Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXLINEAR, INCMXL · Entity 3882 | Director · Chairman, President and CEO · 10% owner | August 14, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXLINEAR, INC
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 259,764 |
Reported balance
After 2026-08-14 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-08-14 · Sale · Disposed 35,963 · Balance 259,764 F1: Represents the weighted average share price of an aggregate total of 35,963 shares sold in the price range of $82.83 to $83.8275 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 182,263 |
Reported balance
After 2026-08-14 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-08-14 · Sale · Disposed 77,501 · Balance 182,263 F3: Represents the weighted average share price of an aggregate total of 77,501 shares sold in the price range of $83.83 to $84.825 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 175,727 |
Reported balance
After 2026-08-14 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-08-14 · Sale · Disposed 6,536 · Balance 175,727 F4: Represents the weighted average share price of an aggregate total of 6,536 shares sold in the price range of $84.83 to $84.94 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 258,984 |
Reported balance
After 2026-08-14 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-08-14 · Sale · Disposed 36,743 · Balance 258,984 F5: Represents the weighted average share price of an aggregate total of 36,743 shares sold in the price range of $82.83 to $83.8225 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 181,469 |
Reported balance
After 2026-08-14 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2026-08-14 · Sale · Disposed 77,515 · Balance 181,469 F7: Represents the weighted average share price of an aggregate total of 77,515 shares sold in the price range of $83.835 to $84.825 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 175,727 |
Reported balance
After 2026-08-14 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2026-08-14 · Sale · Disposed 5,742 · Balance 175,727 F8: Represents the weighted average share price of an aggregate total of 5,742 shares sold in the price range of $84.83 to $84.94 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 156,354 |
Reported balance
After 2026-08-17 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2026-08-17 · Sale · Disposed 19,373 · Balance 156,354 F9: Represents the weighted average share price of an aggregate total of 19,373 shares sold in the price range of $83.93 to $84.9275 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 87,872 |
Reported balance
After 2026-08-17 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2026-08-17 · Sale · Disposed 68,482 · Balance 87,872 F10: Represents the weighted average share price of an aggregate total of 68,482 shares sold in the price range of $84.93 to $85.925 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,574 |
Reported balance
After 2026-08-17 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2026-08-17 · Sale · Disposed 72,298 · Balance 15,574 F11: Represents the weighted average share price of an aggregate total of 72,298 shares sold in the price range of $85.93 to $86.925 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,285 |
Reported balance
After 2026-08-17 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2026-08-17 · Sale · Disposed 13,289 · Balance 2,285 F12: Represents the weighted average share price of an aggregate total of 13,289 shares sold in the price range of $86.93 to $87.71 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2026-08-17 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2026-08-17 · Sale · Disposed 2,285 · Balance 0 F13: Represents the weighted average share price of an aggregate total of 2,285 shares sold in the price range of $87.995 to $88.49 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 157,961 |
Reported balance
After 2026-08-17 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2026-08-17 · Sale · Disposed 17,766 · Balance 157,961 F14: Represents the weighted average share price of an aggregate total of 17,766 shares sold in the price range of $83.91 to $84.905 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 88,985 |
Reported balance
After 2026-08-17 transaction · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · 2026-08-17 · Sale · Disposed 68,976 · Balance 88,985 F15: Represents the weighted average share price of an aggregate total of 68,976 shares sold in the price range of $84.91 to $85.905 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 17,822 |
Reported balance
After 2026-08-17 transaction · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · 2026-08-17 · Sale · Disposed 71,163 · Balance 17,822 F16: Represents the weighted average share price of an aggregate total of 71,163 shares sold in the price range of $85.91 to $86.905 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,903 |
Reported balance
After 2026-08-17 transaction · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · 2026-08-17 · Sale · Disposed 13,919 · Balance 3,903 F17: Represents the weighted average share price of an aggregate total of 13,919 shares sold in the price range of $86.91 to $87.86 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2026-08-17 transaction · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · 2026-08-17 · Sale · Disposed 3,903 · Balance 0 F18: Represents the weighted average share price of an aggregate total of 3,903 shares sold in the price range of $87.91 to $88.72 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 896,747 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · Balance 896,747 F19: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 300,000 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · Balance 300,000 F20: Shares held by the Kishore V. Seendripu 2024 Annuity Trust A, a grantor retained annuity trust for the benefit of the Reporting Person, for which the Reporting Person serves as trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 300,000 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · Balance 300,000 F21: Shares held by the Rekha S. Seendripu 2024 Annuity Trust A, a grantor retained annuity trust for the benefit of the Reporting Person, for which the Reporting Person serves as trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 182,893 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 21
Holding and transaction disclosures are not merged.
1 source rowRow 21 · Balance 182,893 F22: Shares held by The Seendripu Family Fund, a donor advised fund, for which the Reporting Person serves an advisor. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,920 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 22
Holding and transaction disclosures are not merged.
1 source rowRow 22 · Balance 18,920 F23: Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 448,413 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 23
Holding and transaction disclosures are not merged.
1 source rowRow 23 · Balance 448,413 F24: Shares held by the Samira Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person's sibling serves as trustee. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 448,413 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 24
Holding and transaction disclosures are not merged.
1 source rowRow 24 · Balance 448,413 F25: Shares held by the Ishan Krishna Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person's sibling serves as trustee. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 295,727 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 25
Holding and transaction disclosures are not merged.
1 source rowRow 25 · Balance 295,727 F26: Shares held by the IKS Heritage Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 295,727 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 26
Holding and transaction disclosures are not merged.
1 source rowRow 26 · Balance 295,727 F27: Shares held by the SS Heritage Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 250,799 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 27
Holding and transaction disclosures are not merged.
1 source rowRow 27 · Balance 250,799 F28: Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 250,799 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 28
Holding and transaction disclosures are not merged.
1 source rowRow 28 · Balance 250,799 F29: Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee. |
| Common StockSEC Table I · non-derivative | Direct | 924,083 |
Reported balance
Holding disclosure · report date 2026-08-14 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 924,083 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average share price of an aggregate total of 35,963 shares sold in the price range of $82.83 to $83.8275 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Shares held by the Ishan Krishna Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose.
F3: Represents the weighted average share price of an aggregate total of 77,501 shares sold in the price range of $83.83 to $84.825 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average share price of an aggregate total of 6,536 shares sold in the price range of $84.83 to $84.94 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Represents the weighted average share price of an aggregate total of 36,743 shares sold in the price range of $82.83 to $83.8225 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: Shares held by the Samira Seendripu Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose.
F7: Represents the weighted average share price of an aggregate total of 77,515 shares sold in the price range of $83.835 to $84.825 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F8: Represents the weighted average share price of an aggregate total of 5,742 shares sold in the price range of $84.83 to $84.94 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F9: Represents the weighted average share price of an aggregate total of 19,373 shares sold in the price range of $83.93 to $84.9275 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F10: Represents the weighted average share price of an aggregate total of 68,482 shares sold in the price range of $84.93 to $85.925 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F11: Represents the weighted average share price of an aggregate total of 72,298 shares sold in the price range of $85.93 to $86.925 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F12: Represents the weighted average share price of an aggregate total of 13,289 shares sold in the price range of $86.93 to $87.71 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F13: Represents the weighted average share price of an aggregate total of 2,285 shares sold in the price range of $87.995 to $88.49 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F14: Represents the weighted average share price of an aggregate total of 17,766 shares sold in the price range of $83.91 to $84.905 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F15: Represents the weighted average share price of an aggregate total of 68,976 shares sold in the price range of $84.91 to $85.905 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F16: Represents the weighted average share price of an aggregate total of 71,163 shares sold in the price range of $85.91 to $86.905 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F17: Represents the weighted average share price of an aggregate total of 13,919 shares sold in the price range of $86.91 to $87.86 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F18: Represents the weighted average share price of an aggregate total of 3,903 shares sold in the price range of $87.91 to $88.72 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F19: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F20: Shares held by the Kishore V. Seendripu 2024 Annuity Trust A, a grantor retained annuity trust for the benefit of the Reporting Person, for which the Reporting Person serves as trustee.
F21: Shares held by the Rekha S. Seendripu 2024 Annuity Trust A, a grantor retained annuity trust for the benefit of the Reporting Person, for which the Reporting Person serves as trustee.
F22: Shares held by The Seendripu Family Fund, a donor advised fund, for which the Reporting Person serves an advisor.
F23: Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.
F24: Shares held by the Samira Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person's sibling serves as trustee. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose.
F25: Shares held by the Ishan Krishna Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person's sibling serves as trustee. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose.
F26: Shares held by the IKS Heritage Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose.
F27: Shares held by the SS Heritage Trust #2 dtd 07/14/2023, a trust for the benefit of the Reporting Person's child, and of which the trustee is an independent entity. The Reporting Person disclaims Section 16 beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for Section 16 or any other purpose.
F28: Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
F29: Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2020 Filed May 13, 2020 23:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 11,905 | $6.93 | $82,501.65 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2020 Filed May 13, 2020 23:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 23,810 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · derivative · entry 16 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,810 Underlying: Common Stock · 23,810 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 12, 2020 Filed May 13, 2020 23:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 16,677 | $17.17 | $286,265.71 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,087 F2 · price: Represents the weighted average share price of an aggregate total of 16,677 shares sold in the price range of $17.01 to $17.375 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 12, 2020 Filed May 13, 2020 23:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 23,810 | $6.93 | $165,003.30 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2020 Filed May 13, 2020 23:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 24,410 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · derivative · entry 15 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,620 Underlying: Common Stock · 24,410 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 11, 2020 Filed May 13, 2020 23:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 17,306 | $17.01 | $294,376.79 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,954 F1 · price: Represents the weighted average share price of an aggregate total of 17,306 shares sold in the price range of $16.71 to $17.16 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 11, 2020 Filed May 13, 2020 23:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 24,410 | $6.93 | $169,161.30 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2020 Filed May 9, 2020 00:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 24,410 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · derivative · entry 17 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,030 Underlying: Common Stock · 24,410 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 08, 2020 Filed May 9, 2020 00:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 17,328 | $16.65 | $288,460.95 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 6 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,850 F3 · price: Represents the weighted average share price of an aggregate total of 17,328 shares sold in the price range of $16.39 to $16.80 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 08, 2020 Filed May 9, 2020 00:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 24,410 | $6.93 | $169,161.30 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2020 Filed May 9, 2020 00:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · derivative · entry 16 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,440 Underlying: Common Stock · 50,000 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 07, 2020 Filed May 9, 2020 00:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 32,210 | $16.17 | $520,748.73 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,768 F2 · price: Represents the weighted average share price of an aggregate total of 32,210 shares sold in the price range of $16.05 to $16.29 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 07, 2020 Filed May 9, 2020 00:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 50,000 | $6.93 | $346,500.00 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2020 Filed May 9, 2020 00:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · derivative · entry 15 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,440 Underlying: Common Stock · 40,000 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 06, 2020 Filed May 9, 2020 00:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 25,219 | $16.21 | $408,774.77 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,978 F1 · price: Represents the weighted average share price of an aggregate total of 25,219 shares sold in the price range of $16.11 to $16.39 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 06, 2020 Filed May 9, 2020 00:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 40,000 | $6.93 | $277,200.00 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 20:06 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 5,414 | $14.10 | $76,337.40 |
DisclosureSEC source: 0001288469-20-000074 · wf-form4_158637636059855.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,197 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 20:06 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 10,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000074 · wf-form4_158637636059855.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,611 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2019 fiscal year. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 23:43 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 85,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000065 · wf-form4_158587097652523.xml · derivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,689 Underlying: Common Stock · 85,689 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 85,689 RSUs subject to the award shall vest on May 20, 2021, and one fourth (1/4th) of the RSUs subject to the award shall vest on each May 20, thereafter, such that the award will be fully vested on May 20, 2024. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 85,689 RSUs subject to the award shall vest on May 20, 2021, and one fourth (1/4th) of the RSUs subject to the award shall vest on each May 20, thereafter, such that the award will be fully vested on May 20, 2024. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:39 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 2,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000034 · wf-form4_158275672929542.xml · derivative · entry 11 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,373 Underlying: Common Stock · 2,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F10 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2020. On February 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 24, 2020. F10 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2020. On February 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 24, 2020. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:39 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,927 | $16.81 | $49,202.87 |
DisclosureSEC source: 0001288469-20-000034 · wf-form4_158275672929542.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,805 Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:39 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 2,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000034 · wf-form4_158275672929542.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| January 08, 2020 Filed Jan 8, 2020 23:47 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 10,400 | $21.20 | $220,455.04 |
DisclosureSEC source: 0001288469-20-000004 · wf-form4_157852725126351.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 230,002 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 10,400 shares sold in the price range of $21.04 to $21.35 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full infor F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 23:47 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 10,800 | $21.01 | $226,942.56 |
DisclosureSEC source: 0001288469-20-000004 · wf-form4_157852725126351.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 240,402 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 10,800 shares sold in the price range of $20.69 to $21.175 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 21:16 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 30,000 | $20.11 | $603,204.00 |
DisclosureSEC source: 0001288469-19-000204 · wf-form4_157618535541451.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 251,202 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $20.00 to $20.19 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:08 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000194 · wf-form4_157488891241421.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 500,000 F3 · ownership.nature: Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:08 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000194 · wf-form4_157488891241421.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 281,202 F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:08 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000194 · wf-form4_157488891241421.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 500,000 F2 · ownership.nature: Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:08 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000194 · wf-form4_157488891241421.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 781,202 F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:10 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 2,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000191 · wf-form4_157445703463303.xml · derivative · entry 6 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,217 Underlying: Common Stock · 2,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:10 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 5,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000191 · wf-form4_157445703463303.xml · derivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:10 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 8,072 | $19.99 | $161,359.28 |
DisclosureSEC source: 0001288469-19-000191 · wf-form4_157445703463303.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,888 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:10 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 8,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000191 · wf-form4_157445703463303.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 00:03 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 800 | $20.05 | $16,038.32 |
DisclosureSEC source: 0001288469-19-000174 · wf-form4_157308496452493.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,281,202 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 800 shares sold in the price range of $20.02 to $20.07 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 00:03 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 10,400 | $20.11 | $209,184.56 |
DisclosureSEC source: 0001288469-19-000174 · wf-form4_157308496452493.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,282,002 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 10,400 shares sold in the price range of $20.00 to $20.24 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| October 11, 2019 Filed Oct 11, 2019 22:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 10,400 | $22.56 | $234,669.76 |
DisclosureSEC source: 0001288469-19-000164 · wf-form4_157083383692324.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,292,402 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 10,400 shares sold in the price range of $22.12 to $23.005 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| October 10, 2019 Filed Oct 11, 2019 22:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 10,400 | $21.72 | $225,852.64 |
DisclosureSEC source: 0001288469-19-000164 · wf-form4_157083383692324.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,302,802 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 10,400 shares sold in the price range of $21.49 to $22.07 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 19, 2019 Filed Sep 19, 2019 22:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 10,500 | $22.61 | $237,369.30 |
DisclosureSEC source: 0001288469-19-000154 · wf-form4_156893150810282.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,313,202 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 10,500 shares sold in the price range of $22.28 to $22.88 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 22:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000154 · wf-form4_156893150810282.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,323,702 F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 22:18 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 10,500 | $22.46 | $235,856.25 |
DisclosureSEC source: 0001288469-19-000154 · wf-form4_156893150810282.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,336,202 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 10,500 shares sold in the price range of $22.16 to $22.81 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 23:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 2,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000137 · wf-form4_156651806373513.xml · derivative · entry 6 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,060 Underlying: Common Stock · 2,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 23:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 5,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000137 · wf-form4_156651806373513.xml · derivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,440 Underlying: Common Stock · 5,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 23:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 8,071 | $20.66 | $166,746.86 |
DisclosureSEC source: 0001288469-19-000137 · wf-form4_156651806373513.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,677 Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 23:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 8,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000137 · wf-form4_156651806373513.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 09, 2019 Filed Aug 10, 2019 00:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 10,500 | $20.62 | $216,499.50 |
DisclosureSEC source: 0001288469-19-000119 · wf-form4_156539761725291.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,346,702 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 10,500 shares sold in the price range of $20.44 to $20.885 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| August 08, 2019 Filed Aug 10, 2019 00:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 10,500 | $20.96 | $220,075.80 |
DisclosureSEC source: 0001288469-19-000119 · wf-form4_156539761725291.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,357,202 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 10,500 shares sold in the price range of $20.57 to $21.145 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 11, 2019 Filed Jun 14, 2019 21:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 426,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 8 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,367,702 F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 11, 2019 Filed Jun 14, 2019 21:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 426,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 7 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 582,064 F6 · ownership.nature: Shares held by the Rekha S. Seendripu 2018 Annuity Trust dated May 12, 2018, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| June 11, 2019 Filed Jun 14, 2019 21:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 426,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 6 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 941,225 F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 11, 2019 Filed Jun 14, 2019 21:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 426,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 582,064 F5 · ownership.nature: Shares held by the Kishore V. Seendripu 2018 Annuity Trust dated May 12, 2018, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.