Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTERN ALLIANCE BANCORPORATIONWAL · Entity 3616 | Chief Human Resources Officer | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTERN ALLIANCE BANCORPORATION
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,332 |
Ending reported balance
After 2026-09-15 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-09-15 · Exercise / conversion · Acquired 101 · Balance 10,433 F1: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Row 2 · 2026-09-15 · Disposition to issuer · Disposed 101 · Balance 10,332 Row 3 · 2026-09-15 · Exercise / conversion · Acquired 74 · Balance 10,406 F3: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028. F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Row 4 · 2026-09-15 · Disposition to issuer · Disposed 74 · Balance 10,332 Row 5 · 2026-09-15 · Exercise / conversion · Acquired 82 · Balance 10,414 F4: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2026 and ending February 2029. F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Row 6 · 2026-09-15 · Disposition to issuer · Disposed 82 · Balance 10,332 |
| Cash Settled Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 493 |
Reported balance
After 2026-09-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-15 · Exercise / conversion · Disposed 101 · Balance 493 F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F1: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. |
| Cash Settled Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,243 |
Reported balance
After 2026-09-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-09-15 · Exercise / conversion · Disposed 74 · Balance 1,243 F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F3: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028. |
| Cash Settled Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,389 |
Reported balance
After 2026-09-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-09-15 · Exercise / conversion · Disposed 82 · Balance 2,389 F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F4: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2026 and ending February 2029. |
| Common StockSEC Table I · non-derivative | IndirectBarbara and Ted Kennedy TTEE Kennedy Family Trust | 22,797 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 22,797 |
Filing footnotes · ownership attribution and instrument terms
F1: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.
F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.
F3: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.
F4: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2026 and ending February 2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2025 Filed Jan 17, 2025 21:14 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCash Settled Restricted Stock Units · Derivative | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-25-000017 · wk-form4_1737148443.xml · derivative · entry 4 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,513 Underlying: Common Stock · 101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 21:14 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Disposition to issuerCommon Stock | 101 | $87.87 | $8,874.87 |
DisclosureSEC source: 0001212545-25-000017 · wk-form4_1737148443.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,977 Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 21:14 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-25-000017 · wk-form4_1737148443.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Read SEC document |
| December 15, 2024 Filed Dec 17, 2024 21:09 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCash Settled Restricted Stock Units · Derivative | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000331 · wk-form4_1734469738.xml · derivative · entry 4 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,614 Underlying: Common Stock · 101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. Read SEC document |
| December 15, 2024 Filed Dec 17, 2024 21:09 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Disposition to issuerCommon Stock | 101 | $91.09 | $9,200.09 |
DisclosureSEC source: 0001212545-24-000331 · wk-form4_1734469738.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,977 Read SEC document |
| December 15, 2024 Filed Dec 17, 2024 21:09 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-24-000331 · wk-form4_1734469738.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 21:09 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCash Settled Restricted Stock Units · Derivative | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000303 · wk-form4_1731964172.xml · derivative · entry 4 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,715 Underlying: Common Stock · 101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 21:09 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Disposition to issuerCommon Stock | 101 | $90.38 | $9,128.38 |
DisclosureSEC source: 0001212545-24-000303 · wk-form4_1731964172.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,977 Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 21:09 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-24-000303 · wk-form4_1731964172.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 21:08 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCash Settled Restricted Stock Units · Derivative | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000287 · wk-form4_1729199290.xml · derivative · entry 4 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,816 Underlying: Common Stock · 101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 21:08 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Disposition to issuerCommon Stock | 101 | $90.88 | $9,178.88 |
DisclosureSEC source: 0001212545-24-000287 · wk-form4_1729199290.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,977 Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 21:08 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-24-000287 · wk-form4_1729199290.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 20:14 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCash Settled Restricted Stock Units · Derivative | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000262 · wk-form4_1726604058.xml · derivative · entry 4 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,917 Underlying: Common Stock · 101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 20:14 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Disposition to issuerCommon Stock | 101 | $81.91 | $8,272.91 |
DisclosureSEC source: 0001212545-24-000262 · wk-form4_1726604058.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,977 Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 20:14 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-24-000262 · wk-form4_1726604058.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 21:10 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 11,083 | $81.59 | $904,261.97 |
DisclosureSEC source: 0001212545-24-000246 · wk-form4_1724879440.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,977 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.58 to $81.66, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: The reporting person's Form 4 filed on 8/19/2024 incorrectly reported that the reporting person directly owned 19,161 shares of common stock after the transactions reported in such Form 4, but the reporting person then directly owned 19,060 shares of common stock. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:11 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCash Settled Restricted Stock Units · Derivative | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000242 · wk-form4_1724101876.xml · derivative · entry 4 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,018 Underlying: Common Stock · 101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:11 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Disposition to issuerCommon Stock | 101 | $77.03 | $7,780.03 |
DisclosureSEC source: 0001212545-24-000242 · wk-form4_1724101876.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,161 Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:11 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-24-000242 · wk-form4_1724101876.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Read SEC document |
| July 15, 2024 Filed Jul 17, 2024 23:24 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCash Settled Restricted Stock Units · Derivative | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000207 · wk-form4_1721258641.xml · derivative · entry 4 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,119 Underlying: Common Stock · 101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. Read SEC document |
| July 15, 2024 Filed Jul 17, 2024 23:24 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Disposition to issuerCommon Stock | 101 | $69.84 | $7,053.84 |
DisclosureSEC source: 0001212545-24-000207 · wk-form4_1721258641.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,060 Read SEC document |
| July 15, 2024 Filed Jul 17, 2024 23:24 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-24-000207 · wk-form4_1721258641.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 21:13 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantRestricted Stock Units · Derivative | 5,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-24-000193 · wk-form4_1718745216.xml · derivative · entry 5 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,862 Underlying: Common Stock · 5,862 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WAL common stock. F4 · derivative.exercise_date: The restricted stock units are payable upon the Reporting Person's Qualified Retirement from the Company as described in the Plan documents. F4 · derivative.expiration_date: The restricted stock units are payable upon the Reporting Person's Qualified Retirement from the Company as described in the Plan documents. Read SEC document |
| June 15, 2024 Filed Jun 18, 2024 21:13 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCash Settled Restricted Stock Units · Derivative | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000193 · wk-form4_1718745216.xml · derivative · entry 4 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,220 Underlying: Common Stock · 101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. Read SEC document |
| June 15, 2024 Filed Jun 18, 2024 21:13 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Disposition to issuerCommon Stock | 101 | $58.61 | $5,919.61 |
DisclosureSEC source: 0001212545-24-000193 · wk-form4_1718745216.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,060 Read SEC document |
| June 15, 2024 Filed Jun 18, 2024 21:13 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCommon Stock | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000193 · wk-form4_1718745216.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:23 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCash Settled Restricted Stock Units · Derivative | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000160 · wk-form4_1715980974.xml · derivative · entry 4 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,321 Underlying: Common Stock · 101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:23 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Disposition to issuerCommon Stock | 101 | $64.79 | $6,543.79 |
DisclosureSEC source: 0001212545-24-000160 · wk-form4_1715980974.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,060 Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:23 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCommon Stock | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000160 · wk-form4_1715980974.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:25 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCash Settled Restricted Stock Units · Derivative | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000124 · wk-form4_1713389105.xml · derivative · entry 4 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,422 Underlying: Common Stock · 101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:25 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Disposition to issuerCommon Stock | 101 | $56.16 | $5,672.16 |
DisclosureSEC source: 0001212545-24-000124 · wk-form4_1713389105.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,060 Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:25 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCommon Stock | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000124 · wk-form4_1713389105.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:40 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCash Settled Restricted Stock Units · Derivative | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000102 · wk-form4_1710884433.xml · derivative · entry 4 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,523 Underlying: Common Stock · 101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:40 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Disposition to issuerCommon Stock | 101 | $57.98 | $5,855.98 |
DisclosureSEC source: 0001212545-24-000102 · wk-form4_1710884433.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,060 Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:40 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Exercise / conversionCommon Stock | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000102 · wk-form4_1710884433.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 22:12 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 1,194 | $62.48 | $74,601.12 |
DisclosureSEC source: 0001212545-24-000083 · wk-form4_1708467102.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,060 Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 22:12 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 4,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-24-000083 · wk-form4_1708467102.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,254 Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 23:35 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 393 | $61.57 | $24,197.01 |
DisclosureSEC source: 0001212545-24-000059 · wk-form4_1707780917.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,968 Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 23:35 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 365 | $58.93 | $21,509.45 |
DisclosureSEC source: 0001212545-24-000059 · wk-form4_1707780917.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,361 Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 00:06 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCash Settled Restricted Stock Units · Derivative | 3,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001212545-24-000039 · wk-form4_1707437176.xml · derivative · entry 3 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,624 Underlying: Common Stock · 3,624 shares Expires 2027-02-15 F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F1 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. F2 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. Read SEC document |
| February 06, 2024 Filed Feb 9, 2024 00:06 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 2,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-24-000039 · wk-form4_1707437176.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,726 Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 23:16 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 1,669 | $73.92 | $123,372.48 |
DisclosureSEC source: 0001212545-23-000081 · wf-form4_167702136026355.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,309 Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 23:16 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 5,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-23-000081 · wf-form4_167702136026355.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,978 Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:47 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 353 | $75.96 | $26,813.88 |
DisclosureSEC source: 0001212545-23-000062 · wf-form4_167632479283389.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,986 Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:13 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 4,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-23-000014 · wf-form4_167597719056616.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,339 Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:13 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 536 | $78.46 | $42,054.56 |
DisclosureSEC source: 0001212545-23-000014 · wf-form4_167597719056616.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,878 F1 · balance_after: On April 28, 2022, the Reporting Person transferred 22,797 shares to the Barbara & Ted Kennedy TTEE Kennedy Family Trust. Read SEC document |
| April 24, 2022 Filed Apr 26, 2022 21:30 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 734 | $78.03 | $57,274.02 |
DisclosureSEC source: 0001212545-22-000106 · wf-form4_165100857130024.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,211 Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:05 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 2,378 | $91.61 | $217,848.58 |
DisclosureSEC source: 0001212545-22-000077 · wf-form4_164574032770488.xml · nonDerivative · entry 2 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,945 Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:05 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 8,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-22-000077 · wf-form4_164574032770488.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,323 Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 21:36 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | GrantCommon Stock | 2,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001212545-22-000032 · wf-form4_164452897984636.xml · nonDerivative · entry 1 Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,221 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.