Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Paymentus Holdings, Inc.PAY · Entity 3983 | SVP and CFO | August 15, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Paymentus Holdings, Inc.
Report date August 15, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 484,259 |
Reported balance
After 2026-08-15 transaction · row 1
1 source rowRow 1 · 2026-08-15 · Tax withholding · Disposed 21,338 · Balance 484,259 F1: This Form 4 reports the withholding of shares by the issuer to cover tax withholding obligations in connection with the vesting of restricted stock units under the issuer's 2021 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports the withholding of shares by the issuer to cover tax withholding obligations in connection with the vesting of restricted stock units under the issuer's 2021 Equity Incentive Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HARMONIC INC.
Report date March 01, 2023 · Filed March 15, 2023 · Amendment
Section 16 reporting ended · disclosed 2023-03-15. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 183,613 |
Reported balance
After 2023-03-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2023-03-01 · Exercise / conversion · Acquired 12,500 · Balance 183,613 F1: This Form 4A corrects an error in the total number of shares beneficially owned by the Reporting Person, which was overstated by 22,707 shares in the initial Form 4 filing. |
| Common StockSEC Table I · non-derivative | Direct | 177,032 |
Reported balance
After 2023-03-01 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2023-03-01 · Tax withholding · Disposed 6,581 · Balance 177,032 F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-09-01 | Direct | 75,000 |
Reported balance
After 2023-03-01 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2023-03-01 · Exercise / conversion · Disposed 12,500 · Balance 75,000 |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4A corrects an error in the total number of shares beneficially owned by the Reporting Person, which was overstated by 22,707 shares in the initial Form 4 filing.
F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2021 Filed Feb 11, 2021 23:34 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 8,700 | $4.65 | $40,455.00 |
DisclosureSEC source: 0001209191-21-009845 · doc4.xml · nonDerivative · entry 5 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 23:34 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionStock Option/right to buy · Derivative | 10,467 | $4.65 Strike: $4.65 | $48,671.55 |
DisclosureSEC source: 0001209191-21-009845 · doc4.xml · derivative · entry 9 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: Common Stock · 10,467 shares Expires 2023-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 23:34 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 4,500 | $8.01 | $36,049.50 |
DisclosureSEC source: 0001209191-21-009845 · doc4.xml · nonDerivative · entry 4 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,448 Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 23:34 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 12,437 | $8.00 | $99,533.31 |
DisclosureSEC source: 0001209191-21-009845 · doc4.xml · nonDerivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,948 Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 23:34 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 10,467 | $8.00 | $83,777.87 |
DisclosureSEC source: 0001209191-21-009845 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,385 Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 23:34 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 10,467 | $4.65 | $48,671.55 |
DisclosureSEC source: 0001209191-21-009845 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/4/2021. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:21 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 9,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058724 · doc4.xml · derivative · entry 6 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,917 Underlying: Common Stock · 9,583 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:21 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058724 · doc4.xml · derivative · entry 5 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 8,333 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:21 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 5,472 | $6.26 | $34,254.72 |
DisclosureSEC source: 0001209191-20-058724 · doc4.xml · nonDerivative · entry 4 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,885 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:21 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 9,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058724 · doc4.xml · nonDerivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:21 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 4,758 | $6.26 | $29,785.08 |
DisclosureSEC source: 0001209191-20-058724 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,774 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:21 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058724 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 22:57 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 9,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047314 · doc4.xml · derivative · entry 6 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Underlying: Common Stock · 9,583 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 22:57 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047314 · doc4.xml · derivative · entry 5 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 22:57 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 8,627 | $6.72 | $57,973.44 |
DisclosureSEC source: 0001209191-20-047314 · doc4.xml · nonDerivative · entry 4 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,199 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 22:57 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 9,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047314 · doc4.xml · nonDerivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 22:57 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 7,501 | $6.72 | $50,406.72 |
DisclosureSEC source: 0001209191-20-047314 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,243 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 22:57 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047314 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. F2 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2020. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:02 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035486 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,167 shares Expires 2020-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:02 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 1,859 | $5.74 | $10,670.66 |
DisclosureSEC source: 0001209191-20-035486 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,911 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:02 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035486 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 6/8/2020. These restricted stock units were initially granted to the Reporting Person on 6/8/2017, and were identified on a Form 4 filed by the Reporting Person on 6/12/2017. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:25 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 9,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030678 · doc4.xml · derivative · entry 6 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,083 Underlying: Common Stock · 9,583 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:25 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030678 · doc4.xml · derivative · entry 5 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 8,333 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:25 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 4,272 | $5.15 | $22,000.80 |
DisclosureSEC source: 0001209191-20-030678 · doc4.xml · nonDerivative · entry 4 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,603 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:25 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 9,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030678 · doc4.xml · nonDerivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:25 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 3,670 | $5.15 | $18,900.50 |
DisclosureSEC source: 0001209191-20-030678 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,292 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:25 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030678 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 20:30 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017677 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,167 Underlying: Common Stock · 4,167 shares Expires 2020-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 20:30 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 1,863 | $6.11 | $11,382.93 |
DisclosureSEC source: 0001209191-20-017677 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,629 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 20:30 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017677 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 3/8/2020. These restricted stock units were initially granted to the Reporting Person on 6/8/2017, and were identified on a Form 4 filed by the Reporting Person on 6/12/2017. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:57 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 125,370 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013075 · doc4.xml · derivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,370 Underlying: Common Stock · 125,370 shares Expires 2023-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2021, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:44 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 38,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010579 · doc4.xml · derivative · entry 6 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,666 Underlying: Common Stock · 38,334 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:44 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 8,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010579 · doc4.xml · derivative · entry 5 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 8,334 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:44 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 17,357 | $6.77 | $117,506.89 |
DisclosureSEC source: 0001209191-20-010579 · doc4.xml · nonDerivative · entry 4 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,325 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:44 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 38,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010579 · doc4.xml · nonDerivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:44 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 4,219 | $6.77 | $28,562.63 |
DisclosureSEC source: 0001209191-20-010579 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,348 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:44 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010579 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. F2 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/2/2020. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:43 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionStock Option/Right to buy · Derivative | 10,833 | $4.65 Strike: $4.65 | $50,373.45 |
DisclosureSEC source: 0001209191-19-060487 · doc4.xml · derivative · entry 5 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,167 Underlying: Common Stock · 10,833 shares Expires 2023-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:43 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 1,500 | $8.20 | $12,295.35 |
DisclosureSEC source: 0001209191-19-060487 · doc4.xml · nonDerivative · entry 4 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,733 Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:43 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 15,728 | $8.15 | $128,175.34 |
DisclosureSEC source: 0001209191-19-060487 · doc4.xml · nonDerivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,233 Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:43 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 10,833 | $8.15 | $88,273.78 |
DisclosureSEC source: 0001209191-19-060487 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,961 Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 22:43 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 10,833 | $4.65 | $50,373.45 |
DisclosureSEC source: 0001209191-19-060487 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2019 Filed Dec 9, 2019 21:46 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,166 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059686 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 4,166 shares Expires 2020-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2019 Filed Dec 9, 2019 21:46 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 1,773 | $8.20 | $14,529.74 |
DisclosureSEC source: 0001209191-19-059686 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,961 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| December 08, 2019 Filed Dec 9, 2019 21:46 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059686 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 12/8/2019. These restricted stock units were initially granted to the Reporting Person on 6/8/2017, and were identified on a Form 4 filed by the Reporting Person on 6/12/2017. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:30 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057179 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,667 Underlying: Common Stock · 8,333 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:30 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 3,560 | $7.90 | $28,124.00 |
DisclosureSEC source: 0001209191-19-057179 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,568 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:30 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057179 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 18:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-054825 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 18:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,024 | $8.00 | $16,192.00 |
DisclosureSEC source: 0001209191-19-054825 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,795 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.