Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | Director | May 12, 2021 | May 14, 2021 |
| Duke Energy CORPDUK · Entity 2925 | EVPCust&DelivOps;PresCarolinas | August 26, 2019 | August 28, 2019 |
| MARSH & MCLENNAN COMPANIES, INC.MRSH · Entity 1501 | Director | August 14, 2026 | August 18, 2026 |
| NISOURCE INC.NI · Entity 3270 | Director · Director and President & CEO | May 21, 2026 | May 26, 2026 |
| SONOCO PRODUCTS COSON · Entity 3864 | Director | March 10, 2022 | March 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date May 12, 2021 · Filed May 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,036 |
Reported balance
After 2021-05-12 transaction · row 1
1 source rowRow 1 · 2021-05-12 · Grant · Acquired 936 · Balance 7,036 F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.
Duke Energy CORP
Report date August 26, 2019 · Filed August 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,231 |
Ending reported balance
After 2019-08-26 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2019-08-26 · Sale · Disposed 11,077 · Balance 41,154 Row 2 · 2019-08-26 · Sale · Disposed 1,400 · Balance 39,754 Row 3 · 2019-08-26 · Sale · Disposed 1,523 · Balance 38,231 Row 4 · 2019-08-26 · Sale · Disposed 1,600 · Balance 36,631 Row 5 · 2019-08-26 · Sale · Disposed 100 · Balance 36,531 Row 6 · 2019-08-26 · Sale · Disposed 4,300 · Balance 32,231 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 2,029 |
Reported balance
Holding disclosure · report date 2019-08-26 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,029 |
MARSH & MCLENNAN COMPANIES, INC.
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stk. Units-Dir. Stk. PlanSEC Table II · derivative / convertible security | Direct | 12,455.84 |
Reported balance
After 2026-08-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-14 · Other · Acquired 64.85 · Balance 12,455.84 F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3: Not applicable. |
| Restricted Stk. Units-Dir. Stk. PlanSEC Table II · derivative / convertible security | Direct | 12,679.57 |
Reported balance
After 2026-08-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-15 · Grant · Acquired 223.73 · Balance 12,679.57 F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F2: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.
F3: Not applicable.
F4: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.
NISOURCE INC.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 519,556.732 |
Reported balance
After 2026-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-21 · Sale · Disposed 19,905 · Balance 519,556.732 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.730 to $47.745, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU awards from 2020 and 2021, and which are subject to the same vesting conditions as the underlying RSUs. F3: Includes shares acquired through the NiSource Inc. Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.730 to $47.745, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU awards from 2020 and 2021, and which are subject to the same vesting conditions as the underlying RSUs.
F3: Includes shares acquired through the NiSource Inc. Employee Stock Purchase Plan.
SONOCO PRODUCTS CO
Report date March 10, 2022 · Filed March 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,654 |
Reported balance
After 2022-03-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-03-10 · Grant · Acquired 45.5 · Balance 5,654 F1: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock. F2: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of Sonoco Products Company common stock.
F2: Acquired on quarterly dividend on Sonoco Products Company's directors' deferred compensation plan and will be settled upon the reporting person's retirement or other termination of service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2026 Filed Aug 18, 2026 20:08 UTC | MARSH & MCLENNAN COMPANIES, INC. MRSH · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 223.73 | $188.45 | $42,160.80 |
DisclosureSEC source: 0000062709-26-000221 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,679.57 Underlying: Common Stock · 223.73 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| August 14, 2026 Filed Aug 18, 2026 20:08 UTC | MARSH & MCLENNAN COMPANIES, INC. MRSH · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 64.85 | $189.15 | $12,266.38 |
DisclosureSEC source: 0000062709-26-000221 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,455.84 Underlying: Common Stock · 64.85 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| July 23, 2026 Filed Jul 24, 2026 20:05 UTC | MARSH & MCLENNAN COMPANIES, INC. MRSH · Entity 1501 | SaleCommon Stock | 12,000 | $175.65 | $2,107,800.00 |
DisclosureSEC source: 0000062709-26-000198 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000.75 Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:17 UTC | MARSH & MCLENNAN COMPANIES, INC. MRSH · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 1,349.82 | $159.28 | $214,999.33 |
DisclosureSEC source: 0000062709-26-000158 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,390.99 Underlying: Common Stock · 1,349.82 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 1,349.82 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:03 UTC | NISOURCE INC. NI · Entity 3270 | SaleCommon Stock | 19,905 | $47.73 | $950,065.65 |
DisclosureSEC source: 0001111711-26-000073 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director · Director and President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 519,556.732 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.730 to $47.745, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU awards from 2020 and 2021, and which are subject to the same vesting conditions as the underlying RSUs. F3 · balance_after: Includes shares acquired through the NiSource Inc. Employee Stock Purchase Plan. Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MRSH · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 60.27 | $160.60 | $9,679.36 |
DisclosureSEC source: 0000062709-26-000121 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,041.17 Underlying: Common Stock · 60.27 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MRSH · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 225.72 | $160.60 | $36,250.63 |
DisclosureSEC source: 0000062709-26-000121 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,980.9 Underlying: Common Stock · 225.72 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:59 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 15,433 | $47.30 | $729,980.90 |
DisclosureSEC source: 0001111711-26-000037 · form4.xml · nonDerivative · entry 3 Yates Lloyd M · CIK 0001311411 · Director · Director and President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 539,292.483 F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2023 Restricted Stock Unit award. F4 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU awards from 2020 and 2021, and which are subject to the same vesting conditions as the underlying RSUs. F5 · balance_after: Includes shares acquired through the NiSource Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:59 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 117,285 | $47.30 | $5,547,580.50 |
DisclosureSEC source: 0001111711-26-000037 · form4.xml · nonDerivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director · Director and President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 554,725.483 F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:59 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 275,962 | $47.30 | $13,053,002.60 |
DisclosureSEC source: 0001111711-26-000037 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director · Director and President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 672,010.483 F1 · shares: Vesting of non-derivative performance stock units granted in 2023, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MRSH · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 208.92 | $173.51 | $36,249.71 |
DisclosureSEC source: 0000062709-26-000026 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,755.18 Underlying: Common Stock · 208.92 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 22:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MRSH · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 54.59 | $172.98 | $9,442.98 |
DisclosureSEC source: 0000062709-26-000026 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,546.26 Underlying: Common Stock · 54.59 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| January 22, 2026 Filed Jan 23, 2026 21:23 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 43,658 | $43.52 | $1,899,996.16 |
DisclosureSEC source: 0001111711-26-000017 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director · Director and President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,949.938 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2029, provided that the reporting person is continuously employed by the Company through and including that date. F2 · balance_after: Includes shares acquired through the NiSource Inc. Employee Stock Purchase Plan. F3 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU awards from 2020 and 2021, and which are subject to the same vesting conditions as the underlying RSUs. Read SEC document |
| November 15, 2025 Filed Nov 18, 2025 21:25 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 197.78 | $183.28 | $36,249.12 |
DisclosureSEC source: 0000062709-25-000137 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,491.67 Underlying: Common Stock · 197.78 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 21:25 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 50.26 | $183.44 | $9,219.44 |
DisclosureSEC source: 0000062709-25-000137 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,293.89 Underlying: Common Stock · 50.26 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 20:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 43.37 | $208.06 | $9,023.35 |
DisclosureSEC source: 0000062709-25-000102 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,243.63 Underlying: Common Stock · 43.37 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 20:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 174.23 | $208.06 | $36,249.42 |
DisclosureSEC source: 0000062709-25-000102 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,200.26 Underlying: Common Stock · 174.23 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| June 01, 2025 Filed Jun 3, 2025 20:14 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 929.65 | $231.27 | $215,000.16 |
DisclosureSEC source: 0001127602-25-016436 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,026.03 Underlying: Common Stock · 929.65 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 929.65 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 16, 2025 Filed May 19, 2025 20:20 UTC | NISOURCE INC. NI · Entity 3270 | SaleCommon Stock | 16,127 | $38.93 | $627,824.11 |
DisclosureSEC source: 0001127602-25-014916 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director · Director and President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,747.845 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.930 to $38.935, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU awards from 2020 and 2021, and which are subject to the same vesting conditions as the underlying RSUs. F3 · balance_after: Includes shares acquired through the NiSource Inc. Employee Stock Purchase Plan. Read SEC document |
| May 15, 2025 Filed May 15, 2025 20:05 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 32.58 | $222.22 | $7,239.76 |
DisclosureSEC source: 0001127602-25-014435 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,096.38 Underlying: Common Stock · 32.58 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 15, 2025 Filed May 15, 2025 20:05 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 180.01 | $222.22 | $40,000.92 |
DisclosureSEC source: 0001127602-25-014435 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,063.8 Underlying: Common Stock · 180.01 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:08 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 12,653 | $40.81 | $516,368.93 |
DisclosureSEC source: 0001127602-25-007960 · form4.xml · nonDerivative · entry 3 Yates Lloyd M · CIK 0001311411 · Director · Director and President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,791.6988 F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2022 Restricted Stock Unit award. F4 · balance_after: Includes shares acquired through the NiSource Inc. Employee Stock Purchase Plan. F5 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU awards from 2020 and 2021, and which are subject to the same vesting conditions as the underlying RSUs. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:08 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 96,164 | $40.81 | $3,924,452.84 |
DisclosureSEC source: 0001127602-25-007960 · form4.xml · nonDerivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director · Director and President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,444.6988 F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:08 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 233,689 | $40.81 | $9,536,848.09 |
DisclosureSEC source: 0001127602-25-007960 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director · Director and President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 476,608.6988 F1 · shares: Vesting of non-derivative performance stock units granted in 2022, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 21:44 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 173.69 | $230.29 | $39,999.07 |
DisclosureSEC source: 0001127602-25-005527 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,883.79 Underlying: Common Stock · 173.69 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 21:44 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 30.72 | $230.28 | $7,074.05 |
DisclosureSEC source: 0001127602-25-005527 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,710.1 Underlying: Common Stock · 30.72 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| January 23, 2025 Filed Jan 24, 2025 21:20 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 47,872 | $37.60 | $1,799,987.20 |
DisclosureSEC source: 0001127602-25-001972 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director · Director and President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,815.8858 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 29, 2028, provided that the reporting person is continuously employed by the Company through and including that date. F2 · balance_after: Includes shares acquired through the NiSource Inc. Employee Stock Purchase Plan through December 31, 2024. F3 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU awards from 2020 and 2021, and which are subject to the same vesting conditions as the underlying RSUs. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 30.87 | $223.62 | $6,903.00 |
DisclosureSEC source: 0001127602-24-027626 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,679.38 Underlying: Common Stock · 30.87 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 178.88 | $223.62 | $40,000.25 |
DisclosureSEC source: 0001127602-24-027626 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,648.51 Underlying: Common Stock · 178.88 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 30.69 | $219.25 | $6,728.78 |
DisclosureSEC source: 0001127602-24-022467 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,469.63 Underlying: Common Stock · 30.69 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 182.44 | $219.25 | $39,999.97 |
DisclosureSEC source: 0001127602-24-022467 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,438.94 Underlying: Common Stock · 182.44 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:10 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 970.61 | $206.06 | $199,999.04 |
DisclosureSEC source: 0001127602-24-017650 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,256.5 Underlying: Common Stock · 970.61 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 970.61 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 24.48 | $204.95 | $5,017.18 |
DisclosureSEC source: 0001127602-24-015813 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,285.89 Underlying: Common Stock · 24.48 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 195.17 | $204.95 | $40,000.09 |
DisclosureSEC source: 0001127602-24-015813 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,261.41 Underlying: Common Stock · 195.17 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 24.66 | $196.91 | $4,855.68 |
DisclosureSEC source: 0001127602-24-005684 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,066.24 Underlying: Common Stock · 24.66 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 203.14 | $196.91 | $39,999.28 |
DisclosureSEC source: 0001127602-24-005684 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,041.58 Underlying: Common Stock · 203.14 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| January 25, 2024 Filed Jan 26, 2024 22:03 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 62,598 | $25.56 | $1,600,004.88 |
DisclosureSEC source: 0001127602-24-002321 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director · Director and President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194,018.401 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 27, 2027, provided that the reporting person is continuously employed by the Company through and including that date. F2 · balance_after: Includes shares acquired through the NiSource Inc. Employee Stock Purchase Plan through December 31, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:02 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 23.55 | $199.44 | $4,696.81 |
DisclosureSEC source: 0001127602-23-027774 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,838.44 Underlying: Common Stock · 23.55 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:02 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 200.56 | $199.44 | $39,999.69 |
DisclosureSEC source: 0001127602-23-027774 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,814.89 Underlying: Common Stock · 200.56 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 20:05 UTC | NISOURCE INC. NI · Entity 3270 | PurchaseCommon Stock | 40,000 | $26.44 | $1,057,600.00 |
DisclosureSEC source: 0001127602-23-023230 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director · Director and President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,242.475 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.31 to $26.54, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of the RSU awards, and which are subject to the same vesting conditions as the underlying RSUs. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:24 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 23.58 | $192.17 | $4,531.37 |
DisclosureSEC source: 0001127602-23-022800 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,614.33 Underlying: Common Stock · 23.58 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:24 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 208.15 | $192.17 | $40,000.19 |
DisclosureSEC source: 0001127602-23-022800 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,590.75 Underlying: Common Stock · 208.15 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:10 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 1,157.61 | $172.77 | $200,000.28 |
DisclosureSEC source: 0001127602-23-017520 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,382.6 Underlying: Common Stock · 1,157.61 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 1,157.61 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:31 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 16.33 | $180.64 | $2,949.85 |
DisclosureSEC source: 0001127602-23-015940 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,224.99 Underlying: Common Stock · 16.33 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:31 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 207.6 | $180.64 | $37,500.86 |
DisclosureSEC source: 0001127602-23-015940 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,208.66 Underlying: Common Stock · 207.6 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 16.45 | $170.86 | $2,810.65 |
DisclosureSEC source: 0001127602-23-005819 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,001.06 Underlying: Common Stock · 16.45 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 219.48 | $170.86 | $37,500.35 |
DisclosureSEC source: 0001127602-23-005819 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,984.61 Underlying: Common Stock · 219.48 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable F3 · derivative.expiration_date: Not Applicable Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 21:30 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 36,311 | $27.54 | $1,000,004.94 |
DisclosureSEC source: 0001127602-23-002446 · form4.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director · Director and President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,855.28 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 27, 2026, provided that the reporting person is continuously employed by the Company through and including that date. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 16.01 | $166.68 | $2,668.55 |
DisclosureSEC source: 0001127602-22-025931 · form4.xml · derivative · entry 2 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,765.13 Underlying: Common Stock · 16.01 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 224.98 | $166.68 | $37,499.67 |
DisclosureSEC source: 0001127602-22-025931 · form4.xml · derivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,749.12 Underlying: Common Stock · 224.98 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.