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person · Reporting owner

Hart Gregory M.

Disclosed activity across 2 companies

Tapewire entity
22290
SEC CIK
0001847374

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Compass, Inc.COMP · Entity 3646Chief Operating OfficerDecember 01, 2023December 05, 2023
Coursera, Inc.COUR · Entity 4586Director · President & CEOOctober 01, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Compass, Inc.

Report date December 01, 2023 · Filed December 05, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect882,679 Ending reported balance After 2023-12-05 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-12-01 · Sale · Disposed 24,604 · Balance 872,199

F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023.

F2: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.48 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Row 2 · 2023-12-05 · Exercise / conversion · Acquired 17,280 · Balance 889,479

F3: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Row 3 · 2023-12-05 · Tax withholding · Disposed 6,800 · Balance 882,679

F4: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect311,150 Reported balance After 2023-12-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-12-05 · Exercise / conversion · Disposed 17,280 · Balance 311,150

F3: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023.

F2: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.48 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

F5: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Coursera, Inc.

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,539,003 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 10,308 · Balance 1,539,003

F1: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2026.

F2: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.138, inclusive. The reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer, or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2026.

F2: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.138, inclusive. The reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer, or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 17, 2023 22:20 UTC Compass, Inc. COMP · Entity 3646 GrantClass A Common Stock · Derivative 405,438 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000060 · wf-form4_167909160445779.xml · derivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,438

Underlying: Class A Common Stock · 405,438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSUs are the second in a series of four grants associated with the recipient's 2022 annual refresh equity award, the remaining two of which will be granted following March 15, 2024 and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU grant will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual grant in the series may be granted in the form of RSUs or cash at Issuer's election.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSUs are the second in a series of four grants associated with the recipient's 2022 annual refresh equity award, the remaining two of which will be granted following March 15, 2024 and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU grant will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual grant in the series may be granted in the form of RSUs or cash at Issuer's election.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 23:57 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 36,346 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000053 · wf-form4_167814701443587.xml · derivative · entry 4

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,347

Underlying: Class A Common Stock · 36,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 23:57 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,290 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000053 · wf-form4_167814701443587.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,430

Underlying: Class A Common Stock · 17,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 23:57 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 13,062 $3.41 $44,541.42
Disclosure

SEC source: 0001563190-23-000053 · wf-form4_167814701443587.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,248

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 23:57 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 53,636 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000053 · wf-form4_167814701443587.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
February 03, 2023 Filed Feb 4, 2023 01:58 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,280 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000019 · wf-form4_167547587989364.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,720

Underlying: Class A Common Stock · 17,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
February 03, 2023 Filed Feb 4, 2023 01:58 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 4,204 $4.48 $18,833.92
Disclosure

SEC source: 0001563190-23-000019 · wf-form4_167547587989364.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,674

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
February 03, 2023 Filed Feb 4, 2023 01:58 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 17,280 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000019 · wf-form4_167547587989364.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:40 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 51,176 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000013 · wf-form4_167304118877116.xml · derivative · entry 4

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,176

Underlying: Class A Common Stock · 51,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election.

F4 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:40 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,290 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000013 · wf-form4_167304118877116.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,000

Underlying: Class A Common Stock · 17,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:40 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 20,482 $2.39 $48,951.98
Disclosure

SEC source: 0001563190-23-000013 · wf-form4_167304118877116.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,598

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:40 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 68,466 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000013 · wf-form4_167304118877116.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:28 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 36,346 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000210 · wf-form4_167045566313034.xml · derivative · entry 4

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,693

Underlying: Class A Common Stock · 36,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:28 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,280 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000210 · wf-form4_167045566313034.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,290

Underlying: Class A Common Stock · 17,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:28 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 21,103 $2.91 $61,409.73
Disclosure

SEC source: 0001563190-22-000210 · wf-form4_167045566313034.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,614

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:28 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 53,626 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000210 · wf-form4_167045566313034.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:59 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,290 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000176 · wf-form4_166786195404737.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,570

Underlying: Class A Common Stock · 17,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:59 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 6,804 $2.25 $15,309.00
Disclosure

SEC source: 0001563190-22-000176 · wf-form4_166786195404737.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,091

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:59 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 17,290 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000176 · wf-form4_166786195404737.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 22:13 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 51,175 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000155 · wf-form4_166518080391584.xml · derivative · entry 4

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,352

Underlying: Class A Common Stock · 51,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election.

F4 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 22:13 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,290 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000155 · wf-form4_166518080391584.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,860

Underlying: Class A Common Stock · 17,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 22:13 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 26,942 $2.55 $68,702.10
Disclosure

SEC source: 0001563190-22-000155 · wf-form4_166518080391584.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,605

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 22:13 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 68,465 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000155 · wf-form4_166518080391584.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:49 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 36,346 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000139 · wf-form4_166267016655287.xml · derivative · entry 4

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,039

Underlying: Class A Common Stock · 36,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:49 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,280 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000139 · wf-form4_166267016655287.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,150

Underlying: Class A Common Stock · 17,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:49 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 21,103 $2.82 $59,510.46
Disclosure

SEC source: 0001563190-22-000139 · wf-form4_166267016655287.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,082

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:49 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 53,626 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000139 · wf-form4_166267016655287.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 20:39 UTC Compass, Inc. COMP · Entity 3646 GrantRestricted Stock Unit (RSU) · Derivative 145,385 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000104 · wf-form4_166033676424031.xml · derivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,385

Underlying: Class A Common Stock · 145,385 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:53 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,290 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000101 · wf-form4_165973278934019.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,430

Underlying: Class A Common Stock · 17,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:53 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 6,804 $3.97 $27,011.88
Disclosure

SEC source: 0001563190-22-000101 · wf-form4_165973278934019.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,559

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:53 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 17,290 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000101 · wf-form4_165973278934019.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 20:59 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 51,175 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000079 · wf-form4_165731392948899.xml · derivative · entry 4

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,527

Underlying: Class A Common Stock · 51,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

F4 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 20:59 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,280 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000079 · wf-form4_165731392948899.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,720

Underlying: Class A Common Stock · 17,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 20:59 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 26,938 $4.38 $117,988.44
Disclosure

SEC source: 0001563190-22-000079 · wf-form4_165731392948899.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,073

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 20:59 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 68,455 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000079 · wf-form4_165731392948899.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:25 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,290 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000049 · wf-form4_165463707815208.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,000

Underlying: Class A Common Stock · 17,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:25 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 6,804 $6.27 $42,661.08
Disclosure

SEC source: 0001563190-22-000049 · wf-form4_165463707815208.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,556

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:25 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 17,290 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000049 · wf-form4_165463707815208.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:17 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027587 · doc4.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,290

Underlying: Class A Common Stock · 17,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:17 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 6,800 $5.86 $39,848.00
Disclosure

SEC source: 0001209191-22-027587 · doc4.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,070

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:17 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 17,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027587 · doc4.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 21:45 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,290 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023710 · doc4.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,570

Underlying: Class A Common Stock · 17,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 21:45 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 6,804 $7.32 $49,805.28
Disclosure

SEC source: 0001209191-22-023710 · doc4.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,590

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 21:45 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 17,290 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023710 · doc4.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
March 28, 2022 Filed Mar 29, 2022 23:13 UTC Compass, Inc. COMP · Entity 3646 GrantRestricted Stock Unit (RSU) · Derivative 204,702 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021523 · doc4.xml · derivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,702

Underlying: Class A Common Stock · 204,702 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

F2 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:53 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,290 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016710 · doc4.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,860

Underlying: Class A Common Stock · 17,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:53 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 6,804 $7.46 $50,757.84
Disclosure

SEC source: 0001209191-22-016710 · doc4.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,104

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:53 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 17,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016710 · doc4.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:54 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007554 · doc4.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,150

Underlying: Class A Common Stock · 17,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:54 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 4,489 $7.90 $35,463.10
Disclosure

SEC source: 0001209191-22-007554 · doc4.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,618

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.