Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DROPBOX, INC.DBX · Entity 1121 | Chief Financial Officer | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DROPBOX, INC.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 690,666 |
Reported balance
After 2026-09-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-10 · Sale · Disposed 97,558 · Balance 690,666 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2026. F2: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2029. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2026.
F2: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2029. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AVALARA, INC.
Report date October 19, 2022 · Filed October 19, 2022
Section 16 reporting ended · disclosed 2022-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-10-19 transaction · row 1
1 source rowRow 1 · 2022-10-19 · Disposition to issuer · Disposed 84,584 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 66,117 restricted stock units ("RSUs") held by the Reporting Person whose acquisition was previously reported in Table I that were cancelled and converted into the contingent right to receive, without interest, $93.50 per share subject to such RSUs, less applicable withholding taxes, with payments subject to the same time-vesting terms and conditions applicable to the corresponding RSUs immediately prior to the effective time of the merger. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.10 · Expires 2029-04-22 | Direct | 0 |
Reported balance
After 2022-10-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-10-19 · Disposition to issuer · Disposed 14,741 · Balance 0 F2: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the option was cancelled and converted into the right to receive, without interest, the cash merger consideration of $93.50 for each share subject to the option (whether vested or unvested), less the per share exercise price and applicable withholding taxes. F3: The option, which originally provided that 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter, was converted into the right to receive the merger consideration with respect to the entire option as set forth in footnote 2. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $67.27 · Expires 2030-03-12 | Direct | 0 |
Reported balance
After 2022-10-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-10-19 · Disposition to issuer · Disposed 16,353 · Balance 0 F2: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the option was cancelled and converted into the right to receive, without interest, the cash merger consideration of $93.50 for each share subject to the option (whether vested or unvested), less the per share exercise price and applicable withholding taxes. F4: The option, which originally provided that 25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter, was converted into the right to receive the merger consideration with respect to the entire option as set forth in footnote 2. |
| Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2024-01-05 | Direct | 20,311 |
Reported balance
After 2022-10-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-10-19 · Grant · Acquired 20,311 · Balance 20,311 F5: Each performance share unit ("PSU") represents the economic equivalent of one share of Issuer Common Stock. F6: Represents PSUs with an initial three-year performance period commencing on January 1, 2021, that were originally scheduled to vest annually over the remaining performance period based on the achievement of certain performance conditions and that were not required to be reported prior to satisfaction of such performance-based vesting conditions. The number reported represents the number of PSUs eligible for cash consideration in the merger, determined in accordance with the Merger Agreement. F7: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the PSUs were cancelled and converted into the contingent right to receive, without interest, the cash merger consideration of $93.50 per share subject to the PSUs, less applicable withholding taxes, with payments to be made in accordance with the vesting terms and conditions set forth in the award agreement for the PSUs in the event of a "change in control," which award agreement generally provides for quarterly time-vesting over the remaining performance period applicable to the PSUs. |
| Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2024-01-05 | Direct | 0 |
Reported balance
After 2022-10-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-10-19 · Disposition to issuer · Disposed 20,311 · Balance 0 F5: Each performance share unit ("PSU") represents the economic equivalent of one share of Issuer Common Stock. F7: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the PSUs were cancelled and converted into the contingent right to receive, without interest, the cash merger consideration of $93.50 per share subject to the PSUs, less applicable withholding taxes, with payments to be made in accordance with the vesting terms and conditions set forth in the award agreement for the PSUs in the event of a "change in control," which award agreement generally provides for quarterly time-vesting over the remaining performance period applicable to the PSUs. |
| Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2025-01-05 | Direct | 36,742 |
Reported balance
After 2022-10-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-10-19 · Grant · Acquired 36,742 · Balance 36,742 F5: Each performance share unit ("PSU") represents the economic equivalent of one share of Issuer Common Stock. F8: Represents PSUs with an initial three-year performance period commencing on January 1, 2022, that were originally scheduled to vest annually over the performance period based on the achievement of certain performance conditions and that were not required to be reported prior to the satisfaction of the performance-based vesting conditions. The number reported represents the number of PSUs eligible for cash consideration in connection with the merger, determined in accordance with the Merger Agreement. F7: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the PSUs were cancelled and converted into the contingent right to receive, without interest, the cash merger consideration of $93.50 per share subject to the PSUs, less applicable withholding taxes, with payments to be made in accordance with the vesting terms and conditions set forth in the award agreement for the PSUs in the event of a "change in control," which award agreement generally provides for quarterly time-vesting over the remaining performance period applicable to the PSUs. |
| Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2025-01-05 | Direct | 0 |
Reported balance
After 2022-10-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-10-19 · Disposition to issuer · Disposed 36,742 · Balance 0 F5: Each performance share unit ("PSU") represents the economic equivalent of one share of Issuer Common Stock. F7: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the PSUs were cancelled and converted into the contingent right to receive, without interest, the cash merger consideration of $93.50 per share subject to the PSUs, less applicable withholding taxes, with payments to be made in accordance with the vesting terms and conditions set forth in the award agreement for the PSUs in the event of a "change in control," which award agreement generally provides for quarterly time-vesting over the remaining performance period applicable to the PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 66,117 restricted stock units ("RSUs") held by the Reporting Person whose acquisition was previously reported in Table I that were cancelled and converted into the contingent right to receive, without interest, $93.50 per share subject to such RSUs, less applicable withholding taxes, with payments subject to the same time-vesting terms and conditions applicable to the corresponding RSUs immediately prior to the effective time of the merger.
F2: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the option was cancelled and converted into the right to receive, without interest, the cash merger consideration of $93.50 for each share subject to the option (whether vested or unvested), less the per share exercise price and applicable withholding taxes.
F3: The option, which originally provided that 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter, was converted into the right to receive the merger consideration with respect to the entire option as set forth in footnote 2.
F4: The option, which originally provided that 25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter, was converted into the right to receive the merger consideration with respect to the entire option as set forth in footnote 2.
F5: Each performance share unit ("PSU") represents the economic equivalent of one share of Issuer Common Stock.
F6: Represents PSUs with an initial three-year performance period commencing on January 1, 2021, that were originally scheduled to vest annually over the remaining performance period based on the achievement of certain performance conditions and that were not required to be reported prior to satisfaction of such performance-based vesting conditions. The number reported represents the number of PSUs eligible for cash consideration in the merger, determined in accordance with the Merger Agreement.
F7: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the PSUs were cancelled and converted into the contingent right to receive, without interest, the cash merger consideration of $93.50 per share subject to the PSUs, less applicable withholding taxes, with payments to be made in accordance with the vesting terms and conditions set forth in the award agreement for the PSUs in the event of a "change in control," which award agreement generally provides for quarterly time-vesting over the remaining performance period applicable to the PSUs.
F8: Represents PSUs with an initial three-year performance period commencing on January 1, 2022, that were originally scheduled to vest annually over the performance period based on the achievement of certain performance conditions and that were not required to be reported prior to the satisfaction of the performance-based vesting conditions. The number reported represents the number of PSUs eligible for cash consideration in connection with the merger, determined in accordance with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2020 Filed Dec 8, 2020 22:36 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 926 | $168.35 | $155,892.10 |
DisclosureSEC source: 0001209191-20-062338 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,972 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:36 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-20-062338 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 23:39 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-20-057196 · doc4.xml · derivative · entry 4 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,926 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 23:39 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 500 | $148.50 | $74,250.00 |
DisclosureSEC source: 0001209191-20-057196 · doc4.xml · nonDerivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,972 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 23:39 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 426 | $147.22 | $62,715.72 |
DisclosureSEC source: 0001209191-20-057196 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,472 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.13 to $147.47, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 23:39 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-20-057196 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 21:27 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-20-054162 · doc4.xml · derivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,852 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 21:27 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 926 | $131.00 | $121,306.00 |
DisclosureSEC source: 0001209191-20-054162 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,972 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 21:27 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-20-054162 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2020 Filed Sep 8, 2020 21:12 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-20-049748 · doc4.xml · derivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,778 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| September 04, 2020 Filed Sep 8, 2020 21:12 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 926 | $124.08 | $114,898.08 |
DisclosureSEC source: 0001209191-20-049748 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,972 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. Read SEC document |
| September 04, 2020 Filed Sep 8, 2020 21:12 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-20-049748 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 22:24 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-20-045561 · doc4.xml · derivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,704 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 22:24 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 926 | $139.54 | $129,214.04 |
DisclosureSEC source: 0001209191-20-045561 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,972 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 22:24 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-20-045561 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 23:40 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-20-041581 · doc4.xml · derivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,630 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 23:40 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 926 | $137.81 | $127,612.06 |
DisclosureSEC source: 0001209191-20-041581 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,972 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 23:40 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-20-041581 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 23:26 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-20-034857 · doc4.xml · derivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,556 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 23:26 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 926 | $107.48 | $99,526.48 |
DisclosureSEC source: 0001209191-20-034857 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,972 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 23:26 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-20-034857 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 19, 2020 01:28 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 1,851 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-20-030317 · doc4.xml · derivative · entry 7 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,482 Underlying: Common Stock · 1,851 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| May 15, 2020 Filed May 19, 2020 01:28 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 100 | $101.67 | $10,167.00 |
DisclosureSEC source: 0001209191-20-030317 · doc4.xml · nonDerivative · entry 6 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,972 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 01:28 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 2,701 | $101.02 | $272,855.02 |
DisclosureSEC source: 0001209191-20-030317 · doc4.xml · nonDerivative · entry 5 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,072 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.57 to $101.53, inclusive. Read SEC document |
| May 15, 2020 Filed May 19, 2020 01:28 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 1,213 | $99.83 | $121,093.79 |
DisclosureSEC source: 0001209191-20-030317 · doc4.xml · nonDerivative · entry 4 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,773 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.50 to $100.36, inclusive. Read SEC document |
| May 15, 2020 Filed May 19, 2020 01:28 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 200 | $97.99 | $19,598.00 |
DisclosureSEC source: 0001209191-20-030317 · doc4.xml · nonDerivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,986 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 01:28 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 1,100 | $97.20 | $106,920.00 |
DisclosureSEC source: 0001209191-20-030317 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,186 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.97 to $97.49, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. Read SEC document |
| May 15, 2020 Filed May 19, 2020 01:28 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 1,851 | $55.10 | $101,990.10 |
DisclosureSEC source: 0001209191-20-030317 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 15, 2020 22:20 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 5,111 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-20-029846 · doc4.xml · derivative · entry 4 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 5,111 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| May 13, 2020 Filed May 15, 2020 22:20 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 1,100 | $98.05 | $107,855.00 |
DisclosureSEC source: 0001209191-20-029846 · doc4.xml · nonDerivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,435 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.83 to $98.0699, inclusive. Read SEC document |
| May 13, 2020 Filed May 15, 2020 22:20 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 5,011 | $97.04 | $486,267.44 |
DisclosureSEC source: 0001209191-20-029846 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,535 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.8201 to $97.82, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| May 13, 2020 Filed May 15, 2020 22:20 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 5,111 | $55.10 | $281,616.10 |
DisclosureSEC source: 0001209191-20-029846 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 21:55 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 2,246 | $64.44 | $144,732.24 |
DisclosureSEC source: 0001209191-20-023843 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,435 F1 · kind: This prearranged sale was effected pursuant to a written authorization executed by the Reporting Person on March 9, 2020, and represents shares required to be sold to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.