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Gage Brodie

Disclosed activity across 1 company

Tapewire entity
22502
SEC CIK
0001998826

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIENA CORPCIEN · Entity 1071EVP & Chief Product &September 20, 2026September 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIENA CORP

Report date September 20, 2026 · Filed September 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect35,273 Last balance in matching sequence After 2026-09-20 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rows

Row 1 · 2026-09-20 · Tax withholding · Disposed 204 · Balance 37,003

F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 10/31/2023.

F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Row 2 · 2026-09-20 · Tax withholding · Disposed 442 · Balance 36,561

F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023.

F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Row 3 · 2026-09-20 · Tax withholding · Disposed 669 · Balance 35,892

F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Row 4 · 2026-09-20 · Tax withholding · Disposed 388 · Balance 35,504

F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Row 5 · 2026-09-20 · Tax withholding · Disposed 231 · Balance 35,273

F6: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 10/31/2023.

F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023.

F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F6: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2025 Filed Apr 17, 2025 19:14 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 350 $58.51 $20,478.50
Disclosure

SEC source: 0001998826-25-000010 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,583

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/06/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2025 Filed Mar 24, 2025 20:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 212 $65.63 $13,913.56
Disclosure

SEC source: 0001998826-25-000009 · edgardoc.xml · nonDerivative · entry 5

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,933

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2025 Filed Mar 24, 2025 20:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 387 $65.63 $25,398.81
Disclosure

SEC source: 0001998826-25-000009 · edgardoc.xml · nonDerivative · entry 4

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,145

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2025 Filed Mar 24, 2025 20:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 669 $65.63 $43,906.47
Disclosure

SEC source: 0001998826-25-000009 · edgardoc.xml · nonDerivative · entry 3

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,532

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2025 Filed Mar 24, 2025 20:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 442 $65.63 $29,008.46
Disclosure

SEC source: 0001998826-25-000009 · edgardoc.xml · nonDerivative · entry 2

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,201

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 20, 2025 Filed Mar 24, 2025 20:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 204 $65.63 $13,388.52
Disclosure

SEC source: 0001998826-25-000009 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,643

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:25 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 350 $63.36 $22,176.00
Disclosure

SEC source: 0001998826-25-000007 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,847

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/06/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 18, 2025 Filed Feb 20, 2025 17:22 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 350 $90.16 $31,556.00
Disclosure

SEC source: 0001998826-25-000004 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,197

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/06/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 15, 2025 Filed Jan 17, 2025 19:09 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 350 $85.91 $30,068.50
Disclosure

SEC source: 0001998826-25-000002 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,547

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/06/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 26, 2024 Filed Dec 30, 2024 17:39 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 350 $87.64 $30,674.00
Disclosure

SEC source: 0001998826-24-000012 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,897

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/06/2024

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:52 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 1,284 $87.38 $112,195.92
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 7

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,247

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:52 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 212 $87.38 $18,524.56
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 6

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,531

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:52 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 669 $87.38 $58,457.22
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 5

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,743

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:52 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 442 $87.38 $38,621.96
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 4

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,412

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:52 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 204 $87.38 $17,825.52
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 3

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,854

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:52 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 257 $87.38 $22,456.66
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 2

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,058

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2024 Filed Dec 23, 2024 20:52 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 312 $87.38 $27,262.56
Disclosure

SEC source: 0001998826-24-000010 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,315

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:18 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 11,629 $0.00 $0.00
Disclosure

SEC source: 0001998826-24-000008 · edgardoc.xml · nonDerivative · entry 2

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,627

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2024 Filed Dec 19, 2024 22:18 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0001998826-24-000008 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,998

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 12, 2023 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2024 and 2025.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:35 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 212 $58.73 $12,450.76
Disclosure

SEC source: 0001998826-24-000006 · edgardoc.xml · nonDerivative · entry 6

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,180

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:35 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 669 $58.73 $39,290.37
Disclosure

SEC source: 0001998826-24-000006 · edgardoc.xml · nonDerivative · entry 5

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,392

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:35 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 442 $58.73 $25,958.66
Disclosure

SEC source: 0001998826-24-000006 · edgardoc.xml · nonDerivative · entry 4

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,061

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:35 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 204 $58.73 $11,980.92
Disclosure

SEC source: 0001998826-24-000006 · edgardoc.xml · nonDerivative · entry 3

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,503

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:35 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 257 $58.73 $15,093.61
Disclosure

SEC source: 0001998826-24-000006 · edgardoc.xml · nonDerivative · entry 2

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,707

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
September 20, 2024 Filed Sep 24, 2024 20:35 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 312 $58.73 $18,323.76
Disclosure

SEC source: 0001998826-24-000006 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,964

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 212 $46.96 $9,955.52
Disclosure

SEC source: 0001998826-24-000004 · edgardoc.xml · nonDerivative · entry 6

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,276

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 669 $46.96 $31,416.24
Disclosure

SEC source: 0001998826-24-000004 · edgardoc.xml · nonDerivative · entry 5

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,488

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 442 $46.96 $20,756.32
Disclosure

SEC source: 0001998826-24-000004 · edgardoc.xml · nonDerivative · entry 4

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,157

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 204 $46.96 $9,579.84
Disclosure

SEC source: 0001998826-24-000004 · edgardoc.xml · nonDerivative · entry 3

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,599

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 257 $46.96 $12,068.72
Disclosure

SEC source: 0001998826-24-000004 · edgardoc.xml · nonDerivative · entry 2

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,803

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:15 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 312 $46.96 $14,651.52
Disclosure

SEC source: 0001998826-24-000004 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,060

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
April 01, 2024 Filed Apr 3, 2024 18:29 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 533 $49.61 $26,442.13
Disclosure

SEC source: 0001998826-24-000002 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,372

F1 · shares: Sales were effected pursuant to Rule 105-1 trading plan dated 10/11/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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March 20, 2024 Filed Mar 22, 2024 01:42 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 669 $50.22 $33,597.18
Disclosure

SEC source: 0001998460-24-000005 · edgardoc.xml · nonDerivative · entry 6

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,905

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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March 20, 2024 Filed Mar 22, 2024 01:42 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 204 $50.22 $10,244.88
Disclosure

SEC source: 0001998460-24-000005 · edgardoc.xml · nonDerivative · entry 5

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,574

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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March 20, 2024 Filed Mar 22, 2024 01:42 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 442 $50.22 $22,197.24
Disclosure

SEC source: 0001998460-24-000005 · edgardoc.xml · nonDerivative · entry 4

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,778

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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March 20, 2024 Filed Mar 22, 2024 01:42 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 212 $50.22 $10,646.64
Disclosure

SEC source: 0001998460-24-000005 · edgardoc.xml · nonDerivative · entry 3

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,220

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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March 20, 2024 Filed Mar 22, 2024 01:42 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 312 $50.22 $15,668.64
Disclosure

SEC source: 0001998460-24-000005 · edgardoc.xml · nonDerivative · entry 2

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,432

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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March 20, 2024 Filed Mar 22, 2024 01:42 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 257 $50.22 $12,906.54
Disclosure

SEC source: 0001998460-24-000005 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,744

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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January 02, 2024 Filed Jan 5, 2024 01:14 UTC CIENA CORP CIEN · Entity 1071 SaleCommon Stock 662 $44.53 $29,478.86
Disclosure

SEC source: 0001998460-24-000002 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,001

F1 · shares: Sales were effected pursuant to Rule 105-1 trading plan dated 10/11/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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December 20, 2023 Filed Dec 22, 2023 14:52 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 212 $43.58 $9,238.96
Disclosure

SEC source: 0001998826-23-000006 · edgardoc.xml · nonDerivative · entry 6

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,663

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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December 20, 2023 Filed Dec 22, 2023 14:52 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 442 $43.58 $19,262.36
Disclosure

SEC source: 0001998826-23-000006 · edgardoc.xml · nonDerivative · entry 5

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,875

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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December 20, 2023 Filed Dec 22, 2023 14:52 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 290 $43.58 $12,638.20
Disclosure

SEC source: 0001998826-23-000006 · edgardoc.xml · nonDerivative · entry 4

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,317

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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December 20, 2023 Filed Dec 22, 2023 14:52 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 203 $43.58 $8,846.74
Disclosure

SEC source: 0001998826-23-000006 · edgardoc.xml · nonDerivative · entry 3

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,607

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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December 20, 2023 Filed Dec 22, 2023 14:52 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 257 $43.58 $11,200.06
Disclosure

SEC source: 0001998826-23-000006 · edgardoc.xml · nonDerivative · entry 2

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,810

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
December 20, 2023 Filed Dec 22, 2023 14:52 UTC CIENA CORP CIEN · Entity 1071 Tax withholdingCommon Stock 312 $43.58 $13,596.96
Disclosure

SEC source: 0001998826-23-000006 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,067

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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December 12, 2023 Filed Dec 14, 2023 22:17 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 20,078 $0.00 $0.00
Disclosure

SEC source: 0001998826-23-000002 · edgardoc.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,379

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2024.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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October 27, 2023 Filed Oct 31, 2023 20:48 UTC CIENA CORP CIEN · Entity 1071 GrantCommon Stock 6,095 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-056931 · ownership.xml · nonDerivative · entry 1

Gage Brodie · CIK 0001998826 · SVP Global Products & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,301

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on December 20, 2023

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.