FLUDDER STEVEN M

SEC source: 0001209191-23-000288 · doc4.xml · nonDerivative · entry 2

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,713.4006

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-23-000288 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,710.2702

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 30, 2022 to stockholders of record as of December 16, 2022 (the "Dividend"), with respect to 9,063 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-22-053958 · doc4.xml · nonDerivative · entry 2

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,688.5226

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of January 14, 2023, April 14, 2023, July 14, 2023, and October 14, 2023. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 524 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-22-053958 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,601.5226

F1 · shares: In lieu of receiving cash fees, the reporting person received 437 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-22-052258 · doc4.xml · nonDerivative · entry 4

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,164.5226

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 14, 2022, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-052258 · doc4.xml · nonDerivative · entry 3

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,164.2518

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 15, 2022. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-052258 · doc4.xml · nonDerivative · entry 2

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,164.0858

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-052258 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,161.5583

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 30, 2022 to stockholders of record as of September 30, 2022 (the "Dividend"), with respect to 9,063 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-22-046026 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,134.0351

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

SEC source: 0001209191-22-042442 · doc4.xml · nonDerivative · entry 2

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,816.0351

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of October 14, 2022, January 14, 2023, April 14, 2023, and July 14, 2023. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 540 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-22-042442 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,726.0351

F1 · shares: In lieu of receiving cash fees, the reporting person received 450 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-22-040667 · doc4.xml · nonDerivative · entry 3

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,276.0351

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 15, 2022. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040667 · doc4.xml · nonDerivative · entry 2

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,275.8155

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-22-040667 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,274.7173

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 30, 2022 to stockholders of record as of June 16, 2022 (the "Dividend"), with respect to 5,745 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-22-024774 · doc4.xml · nonDerivative · entry 2

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,257.4623

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of July 15, 2022, October 15, 2022, January 15, 2023, and April 15, 2023. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 444 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001209191-22-024774 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,183.4623

F1 · shares: In lieu of receiving cash fees, the reporting person received 370 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001209191-22-021467 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,813.4623

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 25, 2022 to stockholders of record as of March 11, 2022 (the "Dividend"), with respect to an aggregate of 5,745 vested DSUs granted to the reporting person on various dates, and adjusted for previously and declared paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-22-000668 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800.015

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 31, 2021 to stockholders of record as of December 17, 2021 (the "Dividend"), with respect to an aggregate of 5,745 vested DSUs granted to the reporting person on various dates, and adjusted for previously and declared paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-21-057922 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,787.205

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 24, 2021 to stockholders of record as of September 10, 2021 (the "Dividend"), with respect to an aggregate of 5,745 vested DSUs granted to the reporting person on various dates, and adjusted for previously and declared paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-21-052534 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,773.8379

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: The grant reported on this Form 4 was made after the market had closed.

SEC source: 0001209191-21-043660 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,409.8379

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 25, 2021 to stockholders of record as of June 11, 2021 (the "Dividend"), with respect to 3,381 vested DSUs granted to the reporting person on August 17, 2020, and adjusted for previously and declared paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-21-023584 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,403.7461

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 26, 2021 to stockholders of record as of March 12, 2021 (the "Dividend"), with respect to 3,381 vested DSUs granted to the reporting person on August 17, 2020, and adjusted for previously and declared paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-21-001114 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,397.4009

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 31, 2020 to stockholders of record as of December 18, 2020 (the "Dividend"), with respect to 3,381 vested DSUs granted to the reporting person on August 17, 2020, and adjusted for a previously declared and paid cash dividend. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-20-052322 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,390.2579

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 25, 2020 to stockholders of record as of September 11, 2020 (the "Dividend"), with respect to 3,381 vested DSUs granted to the reporting person on August 17, 2020. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-20-047718 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,381

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

F2 · date: The grant reported on this Form 4 was made after the market had closed.

SEC source: 0001493152-20-000861 · ownership.xml · derivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-01-16

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier.

SEC source: 0001493152-18-017319 · ownership.xml · derivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-12-07

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders.

SEC source: 0001493152-18-012227 · ownership.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · price: The price reported is a wieghted average price. The shares were sold in multiple transactions at prices ranging from $0.72- $0.73, inclusive. The reporting person undertakes to provide to Ocean Power Technologies, Inc., any of its stockholders or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001437749-17-017521 · rdgdoc.xml · derivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,666

Underlying: Common Stock · 42,666 shares

Expires 2027-10-20

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest on the date of the next annual meeting of Stockholders.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest on the date of the next annual meeting of Stockholders.

SEC source: 0001437749-16-040212 · rdgdoc.xml · derivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,775

Underlying: Common Stock · 19,775 shares

Expires 2026-10-21

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan as annual compensation to the non-employee members of the Board of Directors, which vest on the date of the next annual meeting.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan as annual compensation to the non-employee members of the Board of Directors, which vest on the date of the next annual meeting.