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FOLGER ANTHONY

Disclosed activity across 3 companies

Tapewire entity
22541
SEC CIK
0001566737

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CSP INC /MA/CSPI · Entity 6918DirectorMay 15, 2026May 18, 2026
PROGRESS SOFTWARE CORP /MAPRGS · Entity 4559Chief Financial OfficerOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CSP INC /MA/

Report date May 15, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,500 Reported balance After 2026-05-15 transaction · row 1
1 source row

Row 1 · 2026-05-15 · Purchase · Acquired 2,500 · Balance 12,500

PROGRESS SOFTWARE CORP /MA

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect53,051 Ending reported balance After 2026-10-01 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 2,464 · Balance 49,845

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 2 · 2026-10-01 · Tax withholding · Disposed 1,093 · Balance 48,752

F2: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2024.

Row 3 · 2026-10-01 · Exercise / conversion · Acquired 3,049 · Balance 51,801

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 4 · 2026-10-01 · Tax withholding · Disposed 1,353 · Balance 50,448

F3: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 23, 2025.

Row 5 · 2026-10-01 · Exercise / conversion · Acquired 4,678 · Balance 55,126

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 6 · 2026-10-01 · Tax withholding · Disposed 2,075 · Balance 53,051

F4: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 22, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,465 Reported balance After 2026-10-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-10-01 · Exercise / conversion · Disposed 2,464 · Balance 2,465

F1: Restricted stock units convert into common stock on a one-for-one basis.

F5: On January 18, 2024, the Reporting Person was granted 14,785 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan (as amended and restated, the "Plan"). The restricted stock units vest in six equal semiannual installments beginning October 1, 2024, subject to the continued employment of the Reporting Person with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,147 Reported balance After 2026-10-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-10-01 · Exercise / conversion · Disposed 3,049 · Balance 9,147

F1: Restricted stock units convert into common stock on a one-for-one basis.

F6: On January 23, 2025, the Reporting Person was granted 18,293 restricted stock units pursuant to the Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2025, subject to the continued employment of the Reporting Person with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect23,393 Reported balance After 2026-10-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-10-01 · Exercise / conversion · Disposed 4,678 · Balance 23,393

F1: Restricted stock units convert into common stock on a one-for-one basis.

F7: On January 22, 2026, the Reporting Person was granted 28,071 restricted stock units pursuant to the Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2026, subject to the continued employment of the Reporting Person with the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2024.

F3: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 23, 2025.

F4: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 22, 2026.

F5: On January 18, 2024, the Reporting Person was granted 14,785 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan (as amended and restated, the "Plan"). The restricted stock units vest in six equal semiannual installments beginning October 1, 2024, subject to the continued employment of the Reporting Person with the Company.

F6: On January 23, 2025, the Reporting Person was granted 18,293 restricted stock units pursuant to the Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2025, subject to the continued employment of the Reporting Person with the Company.

F7: On January 22, 2026, the Reporting Person was granted 28,071 restricted stock units pursuant to the Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2026, subject to the continued employment of the Reporting Person with the Company.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Carbonite Inc

Report date December 24, 2019 · Filed December 26, 2019

Section 16 reporting ended · disclosed 2019-12-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-12-24 transaction · row 5
3 source rows · reconciled sequence

Row 1 · 2019-12-02 · Gift · Disposed 7,478 · Balance 254,767

Row 3 · 2019-12-24 · Other · Disposed 106,433 · Balance 148,334

F2: On November 10, 2019, Carbonite, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Open Text Corporation ("OpenText") and Coral Merger Sub Inc., a wholly owned subsidiary of OpenText ("Purchaser"). On December 24, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of OpenText. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person and not subject to contractual restrictions was validly tendered for $23.00 per share in cash, without interest and net of any required withholding of taxes.

Row 5 · 2019-12-24 · Disposition to issuer · Disposed 148,334 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes.

F4: Represents restricted stock units and performance-based restricted stock units (a "Company RSU and PRSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU and PRSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $23.00 and (ii) the number of shares of Company common stock subject to such Company RSU and PRSU.

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Last balance in matching sequence After 2019-12-24 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2019-12-02 · Gift · Acquired 7,478 · Balance 7,478

F1: These shares are owned by the Anthony & Lisa Folger Charitable Fund. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Row 4 · 2019-12-24 · Disposition to issuer · Disposed 7,478 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes.

F1: These shares are owned by the Anthony & Lisa Folger Charitable Fund. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.62 · Expires 2023-01-31Direct0 Reported balance After 2019-12-24 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-12-24 · Disposition to issuer · Disposed 125,000 · Balance 0

F6: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F5: This option became exercisable as to 25% of the underying shares of common stock on January 2, 2014 and as to the remaining 75% of the underlying shares of common stock in 12 equal quarterly installments thereafter.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.89 · Expires 2025-02-12Direct0 Reported balance After 2019-12-24 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-12-24 · Disposition to issuer · Disposed 25,000 · Balance 0

F6: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F8: This option became exercisable in 16 equal quarterly installments beginning on May 12, 2015.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.17 · Expires 2024-02-25Direct0 Reported balance After 2019-12-24 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-12-24 · Disposition to issuer · Disposed 50,000 · Balance 0

F6: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F7: This option became exercisable in 16 equal quarterly installments beginning on May 25, 2014.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned by the Anthony & Lisa Folger Charitable Fund. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F2: On November 10, 2019, Carbonite, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Open Text Corporation ("OpenText") and Coral Merger Sub Inc., a wholly owned subsidiary of OpenText ("Purchaser"). On December 24, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of OpenText. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person and not subject to contractual restrictions was validly tendered for $23.00 per share in cash, without interest and net of any required withholding of taxes.

F3: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes.

F4: Represents restricted stock units and performance-based restricted stock units (a "Company RSU and PRSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU and PRSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $23.00 and (ii) the number of shares of Company common stock subject to such Company RSU and PRSU.

F5: This option became exercisable as to 25% of the underying shares of common stock on January 2, 2014 and as to the remaining 75% of the underlying shares of common stock in 12 equal quarterly installments thereafter.

F6: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F7: This option became exercisable in 16 equal quarterly installments beginning on May 25, 2014.

F8: This option became exercisable in 16 equal quarterly installments beginning on May 12, 2015.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2021 Filed Apr 5, 2021 12:27 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 2,540 $0.00 $0.00
Disclosure

SEC source: 0000876167-21-000069 · wf-form4_161762551705718.xml · derivative · entry 3

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,163

Underlying: Common Stock · 2,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 30, 2020, the Reporting Person was granted 15,243 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2020, subject to the continued employment of the Reporting Person with the Company.

F4 · derivative.expiration_date: On March 30, 2020, the Reporting Person was granted 15,243 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2020, subject to the continued employment of the Reporting Person with the Company.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 12:27 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 1,076 $44.35 $47,725.23
Disclosure

SEC source: 0000876167-21-000069 · wf-form4_161762551705718.xml · nonDerivative · entry 2

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,225

F3 · price: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on March 30, 2020.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 12:27 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 2,540 $0.00 $0.00
Disclosure

SEC source: 0000876167-21-000069 · wf-form4_161762551705718.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 651 shares of common stock acquired by the Reporting Person through Progress Software Corporation's (the "Company's") Employee Stock Purchase Plan: 518 shares on September 30, 2020 and 133 shares on December 31, 2020.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:13 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantRestricted Stock Units · Derivative 19,954 $0.00 $0.00
Disclosure

SEC source: 0000876167-21-000027 · wf-form4_161126359012897.xml · derivative · entry 3

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,954

Underlying: Common Stock · 19,954 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Progress Software Corporation's (the "Company's") common stock.

F4 · derivative.exercise_date: Represents performance-based restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest on February 1, 2024, subject to the Company meeting total shareholder return and operating income criteria over the three-year period ending November 30, 2023, and the continued employment of the Reporting Person with the Company.

F4 · derivative.expiration_date: Represents performance-based restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest on February 1, 2024, subject to the Company meeting total shareholder return and operating income criteria over the three-year period ending November 30, 2023, and the continued employment of the Reporting Person with the Company.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:13 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantEmployee Stock Options · Derivative 36,757 $0.00 Strike: $42.60 $0.00
Disclosure

SEC source: 0000876167-21-000027 · wf-form4_161126359012897.xml · derivative · entry 2

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,757

Underlying: Common Stock · 36,757 shares

Expires 2028-01-18

F3 · derivative.exercise_date: The stock options vest in eight equal semiannual installments beginning on October 1, 2021, subject to the continued employment of the Reporting Person with the Company.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:13 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantRestricted Stock Units · Derivative 11,972 $0.00 $0.00
Disclosure

SEC source: 0000876167-21-000027 · wf-form4_161126359012897.xml · derivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,972

Underlying: Common Stock · 11,972 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Progress Software Corporation's (the "Company's") common stock.

F2 · derivative.exercise_date: Represents restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2021, subject to the continued employment of the Reporting Person with the Company.

F2 · derivative.expiration_date: Represents restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2021, subject to the continued employment of the Reporting Person with the Company.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 20:07 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 PurchaseCommon Stock 2,622 $37.75 $98,980.50
Disclosure

SEC source: 0000876167-20-000130 · wf-form4_160158280603999.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:12 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 2,540 $0.00 $0.00
Disclosure

SEC source: 0000876167-20-000146 · wf-form4_160192869314401.xml · derivative · entry 3

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,703

Underlying: Common Stock · 2,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 30, 2020, the Reporting Person was granted 15,243 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2020, subject to the continued employment of the Reporting Person with the Company.

F3 · derivative.expiration_date: On March 30, 2020, the Reporting Person was granted 15,243 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2020, subject to the continued employment of the Reporting Person with the Company.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:12 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 1,052 $37.53 $39,481.56
Disclosure

SEC source: 0000876167-20-000146 · wf-form4_160192869314401.xml · nonDerivative · entry 2

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,110

F2 · shares: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on March 30, 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:12 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 2,540 $0.00 $0.00
Disclosure

SEC source: 0000876167-20-000146 · wf-form4_160192869314401.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantRestricted Stock Units · Derivative 25,405 $0.00 $0.00
Disclosure

SEC source: 0000876167-20-000062 · wf-form4_158577180927795.xml · derivative · entry 3

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,405

Underlying: Common Stock · 25,405 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Progress Software Corporation's (the "Company's") common stock.

F4 · derivative.exercise_date: Represents performance-based restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest on February 1, 2023, subject to the Company meeting total shareholder return and operating income criteria over the three-year period ending November 30, 2022, and the continued employment of the Reporting Person with the Company.

F4 · derivative.expiration_date: Represents performance-based restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest on February 1, 2023, subject to the Company meeting total shareholder return and operating income criteria over the three-year period ending November 30, 2022, and the continued employment of the Reporting Person with the Company.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantEmployee Stock Options · Derivative 50,394 $0.00 Strike: $31.49 $0.00
Disclosure

SEC source: 0000876167-20-000062 · wf-form4_158577180927795.xml · derivative · entry 2

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,394

Underlying: Common Stock · 50,394 shares

Expires 2027-03-29

F3 · derivative.exercise_date: The stock options vest in eight equal semiannual installments beginning on October 1, 2020, subject to the continued employment of the Reporting Person with the Company.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantRestricted Stock Units · Derivative 15,243 $0.00 $0.00
Disclosure

SEC source: 0000876167-20-000062 · wf-form4_158577180927795.xml · derivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,243

Underlying: Common Stock · 15,243 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Progress Software Corporation's (the "Company's") common stock.

F2 · derivative.exercise_date: Represents restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2020, subject to the continued employment of the Reporting Person with the Company.

F2 · derivative.expiration_date: Represents restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2020, subject to the continued employment of the Reporting Person with the Company.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 06:30 UTC Carbonite Inc CARB · Entity 152877 Disposition to issuerStock Option · Derivative 25,000 Not disclosed Strike: $14.89 Not disclosed
Disclosure

SEC source: 0001340127-19-000192 · wf-form4_157735982564786.xml · derivative · entry 8

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-02-12

F6 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F8 · derivative.exercise_date: This option became exercisable in 16 equal quarterly installments beginning on May 12, 2015.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 06:30 UTC Carbonite Inc CARB · Entity 152877 Disposition to issuerStock Option (Right to Buy) · Derivative 50,000 Not disclosed Strike: $10.17 Not disclosed
Disclosure

SEC source: 0001340127-19-000192 · wf-form4_157735982564786.xml · derivative · entry 7

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-02-25

F6 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F7 · derivative.exercise_date: This option became exercisable in 16 equal quarterly installments beginning on May 25, 2014.

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December 24, 2019 Filed Dec 26, 2019 06:30 UTC Carbonite Inc CARB · Entity 152877 Disposition to issuerStock Option · Derivative 125,000 Not disclosed Strike: $9.62 Not disclosed
Disclosure

SEC source: 0001340127-19-000192 · wf-form4_157735982564786.xml · derivative · entry 6

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2023-01-31

F6 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F5 · derivative.exercise_date: This option became exercisable as to 25% of the underying shares of common stock on January 2, 2014 and as to the remaining 75% of the underlying shares of common stock in 12 equal quarterly installments thereafter.

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December 24, 2019 Filed Dec 26, 2019 06:30 UTC Carbonite Inc CARB · Entity 152877 Disposition to issuerCommon Stock 148,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001340127-19-000192 · wf-form4_157735982564786.xml · nonDerivative · entry 5

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes.

F4 · price: Represents restricted stock units and performance-based restricted stock units (a "Company RSU and PRSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU and PRSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $23.00 and (ii) the number of shares of Company common stock subject to such Company RSU and PRSU.

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December 24, 2019 Filed Dec 26, 2019 06:30 UTC Carbonite Inc CARB · Entity 152877 Disposition to issuerCommon Stock 7,478 Not disclosed Not disclosed
Disclosure

SEC source: 0001340127-19-000192 · wf-form4_157735982564786.xml · nonDerivative · entry 4

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F3 · kind: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes.

F3 · price: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes.

F1 · ownership.nature: These shares are owned by the Anthony & Lisa Folger Charitable Fund. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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December 24, 2019 Filed Dec 26, 2019 06:30 UTC Carbonite Inc CARB · Entity 152877 OtherCommon Stock 106,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001340127-19-000192 · wf-form4_157735982564786.xml · nonDerivative · entry 3

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,334

F2 · kind: On November 10, 2019, Carbonite, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Open Text Corporation ("OpenText") and Coral Merger Sub Inc., a wholly owned subsidiary of OpenText ("Purchaser"). On December 24, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of OpenText. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person and not subject to contractual restrictions was validly tendered for $23.00 per share in cash, without interest and net of any required withholding of taxes.

F2 · price: On November 10, 2019, Carbonite, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Open Text Corporation ("OpenText") and Coral Merger Sub Inc., a wholly owned subsidiary of OpenText ("Purchaser"). On December 24, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of OpenText. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person and not subject to contractual restrictions was validly tendered for $23.00 per share in cash, without interest and net of any required withholding of taxes.

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December 02, 2019 Filed Dec 26, 2019 06:30 UTC Carbonite Inc CARB · Entity 152877 GiftCommon Stock 7,478 $0.00 $0.00
Disclosure

SEC source: 0001340127-19-000192 · wf-form4_157735982564786.xml · nonDerivative · entry 2

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,478

F1 · ownership.nature: These shares are owned by the Anthony & Lisa Folger Charitable Fund. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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December 02, 2019 Filed Dec 26, 2019 06:30 UTC Carbonite Inc CARB · Entity 152877 GiftCommon Stock 7,478 $0.00 $0.00
Disclosure

SEC source: 0001340127-19-000192 · wf-form4_157735982564786.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,767

Read SEC document
September 04, 2019 Filed Sep 4, 2019 08:41 UTC Carbonite Inc CARB · Entity 152877 GrantCommon Stock 35,433 $0.00 $0.00
Disclosure

SEC source: 0001340127-19-000180 · wf-form4_156760086817723.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,245

F1 · shares: Reflects the grant of performance-based restricted stock units which will vest in whole or in part, and be settled on the applicable vest date in shares of the issuer's common stock, based upon the issuer's relative total shareholder return (as compared to a group of comparable companies in the Russell 3000) over a two-year performance period from the date of grant, subject to the Recipient's continued service to the Company. Each performance-based restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes 148,334 shares of common stock subject to unvested restricted stock units.

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July 01, 2019 Filed Jul 2, 2019 16:20 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 7,891 $25.84 $203,903.44
Disclosure

SEC source: 0001340127-19-000144 · wf-form4_156209882433303.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,812

F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.19 to $26.08, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 112,901 shares of common stock subject to unvested restricted stock units.

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June 17, 2019 Filed Jun 18, 2019 17:18 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 1,612 $23.60 $38,043.20
Disclosure

SEC source: 0001340127-19-000133 · wf-form4_156089266841461.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,703

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 112,901 shares of common stock subject to unvested restricted stock units.

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June 04, 2019 Filed Jun 5, 2019 17:34 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 22,539 $22.60 $509,381.40
Disclosure

SEC source: 0001340127-19-000127 · wf-form4_155977047392240.xml · nonDerivative · entry 2

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,315

F4 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F5 · balance_after: Includes 116,501 shares of common stock subject to unvested restricted stock units.

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June 03, 2019 Filed Jun 5, 2019 17:34 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 9,776 $23.42 $228,953.92
Disclosure

SEC source: 0001340127-19-000127 · wf-form4_155977047392240.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,854

F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.18 to $23.69, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 166,501 shares of common stock subject to unvested restricted stock units.

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May 30, 2019 Filed Jun 3, 2019 16:51 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 1,612 $23.65 $38,123.80
Disclosure

SEC source: 0001340127-19-000124 · wf-form4_155959505990402.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,630

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 166,501 shares of common stock subject to unvested restricted stock units.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 17:09 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 1,611 $24.58 $39,598.38
Disclosure

SEC source: 0001340127-19-000072 · wf-form4_155294336354257.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,242

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 170,101 shares of common stock subject to unvested restricted stock units.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 17:49 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 1,611 $23.08 $37,181.88
Disclosure

SEC source: 0001340127-19-000066 · wf-form4_155191257751857.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,853

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 173,700 shares of common stock subject to unvested restricted stock units.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:35 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 2,873 $23.96 $68,837.08
Disclosure

SEC source: 0001340127-19-000049 · wf-form4_155070212927774.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,464

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 177,299 shares of common stock subject to unvested restricted stock units.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:28 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 2,224 $25.57 $56,867.68
Disclosure

SEC source: 0001340127-19-000038 · wf-form4_155026610091585.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,337

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 184,497 shares of common stock subject to unvested restricted stock units.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 17:01 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 1,924 $24.08 $46,329.92
Disclosure

SEC source: 0001340127-19-000032 · wf-form4_155009527206108.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,561

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 191,997 shares of common stock subject to unvested restricted stock units.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 16:59 UTC Carbonite Inc CARB · Entity 152877 GrantCommon Stock 70,924 $0.00 $0.00
Disclosure

SEC source: 0001340127-19-000025 · wf-form4_154966314692459.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,485

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Upon the achievement of any vesting conditions, the restricted stock units will be settled on the applicable vest date in shares of the issuer's common stock.

F2 · shares: Consists of 35,462 restricted stock units which will vest in 4 equal annual installments beginning on February 8, 2020, subject to the Recipient's continued service to the Company, and 35,462 performance-based restricted stock units which will vest in whole or in part based upon the issuer's relative total shareholder return (as compared to a group of comparable companies in the Russell 3000) over a three-year performance period from the date of grant, subject to the Recipient's continued service to the Company.

F3 · balance_after: Includes 198,437 shares of common stock subject to unvested restricted stock units.

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February 04, 2019 Filed Feb 6, 2019 18:08 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 2,240 $28.78 $64,467.20
Disclosure

SEC source: 0001340127-19-000011 · wf-form4_154949446792379.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,561

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 127,513 shares of common stock subject to unvested restricted stock units.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 19:23 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 2,109 $27.65 $58,313.85
Disclosure

SEC source: 0001340127-19-000006 · wf-form4_154889417709334.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,801

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 135,013 shares of common stock subject to unvested restricted stock units.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 17:08 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 1,631 $25.67 $41,867.77
Disclosure

SEC source: 0001340127-18-000175 · wf-form4_154525731468205.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,910

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 141,454 shares of common stock subject to unvested restricted stock units.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 17:07 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 1,611 $27.95 $45,027.45
Disclosure

SEC source: 0001340127-18-000171 · wf-form4_154387483761242.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,541

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 145,053 shares of common stock subject to unvested restricted stock units.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 17:04 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 2,881 $33.26 $95,822.06
Disclosure

SEC source: 0001340127-18-000151 · wf-form4_154093342500000.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,152

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 148,652 shares of common stock subject to unvested restricted stock units.

Read SEC document
October 19, 2018 Filed Oct 22, 2018 16:56 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 10,000 $35.36 $353,600.00
Disclosure

SEC source: 0001340127-18-000141 · wf-form4_154024174699725.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,033

F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.73 to $36.09, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 155,092 shares of common stock subject to unvested restricted stock units.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 16:54 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 1,703 $39.00 $66,417.00
Disclosure

SEC source: 0001340127-18-000130 · wf-form4_153756324176141.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,033

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 155,092 shares of common stock subject to unvested restricted stock units.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 16:58 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 1,612 $41.60 $67,059.20
Disclosure

SEC source: 0001340127-18-000119 · wf-form4_153609470404556.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,736

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 158,691 shares of common stock subject to unvested restricted stock units.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 16:45 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 2,898 $36.20 $104,907.60
Disclosure

SEC source: 0001340127-18-000108 · wf-form4_153306991848801.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,348

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 162,290 shares of common stock subject to unvested restricted stock units.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 17:26 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 11,464 $37.55 $430,473.20
Disclosure

SEC source: 0001340127-18-000092 · wf-form4_152823394250996.xml · nonDerivative · entry 3

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,246

F4 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F6 · balance_after: Includes 168,730 shares of common stock subject to unvested restricted stock units.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:26 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 11,180 $38.50 $430,430.00
Disclosure

SEC source: 0001340127-18-000092 · wf-form4_152823394250996.xml · nonDerivative · entry 2

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,710

F4 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F5 · balance_after: Includes 193,730 shares of common stock subject to unvested restricted stock units.

Read SEC document
May 31, 2018 Filed Jun 5, 2018 17:26 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 8,531 $38.80 $331,002.80
Disclosure

SEC source: 0001340127-18-000092 · wf-form4_152823394250996.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,890

F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.50 to $39.25, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 218,730 shares of common stock subject to unvested restricted stock units.

Read SEC document
April 27, 2018 Filed May 1, 2018 16:19 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 1,909 $31.05 $59,274.45
Disclosure

SEC source: 0001340127-18-000060 · wf-form4_152520589058271.xml · nonDerivative · entry 2

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,421

F4 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F5 · balance_after: Includes 218,730 shares of common stock subject to unvested restricted stock units.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 17:29 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 9,119 $30.64 $279,406.16
Disclosure

SEC source: 0001340127-18-000046 · wf-form4_152166775504405.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,830

F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.90 to $33.05, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Includes 225,170 shares of common stock subject to unvested restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 16:54 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 464 $29.25 $13,572.00
Disclosure

SEC source: 0001340127-18-000028 · wf-form4_151985456128200.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,949

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F2 · balance_after: Includes 225,170 shares of common stock subject to unvested restricted stock units.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 17:58 UTC Carbonite Inc CARB · Entity 152877 GrantCommon Stock 57,588 $0.00 $0.00
Disclosure

SEC source: 0001340127-18-000020 · wf-form4_151873551984790.xml · nonDerivative · entry 1

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,413

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Upon the achievement of any vesting conditions, the restricted stock units will be settled on the applicable vest date in shares of the issuer's common stock.

F2 · shares: 28,794 restricted stock units (the "4-Year RSUs") vest in 4 equal annual installments beginning on February 14, 2018. 28,794 restricted stock units (the "PRSUs") will meet the performance vesting condition if, within three years from February 14, 2018, the closing price per share of the Common Stock is (i) at least $31.12 for 20 consecutive trading days with respect to 50% of the shares, and (ii) at least $35.01 for 20 consecutive trading days with respect to the other 50% of the shares. Upon achieving the applicable performance vesting condition ("Performance Achievement"), the award will be subject to service vesting, with vesting of such Performance-Based RSUs to occur in four equal 3-month installments over the one-year period from the date of Performance Achievement, subject to the Recipient's continued service to the Company through the applicable vesting date. The vesting schedule for the PRSUs shall be accelerated upon certain Change of Control events.

F3 · balance_after: Includes 226,732 shares of common stock subject to unvested restricted stock units.

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February 13, 2018 Filed Feb 14, 2018 17:36 UTC Carbonite Inc CARB · Entity 152877 SaleCommon Stock 2,272 $20.61 $46,825.92
Disclosure

SEC source: 0001340127-18-000018 · wf-form4_151864693100584.xml · nonDerivative · entry 3

FOLGER ANTHONY · CIK 0001566737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,825

F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.

F5 · balance_after: Includes 169,144 shares of common stock subject to unvested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.