Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Compass, Inc.COMP · Entity 3646 | Chief Operating Officer | December 01, 2023 | December 05, 2023 |
| Coursera, Inc.COUR · Entity 4586 | Director · President & CEO | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Compass, Inc.
Report date December 01, 2023 · Filed December 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 882,679 |
Ending reported balance
After 2023-12-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-12-01 · Sale · Disposed 24,604 · Balance 872,199 F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023. F2: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.48 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Row 2 · 2023-12-05 · Exercise / conversion · Acquired 17,280 · Balance 889,479 F3: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Row 3 · 2023-12-05 · Tax withholding · Disposed 6,800 · Balance 882,679 F4: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 311,150 |
Reported balance
After 2023-12-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-12-05 · Exercise / conversion · Disposed 17,280 · Balance 311,150 F3: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023.
F2: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.48 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F4: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F5: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.
Coursera, Inc.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,539,003 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 10,308 · Balance 1,539,003 F1: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2026. F2: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.138, inclusive. The reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer, or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2026.
F2: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.138, inclusive. The reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer, or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 01:13 UTC | Coursera, Inc. COUR · Entity 4586 | SaleCommon Stock | 10,308 | $5.11 | $52,643.99 |
DisclosureSEC source: 0001193125-26-412593 · ownership.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,539,003 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2026. F2 · price: Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.138, inclusive. The reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer, or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated. Read SEC document |
| August 15, 2026 Filed Aug 18, 2026 23:08 UTC | Coursera, Inc. COUR · Entity 4586 | Tax withholdingCommon Stock | 46,069 | $5.78 | $266,278.82 |
DisclosureSEC source: 0001193125-26-355861 · ownership.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,549,311 F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on August 15, 2026 and does not represent a sale by the reporting person. Read SEC document |
| May 15, 2026 Filed May 19, 2026 21:06 UTC | Coursera, Inc. COUR · Entity 4586 | Tax withholdingCommon Stock | 46,069 | $5.28 | $243,244.32 |
DisclosureSEC source: 0001193125-26-231073 · ownership.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,595,380 F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on May 15, 2026 and does not represent a sale by the reporting person. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:12 UTC | Coursera, Inc. COUR · Entity 4586 | Tax withholdingCommon Stock | 46,069 | $5.92 | $272,728.48 |
DisclosureSEC source: 0001193125-26-057440 · ownership.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,641,449 F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on February 15, 2026 and does not represent a sale by the reporting person. Read SEC document |
| February 03, 2026 Filed Feb 4, 2026 23:52 UTC | Coursera, Inc. COUR · Entity 4586 | Tax withholdingCommon Stock | 185,653 | $5.86 | $1,087,926.58 |
DisclosureSEC source: 0001193125-26-037974 · ownership.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,687,518 F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on February 3, 2026 and does not represent a sale by the reporting person. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 23:11 UTC | Coursera, Inc. COUR · Entity 4586 | GrantPerformance-based Stock Option (right to buy) · Derivative | 1,404,879 | $0.00 Strike: $7.81 | $0.00 |
DisclosureSEC source: 0000950170-25-014757 · ownership.xml · derivative · entry 3 Hart Gregory M. · CIK 0001847374 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,404,879 Underlying: Common Stock · 0 shares Expires 2035-02-03 F1 · shares: Reflects restricted stock units (RSUs) and stock options granted upon the appointment of the reporting person as the new President and Chief Executive Officer of the issuer. F4 · derivative.exercise_date: Option vests upon satisfaction of both service- and market-based vesting conditions. The market-based vesting condition is satisfied when the trailing simple moving average closing price of the issuer's common stock over a 60-trading day period equals or exceeds 150% of the Base Stock Price, which is defined in the applicable option agreement as the 30-trading day trailing simple moving average closing price of the issuer's common stock ended on February 3, 2025. Under the service-based vesting condition, the option vests over four years with 25% of the shares subject to the option vesting on February 3, 2026, and 75% of the shares subject to the option vesting in 12 equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 23:11 UTC | Coursera, Inc. COUR · Entity 4586 | GrantStock Option (right to buy) · Derivative | 3,746,342 | $0.00 Strike: $7.81 | $0.00 |
DisclosureSEC source: 0000950170-25-014757 · ownership.xml · derivative · entry 2 Hart Gregory M. · CIK 0001847374 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,746,342 Underlying: Common Stock · 0 shares Expires 2035-02-03 F1 · shares: Reflects restricted stock units (RSUs) and stock options granted upon the appointment of the reporting person as the new President and Chief Executive Officer of the issuer. F3 · derivative.exercise_date: Option vests over four years, with 25% of the shares subject to the option vesting on February 3, 2026 and 75% of the shares subject to the option vesting in 12 equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 23:11 UTC | Coursera, Inc. COUR · Entity 4586 | GrantCommon Stock | 1,873,171 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014757 · ownership.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,873,171 F1 · shares: Reflects restricted stock units (RSUs) and stock options granted upon the appointment of the reporting person as the new President and Chief Executive Officer of the issuer. F2 · shares: Shares issuable upon settlement of a restricted stock unit award, with 25% of the RSUs subject to the award vesting on February 3, 2026, 6.25% of the RSUs subject to the award vesting on February 15, 2026, and 68.75% of the RSUs subject to the award vesting in 11 equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates. Read SEC document |
| December 05, 2023 Filed Dec 5, 2023 23:44 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000233 · wk-form4_1701819853.xml · derivative · entry 4 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 311,150 Underlying: Class A Common Stock · 17,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. F5 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. Read SEC document |
| December 05, 2023 Filed Dec 5, 2023 23:44 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 6,800 | $2.56 | $17,408.00 |
DisclosureSEC source: 0001563190-23-000233 · wk-form4_1701819853.xml · nonDerivative · entry 3 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 882,679 F4 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| December 05, 2023 Filed Dec 5, 2023 23:44 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 17,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000233 · wk-form4_1701819853.xml · nonDerivative · entry 2 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 889,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:44 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 24,604 | $2.39 | $58,842.93 |
DisclosureSEC source: 0001563190-23-000233 · wk-form4_1701819853.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 872,199 F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023. F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.48 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 20:47 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 24,604 | $1.89 | $46,435.13 |
DisclosureSEC source: 0001563190-23-000221 · wk-form4_1699044449.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 896,803 F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023. F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $1.82 to $2.05 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 22:16 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · derivative · entry 7 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,651 Underlying: Class A Common Stock · 11,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 22:16 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 152,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · derivative · entry 6 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 304,079 Underlying: Class A Common Stock · 152,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 22:16 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 101,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · derivative · entry 5 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 202,720 Underlying: Class A Common Stock · 101,359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 22:16 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · derivative · entry 4 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 328,430 Underlying: Class A Common Stock · 17,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. F5 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 22:16 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 111,171 | $2.60 | $289,044.60 |
DisclosureSEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · nonDerivative · entry 3 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 921,407 F4 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 22:16 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 282,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · nonDerivative · entry 2 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,032,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 22:16 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 24,604 | $2.82 | $69,400.50 |
DisclosureSEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 750,065 F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023. F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $2.79 to $2.88 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 21:12 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 51,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000194 · wk-form4_1694034752.xml · derivative · entry 6 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 155,258 Underlying: Class A Common Stock · 51,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: The RSUs vest as to 25% of the shares on August 15, 2023 and quarterly thereafter, with 100% of the shares vested on May 15, 2024, subject to the reporting person's continuous service on each vesting date. F7 · derivative.expiration_date: The RSUs vest as to 25% of the shares on August 15, 2023 and quarterly thereafter, with 100% of the shares vested on May 15, 2024, subject to the reporting person's continuous service on each vesting date. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 21:12 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000194 · wk-form4_1694034752.xml · derivative · entry 5 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 345,720 Underlying: Class A Common Stock · 17,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. F6 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 21:12 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 27,165 | $3.62 | $98,337.30 |
DisclosureSEC source: 0001563190-23-000194 · wk-form4_1694034752.xml · nonDerivative · entry 4 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 774,669 F5 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 21:12 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 69,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000194 · wk-form4_1694034752.xml · nonDerivative · entry 3 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 801,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 21:12 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 24,604 | $3.60 | $88,643.29 |
DisclosureSEC source: 0001563190-23-000194 · wk-form4_1694034752.xml · nonDerivative · entry 2 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 732,802 F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023. F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.52 to $3.71 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 21:12 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 49,208 | $3.60 | $177,281.66 |
DisclosureSEC source: 0001563190-23-000194 · wk-form4_1694034752.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 757,406 F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023. F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.51 to $3.75 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 21:46 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 40,144 | $3.67 | $147,320.45 |
DisclosureSEC source: 0001563190-23-000187 · wk-form4_1691790354.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 806,614 F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023. F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.56 to $3.72 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:47 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000172 · wk-form4_1691185666.xml · derivative · entry 3 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,000 Underlying: Class A Common Stock · 17,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:47 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 6,804 | $4.35 | $29,597.40 |
DisclosureSEC source: 0001563190-23-000172 · wk-form4_1691185666.xml · nonDerivative · entry 2 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 846,758 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:47 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 17,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000172 · wk-form4_1691185666.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 853,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| July 06, 2023 Filed Jul 8, 2023 00:29 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000170 · wk-form4_1688776139.xml · derivative · entry 6 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,476 Underlying: Class A Common Stock · 11,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| July 06, 2023 Filed Jul 8, 2023 00:29 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 152,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000170 · wk-form4_1688776139.xml · derivative · entry 5 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 456,118 Underlying: Class A Common Stock · 152,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| July 06, 2023 Filed Jul 8, 2023 00:29 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 101,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000170 · wk-form4_1688776139.xml · derivative · entry 4 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,079 Underlying: Class A Common Stock · 101,359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| July 06, 2023 Filed Jul 8, 2023 00:29 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000170 · wk-form4_1688776139.xml · derivative · entry 3 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,290 Underlying: Class A Common Stock · 17,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. Read SEC document |
| July 06, 2023 Filed Jul 8, 2023 00:29 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 105,922 | $3.23 | $342,128.06 |
DisclosureSEC source: 0001563190-23-000170 · wk-form4_1688776139.xml · nonDerivative · entry 2 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 836,272 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| July 06, 2023 Filed Jul 8, 2023 00:29 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 282,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000170 · wk-form4_1688776139.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 942,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 23:33 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 207,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000140 · wk-form4_1687995206.xml · derivative · entry 1 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,010 Underlying: Class A Common Stock · 207,010 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 25% of the shares on August 15, 2023 and quarterly thereafter, with 100% of the shares vested on May 15, 2024, subject to the reporting person's continuous service on each vesting date. F2 · derivative.expiration_date: The RSUs vest as to 25% of the shares on August 15, 2023 and quarterly thereafter, with 100% of the shares vested on May 15, 2024, subject to the reporting person's continuous service on each vesting date. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 21:42 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 36,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000138 · wk-form4_1686174152.xml · derivative · entry 4 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 36,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date. F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 21:42 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000138 · wk-form4_1686174152.xml · derivative · entry 3 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 397,580 Underlying: Class A Common Stock · 17,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 21:42 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 13,059 | $3.84 | $50,146.56 |
DisclosureSEC source: 0001563190-23-000138 · wk-form4_1686174152.xml · nonDerivative · entry 2 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 659,681 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 21:42 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 53,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000138 · wk-form4_1686174152.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 672,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:53 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000101 · wf-form4_168323361635131.xml · derivative · entry 3 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414,860 Underlying: Class A Common Stock · 17,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:53 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 4,211 | $2.20 | $9,264.20 |
DisclosureSEC source: 0001563190-23-000101 · wf-form4_168323361635131.xml · nonDerivative · entry 2 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 619,113 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:53 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 17,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000101 · wf-form4_168323361635131.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 623,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 21:16 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 47,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000095 · wf-form4_168254378585385.xml · derivative · entry 2 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,301 Underlying: Class A Common Stock · 47,301 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 21:16 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 608,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000095 · wf-form4_168254378585385.xml · derivative · entry 1 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 608,157 Underlying: Class A Common Stock · 608,157 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSUs are the first in a series of four grants associated with the recipient's 2023 annual refresh equity award, the remaining three of which will be granted following March 15, 2024, March 15, 2025 and March 15, 2026 respectively (each, a "Vesting Commencement Date"), and each RSU grant will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual grant in the series may be granted in the form of RSUs or cash at Issuer's election. F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSUs are the first in a series of four grants associated with the recipient's 2023 annual refresh equity award, the remaining three of which will be granted following March 15, 2024, March 15, 2025 and March 15, 2026 respectively (each, a "Vesting Commencement Date"), and each RSU grant will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual grant in the series may be granted in the form of RSUs or cash at Issuer's election. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 22:14 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 51,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000066 · wf-form4_168081923610303.xml · derivative · entry 4 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 51,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. F4 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 22:14 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000066 · wf-form4_168081923610303.xml · derivative · entry 3 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 432,150 Underlying: Class A Common Stock · 17,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 22:14 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 16,670 | $3.20 | $53,344.00 |
DisclosureSEC source: 0001563190-23-000066 · wf-form4_168081923610303.xml · nonDerivative · entry 2 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 606,034 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 22:14 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 68,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000066 · wf-form4_168081923610303.xml · nonDerivative · entry 1 Hart Gregory M. · CIK 0001847374 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 622,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.