organization · Reporting owner
MIZUHO SECURITIES USA LLC
Disclosed activity across 26 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MONMOUTH REAL ESTATE INVESTMENT CORPMNR · Entity 129987 | See Remarks | November 15, 2019 | November 19, 2019 |
| ONE LIBERTY PROPERTIES INCOLP · Entity 5432 | See Remarks | September 25, 2019 | October 03, 2019 |
| Piedmont Realty Trust, Inc.PDM · Entity 4841 | See Remarks | August 30, 2019 | September 06, 2019 |
| SAUL CENTERS, INC.BFS · Entity 4877 | See Remarks | October 17, 2019 | October 21, 2019 |
| StoneBridge Acquisition II CorpAPACU · Entity 6894 | 10% owner | November 21, 2025 | November 25, 2025 |
| TELEPHONE & DATA SYSTEMS INC /DE/TDS · Entity 4074 | See Remarks | September 16, 2019 | September 18, 2019 |
| UMH PROPERTIES, INC.UMH · Entity 4743 | See Remarks | November 15, 2019 | November 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MONMOUTH REAL ESTATE INVESTMENT CORP
Report date November 15, 2019 · Filed November 19, 2019
This filing explicitly reported no securities owned.
ONE LIBERTY PROPERTIES INC
Report date September 25, 2019 · Filed October 03, 2019
This filing explicitly reported no securities owned.
Piedmont Realty Trust, Inc.
Report date August 30, 2019 · Filed September 06, 2019
This filing explicitly reported no securities owned.
SAUL CENTERS, INC.
Report date October 17, 2019 · Filed October 21, 2019
This filing explicitly reported no securities owned.
StoneBridge Acquisition II Corp
Report date November 21, 2025 · Filed November 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 631,225 |
Reported balance
Holding disclosure · report date 2025-11-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 631,225 |
TELEPHONE & DATA SYSTEMS INC /DE/
Report date September 16, 2019 · Filed September 18, 2019
This filing explicitly reported no securities owned.
UMH PROPERTIES, INC.
Report date November 15, 2019 · Filed November 19, 2019
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (19)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Aimei Health Technology Co., Ltd.
Report date February 11, 2025 · Filed February 11, 2025
Section 16 reporting ended · disclosed 2025-02-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 550,387 |
Reported balance
After 2025-02-11 transaction · row 1
1 source rowRow 1 · 2025-02-11 · Sale · Disposed 150,000 · Balance 550,387 |
Allegro Merger Corp.
Report date March 10, 2020 · Filed March 12, 2020
Section 16 reporting ended · disclosed 2020-03-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,511,029 |
Reported balance
After 2020-03-11 transaction · row 1
1 source rowRow 1 · 2020-03-11 · Sale · Disposed 21,346 · Balance 1,511,029 |
Bukit Jalil Global Acquisition 1 Ltd.
Report date August 11, 2023 · Filed August 20, 2024
Section 16 reporting ended · disclosed 2024-08-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 395,200 |
Reported balance
After 2024-08-19 transaction · row 1
1 source rowRow 1 · 2024-08-19 · Sale · Disposed 226,000 · Balance 395,200 |
CHARDAN NEXTECH ACQUISITION CORP.
Report date August 18, 2022 · Filed August 23, 2022
Section 16 reporting ended · disclosed 2022-08-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 437,310 |
Reported balance
After 2022-08-18 transaction · row 1
1 source rowRow 1 · 2022-08-18 · Sale · Acquired 227,568 · Balance 437,310 |
Canna-Global Acquisition Corp
Report date December 11, 2023 · Filed December 11, 2023
Section 16 reporting ended · disclosed 2023-12-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 173,802 |
Reported balance
After 2023-12-11 transaction · row 1
1 source rowRow 1 · 2023-12-11 · Sale · Acquired 50,198 · Balance 173,802 |
Eureka Acquisition Corp
Report date July 02, 2025 · Filed July 15, 2025
Section 16 reporting ended · disclosed 2025-07-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 376,557 |
Reported balance
After 2025-07-03 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2025-07-03 · Sale · Acquired 40,560 · Balance 376,557 |
| Common StockSEC Table I · non-derivative | Direct | 284,557 |
Reported balance
After 2025-07-07 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2025-07-07 · Sale · Acquired 92,000 · Balance 284,557 |
FORUM MARKETS Inc
Report date August 12, 2019 · Filed August 20, 2019
Section 16 reporting ended · disclosed 2019-08-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 764,000 |
Reported balance
After 2019-08-16 transaction · row 1
1 source rowRow 1 · 2019-08-16 · Sale · Disposed 200,000 · Balance 764,000 |
Fintech Ecosystem Development Corp.
Report date August 17, 2023 · Filed August 18, 2023
Jointly reported with Mizuho Americas LLC
Section 16 reporting ended · disclosed 2023-08-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 282,000 |
Reported balance
After 2023-08-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-08-17 · Sale · Disposed 201,537 · Balance 282,000 |
Flag Ship Acquisition Corp
Report date August 14, 2026 · Filed August 18, 2026
Section 16 reporting ended · disclosed 2026-08-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 315,000 |
Reported balance
After 2026-08-17 transaction · row 1
1 source rowRow 1 · 2026-08-17 · Sale · Disposed 85,000 · Balance 315,000 |
Global System Dynamics, Inc.
Report date August 11, 2023 · Filed August 14, 2023
Section 16 reporting ended · disclosed 2023-08-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 108,490 |
Reported balance
Holding disclosure · report date 2023-08-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 108,490 F1: Form filed by More than One Reporting Person |
Filing footnotes · ownership attribution and instrument terms
F1: Form filed by More than One Reporting Person
HumanCo Acquisition Corp.
Report date November 23, 2022 · Filed November 30, 2022
Jointly reported with MIZUHO FINANCIAL GROUP INC, Mizuho Bank, Ltd.
Section 16 reporting ended · disclosed 2022-11-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,093,750 |
Reported balance
After 2022-11-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-11-25 · Sale · Disposed 64,745 · Balance 3,093,750 |
Integrated Wellness Acquisition Corp
Report date December 09, 2024 · Filed December 11, 2024
Section 16 reporting ended · disclosed 2024-12-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 385,009 |
Reported balance
After 2024-12-11 transaction · row 1
1 source rowRow 1 · 2024-12-11 · Sale · Disposed 65,000 · Balance 385,009 |
Model Performance Acquisition Corp
Report date October 04, 2022 · Filed October 07, 2022
Section 16 reporting ended · disclosed 2022-10-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 181,000 |
Reported balance
After 2022-10-04 transaction · row 1
1 source rowRow 1 · 2022-10-04 · Sale · Disposed 246,000 · Balance 181,000 |
Nabors Energy Transition Corp. II
Report date July 22, 2025 · Filed July 22, 2025
Section 16 reporting ended · disclosed 2025-07-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,235,000 |
Reported balance
After 2025-07-22 transaction · row 1
1 source rowRow 1 · 2025-07-22 · Sale · Disposed 565,000 · Balance 1,235,000 |
Oak Woods Acquisition Corp
Report date July 17, 2025 · Filed July 17, 2025
Section 16 reporting ended · disclosed 2025-07-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 352,816 |
Reported balance
After 2025-07-17 transaction · row 1
1 source rowRow 1 · 2025-07-17 · Sale · Acquired 61,100 · Balance 352,816 |
REVIVA PHARMACEUTICALS HOLDINGS, INC.
Report date May 08, 2020 · Filed May 15, 2020
Section 16 reporting ended · disclosed 2020-05-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 766,750 |
Reported balance
After 2020-05-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-08 · Sale · Disposed 51,000 · Balance 766,750 F1: CIK Name 1785149 Mizuho Americas LLC 1512734 Mizuho Bank, Ltd. 1335730 MIZUHO FINANCIAL GROUP INC |
Filing footnotes · ownership attribution and instrument terms
F1: CIK Name 1785149 Mizuho Americas LLC 1512734 Mizuho Bank, Ltd. 1335730 MIZUHO FINANCIAL GROUP INC
Tottenham Acquisition I Ltd
Report date May 18, 2020 · Filed May 20, 2020
Jointly reported with Mizuho Bank, Ltd., MIZUHO FINANCIAL GROUP INC
Section 16 reporting ended · disclosed 2020-05-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 336,823 |
Reported balance
After 2020-05-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-05-18 · Sale · Disposed 75,000 · Balance 336,823 F1: 1785149 Mizuho Americas LLC |
Filing footnotes · ownership attribution and instrument terms
F1: 1785149 Mizuho Americas LLC
Triller Group Inc.
Report date April 05, 2021 · Filed April 06, 2021
Section 16 reporting ended · disclosed 2021-04-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 527,250 |
Reported balance
After 2021-04-05 transaction · row 1
1 source rowRow 1 · 2021-04-05 · Sale · Disposed 35,000 · Balance 527,250 |
byNordic Acquisition Corp
Report date August 21, 2023 · Filed August 22, 2023
Jointly reported with Mizuho Americas LLC
Section 16 reporting ended · disclosed 2023-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 316,000 |
Reported balance
After 2023-08-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-08-21 · Sale · Disposed 184,000 · Balance 316,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2026 Filed Aug 18, 2026 16:34 UTC | Flag Ship Acquisition Corp FSHP · Entity 7130 | SaleCommon Stock | 85,000 | $11.23 | $954,550.00 |
DisclosureSEC source: 0000812291-26-000013 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,000 Read SEC document |
| November 24, 2025 Filed Nov 25, 2025 19:55 UTC | StoneBridge Acquisition II Corp APACU · Entity 6894 | SaleCommon Stock | 531,255 | $9.95 | $5,285,987.25 |
DisclosureSEC source: 0000812291-25-000027 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| July 22, 2025 Filed Jul 22, 2025 16:14 UTC | Nabors Energy Transition Corp. II NETD · Entity 73307 | SaleCommon Stock | 565,000 | $11.18 | $6,316,700.00 |
DisclosureSEC source: 0000812291-25-000022 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,235,000 Read SEC document |
| July 17, 2025 Filed Jul 17, 2025 17:59 UTC | Oak Woods Acquisition Corp OAKU · Entity 77442 | SaleCommon Stock | 61,100 | $11.91 | $727,701.00 |
DisclosureSEC source: 0000812291-25-000020 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,816 Read SEC document |
| July 07, 2025 Filed Jul 15, 2025 17:19 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleCommon Stock | 92,000 | $10.54 | $969,680.00 |
DisclosureSEC source: 0000812291-25-000017 · primary_doc.xml · nonDerivative · entry 2 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,557 Read SEC document |
| July 03, 2025 Filed Jul 15, 2025 17:19 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleCommon Stock | 40,560 | $10.55 | $427,745.76 |
DisclosureSEC source: 0000812291-25-000017 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,557 Read SEC document |
| February 11, 2025 Filed Feb 11, 2025 19:52 UTC | Aimei Health Technology Co., Ltd. AFJK · Entity 7334 | SaleCommon Stock | 150,000 | $10.86 | $1,629,000.00 |
DisclosureSEC source: 0000812291-25-000005 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,387 Read SEC document |
| December 11, 2024 Filed Dec 11, 2024 18:56 UTC | Integrated Wellness Acquisition Corp WEL · Entity 85241 | SaleCommon Stock | 65,000 | $11.95 | $776,750.00 |
DisclosureSEC source: 0000812291-24-000018 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 385,009 Read SEC document |
| October 09, 2024 Filed Oct 9, 2024 14:34 UTC | Oak Woods Acquisition Corp OAKU · Entity 77442 | SaleCommon Stock | 74,000 | $11.18 | $827,320.00 |
DisclosureSEC source: 0000812291-24-000012 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 413,394 Read SEC document |
| August 19, 2024 Filed Aug 20, 2024 20:50 UTC | Bukit Jalil Global Acquisition 1 Ltd. BUJA · Entity 79891 | SaleCommon Stock | 226,000 | $10.80 | $2,440,800.00 |
DisclosureSEC source: 0000812291-24-000008 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,200 Read SEC document |
| December 11, 2023 Filed Dec 11, 2023 22:15 UTC | Canna-Global Acquisition Corp CNGL · Entity 89619 | SaleCommon Stock | 50,198 | $10.89 | $546,440.37 |
DisclosureSEC source: 0000812291-23-000018 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,802 Read SEC document |
| August 21, 2023 Filed Aug 22, 2023 18:45 UTC | byNordic Acquisition Corp BYNO · Entity 6836 | SaleCommon stock | 184,000 | $10.67 | $1,963,280.00 |
DisclosureSEC source: 0000812291-23-000011 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner Mizuho Americas LLC · CIK 0001785149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,000 Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 12:43 UTC | Fintech Ecosystem Development Corp. FEXD · Entity 110444 | SaleCommon Stock | 201,537 | $10.71 | $2,158,461.27 |
DisclosureSEC source: 0000812291-23-000009 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner Mizuho Americas LLC · CIK 0001785149 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,000 Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 16:07 UTC | Global System Dynamics, Inc. GSD · Entity 110614 | SaleCommon Stock | 60,190 | $10.95 | $659,008.27 |
DisclosureSEC source: 0000812291-23-000006 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,300 F1 · ownership.direct: Form Filed by More than One Reporting Person Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 19:52 UTC | HumanCo Acquisition Corp. hmco · Entity 121987 | SaleCommon Stock | 64,745 | $10.06 | $651,334.70 |
DisclosureSEC source: 0000812291-22-000018 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner MIZUHO FINANCIAL GROUP INC · CIK 0001335730 · 10% owner Mizuho Bank, Ltd. · CIK 0001512734 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,093,750 Read SEC document |
| October 04, 2022 Filed Oct 7, 2022 14:47 UTC | Model Performance Acquisition Corp MPAC · Entity 121461 | SaleCommon Stock | 246,000 | $10.42 | $2,563,320.00 |
DisclosureSEC source: 0000812291-22-000014 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,000 Read SEC document |
| August 18, 2022 Filed Aug 23, 2022 18:40 UTC | CHARDAN NEXTECH ACQUISITION CORP. CNTQ · Entity 124343 | SaleCommon Stock | 227,568 | $10.24 | $2,329,249.51 |
DisclosureSEC source: 0000812291-22-000011 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,310 Read SEC document |
| April 05, 2021 Filed Apr 6, 2021 22:47 UTC | Triller Group Inc. AGBA · Entity 7669 | SaleCommon Stock | 35,000 | $10.53 | $368,550.00 |
DisclosureSEC source: 0000812291-21-000003 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,250 Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:01 UTC | Tottenham Acquisition I Ltd TOTA · Entity 146448 | SaleCommon Stock | 75,000 | $10.64 | $798,000.00 |
DisclosureSEC source: 0000812291-20-000008 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner Mizuho Bank, Ltd. · CIK 0001512734 · Indirect Beneficial Owner MIZUHO FINANCIAL GROUP INC · CIK 0001335730 · Indirect Beneficial Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,823 F1 · ownership.direct: 1785149 Mizuho Americas LLC Read SEC document |
| May 08, 2020 Filed May 15, 2020 15:51 UTC | REVIVA PHARMACEUTICALS HOLDINGS, INC. TZACU · Entity 8147 | SaleCommon Stock | 51,000 | $10.62 | $541,620.00 |
DisclosureSEC source: 0000812291-20-000006 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,750 F1 · ownership.direct: CIK Name 1785149 Mizuho Americas LLC 1512734 Mizuho Bank, Ltd. 1335730 MIZUHO FINANCIAL GROUP INC Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 14:06 UTC | Allegro Merger Corp. algr · Entity 150758 | SaleCommon Stock | 21,346 | $10.27 | $219,223.42 |
DisclosureSEC source: 0000812291-20-000004 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511,029 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 19:17 UTC | FORUM MARKETS Inc KBLM · Entity 7020 | SaleCommon Stock | 200,000 | $10.48 | $2,096,000.00 |
DisclosureSEC source: 0000812291-19-000015 · primary_doc.xml · nonDerivative · entry 1 MIZUHO SECURITIES USA LLC · CIK 0000812291 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.