Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CSP INC /MA/CSPI · Entity 6918 | Director | May 15, 2026 | May 18, 2026 |
| PROGRESS SOFTWARE CORP /MAPRGS · Entity 4559 | Chief Financial Officer | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CSP INC /MA/
Report date May 15, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,500 |
Reported balance
After 2026-05-15 transaction · row 1
1 source rowRow 1 · 2026-05-15 · Purchase · Acquired 2,500 · Balance 12,500 |
PROGRESS SOFTWARE CORP /MA
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,051 |
Ending reported balance
After 2026-10-01 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-10-01 · Exercise / conversion · Acquired 2,464 · Balance 49,845 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2026-10-01 · Tax withholding · Disposed 1,093 · Balance 48,752 F2: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2024. Row 3 · 2026-10-01 · Exercise / conversion · Acquired 3,049 · Balance 51,801 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 4 · 2026-10-01 · Tax withholding · Disposed 1,353 · Balance 50,448 F3: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 23, 2025. Row 5 · 2026-10-01 · Exercise / conversion · Acquired 4,678 · Balance 55,126 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 6 · 2026-10-01 · Tax withholding · Disposed 2,075 · Balance 53,051 F4: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 22, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,465 |
Reported balance
After 2026-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-01 · Exercise / conversion · Disposed 2,464 · Balance 2,465 F1: Restricted stock units convert into common stock on a one-for-one basis. F5: On January 18, 2024, the Reporting Person was granted 14,785 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan (as amended and restated, the "Plan"). The restricted stock units vest in six equal semiannual installments beginning October 1, 2024, subject to the continued employment of the Reporting Person with the Company. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,147 |
Reported balance
After 2026-10-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-10-01 · Exercise / conversion · Disposed 3,049 · Balance 9,147 F1: Restricted stock units convert into common stock on a one-for-one basis. F6: On January 23, 2025, the Reporting Person was granted 18,293 restricted stock units pursuant to the Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2025, subject to the continued employment of the Reporting Person with the Company. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 23,393 |
Reported balance
After 2026-10-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-10-01 · Exercise / conversion · Disposed 4,678 · Balance 23,393 F1: Restricted stock units convert into common stock on a one-for-one basis. F7: On January 22, 2026, the Reporting Person was granted 28,071 restricted stock units pursuant to the Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2026, subject to the continued employment of the Reporting Person with the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2024.
F3: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 23, 2025.
F4: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 22, 2026.
F5: On January 18, 2024, the Reporting Person was granted 14,785 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan (as amended and restated, the "Plan"). The restricted stock units vest in six equal semiannual installments beginning October 1, 2024, subject to the continued employment of the Reporting Person with the Company.
F6: On January 23, 2025, the Reporting Person was granted 18,293 restricted stock units pursuant to the Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2025, subject to the continued employment of the Reporting Person with the Company.
F7: On January 22, 2026, the Reporting Person was granted 28,071 restricted stock units pursuant to the Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2026, subject to the continued employment of the Reporting Person with the Company.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Carbonite Inc
Report date December 24, 2019 · Filed December 26, 2019
Section 16 reporting ended · disclosed 2019-12-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-12-24 transaction · row 5
3 source rows · reconciled sequenceRow 1 · 2019-12-02 · Gift · Disposed 7,478 · Balance 254,767 Row 3 · 2019-12-24 · Other · Disposed 106,433 · Balance 148,334 F2: On November 10, 2019, Carbonite, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Open Text Corporation ("OpenText") and Coral Merger Sub Inc., a wholly owned subsidiary of OpenText ("Purchaser"). On December 24, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of OpenText. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person and not subject to contractual restrictions was validly tendered for $23.00 per share in cash, without interest and net of any required withholding of taxes. Row 5 · 2019-12-24 · Disposition to issuer · Disposed 148,334 · Balance 0 F3: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes. F4: Represents restricted stock units and performance-based restricted stock units (a "Company RSU and PRSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU and PRSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $23.00 and (ii) the number of shares of Company common stock subject to such Company RSU and PRSU. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Last balance in matching sequence
After 2019-12-24 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2019-12-02 · Gift · Acquired 7,478 · Balance 7,478 F1: These shares are owned by the Anthony & Lisa Folger Charitable Fund. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Row 4 · 2019-12-24 · Disposition to issuer · Disposed 7,478 · Balance 0 F3: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes. F1: These shares are owned by the Anthony & Lisa Folger Charitable Fund. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.62 · Expires 2023-01-31 | Direct | 0 |
Reported balance
After 2019-12-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-12-24 · Disposition to issuer · Disposed 125,000 · Balance 0 F6: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option. F5: This option became exercisable as to 25% of the underying shares of common stock on January 2, 2014 and as to the remaining 75% of the underlying shares of common stock in 12 equal quarterly installments thereafter. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.89 · Expires 2025-02-12 | Direct | 0 |
Reported balance
After 2019-12-24 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-12-24 · Disposition to issuer · Disposed 25,000 · Balance 0 F6: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option. F8: This option became exercisable in 16 equal quarterly installments beginning on May 12, 2015. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.17 · Expires 2024-02-25 | Direct | 0 |
Reported balance
After 2019-12-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-12-24 · Disposition to issuer · Disposed 50,000 · Balance 0 F6: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option. F7: This option became exercisable in 16 equal quarterly installments beginning on May 25, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned by the Anthony & Lisa Folger Charitable Fund. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F2: On November 10, 2019, Carbonite, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Open Text Corporation ("OpenText") and Coral Merger Sub Inc., a wholly owned subsidiary of OpenText ("Purchaser"). On December 24, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of OpenText. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person and not subject to contractual restrictions was validly tendered for $23.00 per share in cash, without interest and net of any required withholding of taxes.
F3: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes.
F4: Represents restricted stock units and performance-based restricted stock units (a "Company RSU and PRSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU and PRSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $23.00 and (ii) the number of shares of Company common stock subject to such Company RSU and PRSU.
F5: This option became exercisable as to 25% of the underying shares of common stock on January 2, 2014 and as to the remaining 75% of the underlying shares of common stock in 12 equal quarterly installments thereafter.
F6: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.
F7: This option became exercisable in 16 equal quarterly installments beginning on May 25, 2014.
F8: This option became exercisable in 16 equal quarterly installments beginning on May 12, 2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2018 Filed Feb 14, 2018 17:36 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 8,542 | $21.23 | $181,346.66 |
DisclosureSEC source: 0001340127-18-000018 · wf-form4_151864693100584.xml · nonDerivative · entry 2 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,097 F3 · shares: Represents shares automatically exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2017. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.00 to $21.85, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · balance_after: Includes 176,644 shares of common stock subject to unvested restricted stock units. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 17:36 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 1,936 | $21.15 | $40,946.40 |
DisclosureSEC source: 0001340127-18-000018 · wf-form4_151864693100584.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,639 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 176,644 shares of common stock subject to unvested restricted stock units. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 17:11 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 2,458 | $23.70 | $58,254.60 |
DisclosureSEC source: 0001340127-18-000004 · wf-form4_151786866091600.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,575 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 183,084 shares of common stock subject to unvested restricted stock units. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 16:57 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 7,992 | $23.45 | $187,412.40 |
DisclosureSEC source: 0001340127-17-000138 · wf-form4_151251103455215.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,033 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.93 to $24.18, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Includes 190,584 shares of common stock subject to unvested restricted stock units. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 16:23 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 741 | $23.55 | $17,450.55 |
DisclosureSEC source: 0001340127-17-000136 · wf-form4_151190419622396.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,025 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 190,584 shares of common stock subject to unvested restricted stock units. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 16:23 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 6,008 | $22.31 | $134,038.48 |
DisclosureSEC source: 0001340127-17-000132 · wf-form4_151026258037502.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,766 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 192,147 shares of common stock subject to unvested restricted stock units. Read SEC document |
| September 26, 2017 Filed Sep 27, 2017 18:33 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 7,500 | $20.59 | $154,425.00 |
DisclosureSEC source: 0001340127-17-000118 · wf-form4_150655160660286.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,774 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.30 to $20.78, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Includes 204,647 shares of common stock subject to unvested restricted stock units. Read SEC document |
| August 28, 2017 Filed Aug 29, 2017 16:55 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 741 | $18.75 | $13,893.75 |
DisclosureSEC source: 0001340127-17-000112 · wf-form4_150404013563427.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,274 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 204,647 shares of common stock subject to unvested restricted stock units. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 18:26 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 6,487 | $20.77 | $134,734.99 |
DisclosureSEC source: 0001340127-17-000101 · wf-form4_150231755779374.xml · nonDerivative · entry 2 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,015 F3 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2017. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.50 to $21.25, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · balance_after: Includes 206,209 shares of common stock subject to unvested restricted stock units. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 18:26 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 6,013 | $21.65 | $130,181.45 |
DisclosureSEC source: 0001340127-17-000101 · wf-form4_150231755779374.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,502 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 206,209 shares of common stock subject to unvested restricted stock units. Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 16:42 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 6,540 | $22.34 | $146,103.60 |
DisclosureSEC source: 0001140361-17-026682 · doc1.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,515 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.08 to $22.80, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Includes 218,709 shares of common stock subject to unvested restricted stock units. Read SEC document |
| June 08, 2017 Filed Jun 8, 2017 17:21 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 5,757 | $19.95 | $114,852.15 |
DisclosureSEC source: 0001140361-17-024496 · doc1.xml · nonDerivative · entry 3 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,055 F1 · shares: Represents shares automatically sold to satisfy tax withholding obligations on the vesting of restricted stock units. F4 · balance_after: Includes 218,709 shares of common stock subject to unvested restricted stock units. Read SEC document |
| June 08, 2017 Filed Jun 8, 2017 17:21 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 5,757 | $19.95 | $114,852.15 |
DisclosureSEC source: 0001140361-17-024496 · doc1.xml · nonDerivative · entry 2 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,812 F1 · shares: Represents shares automatically sold to satisfy tax withholding obligations on the vesting of restricted stock units. F3 · balance_after: Includes 231,209 shares of common stock subject to unvested restricted stock units. Read SEC document |
| June 05, 2017 Filed Jun 8, 2017 17:21 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 11,841 | $19.45 | $230,307.45 |
DisclosureSEC source: 0001140361-17-024496 · doc1.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,569 F1 · shares: Represents shares automatically sold to satisfy tax withholding obligations on the vesting of restricted stock units. F2 · balance_after: Includes 243,709 shares of common stock subject to unvested restricted stock units. Read SEC document |
| May 26, 2017 Filed May 30, 2017 16:44 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 742 | $19.25 | $14,283.50 |
DisclosureSEC source: 0001140361-17-022831 · doc1.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,410 F1 · shares: Represents shares automatically sold to satisfy tax withholding obligations on the vesting of restricted stock units. F2 · balance_after: Includes 268,709 shares of common stock subject to unvested restricted stock units. Read SEC document |
| May 12, 2017 Filed May 15, 2017 16:29 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 6,876 | $18.84 | $129,543.84 |
DisclosureSEC source: 0001140361-17-020711 · doc1.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,152 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.70 to $19.13, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Includes 270,272 shares of common stock subject to unvested restricted stock units. Read SEC document |
| May 05, 2017 Filed May 9, 2017 18:14 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 5,960 | $21.45 | $127,842.00 |
DisclosureSEC source: 0001140361-17-019189 · doc1.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,028 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations on the vesting of restricted stock units. F2 · balance_after: Includes 270,272 shares of common stock subject to unvested restricted stock units. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 17:12 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 6,141 | $19.38 | $119,012.58 |
DisclosureSEC source: 0001140361-17-013621 · doc1.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,988 F1 · price: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.30 to $19.48, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Includes 282,772 shares of common stock subject to unvested restricted stock units. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 16:28 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 4,490 | $19.90 | $89,351.00 |
DisclosureSEC source: 0001340127-17-000039 · wf-form4_148892206444034.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,129 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 282,772 shares of common stock subject to unvested restricted stock units. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 16:40 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 512 | $19.50 | $9,984.00 |
DisclosureSEC source: 0001340127-17-000035 · wf-form4_148831801438564.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,619 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 295,272 shares of common stock subject to unvested restricted stock units. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:18 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 2,499 | $19.43 | $48,555.57 |
DisclosureSEC source: 0001340127-17-000031 · wf-form4_148719710727315.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,131 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 296,834 shares of common stock subject to unvested restricted stock units. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 17:26 UTC | Carbonite Inc CARB · Entity 152877 | GrantCommon Stock | 51,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001340127-17-000020 · wf-form4_148702461276764.xml · nonDerivative · entry 2 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,630 F3 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F4 · shares: 25,761 restricted stock units (the "4-Year RSUs") vest in 4 equal annual installments beginning on February 10, 2018 and will be settled on each applicable vest date in shares of the issuer's common stock. 25,761 restricted stock units (the "Performance-based RSUs") will meet the performance vesting condition if, within three years from February 10, 2017, the closing price per share of the Common Stock is at least $25.00 for 20 consecutive trading days. Upon achieving the applicable performance vesting condition ("Performance Achievement"), the Award will be subject to service vesting, with vesting of such Performance-Based Restricted Stock Units to occur in four equal 3-month installments over the one-year period from the date of Performance Achievement, subject to the Recipient's continued service to the Company through the applicable vesting date. The vesting schedule for the Performance-based RSUs shall be accelerated upon certain Change of Control events. F5 · balance_after: Includes 304,334 shares of common stock subject to unvested restricted stock units. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:26 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 4,124 | $20.05 | $82,686.20 |
DisclosureSEC source: 0001340127-17-000020 · wf-form4_148702461276764.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,108 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 252,812 shares of common stock subject to unvested restricted stock units. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 16:26 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 2,859 | $18.98 | $54,263.82 |
DisclosureSEC source: 0001340127-17-000012 · wf-form4_148615718581460.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,232 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 265,312 shares of common stock subject to unvested restricted stock units. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 16:15 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 1,051 | $18.75 | $19,706.25 |
DisclosureSEC source: 0001340127-16-000260 · wf-form4_148054052650657.xml · nonDerivative · entry 2 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,091 F3 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2016. F2 · balance_after: Includes 272,812 shares of common stock subject to unvested restricted stock units. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 16:15 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 512 | $19.55 | $10,009.60 |
DisclosureSEC source: 0001340127-16-000260 · wf-form4_148054052650657.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,142 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 272,812 shares of common stock subject to unvested restricted stock units. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 16:07 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 3,000 | $15.85 | $47,550.00 |
DisclosureSEC source: 0001340127-16-000242 · wf-form4_147829005383094.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,527 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2016. F2 · balance_after: Includes 261,878 shares of common stock subject to unvested restricted stock units Read SEC document |
| November 03, 2016 Filed Nov 16, 2016 17:10 UTC Amendment | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 3,000 | $15.85 | $47,550.00 |
DisclosureSEC source: 0001340127-16-000253 · wf-form4a_147933422220078.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,654 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2016. F2 · balance_after: Includes 274,378 shares of common stock subject to unvested restricted stock units. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 16:17 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 8,170 | $16.19 | $132,272.30 |
DisclosureSEC source: 0001340127-16-000234 · wf-form4_147682181416128.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,527 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 261,878 shares of common stock subject to unvested restricted stock units Read SEC document |
| October 17, 2016 Filed Nov 16, 2016 17:09 UTC Amendment | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 4,043 | $16.19 | $65,456.17 |
DisclosureSEC source: 0001340127-16-000252 · wf-form4a_147933415768727.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,654 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 274,378 shares of common stock subject to unvested restricted stock units. Read SEC document |
| June 15, 2016 Filed May 1, 2018 16:19 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 4,500 | $9.54 | $42,930.00 |
DisclosureSEC source: 0001340127-18-000060 · wf-form4_152520589058271.xml · nonDerivative · entry 1 FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,330 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.51 to $9.57, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · balance_after: Includes 225,170 shares of common stock subject to unvested restricted stock units. F3 · balance_after: Reflects the proper amount owned by the reporting person as of April 26, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.