Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DROPBOX, INC.DBX · Entity 1121 | Chief Financial Officer | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DROPBOX, INC.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 690,666 |
Reported balance
After 2026-09-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-10 · Sale · Disposed 97,558 · Balance 690,666 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2026. F2: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2029. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2026.
F2: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2029. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AVALARA, INC.
Report date October 19, 2022 · Filed October 19, 2022
Section 16 reporting ended · disclosed 2022-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-10-19 transaction · row 1
1 source rowRow 1 · 2022-10-19 · Disposition to issuer · Disposed 84,584 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 66,117 restricted stock units ("RSUs") held by the Reporting Person whose acquisition was previously reported in Table I that were cancelled and converted into the contingent right to receive, without interest, $93.50 per share subject to such RSUs, less applicable withholding taxes, with payments subject to the same time-vesting terms and conditions applicable to the corresponding RSUs immediately prior to the effective time of the merger. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.10 · Expires 2029-04-22 | Direct | 0 |
Reported balance
After 2022-10-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-10-19 · Disposition to issuer · Disposed 14,741 · Balance 0 F2: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the option was cancelled and converted into the right to receive, without interest, the cash merger consideration of $93.50 for each share subject to the option (whether vested or unvested), less the per share exercise price and applicable withholding taxes. F3: The option, which originally provided that 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter, was converted into the right to receive the merger consideration with respect to the entire option as set forth in footnote 2. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $67.27 · Expires 2030-03-12 | Direct | 0 |
Reported balance
After 2022-10-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-10-19 · Disposition to issuer · Disposed 16,353 · Balance 0 F2: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the option was cancelled and converted into the right to receive, without interest, the cash merger consideration of $93.50 for each share subject to the option (whether vested or unvested), less the per share exercise price and applicable withholding taxes. F4: The option, which originally provided that 25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter, was converted into the right to receive the merger consideration with respect to the entire option as set forth in footnote 2. |
| Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2024-01-05 | Direct | 20,311 |
Reported balance
After 2022-10-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-10-19 · Grant · Acquired 20,311 · Balance 20,311 F5: Each performance share unit ("PSU") represents the economic equivalent of one share of Issuer Common Stock. F6: Represents PSUs with an initial three-year performance period commencing on January 1, 2021, that were originally scheduled to vest annually over the remaining performance period based on the achievement of certain performance conditions and that were not required to be reported prior to satisfaction of such performance-based vesting conditions. The number reported represents the number of PSUs eligible for cash consideration in the merger, determined in accordance with the Merger Agreement. F7: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the PSUs were cancelled and converted into the contingent right to receive, without interest, the cash merger consideration of $93.50 per share subject to the PSUs, less applicable withholding taxes, with payments to be made in accordance with the vesting terms and conditions set forth in the award agreement for the PSUs in the event of a "change in control," which award agreement generally provides for quarterly time-vesting over the remaining performance period applicable to the PSUs. |
| Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2024-01-05 | Direct | 0 |
Reported balance
After 2022-10-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-10-19 · Disposition to issuer · Disposed 20,311 · Balance 0 F5: Each performance share unit ("PSU") represents the economic equivalent of one share of Issuer Common Stock. F7: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the PSUs were cancelled and converted into the contingent right to receive, without interest, the cash merger consideration of $93.50 per share subject to the PSUs, less applicable withholding taxes, with payments to be made in accordance with the vesting terms and conditions set forth in the award agreement for the PSUs in the event of a "change in control," which award agreement generally provides for quarterly time-vesting over the remaining performance period applicable to the PSUs. |
| Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2025-01-05 | Direct | 36,742 |
Reported balance
After 2022-10-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-10-19 · Grant · Acquired 36,742 · Balance 36,742 F5: Each performance share unit ("PSU") represents the economic equivalent of one share of Issuer Common Stock. F8: Represents PSUs with an initial three-year performance period commencing on January 1, 2022, that were originally scheduled to vest annually over the performance period based on the achievement of certain performance conditions and that were not required to be reported prior to the satisfaction of the performance-based vesting conditions. The number reported represents the number of PSUs eligible for cash consideration in connection with the merger, determined in accordance with the Merger Agreement. F7: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the PSUs were cancelled and converted into the contingent right to receive, without interest, the cash merger consideration of $93.50 per share subject to the PSUs, less applicable withholding taxes, with payments to be made in accordance with the vesting terms and conditions set forth in the award agreement for the PSUs in the event of a "change in control," which award agreement generally provides for quarterly time-vesting over the remaining performance period applicable to the PSUs. |
| Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2025-01-05 | Direct | 0 |
Reported balance
After 2022-10-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-10-19 · Disposition to issuer · Disposed 36,742 · Balance 0 F5: Each performance share unit ("PSU") represents the economic equivalent of one share of Issuer Common Stock. F7: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the PSUs were cancelled and converted into the contingent right to receive, without interest, the cash merger consideration of $93.50 per share subject to the PSUs, less applicable withholding taxes, with payments to be made in accordance with the vesting terms and conditions set forth in the award agreement for the PSUs in the event of a "change in control," which award agreement generally provides for quarterly time-vesting over the remaining performance period applicable to the PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 66,117 restricted stock units ("RSUs") held by the Reporting Person whose acquisition was previously reported in Table I that were cancelled and converted into the contingent right to receive, without interest, $93.50 per share subject to such RSUs, less applicable withholding taxes, with payments subject to the same time-vesting terms and conditions applicable to the corresponding RSUs immediately prior to the effective time of the merger.
F2: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the option was cancelled and converted into the right to receive, without interest, the cash merger consideration of $93.50 for each share subject to the option (whether vested or unvested), less the per share exercise price and applicable withholding taxes.
F3: The option, which originally provided that 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter, was converted into the right to receive the merger consideration with respect to the entire option as set forth in footnote 2.
F4: The option, which originally provided that 25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter, was converted into the right to receive the merger consideration with respect to the entire option as set forth in footnote 2.
F5: Each performance share unit ("PSU") represents the economic equivalent of one share of Issuer Common Stock.
F6: Represents PSUs with an initial three-year performance period commencing on January 1, 2021, that were originally scheduled to vest annually over the remaining performance period based on the achievement of certain performance conditions and that were not required to be reported prior to satisfaction of such performance-based vesting conditions. The number reported represents the number of PSUs eligible for cash consideration in the merger, determined in accordance with the Merger Agreement.
F7: Pursuant to the Merger Agreement, immediately prior to the effective time of the merger, the PSUs were cancelled and converted into the contingent right to receive, without interest, the cash merger consideration of $93.50 per share subject to the PSUs, less applicable withholding taxes, with payments to be made in accordance with the vesting terms and conditions set forth in the award agreement for the PSUs in the event of a "change in control," which award agreement generally provides for quarterly time-vesting over the remaining performance period applicable to the PSUs.
F8: Represents PSUs with an initial three-year performance period commencing on January 1, 2022, that were originally scheduled to vest annually over the performance period based on the achievement of certain performance conditions and that were not required to be reported prior to the satisfaction of the performance-based vesting conditions. The number reported represents the number of PSUs eligible for cash consideration in connection with the merger, determined in accordance with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 07, 2021 Filed Sep 9, 2021 00:42 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 1,580 | $189.90 | $300,042.00 |
DisclosureSEC source: 0001209191-21-055232 · doc4.xml · nonDerivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,717 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on March 9, 2020, and amended on February 16, 2021. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 00:42 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 654 | $67.27 | $43,994.58 |
DisclosureSEC source: 0001209191-21-055232 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 00:42 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-21-055232 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 22:38 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 654 | $0.00 Strike: $67.27 | $0.00 |
DisclosureSEC source: 0001209191-21-052032 · doc4.xml · derivative · entry 5 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,277 Underlying: Common Stock · 654 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 5, 2024. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 22:38 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-21-052032 · doc4.xml · derivative · entry 4 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,593 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 22:38 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 1,580 | $165.17 | $260,968.60 |
DisclosureSEC source: 0001209191-21-052032 · doc4.xml · nonDerivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,717 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on March 9, 2020, and amended on February 16, 2021. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 22:38 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 654 | $67.27 | $43,994.58 |
DisclosureSEC source: 0001209191-21-052032 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 22:38 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-21-052032 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:28 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 654 | $0.00 Strike: $67.27 | $0.00 |
DisclosureSEC source: 0001209191-21-045872 · doc4.xml · derivative · entry 5 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,931 Underlying: Common Stock · 654 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 5, 2024. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:28 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-21-045872 · doc4.xml · derivative · entry 4 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,519 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:28 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 1,580 | $161.36 | $254,948.80 |
DisclosureSEC source: 0001209191-21-045872 · doc4.xml · nonDerivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,717 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on March 9, 2020, and amended on February 16, 2021. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:28 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 654 | $67.27 | $43,994.58 |
DisclosureSEC source: 0001209191-21-045872 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 21:28 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-21-045872 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:32 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 654 | $0.00 Strike: $67.27 | $0.00 |
DisclosureSEC source: 0001209191-21-038983 · doc4.xml · derivative · entry 5 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,585 Underlying: Common Stock · 654 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 5, 2024. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:32 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-21-038983 · doc4.xml · derivative · entry 4 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,445 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:32 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 1,580 | $123.56 | $195,224.80 |
DisclosureSEC source: 0001209191-21-038983 · doc4.xml · nonDerivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,717 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on March 9, 2020, and amended on February 16, 2021. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:32 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 654 | $67.27 | $43,994.58 |
DisclosureSEC source: 0001209191-21-038983 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:32 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-21-038983 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2021 Filed May 18, 2021 20:23 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 654 | $0.00 Strike: $67.27 | $0.00 |
DisclosureSEC source: 0001209191-21-033490 · doc4.xml · derivative · entry 5 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,239 Underlying: Common Stock · 654 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 5, 2024. Read SEC document |
| May 17, 2021 Filed May 18, 2021 20:23 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-21-033490 · doc4.xml · derivative · entry 4 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,371 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| May 17, 2021 Filed May 18, 2021 20:23 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 1,580 | $120.96 | $191,116.80 |
DisclosureSEC source: 0001209191-21-033490 · doc4.xml · nonDerivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,717 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on March 9, 2020, and amended on February 16, 2021. Read SEC document |
| May 17, 2021 Filed May 18, 2021 20:23 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 654 | $67.27 | $43,994.58 |
DisclosureSEC source: 0001209191-21-033490 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2021 Filed May 18, 2021 20:23 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-21-033490 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2021 Filed Apr 7, 2021 23:01 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 526 | $142.12 | $74,755.12 |
DisclosureSEC source: 0001209191-21-025980 · doc4.xml · nonDerivative · entry 8 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,717 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on March 9, 2020, and amended on February 16, 2021. Read SEC document |
| April 07, 2021 Filed Apr 7, 2021 23:01 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 471 | $140.85 | $66,340.35 |
DisclosureSEC source: 0001209191-21-025980 · doc4.xml · nonDerivative · entry 7 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,243 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on March 9, 2020, and amended on February 16, 2021. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.67 to $141.19, inclusive. Read SEC document |
| April 07, 2021 Filed Apr 7, 2021 23:01 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 4,525 | $140.04 | $633,681.00 |
DisclosureSEC source: 0001209191-21-025980 · doc4.xml · nonDerivative · entry 6 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,714 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on March 9, 2020, and amended on February 16, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.60 to $140.57, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 23:01 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 21 | $137.32 | $2,883.64 |
DisclosureSEC source: 0001209191-21-025980 · doc4.xml · nonDerivative · entry 5 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,239 F2 · kind: This prearranged sale was effected pursuant to a written authorization executed by the Reporting Person on March 9, 2020, and represents shares required to be sold to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 23:01 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 3,628 | $136.70 | $495,947.60 |
DisclosureSEC source: 0001209191-21-025980 · doc4.xml · nonDerivative · entry 4 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,260 F2 · kind: This prearranged sale was effected pursuant to a written authorization executed by the Reporting Person on March 9, 2020, and represents shares required to be sold to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 23:01 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 654 | $0.00 Strike: $67.27 | $0.00 |
DisclosureSEC source: 0001209191-21-025980 · doc4.xml · derivative · entry 10 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,893 Underlying: Common Stock · 654 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 5, 2024. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 23:01 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 925 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-21-025980 · doc4.xml · derivative · entry 9 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,297 Underlying: Common Stock · 925 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 23:01 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 1,579 | $140.86 | $222,417.94 |
DisclosureSEC source: 0001209191-21-025980 · doc4.xml · nonDerivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,888 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on March 9, 2020, and amended on February 16, 2021. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 23:01 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 654 | $67.27 | $43,994.58 |
DisclosureSEC source: 0001209191-21-025980 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 23:01 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 925 | $55.10 | $50,967.50 |
DisclosureSEC source: 0001209191-21-025980 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 23:04 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 7,848 | $0.00 Strike: $67.27 | $0.00 |
DisclosureSEC source: 0001209191-21-022156 · doc4.xml · derivative · entry 8 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,547 Underlying: Common Stock · 7,848 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 5, 2024. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 23:04 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-21-022156 · doc4.xml · derivative · entry 7 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 23:04 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 815 | $138.23 | $112,657.45 |
DisclosureSEC source: 0001209191-21-022156 · doc4.xml · nonDerivative · entry 6 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,888 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on March 9, 2020, and amended on February 16, 2021. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.00 to $138.53, inclusive. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 23:04 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 5,565 | $137.39 | $764,575.35 |
DisclosureSEC source: 0001209191-21-022156 · doc4.xml · nonDerivative · entry 5 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,703 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on March 9, 2020, and amended on February 16, 2021. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.00 to $137.92, inclusive. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 23:04 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 1,757 | $136.28 | $239,443.96 |
DisclosureSEC source: 0001209191-21-022156 · doc4.xml · nonDerivative · entry 4 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,268 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on March 9, 2020, and amended on February 16, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.00 to $136.90, inclusive. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 23:04 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 4,957 | $135.49 | $671,623.93 |
DisclosureSEC source: 0001209191-21-022156 · doc4.xml · nonDerivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,025 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on March 9, 2020, and amended on February 16, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.99, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 23:04 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 7,848 | $67.27 | $527,934.96 |
DisclosureSEC source: 0001209191-21-022156 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 23:04 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-21-022156 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:53 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 1,645 | $136.03 | $223,769.35 |
DisclosureSEC source: 0001209191-21-019565 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,208 F1 · kind: This prearranged sale was effected pursuant to a written authorization executed by the Reporting Person on March 9, 2020, and represents shares required to be sold to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.0231 to $136.158, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 22:54 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-21-008235 · doc4.xml · derivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,148 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 22:54 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 926 | $164.49 | $152,317.74 |
DisclosureSEC source: 0001209191-21-008235 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,853 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 22:54 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-21-008235 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:51 UTC | AVALARA, INC. AVLR · Entity 123010 | GrantCommon Stock | 10,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006874 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,853 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:13 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-21-001534 · doc4.xml · derivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,074 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:13 UTC | AVALARA, INC. AVLR · Entity 123010 | SaleCommon Stock | 926 | $165.85 | $153,577.10 |
DisclosureSEC source: 0001209191-21-001534 · doc4.xml · nonDerivative · entry 2 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,972 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:13 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionCommon Stock | 926 | $55.10 | $51,022.60 |
DisclosureSEC source: 0001209191-21-001534 · doc4.xml · nonDerivative · entry 1 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:36 UTC | AVALARA, INC. AVLR · Entity 123010 | Exercise / conversionStock Option (right to buy) · Derivative | 926 | $0.00 Strike: $55.10 | $0.00 |
DisclosureSEC source: 0001209191-20-062338 · doc4.xml · derivative · entry 3 Tennenbaum Ross · CIK 0001807571 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 926 shares Expires 2029-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.