Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | Director | May 12, 2021 | May 14, 2021 |
| Duke Energy CORPDUK · Entity 2925 | EVPCust&DelivOps;PresCarolinas | August 26, 2019 | August 28, 2019 |
| MARSH & MCLENNAN COMPANIES, INC.MRSH · Entity 1501 | Director | August 14, 2026 | August 18, 2026 |
| NISOURCE INC.NI · Entity 3270 | Director · Director and President & CEO | May 21, 2026 | May 26, 2026 |
| SONOCO PRODUCTS COSON · Entity 3864 | Director | March 10, 2022 | March 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date May 12, 2021 · Filed May 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,036 |
Reported balance
After 2021-05-12 transaction · row 1
1 source rowRow 1 · 2021-05-12 · Grant · Acquired 936 · Balance 7,036 F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.
Duke Energy CORP
Report date August 26, 2019 · Filed August 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,231 |
Ending reported balance
After 2019-08-26 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2019-08-26 · Sale · Disposed 11,077 · Balance 41,154 Row 2 · 2019-08-26 · Sale · Disposed 1,400 · Balance 39,754 Row 3 · 2019-08-26 · Sale · Disposed 1,523 · Balance 38,231 Row 4 · 2019-08-26 · Sale · Disposed 1,600 · Balance 36,631 Row 5 · 2019-08-26 · Sale · Disposed 100 · Balance 36,531 Row 6 · 2019-08-26 · Sale · Disposed 4,300 · Balance 32,231 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 2,029 |
Reported balance
Holding disclosure · report date 2019-08-26 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,029 |
MARSH & MCLENNAN COMPANIES, INC.
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stk. Units-Dir. Stk. PlanSEC Table II · derivative / convertible security | Direct | 12,455.84 |
Reported balance
After 2026-08-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-14 · Other · Acquired 64.85 · Balance 12,455.84 F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3: Not applicable. |
| Restricted Stk. Units-Dir. Stk. PlanSEC Table II · derivative / convertible security | Direct | 12,679.57 |
Reported balance
After 2026-08-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-15 · Grant · Acquired 223.73 · Balance 12,679.57 F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F2: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.
F3: Not applicable.
F4: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.
NISOURCE INC.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 519,556.732 |
Reported balance
After 2026-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-21 · Sale · Disposed 19,905 · Balance 519,556.732 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.730 to $47.745, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU awards from 2020 and 2021, and which are subject to the same vesting conditions as the underlying RSUs. F3: Includes shares acquired through the NiSource Inc. Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.730 to $47.745, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU awards from 2020 and 2021, and which are subject to the same vesting conditions as the underlying RSUs.
F3: Includes shares acquired through the NiSource Inc. Employee Stock Purchase Plan.
SONOCO PRODUCTS CO
Report date March 10, 2022 · Filed March 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,654 |
Reported balance
After 2022-03-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-03-10 · Grant · Acquired 45.5 · Balance 5,654 F1: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock.
F2: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2022 Filed Aug 17, 2022 20:13 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 14.74 | $171.80 | $2,532.33 |
DisclosureSEC source: 0001127602-22-021181 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,524.14 Underlying: Common Stock · 14.74 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:13 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 218.28 | $171.80 | $37,500.50 |
DisclosureSEC source: 0001127602-22-021181 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,509.4 Underlying: Common Stock · 218.28 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 20:56 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 1,189.84 | $159.69 | $189,999.60 |
DisclosureSEC source: 0001127602-22-016415 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,291.12 Underlying: Common Stock · 1,189.84 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 1,189.84 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 13, 2022 Filed May 17, 2022 20:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 10.62 | $155.64 | $1,652.84 |
DisclosureSEC source: 0001127602-22-014734 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,101.28 Underlying: Common Stock · 10.62 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 00:54 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 45.5 | $55.49 | $2,524.80 |
DisclosureSEC source: 0001225208-22-004707 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,654 Underlying: Common Stock · 45.5 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:24 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 10.83 | $152.10 | $1,647.19 |
DisclosureSEC source: 0001127602-22-005294 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,090.66 Underlying: Common Stock · 10.83 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:41 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 30,747 | $29.27 | $899,964.69 |
DisclosureSEC source: 0001127602-22-002824 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,106.153 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date. This award was granted in connection with his appointment as President and CEO effective February 14, 2022. F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU award from May 2021. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 22:01 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 913.2 | $57.49 | $52,499.87 |
DisclosureSEC source: 0001225208-22-000485 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,608.5 Underlying: Common Stock · 913.2 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 23:26 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 35 | $59.89 | $2,096.15 |
DisclosureSEC source: 0001225208-21-014950 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,695.3 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 9.89 | $166.02 | $1,641.89 |
DisclosureSEC source: 0001127602-21-029314 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,079.83 Underlying: Common Stock · 9.89 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 19:17 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 540.2 | $60.16 | $32,498.43 |
DisclosureSEC source: 0001225208-21-012878 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,660.3 Underlying: Common Stock · 540.2 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:16 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 29.3 | $62.87 | $1,842.09 |
DisclosureSEC source: 0001225208-21-012315 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,120.1 Underlying: Common Stock · 29.3 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 20:12 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 10.82 | $151.31 | $1,637.12 |
DisclosureSEC source: 0001127602-21-023857 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,069.94 Underlying: Common Stock · 10.82 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 14:21 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 487.4 | $66.68 | $32,499.83 |
DisclosureSEC source: 0001225208-21-010142 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,090.8 Underlying: Common Stock · 487.4 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:21 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 24.1 | $66.85 | $1,611.09 |
DisclosureSEC source: 0001225208-21-009383 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,603.4 Underlying: Common Stock · 24.1 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 1,375.67 | $138.12 | $190,000.66 |
DisclosureSEC source: 0001127602-21-018956 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,059.12 Underlying: Common Stock · 1,375.67 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 1,375.67 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 25, 2021 Filed May 27, 2021 01:32 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 5,922 | $25.33 | $150,004.26 |
DisclosureSEC source: 0001127602-21-018113 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,131.261 F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan. F2 · balance_after: This amount includes 264.434 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 5.82 | $134.01 | $779.91 |
DisclosureSEC source: 0001127602-21-017184 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,683.45 Underlying: Common Stock · 5.82 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 12, 2021 Filed May 14, 2021 00:44 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 936 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-21-000171 · wf-form4_162095303522360.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,036 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:53 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 507.8 | $64.00 | $32,499.20 |
DisclosureSEC source: 0001225208-21-006502 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,579.3 Underlying: Common Stock · 507.8 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:38 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 21.9 | $62.69 | $1,372.91 |
DisclosureSEC source: 0001225208-21-005218 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,071.5 Underlying: Common Stock · 21.9 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:42 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 6.87 | $113.08 | $776.83 |
DisclosureSEC source: 0001127602-21-006230 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,677.63 Underlying: Common Stock · 6.87 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 14:29 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 556.5 | $58.40 | $32,499.60 |
DisclosureSEC source: 0001225208-21-000423 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,049.6 Underlying: Common Stock · 556.5 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| December 10, 2020 Filed Dec 15, 2020 00:06 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 17.2 | $61.68 | $1,060.90 |
DisclosureSEC source: 0001225208-20-014714 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,493.1 Underlying: Common Stock · 17.2 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 21:18 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 6,658 | $115.17 | $766,781.22 |
DisclosureSEC source: 0001127602-20-029243 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000.75 Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:18 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 6.88 | $112.43 | $773.52 |
DisclosureSEC source: 0001127602-20-029243 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670.76 Underlying: Common Stock · 6.88 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 18:52 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 630.1 | $51.58 | $32,500.56 |
DisclosureSEC source: 0001225208-20-012144 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,475.9 Underlying: Common Stock · 630.1 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 21:45 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 14.8 | $53.14 | $786.47 |
DisclosureSEC source: 0001225208-20-011533 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,845.8 Underlying: Common Stock · 14.8 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:06 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 6.6 | $116.70 | $770.19 |
DisclosureSEC source: 0001127602-20-023785 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,663.88 Underlying: Common Stock · 6.6 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| July 01, 2020 Filed Jul 9, 2020 18:56 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 626.6 | $51.87 | $32,501.74 |
DisclosureSEC source: 0001225208-20-009695 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,831 Underlying: Common Stock · 626.6 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 21:58 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 13.6 | $53.41 | $726.38 |
DisclosureSEC source: 0001225208-20-008968 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,204.4 Underlying: Common Stock · 13.6 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:10 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 1,657.28 | $105.60 | $175,000.48 |
DisclosureSEC source: 0001127602-20-018693 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,657.28 Underlying: Common Stock · 1,657.28 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 1,657.28 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 19, 2020 Filed May 21, 2020 15:32 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 5,965.293 | $23.05 | $137,500.00 |
DisclosureSEC source: 0001127602-20-017464 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,944.827 F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan. Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:33 UTC | American Water Works Company, Inc. AWK · Entity 3169 | PurchaseCommon Stock | 2,000 | $115.95 | $231,900.00 |
DisclosureSEC source: 0001410636-20-000101 · wf-form4_158957480167825.xml · nonDerivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,100 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:33 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000101 · wf-form4_158957480167825.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,100 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 13, 2021 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| April 01, 2020 Filed Apr 6, 2020 13:37 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 714.6 | $45.48 | $32,500.01 |
DisclosureSEC source: 0001225208-20-006099 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,190.8 Underlying: Common Stock · 714.6 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:45 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 4 | $50.73 | $202.92 |
DisclosureSEC source: 0001225208-20-004970 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476.2 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 16:28 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 979.534 | $27.69 | $27,123.30 |
DisclosureSEC source: 0001127602-20-010216 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,979.534 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. The RSUs are granted as part of the non-employee director's compensation. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:24 UTC | SONOCO PRODUCTS CO SON · Entity 3864 | GrantPhantom Stock Units · Derivative | 472.2 | $60.88 | $28,747.54 |
DisclosureSEC source: 0001225208-20-000481 · doc4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472.2 Underlying: Common Stock · 472.2 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2 · derivative.exercise_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Sonoco Products Company directors deferred compensation plan and are to be settled in Sonoco Products Company common stock 6 months after the reporting person's retirement. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:19 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 4,300 | $90.84 | $390,612.00 |
DisclosureSEC source: 0001326160-19-000194 · wf-form4_156702356441738.xml · nonDerivative · entry 6 Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,231 Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:19 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 100 | $90.83 | $9,083.10 |
DisclosureSEC source: 0001326160-19-000194 · wf-form4_156702356441738.xml · nonDerivative · entry 5 Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,531 Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:19 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 1,600 | $90.83 | $145,328.00 |
DisclosureSEC source: 0001326160-19-000194 · wf-form4_156702356441738.xml · nonDerivative · entry 4 Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,631 Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:19 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 1,523 | $90.82 | $138,318.86 |
DisclosureSEC source: 0001326160-19-000194 · wf-form4_156702356441738.xml · nonDerivative · entry 3 Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,231 Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:19 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 1,400 | $90.81 | $127,134.00 |
DisclosureSEC source: 0001326160-19-000194 · wf-form4_156702356441738.xml · nonDerivative · entry 2 Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,754 Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:19 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 11,077 | $90.80 | $1,005,791.60 |
DisclosureSEC source: 0001326160-19-000194 · wf-form4_156702356441738.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,154 Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 20:31 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 941 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000140 · wf-form4_156443225664259.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,941 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant, a separation from service or a change of control of the Company. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantCommon Stock | 1,834 | $95.41 | $174,972.77 |
DisclosureSEC source: 0001127602-19-020695 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,658.75 F1 · kind: Annual stock award of 1,834 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:27 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 3,000 | $88.21 | $264,615.00 |
DisclosureSEC source: 0001326160-19-000159 · wf-form4_155907524715943.xml · nonDerivative · entry 5 Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,231 Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:27 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 300 | $88.20 | $26,460.00 |
DisclosureSEC source: 0001326160-19-000159 · wf-form4_155907524715943.xml · nonDerivative · entry 4 Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,231 Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:27 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 100 | $88.19 | $8,819.10 |
DisclosureSEC source: 0001326160-19-000159 · wf-form4_155907524715943.xml · nonDerivative · entry 3 Yates Lloyd M · CIK 0001311411 · EVPCust&DelivOps;PresCarolinas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,531 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.