xml · derivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,783 Underlying: Class A Shares · 111,781 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F3 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on May 3, 2021. F3 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on May 3, 2021. Read SEC document |
| May 03, 2020 Filed May 4, 2020 16:11 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | Exercise / conversionClass A Shares | 111,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-20-000119 · wf-form4_158862304793188.xml · nonDerivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported on this line represents the vesting of Class A Restricted Share Units as presented in Table II below. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 16:12 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 588 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-20-000095 · wf-form4_158335635608358.xml · derivative · entry 3 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,606 Underlying: Class A Shares · 588 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · shares: The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units. F5 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021, January 1, 2022 and January 1, 2023. F5 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021, January 1, 2022 and January 1, 2023. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 16:12 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 492 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-20-000095 · wf-form4_158335635608358.xml · derivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,263 Underlying: Class A Shares · 492 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · shares: The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units. F4 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021 and January 1, 2022. F4 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021 and January 1, 2022. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 16:12 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 4,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-20-000095 · wf-form4_158335635608358.xml · derivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,564 Underlying: Class A Shares · 4,943 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · shares: The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units. F3 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2020 and May 3, 2021. F3 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2020 and May 3, 2021. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 17:47 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 26,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-20-000042 · wf-form4_158077000941472.xml · derivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,018 Underlying: Class A Shares · 26,018 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021, January 1, 2022 and January 1, 2023. F2 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021, January 1, 2022 and January 1, 2023. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 16:34 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | Exercise / conversionClass A Restricted Share Units · Derivative | 10,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-20-000016 · wf-form4_157808723632076.xml · derivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,771 Underlying: Class A Shares · 10,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F3 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021 and January 1, 2022. F3 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021 and January 1, 2022. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 16:34 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | Exercise / conversionClass A Shares | 10,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-20-000016 · wf-form4_157808723632076.xml · nonDerivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported on this line represents the vesting of Class A Restricted Share Units as presented in Table II below. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 16:26 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000290 · wf-form4_157480354691075.xml · derivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,658 Underlying: Class A Shares · 55 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · shares: The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units. F4 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2020, January 1, 2021 and January 1, 2022. F4 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2020, January 1, 2021 and January 1, 2022. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 16:26 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 372 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000290 · wf-form4_157480354691075.xml · derivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,621 Underlying: Class A Shares · 372 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · shares: The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units. F3 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2020 and May 3, 2021. F3 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2020 and May 3, 2021. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 16:14 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 467 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000233 · wf-form4_156650484838322.xml · derivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,603 Underlying: Class A Shares · 467 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · shares: The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units. F4 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2020, January 1, 2021 and January 1, 2022. F4 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2020, January 1, 2021 and January 1, 2022. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 16:14 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 3,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000233 · wf-form4_156650484838322.xml · derivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,249 Underlying: Class A Shares · 3,130 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · shares: The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units. F3 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2020 and May 3, 2021. F3 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2020 and May 3, 2021. Read SEC document |
| May 28, 2019 Filed May 30, 2019 16:13 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000184 · wf-form4_155924717853999.xml · derivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,136 Underlying: Class A Shares · 613 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · shares: The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units. F4 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2020, January 1, 2021 and January 1, 2022. F4 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2020, January 1, 2021 and January 1, 2022. Read SEC document |
| May 28, 2019 Filed May 30, 2019 16:13 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 4,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000184 · wf-form4_155924717853999.xml · derivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,119 Underlying: Class A Shares · 4,107 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · shares: The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units. F3 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2020 and May 3, 2021. F3 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2020 and May 3, 2021. Read SEC document |
| May 14, 2019 Filed May 15, 2019 17:17 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | SaleClass A Shares | 12,578 | $18.36 | $230,934.60 |
DisclosureSEC source: 0001403256-19-000152 · wf-form4_155795503041419.xml · nonDerivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,318 F2 · price: The Class A Shares were sold at prices ranging from $17.53 to $18.75. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price. Read SEC document |
| May 13, 2019 Filed May 15, 2019 17:17 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | SaleClass A Shares | 6,953 | $17.21 | $119,678.51 |
DisclosureSEC source: 0001403256-19-000152 · wf-form4_155795503041419.xml · nonDerivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,896 F1 · price: The Class A Shares were sold at prices ranging from $16.36 to $17.75. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price. Read SEC document |
| May 10, 2019 Filed May 10, 2019 16:35 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | SaleClass A Shares | 9,708 | $17.51 | $170,014.26 |
DisclosureSEC source: 0001403256-19-000138 · wf-form4_155752049224686.xml · nonDerivative · entry 3 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,849 F3 · price: The Class A Shares were sold at prices ranging from $16.93 to $18.07. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price. Read SEC document |
| May 09, 2019 Filed May 10, 2019 16:35 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | SaleClass A Shares | 7,800 | $16.43 | $128,143.08 |
DisclosureSEC source: 0001403256-19-000138 · wf-form4_155752049224686.xml · nonDerivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,557 F2 · price: The Class A Shares were sold at prices ranging from $15.72 to $17.21. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price. Read SEC document |
| May 08, 2019 Filed May 10, 2019 16:35 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | SaleClass A Shares | 8,908 | $16.04 | $142,901.25 |
DisclosureSEC source: 0001403256-19-000138 · wf-form4_155752049224686.xml · nonDerivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,357 F1 · price: The Class A Shares were sold at prices ranging from $15.73 to $16.38. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price. Read SEC document |
| May 07, 2019 Filed May 7, 2019 18:53 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | SaleClass A Shares | 3,100 | $16.02 | $49,675.95 |
DisclosureSEC source: 0001403256-19-000121 · wf-form4_155726960492146.xml · nonDerivative · entry 4 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,265 F4 · price: The Class A Shares were sold at prices ranging from $15.83 to $16.20. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price. Read SEC document |
| May 06, 2019 Filed May 7, 2019 18:53 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | SaleClass A Shares | 2,605 | $15.95 | $41,543.24 |
DisclosureSEC source: 0001403256-19-000121 · wf-form4_155726960492146.xml · nonDerivative · entry 3 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,365 F3 · price: The Class A Shares were sold at prices ranging from $15.34 to $16.37. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price. Read SEC document |
| May 03, 2019 Filed May 7, 2019 18:53 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | Exercise / conversionClass A Restricted Share Units · Derivative | 105,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000121 · wf-form4_155726960492146.xml · derivative · entry 5 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,012 Underlying: Class A Shares · 105,507 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F6 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2020 and May 3, 2021. F6 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2020 and May 3, 2021. Read SEC document |
| May 03, 2019 Filed May 7, 2019 18:53 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | SaleClass A Shares | 3,537 | $15.57 | $55,074.63 |
DisclosureSEC source: 0001403256-19-000121 · wf-form4_155726960492146.xml · nonDerivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,970 F2 · price: The Class A Shares were sold at prices ranging from $15.48 to $15.70. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price. Read SEC document |
| May 03, 2019 Filed May 7, 2019 18:53 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | Exercise / conversionClass A Shares | 105,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001403256-19-000121 · wf-form4_155726960492146.xml · nonDerivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported on this line represents the vesting of Class A Restricted Share Units as presented in Table II below. F1 · price: The transaction reported on this line represents the vesting of Class A Restricted Share Units as presented in Table II below. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 17:06 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000103 · wf-form4_155423919680678.xml · derivative · entry 2 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,523 Underlying: Class A Shares · 462 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · shares: The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units. F4 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2020, January 1, 2021 and January 1, 2022. F4 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2020, January 1, 2021 and January 1, 2022. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 17:06 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 4,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000103 · wf-form4_155423919680678.xml · derivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,519 Underlying: Class A Shares · 4,642 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · shares: The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units. F3 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2019, May 3, 2020 and May 3, 2021. F3 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2019, May 3, 2020 and May 3, 2021. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 18:10 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 31,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000036 · wf-form4_154837143933471.xml · derivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,061 Underlying: Class A Shares · 31,061 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · derivative.exercise_date: The Class A Restricted Share Units relate to Class A Restricted Share Units approved by the Issuer's Compensation Committee on January 22, 2019, which will be granted effective January 31, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 31, 2020, January 31, 2021 and January 31, 2022. F2 · derivative.expiration_date: The Class A Restricted Share Units relate to Class A Restricted Share Units approved by the Issuer's Compensation Committee on January 22, 2019, which will be granted effective January 31, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 31, 2020, January 31, 2021 and January 31, 2022. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:21 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 58,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-18-000269 · wf-form4_154283529911270.xml · derivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,118,775 Underlying: Class A Shares · 58,294 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · derivative.exercise_date: The Class A Restricted Share Units are dividend equivalents accrued on the outstanding Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2019, May 3, 2020 and May 3, 2021. F2 · derivative.expiration_date: The Class A Restricted Share Units are dividend equivalents accrued on the outstanding Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2019, May 3, 2020 and May 3, 2021. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 17:06 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 31,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-18-000228 · wf-form4_153497196191783.xml · derivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,060,481 Underlying: Class A Shares · 31,070 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · derivative.exercise_date: The Class A Restricted Share Units are dividend equivalents accrued on the outstanding Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2019, May 3, 2020 and May 3, 2021. F2 · derivative.expiration_date: The Class A Restricted Share Units are dividend equivalents accrued on the outstanding Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2019, May 3, 2020 and May 3, 2021. Read SEC document |
| May 21, 2018 Filed May 22, 2018 16:58 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 29,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-18-000151 · wf-form4_152702265086671.xml · derivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,029,411 Underlying: Class A Shares · 29,411 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · derivative.exercise_date: The Class A Restricted Share Units are dividend equivalents accrued on the outstanding Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2019, May 3, 2020 and May 3, 2021. F2 · derivative.expiration_date: The Class A Restricted Share Units are dividend equivalents accrued on the outstanding Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2019, May 3, 2020 and May 3, 2021. Read SEC document |
| May 03, 2018 Filed May 4, 2018 16:09 UTC | Sculptor Capital Management, Inc. OZM · Entity 108091 | GrantClass A Restricted Share Units · Derivative | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-18-000141 · wf-form4_152546457406916.xml · derivative · entry 1 Sipp Thomas Michael · CIK 0001547489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Class A Shares · 3,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date. F2 · derivative.exercise_date: The amount shown represents Class A Restricted Share Units granted to the Reporting Person on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2019, May 3, 2020 and May 3, 2021. F2 · derivative.expiration_date: The amount shown represents Class A Restricted Share Units granted to the Reporting Person on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2019, May 3, 2020 and May 3, 2021. F2 · balance_after: The amount shown represents Class A Restricted Share Units granted to the Reporting Person on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2019, May 3, 2020 and May 3, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.