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Spiro Alex

Disclosed activity across 8 companies

Tapewire entity
22690
SEC CIK
0001652478

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GlassBridge Enterprises, Inc.GLAE · Entity 93391DirectorSeptember 22, 2023March 07, 2024
JONES SODA CO.JSDA · Entity 7351DirectorMay 27, 2022June 02, 2022
MASTEC INCMTZ · Entity 3279DirectorAugust 14, 2026August 18, 2026
Marti Technologies, Inc.MRT · Entity 6366DirectorSeptember 30, 2026October 03, 2026
Papaya Growth Opportunity Corp. IPPYAU · Entity 94034PresidentJanuary 13, 2022January 19, 2022
TMC the metals Co Inc.TMC · Entity 4335DirectorSeptember 02, 2025September 05, 2025
Zone Frontier Inc.ZONE · Entity 7408DirectorSeptember 05, 2025September 13, 2025
iMedia Brands, Inc.EVLV · Entity 12386DirectorJune 25, 2018July 03, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GlassBridge Enterprises, Inc.

Report date September 22, 2023 · Filed March 07, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect3,039 Reported balance After 2023-09-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-09-22 · Grant · Acquired 3,039 · Balance 3,039

F1: The restricted stock unit ("RSUs") may be settled solely in cash. The Awardee of each cash-settled RSU shall be entitled to receive an amount equal to the product of the excess of (i) the fair market value of one share of common stock of GlassBridge Enterprises, Inc. (the "Company") as of the business day immediately preceding the date on which the cash-out notice is delivered to the Company minus (ii) $164.95.

F2: The RSUs shall vest in proportion to (i) the aggregate number of Series 1 RSUs and Series 2 RSUs (as each such term is defined in the Stock Purchase Agreement dated as of September 25, 2023 by and between the Company and Tacora Capital, L.P. ("Tacora")) purchased by Tacora, divided by (ii) 75,000 (in all events without duplication), but in any event in equal quarterly installments over a 4-year period beginning on September 22, 2023.

Non-qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.00Direct1,075 Reported balance After 2023-09-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-09-22 · Grant · Acquired 1,075 · Balance 1,075

F3: The shares underlying the Option shall vest over a six-year period in equal quarterly installments beginning on September 22, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock unit ("RSUs") may be settled solely in cash. The Awardee of each cash-settled RSU shall be entitled to receive an amount equal to the product of the excess of (i) the fair market value of one share of common stock of GlassBridge Enterprises, Inc. (the "Company") as of the business day immediately preceding the date on which the cash-out notice is delivered to the Company minus (ii) $164.95.

F2: The RSUs shall vest in proportion to (i) the aggregate number of Series 1 RSUs and Series 2 RSUs (as each such term is defined in the Stock Purchase Agreement dated as of September 25, 2023 by and between the Company and Tacora Capital, L.P. ("Tacora")) purchased by Tacora, divided by (ii) 75,000 (in all events without duplication), but in any event in equal quarterly installments over a 4-year period beginning on September 22, 2023.

F3: The shares underlying the Option shall vest over a six-year period in equal quarterly installments beginning on September 22, 2023.

JONES SODA CO.

Report date May 27, 2022 · Filed June 02, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2032-05-27Direct420,000 Reported balance After 2022-05-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-05-27 · Grant · Acquired 420,000 · Balance 420,000

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the issuer's common stock on the applicable vesting date.

F2: The RSUs vest into shares of the issuer's common stock on a one-for-one basis in accordance with the following vesting schedule: 140,000 RSUs on February 15, 2023, 140,000 RSUs on February 15, 2024 and the remaining 140,000 RSUs on February 15, 2025. All RSUs will immediately vest upon the occurrence of a "Change in Control" as defined in the issuer's 2022 Omnibus Equity Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the issuer's common stock on the applicable vesting date.

F2: The RSUs vest into shares of the issuer's common stock on a one-for-one basis in accordance with the following vesting schedule: 140,000 RSUs on February 15, 2023, 140,000 RSUs on February 15, 2024 and the remaining 140,000 RSUs on February 15, 2025. All RSUs will immediately vest upon the occurrence of a "Change in Control" as defined in the issuer's 2022 Omnibus Equity Incentive Plan.

MASTEC INC

Report date August 14, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect139 Reported balance After 2026-08-14 transaction · row 1
1 source row

Row 1 · 2026-08-14 · Grant · Acquired 139 · Balance 139

Marti Technologies, Inc.

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary Shares, par value $0.0001 per shareSEC Table I · non-derivativeDirect59,280 Reported balance After 2026-09-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 2,666 · Balance 59,280

F1: Represents fully-vested Class A Ordinary Shares issued under the Issuer's 2023 Incentive Award Plan in lieu of the reporting person's cash retainer for third quarter of 2026 board service.

F2: Includes 26,260 Class A Ordinary Shares underlying restricted stock units granted under the Issuer's 2023 Incentive Award Plan, which vest on the earlier of the Company's 2026 annual general meeting of shareholders or December 24, 2026, subject to continued service.

Filing footnotes · ownership attribution and instrument terms

F1: Represents fully-vested Class A Ordinary Shares issued under the Issuer's 2023 Incentive Award Plan in lieu of the reporting person's cash retainer for third quarter of 2026 board service.

F2: Includes 26,260 Class A Ordinary Shares underlying restricted stock units granted under the Issuer's 2023 Incentive Award Plan, which vest on the earlier of the Company's 2026 annual general meeting of shareholders or December 24, 2026, subject to continued service.

Papaya Growth Opportunity Corp. I

Report date January 13, 2022 · Filed January 19, 2022

This filing explicitly reported no securities owned.

TMC the metals Co Inc.

Report date September 02, 2025 · Filed September 05, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect1,750,000 Reported balance After 2025-09-02 transaction · row 1
1 source row

Row 1 · 2025-09-02 · Grant · Acquired 1,750,000 · Balance 1,750,000

F1: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs vest on June 12, 2029, subject to the Reporting Person's continued service through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs vest on June 12, 2029, subject to the Reporting Person's continued service through the vesting date.

Zone Frontier Inc.

Report date September 05, 2025 · Filed September 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect360,000 Reported balance Holding disclosure · report date 2025-09-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 360,000

F1: Represents restricted stock units comprised of 360,000 shares of the Issuer's Class B Common Stock granted to the Reporting Person which shall vest monthly in equal installments over twelve (12) months, commencing on October 5, 2025, as described in the Form 8-K filed by the Issuer on September 5, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units comprised of 360,000 shares of the Issuer's Class B Common Stock granted to the Reporting Person which shall vest monthly in equal installments over twelve (12) months, commencing on October 5, 2025, as described in the Form 8-K filed by the Issuer on September 5, 2025.

iMedia Brands, Inc.

Report date June 25, 2018 · Filed July 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect80,485 Reported balance After 2018-06-25 transaction · row 1
1 source row

Row 1 · 2018-06-25 · Purchase · Acquired 10,000 · Balance 80,485

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 3, 2026 00:31 UTC Marti Technologies, Inc. MRT · Entity 6366 GrantClass A Ordinary Shares, par value $0.0001 per share 2,666 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-106425 · ownership.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,280

F1 · shares: Represents fully-vested Class A Ordinary Shares issued under the Issuer's 2023 Incentive Award Plan in lieu of the reporting person's cash retainer for third quarter of 2026 board service.

F2 · balance_after: Includes 26,260 Class A Ordinary Shares underlying restricted stock units granted under the Issuer's 2023 Incentive Award Plan, which vest on the earlier of the Company's 2026 annual general meeting of shareholders or December 24, 2026, subject to continued service.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:40 UTC MASTEC INC MTZ · Entity 3279 GrantCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0000015615-26-000109 · wk-form4_1787085623.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:30 UTC Marti Technologies, Inc. MRT · Entity 6366 GrantClass A Ordinary Shares, par value $0.0001 per share 2,666 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-075018 · ownership.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,614

F1 · shares: Represents fully-vested Class A Ordinary Shares issued under the Issuer's 2023 Incentive Award Plan in lieu of the reporting person's cash retainer for second quarter of 2026 board service.

F2 · balance_after: Includes 26,260 Class A Ordinary Shares underlying restricted stock units granted under the Issuer's 2023 Incentive Award Plan, which vest on the earlier of the Company's 2026 annual general meeting of shareholders or December 24, 2026, subject to continued service.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 18:56 UTC Marti Technologies, Inc. MRT · Entity 6366 GrantClass A Ordinary Shares, par value $0.0001 per share 2,666 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-039212 · ownership.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,948

F1 · shares: Represents fully-vested Class A Ordinary Shares issued under the Issuer's 2023 Incentive Award Plan in lieu of the reporting person's cash retainer for first quarter of 2026 board service.

F2 · balance_after: Includes 26,260 Class A Ordinary Shares underlying restricted stock units granted under the Issuer's 2023 Incentive Award Plan, which vest on the earlier of the Company's 2026 annual general meeting of shareholders or December 24, 2026, subject to continued service.

Read SEC document
September 02, 2025 Filed Sep 5, 2025 01:03 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantCommon Shares 1,750,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-087563 · tm2525304-1_4seq1.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750,000

F1 · kind: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs vest on June 12, 2029, subject to the Reporting Person's continued service through the vesting date.

Read SEC document
September 22, 2023 Filed Mar 7, 2024 21:54 UTC GlassBridge Enterprises, Inc. GLAE · Entity 93391 GrantNon-qualified Stock Option · Derivative 1,075 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001493152-24-009230 · ownership.xml · derivative · entry 2

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,075

Underlying: Common Stock · 1,075 shares

Expires not disclosed

F3 · derivative.exercise_date: The shares underlying the Option shall vest over a six-year period in equal quarterly installments beginning on September 22, 2023.

F3 · derivative.expiration_date: The shares underlying the Option shall vest over a six-year period in equal quarterly installments beginning on September 22, 2023.

Read SEC document
September 22, 2023 Filed Mar 7, 2024 21:54 UTC GlassBridge Enterprises, Inc. GLAE · Entity 93391 GrantRestricted Stock Unit · Derivative 3,039 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-009230 · ownership.xml · derivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,039

Underlying: Common Stock · 3,039 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit ("RSUs") may be settled solely in cash. The Awardee of each cash-settled RSU shall be entitled to receive an amount equal to the product of the excess of (i) the fair market value of one share of common stock of GlassBridge Enterprises, Inc. (the "Company") as of the business day immediately preceding the date on which the cash-out notice is delivered to the Company minus (ii) $164.95.

F2 · derivative.exercise_date: The RSUs shall vest in proportion to (i) the aggregate number of Series 1 RSUs and Series 2 RSUs (as each such term is defined in the Stock Purchase Agreement dated as of September 25, 2023 by and between the Company and Tacora Capital, L.P. ("Tacora")) purchased by Tacora, divided by (ii) 75,000 (in all events without duplication), but in any event in equal quarterly installments over a 4-year period beginning on September 22, 2023.

F2 · derivative.expiration_date: The RSUs shall vest in proportion to (i) the aggregate number of Series 1 RSUs and Series 2 RSUs (as each such term is defined in the Stock Purchase Agreement dated as of September 25, 2023 by and between the Company and Tacora Capital, L.P. ("Tacora")) purchased by Tacora, divided by (ii) 75,000 (in all events without duplication), but in any event in equal quarterly installments over a 4-year period beginning on September 22, 2023.

Read SEC document
May 27, 2022 Filed Jun 2, 2022 19:33 UTC JONES SODA CO. JSDA · Entity 7351 GrantRestricted Stock Units · Derivative 420,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-014105 · rdgdoc.xml · derivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,000

Underlying: Common Stock · 420,000 shares

Expires 2032-05-27

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the issuer's common stock on the applicable vesting date.

F2 · derivative.exercise_date: The RSUs vest into shares of the issuer's common stock on a one-for-one basis in accordance with the following vesting schedule: 140,000 RSUs on February 15, 2023, 140,000 RSUs on February 15, 2024 and the remaining 140,000 RSUs on February 15, 2025. All RSUs will immediately vest upon the occurrence of a "Change in Control" as defined in the issuer's 2022 Omnibus Equity Incentive Plan.

Read SEC document
May 16, 2022 Filed May 25, 2022 01:16 UTC JONES SODA CO. JSDA · Entity 7351 ConversionWarrants · Derivative 802,959 Not disclosed Strike: $0.63 Not disclosed
Disclosure

SEC source: 0001437749-22-013473 · rdgdoc.xml · derivative · entry 3

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,959

Underlying: Common Stock · 802,959 shares

Expires 2024-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of $400,000 in aggregate principal amount (plus accrued and unpaid interest) of unsecured 3% convertible debenture acquired by the reporting person on February 9, 2022, and reported on a Form 3/A filed with the Securities and Exchange Commission on May 23, 2022.

F1 · price: Represents conversion of $400,000 in aggregate principal amount (plus accrued and unpaid interest) of unsecured 3% convertible debenture acquired by the reporting person on February 9, 2022, and reported on a Form 3/A filed with the Securities and Exchange Commission on May 23, 2022.

Read SEC document
May 16, 2022 Filed May 25, 2022 01:16 UTC JONES SODA CO. JSDA · Entity 7351 ConversionConvertible Debentures · Derivative Not disclosed Not disclosed Strike: $0.50 $400,000.00
Disclosure

SEC source: 0001437749-22-013473 · rdgdoc.xml · derivative · entry 2

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of $400,000 in aggregate principal amount (plus accrued and unpaid interest) of unsecured 3% convertible debenture acquired by the reporting person on February 9, 2022, and reported on a Form 3/A filed with the Securities and Exchange Commission on May 23, 2022.

F1 · price: Represents conversion of $400,000 in aggregate principal amount (plus accrued and unpaid interest) of unsecured 3% convertible debenture acquired by the reporting person on February 9, 2022, and reported on a Form 3/A filed with the Securities and Exchange Commission on May 23, 2022.

F1 · derivative.exercise_date: Represents conversion of $400,000 in aggregate principal amount (plus accrued and unpaid interest) of unsecured 3% convertible debenture acquired by the reporting person on February 9, 2022, and reported on a Form 3/A filed with the Securities and Exchange Commission on May 23, 2022.

Read SEC document
May 16, 2022 Filed May 25, 2022 01:16 UTC JONES SODA CO. JSDA · Entity 7351 ConversionCommon Stock 802,959 $0.50 $401,479.50
Disclosure

SEC source: 0001437749-22-013473 · rdgdoc.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of $400,000 in aggregate principal amount (plus accrued and unpaid interest) of unsecured 3% convertible debenture acquired by the reporting person on February 9, 2022, and reported on a Form 3/A filed with the Securities and Exchange Commission on May 23, 2022.

Read SEC document
September 06, 2019 Filed May 7, 2020 17:19 UTC GlassBridge Enterprises, Inc. GLAE · Entity 93391 GrantStock Option (Right to Buy) · Derivative 145 $0.00 Strike: $106.00 $0.00
Disclosure

SEC source: 0001493152-20-007900 · ownership.xml · derivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145

Underlying: Common Stock · 145 shares

Expires 2029-09-06

F1 · derivative.exercise_date: The stock option vests in twelve equal installments (with respect to approximately 12.083 shares of common stock) on the first day of each calendar quarter commencing: January 1, 2020.

Read SEC document
June 25, 2018 Filed Jul 3, 2018 17:58 UTC iMedia Brands, Inc. EVLV · Entity 12386 PurchaseCommon Stock 10,000 $1.21 $12,100.00
Disclosure

SEC source: 0001437749-18-012951 · rdgdoc.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,485

Read SEC document
June 13, 2018 Filed Jun 15, 2018 17:16 UTC iMedia Brands, Inc. EVLV · Entity 12386 GrantCommon Stock 55,555 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-011922 · rdgdoc.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,485

F1 · shares: Restricted Stock Units granted under the Company's 2011 Omnibus Incentive Plan that vest in full on the date immediately preceding the date of the 2019 annual meeting, and are subject to the terms and conditions set forth in the restricted unit award agreement.

Read SEC document
May 29, 2018 Filed May 31, 2018 21:28 UTC GlassBridge Enterprises, Inc. GLAE · Entity 93391 GrantCommon Stock 5,263 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-032058 · tv495599_form4.xml · nonDerivative · entry 2

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,480

F2 · security: These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the board of directors of GlassBridge Asset Management, LLC, the wholly-owned subsidiary of the Issuer.

Read SEC document
May 29, 2018 Filed May 31, 2018 21:28 UTC GlassBridge Enterprises, Inc. GLAE · Entity 93391 GrantCommon Stock 13,158 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-032058 · tv495599_form4.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,217

F1 · security: These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the Issuer's board of directors on the vesting date.

Read SEC document
March 26, 2018 Filed Mar 28, 2018 15:39 UTC iMedia Brands, Inc. EVLV · Entity 12386 GrantCommon Stock 14,930 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-005687 · rdgdoc.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,930

F1 · shares: Restricted Stock Units granted under the Company's 2011 Omnibus Incentive Plan that vest in full on the date immediately preceding the date of the 2018 annual meeting, and are subject to the terms and conditions set forth in the restricted unit award agreement.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:17 UTC GlassBridge Enterprises, Inc. GLAE · Entity 93391 GrantCommon Stock 3,759 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-012320 · tv487479_form4.xml · nonDerivative · entry 2

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,059

F2 · security: These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the board of directors of GlassBridge Asset Management, LLC, the wholly-owned subsidiary of the Issuer.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:17 UTC GlassBridge Enterprises, Inc. GLAE · Entity 93391 GrantCommon Stock 9,398 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-012320 · tv487479_form4.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,300

F1 · security: These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the Issuer's board of directors on the vesting date.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 21:06 UTC GlassBridge Enterprises, Inc. GLAE · Entity 93391 GrantCommon Stock 3,704 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-061703 · tv480474_form4.xml · nonDerivative · entry 2

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,902

F2 · security: These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the board of directors of GlassBridge Asset Management, LLC, the wholly-owned subsidiary of the Issuer.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 21:06 UTC GlassBridge Enterprises, Inc. GLAE · Entity 93391 GrantCommon Stock 9,259 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-061703 · tv480474_form4.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,198

F1 · security: These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the Issuer's board of directors on the vesting date.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:11 UTC GlassBridge Enterprises, Inc. GLAE · Entity 93391 GrantCommon Stock 2,222 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-046004 · v474408_form4.xml · nonDerivative · entry 2

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,939

F2 · security: These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the board of directors of GlassBridge Asset Management, LLC, the wholly-owned subsidiary of the Issuer.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:11 UTC GlassBridge Enterprises, Inc. GLAE · Entity 93391 GrantCommon Stock 5,556 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-046004 · v474408_form4.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,717

F1 · security: These shares were granted as a restricted stock award and will vest on August 28, 2018, subject to the recipient's continuous service as a member of the Issuer's board of directors on the vesting date.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 20:02 UTC GlassBridge Enterprises, Inc. GLA · Entity 93391 GrantCommon Stock 12,000 $2.30 $27,600.00
Disclosure

SEC source: 0001144204-17-043869 · v473577_form4.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,161

F1 · price: This price represents the weighted average price per share for open market purchases that were executed at prices ranging from $2.29 to $2.30 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of common stock of the Issuer purchased at each price.

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December 22, 2016 Filed Dec 27, 2016 21:05 UTC GlassBridge Enterprises, Inc. IMN · Entity 93391 GrantCommon Stock 10,678 $0.94 $10,037.32
Disclosure

SEC source: 0001144204-16-141417 · v455754_4.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,617

F1 · security: Shares issued as payment of fees

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November 22, 2016 Filed Nov 23, 2016 21:05 UTC GlassBridge Enterprises, Inc. IMN · Entity 93391 GrantCommon Stock 16,576 $0.60 $9,945.60
Disclosure

SEC source: 0001144204-16-136345 · v453819_4.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,939

F1 · security: Shares issued as payment of fees

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October 21, 2016 Filed Oct 25, 2016 22:50 UTC GlassBridge Enterprises, Inc. IMN · Entity 93391 GrantCommon Stock 16,129 $0.62 $9,999.98
Disclosure

SEC source: 0001144204-16-129451 · v451155_4.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,363

F1 · security: Shares issued as payment of fees for services on the Issuer's board of directors.

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October 06, 2016 Filed Oct 11, 2016 20:12 UTC GlassBridge Enterprises, Inc. IMN · Entity 93391 OtherCommon Stock 6,809 $0.68 $4,630.12
Disclosure

SEC source: 0001144204-16-127640 · v450321_4.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,234

F1 · security: Shares issued as payment of fees

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September 22, 2016 Filed Sep 26, 2016 20:33 UTC GlassBridge Enterprises, Inc. IMN · Entity 93391 OtherCommon Stock 14,925 $0.67 $9,999.75
Disclosure

SEC source: 0001144204-16-125331 · v449435_4.xml · nonDerivative · entry 1

Spiro Alex · CIK 0001652478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,425

F1 · security: Shares issued as payment of fees

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.