Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXLINEAR, INCMXL · Entity 3882 | Director · Chairman, President and CEO · 10% owner | August 14, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXLINEAR, INC
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 259,764 |
Reported balance
After 2026-08-14 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-08-14 · Sale · Disposed 35,963 · Balance 259,764 F1: Represents the weighted average share price of an aggregate total of 35,963 shares sold in the price range of $82.83 to $83.8275 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 182,263 |
Reported balance
After 2026-08-14 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-08-14 · Sale · Disposed 77,501 · Balance 182,263 F3: Represents the weighted average share price of an aggregate total of 77,501 shares sold in the price range of $83.83 to $84.825 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 175,727 |
Reported balance
After 2026-08-14 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-08-14 · Sale · Disposed 6,536 · Balance 175,727 F4: Represents the weighted average share price of an aggregate total of 6,536 shares sold in the price range of $84.83 to $84.94 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 258,984 |
Reported balance
After 2026-08-14 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-08-14 · Sale · Disposed 36,743 · Balance 258,984 F5: Represents the weighted average share price of an aggregate total of 36,743 shares sold in the price range of $82.83 to $83.8225 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 181,469 |
Reported balance
After 2026-08-14 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2026-08-14 · Sale · Disposed 77,515 · Balance 181,469 F7: Represents the weighted average share price of an aggregate total of 77,515 shares sold in the price range of $83.835 to $84.825 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 175,727 |
Reported balance
After 2026-08-14 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2026-08-14 · Sale · Disposed 5,742 · Balance 175,727 F8: Represents the weighted average share price of an aggregate total of 5,742 shares sold in the price range of $84.83 to $84.94 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 156,354 |
Reported balance
After 2026-08-17 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2026-08-17 · Sale · Disposed 19,373 · Balance 156,354 F9: Represents the weighted average share price of an aggregate total of 19,373 shares sold in the price range of $83.93 to $84.9275 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 87,872 |
Reported balance
After 2026-08-17 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2026-08-17 · Sale · Disposed 68,482 · Balance 87,872 F10: Represents the weighted average share price of an aggregate total of 68,482 shares sold in the price range of $84.93 to $85.925 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,574 |
Reported balance
After 2026-08-17 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2026-08-17 · Sale · Disposed 72,298 · Balance 15,574 F11: Represents the weighted average share price of an aggregate total of 72,298 shares sold in the price range of $85.93 to $86.925 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,285 |
Reported balance
After 2026-08-17 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2026-08-17 · Sale · Disposed 13,289 · Balance 2,285 F12: Represents the weighted average share price of an aggregate total of 13,289 shares sold in the price range of $86.93 to $87.71 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2026-08-17 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2026-08-17 · Sale · Disposed 2,285 · Balance 0 F13: Represents the weighted average share price of an aggregate total of 2,285 shares sold in the price range of $87.995 to $88.49 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 157,961 |
Reported balance
After 2026-08-17 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2026-08-17 · Sale · Disposed 17,766 · Balance 157,961 F14: Represents the weighted average share price of an aggregate total of 17,766 shares sold in the price range of $83.91 to $84.905 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 88,985 |
Reported balance
After 2026-08-17 transaction · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · 2026-08-17 · Sale · Disposed 68,976 · Balance 88,985 F15: Represents the weighted average share price of an aggregate total of 68,976 shares sold in the price range of $84.91 to $85.905 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 17,822 |
Reported balance
After 2026-08-17 transaction · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · 2026-08-17 · Sale · Disposed 71,163 · Balance 17,822 F16: Represents the weighted average share price of an aggregate total of 71,163 shares sold in the price range of $85.91 to $86.905 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,903 |
Reported balance
After 2026-08-17 transaction · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · 2026-08-17 · Sale · Disposed 13,919 · Balance 3,903 F17: Represents the weighted average share price of an aggregate total of 13,919 shares sold in the price range of $86.91 to $87.86 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2026-08-17 transaction · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · 2026-08-17 · Sale · Disposed 3,903 · Balance 0 F18: Represents the weighted average share price of an aggregate total of 3,903 shares sold in the price range of $87.91 to $88.72 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 896,747 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · Balance 896,747 F19: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 300,000 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · Balance 300,000 F20: Shares held by the Kishore V. Seendripu 2024 Annuity Trust A, a grantor retained annuity trust for the benefit of the Reporting Person, for which the Reporting Person serves as trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 300,000 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · Balance 300,000 F21: Shares held by the Rekha S. Seendripu 2024 Annuity Trust A, a grantor retained annuity trust for the benefit of the Reporting Person, for which the Reporting Person serves as trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 182,893 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 21
Holding and transaction disclosures are not merged.
1 source rowRow 21 · Balance 182,893 F22: Shares held by The Seendripu Family Fund, a donor advised fund, for which the Reporting Person serves an advisor. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,920 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 22
Holding and transaction disclosures are not merged.
1 source rowRow 22 · Balance 18,920 F23: Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 448,413 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 23
Holding and transaction disclosures are not merged.
1 source rowRow 23 · Balance 448,413 F24: Shares held by the Samira Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person's sibling serves as trustee. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 448,413 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 24
Holding and transaction disclosures are not merged.
1 source rowRow 24 · Balance 448,413 F25: Shares held by the Ishan Krishna Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person's sibling serves as trustee. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 295,727 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 25
Holding and transaction disclosures are not merged.
1 source rowRow 25 · Balance 295,727 F26: Shares held by the IKS Heritage Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 295,727 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 26
Holding and transaction disclosures are not merged.
1 source rowRow 26 · Balance 295,727 F27: Shares held by the SS Heritage Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 250,799 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 27
Holding and transaction disclosures are not merged.
1 source rowRow 27 · Balance 250,799 F28: Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 250,799 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 28
Holding and transaction disclosures are not merged.
1 source rowRow 28 · Balance 250,799 F29: Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee. |
| Common StockSEC Table I · non-derivative | Direct | 924,083 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 924,083 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average share price of an aggregate total of 35,963 shares sold in the price range of $82.83 to $83.8275 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose.
F3: Represents the weighted average share price of an aggregate total of 77,501 shares sold in the price range of $83.83 to $84.825 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average share price of an aggregate total of 6,536 shares sold in the price range of $84.83 to $84.94 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Represents the weighted average share price of an aggregate total of 36,743 shares sold in the price range of $82.83 to $83.8225 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose.
F7: Represents the weighted average share price of an aggregate total of 77,515 shares sold in the price range of $83.835 to $84.825 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F8: Represents the weighted average share price of an aggregate total of 5,742 shares sold in the price range of $84.83 to $84.94 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F9: Represents the weighted average share price of an aggregate total of 19,373 shares sold in the price range of $83.93 to $84.9275 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F10: Represents the weighted average share price of an aggregate total of 68,482 shares sold in the price range of $84.93 to $85.925 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F11: Represents the weighted average share price of an aggregate total of 72,298 shares sold in the price range of $85.93 to $86.925 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F12: Represents the weighted average share price of an aggregate total of 13,289 shares sold in the price range of $86.93 to $87.71 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F13: Represents the weighted average share price of an aggregate total of 2,285 shares sold in the price range of $87.995 to $88.49 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F14: Represents the weighted average share price of an aggregate total of 17,766 shares sold in the price range of $83.91 to $84.905 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F15: Represents the weighted average share price of an aggregate total of 68,976 shares sold in the price range of $84.91 to $85.905 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F16: Represents the weighted average share price of an aggregate total of 71,163 shares sold in the price range of $85.91 to $86.905 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F17: Represents the weighted average share price of an aggregate total of 13,919 shares sold in the price range of $86.91 to $87.86 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F18: Represents the weighted average share price of an aggregate total of 3,903 shares sold in the price range of $87.91 to $88.72 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F19: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F20: Shares held by the Kishore V. Seendripu 2024 Annuity Trust A, a grantor retained annuity trust for the benefit of the Reporting Person, for which the Reporting Person serves as trustee.
F21: Shares held by the Rekha S. Seendripu 2024 Annuity Trust A, a grantor retained annuity trust for the benefit of the Reporting Person, for which the Reporting Person serves as trustee.
F22: Shares held by The Seendripu Family Fund, a donor advised fund, for which the Reporting Person serves an advisor.
F23: Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.
F24: Shares held by the Samira Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person's sibling serves as trustee. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose.
F25: Shares held by the Ishan Krishna Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person's sibling serves as trustee. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose.
F26: Shares held by the IKS Heritage Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose.
F27: Shares held by the SS Heritage Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose.
F28: Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
F29: Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2019 Filed Jun 14, 2019 21:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 805,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 805,622 F4 · ownership.nature: Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| May 30, 2019 Filed Jun 14, 2019 21:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 805,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 514,748 F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 30, 2019 Filed Jun 14, 2019 21:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 805,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 805,622 F3 · ownership.nature: Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| May 30, 2019 Filed Jun 14, 2019 21:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 805,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,320,370 F1 · balance_after: Excludes an aggregate of 2,017,082 shares that were included in prior Forms 4 as part of the end of period holdings of the Seendripu Family Trust dated 10/5/09 (the "Family Trust"). Of these 2,017,082 shares, 1,008,541 shares are held by the Kishore V. Seendripu 2018 Annuity Trust dated May 12, 2018 and 1,008,541 shares are held by the Rekha S. Seendripu 2018 Annuity Trust dated May 12, 2018 (together, the "2018 Annuity Trusts"). On May 30, 2018, the Family Trust transferred 1,008,541 shares to each of the 2018 Annuity Trusts for no consideration. F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 2,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000097 · wf-form4_155856833635313.xml · derivative · entry 8 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,903 Underlying: Common Stock · 2,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 5,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000097 · wf-form4_155856833635313.xml · derivative · entry 7 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,879 Underlying: Common Stock · 5,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 4,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000097 · wf-form4_155856833635313.xml · derivative · entry 6 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 90,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000097 · wf-form4_155856833635313.xml · derivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,049 Underlying: Common Stock · 90,049 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award shall vest on May 20, 2020, and one-fourth (1/4th) of the RSUs subject to the award shall vest on each May 20 thereafter, such that the award shall be fully vested on May 20, 2023. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award shall vest on May 20, 2020, and one-fourth (1/4th) of the RSUs subject to the award shall vest on each May 20 thereafter, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 12,254 | $22.21 | $272,161.34 |
DisclosureSEC source: 0001288469-19-000097 · wf-form4_155856833635313.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,466 Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 12,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000097 · wf-form4_155856833635313.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:23 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 870,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 6 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,143,074 F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:23 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 870,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · ownership.nature: Shares held by the Rekha S. Seendripu 2017 Annuity Trust dated February 17, 2017, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:23 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 870,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,272,414 F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:23 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 870,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · ownership.nature: Shares held by the Kishore V. Seendripu 2017 Annuity Trust dated February 17, 2017, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:23 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 357,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,401,755 F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:23 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 357,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 01, 2019 Filed May 2, 2019 21:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 226,039 | $0.00 Strike: $8.19 | $0.00 |
DisclosureSEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · derivative · entry 10 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 226,039 shares Expires 2019-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, ten percent (10%) of the 226,039 shares subject to the option vested and became exercisable on October 27, 2010, twenty percent (20%) of the shares subject to the option vested and became exercisable October 27, 2011, thirty percent (30%) of the shares subject to the option vested and became exercisable on October 27, 2012, and forty percent (40%) of the shares subject to option vested and became exercisable October 27, 2013. Read SEC document |
| May 01, 2019 Filed May 2, 2019 21:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 147,139 | $26.62 | $3,916,840.18 |
DisclosureSEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,573 Read SEC document |
| May 01, 2019 Filed May 2, 2019 21:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 226,039 | $8.19 | $1,851,485.45 |
DisclosureSEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 86,110 | $0.00 Strike: $4.69 | $0.00 |
DisclosureSEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · derivative · entry 9 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,110 shares Expires 2019-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five percent (25%) of the 86,110 shares subject to the option vested and became exercisable on May 10, 2010, and, 2.08% of the shares subject to the option vested and became exercisable at the end of each monthly period thereafter. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 50,263 | $26.91 | $1,352,577.33 |
DisclosureSEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,673 Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 86,110 | $4.69 | $404,002.29 |
DisclosureSEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:12 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 2,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000027 · wf-form4_155087351660198.xml · derivative · entry 9 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,746 Underlying: Common Stock · 2,897 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F8 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F8 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:12 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 5,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000027 · wf-form4_155087351660198.xml · derivative · entry 8 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,318 Underlying: Common Stock · 5,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:12 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 4,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000027 · wf-form4_155087351660198.xml · derivative · entry 7 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,438 Underlying: Common Stock · 4,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:12 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 12,256 | $23.20 | $284,339.20 |
DisclosureSEC source: 0001288469-19-000027 · wf-form4_155087351660198.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,826 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:12 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 12,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000027 · wf-form4_155087351660198.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:51 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001288469-19-000016 · wf-form4_155061309210311.xml · derivative · entry 7 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2019-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 200,000 shares subject to the option vested and became exercisable on May 10, 2013, and an additional twenty five percent (25%) of the shares subject to the option vested and became exercisable on each successive anniversary thereafter, such that the option became fully vested and exercisable on May 10, 2016. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:51 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 113,886 | $22.91 | $2,609,128.26 |
DisclosureSEC source: 0001288469-19-000016 · wf-form4_155061309210311.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,361 Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:51 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 200,000 | $4.81 | $962,000.00 |
DisclosureSEC source: 0001288469-19-000016 · wf-form4_155061309210311.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 21:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 11,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-064170 · doc4.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,247 Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 23:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 2,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059815 · doc4.xml · derivative · entry 9 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,590 Underlying: Common Stock · 2,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F8 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F8 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 23:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 5,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059815 · doc4.xml · derivative · entry 8 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,758 Underlying: Common Stock · 5,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 23:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 4,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059815 · doc4.xml · derivative · entry 7 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,875 Underlying: Common Stock · 4,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 23:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 12,254 | $18.51 | $226,821.54 |
DisclosureSEC source: 0001209191-18-059815 · doc4.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,405 Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 23:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 12,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059815 · doc4.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 22:05 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 2,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048044 · doc4.xml · derivative · entry 9 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,433 Underlying: Common Stock · 2,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F8 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F8 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 22:05 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 5,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048044 · doc4.xml · derivative · entry 8 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,197 Underlying: Common Stock · 5,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 22:05 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 4,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048044 · doc4.xml · derivative · entry 7 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,313 Underlying: Common Stock · 4,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 22:05 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 12,254 | $18.79 | $230,252.66 |
DisclosureSEC source: 0001209191-18-048044 · doc4.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,939 Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 22:05 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 12,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048044 · doc4.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 10, 2018 Filed Aug 11, 2018 00:13 UTC | MAXLINEAR, INC MXL · Entity 3882 | PurchaseCommon Stock | 27,100 | $18.47 | $500,469.25 |
DisclosureSEC source: 0001209191-18-046326 · doc4.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,044,182 F1 · price: Represents the weighted average share price of an aggregate total of 27,100 shares purchased in the price range of $18.40 to $18.55 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 24, 2018 Filed May 29, 2018 20:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 168,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033841 · doc4.xml · derivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,372 Underlying: Common Stock · 168,372 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") subject to the award will vest as follows: one-sixteenth (1/16th) of the RSUs will vest on August 20, 2018, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") subject to the award will vest as follows: one-sixteenth (1/16th) of the RSUs will vest on August 20, 2018, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 2,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032784 · doc4.xml · derivative · entry 10 SEENDRIPU KISHORE · CIK 0001478340 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,276 Underlying: Common Stock · 2,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F9 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F9 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 5,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032784 · doc4.xml · derivative · entry 9 SEENDRIPU KISHORE · CIK 0001478340 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,636 Underlying: Common Stock · 5,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F8 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F8 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 4,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032784 · doc4.xml · derivative · entry 8 SEENDRIPU KISHORE · CIK 0001478340 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,750 Underlying: Common Stock · 4,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 2,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032784 · doc4.xml · derivative · entry 7 SEENDRIPU KISHORE · CIK 0001478340 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,770 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 89,382 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 89,382 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 15,025 | $18.94 | $284,573.50 |
DisclosureSEC source: 0001209191-18-032784 · doc4.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,474 Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 15,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032784 · doc4.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 21:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-18-024656 · doc4.xml · derivative · entry 7 SEENDRIPU KISHORE · CIK 0001478340 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2018-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 60,000 shares subject to the option vested and became exercisable May 6, 2012, and, thereafter, twenty percent (20%) of the shares subject to the option vested and became exercisable on May 6, 2013, thirty percent (30%) of the shares subject to the option vested and became exercisable on the May 6, 2014, and forty percent (40%) of the shares subject to the option vested and became exercisable May 6, 2015, such that the option became fully vested and exercisable on May 6, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.