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Kennedy Barbara

Disclosed activity across 1 company

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22124
SEC CIK
0001379831

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WESTERN ALLIANCE BANCORPORATIONWAL · Entity 3616Chief Human Resources OfficerSeptember 15, 2026September 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WESTERN ALLIANCE BANCORPORATION

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,332 Ending reported balance After 2026-09-15 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-09-15 · Exercise / conversion · Acquired 101 · Balance 10,433

F1: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Row 2 · 2026-09-15 · Disposition to issuer · Disposed 101 · Balance 10,332

Row 3 · 2026-09-15 · Exercise / conversion · Acquired 74 · Balance 10,406

F3: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Row 4 · 2026-09-15 · Disposition to issuer · Disposed 74 · Balance 10,332

Row 5 · 2026-09-15 · Exercise / conversion · Acquired 82 · Balance 10,414

F4: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2026 and ending February 2029.

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Row 6 · 2026-09-15 · Disposition to issuer · Disposed 82 · Balance 10,332

Cash Settled Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect493 Reported balance After 2026-09-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-15 · Exercise / conversion · Disposed 101 · Balance 493

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Cash Settled Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,243 Reported balance After 2026-09-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-09-15 · Exercise / conversion · Disposed 74 · Balance 1,243

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F3: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

Cash Settled Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,389 Reported balance After 2026-09-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-09-15 · Exercise / conversion · Disposed 82 · Balance 2,389

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F4: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2026 and ending February 2029.

Common StockSEC Table I · non-derivativeIndirectBarbara and Ted Kennedy TTEE Kennedy Family Trust22,797 Reported balance Holding disclosure · report date 2026-09-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 22,797

Filing footnotes · ownership attribution and instrument terms

F1: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F3: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F4: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2026 and ending February 2029.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2025 Filed Sep 17, 2025 21:26 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 74 Not disclosed Not disclosed
Disclosure

SEC source: 0001379831-25-000004 · wk-form4_1758144403.xml · derivative · entry 7

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,131

Underlying: Common Stock · 74 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F3 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F3 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 21:26 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 101 Not disclosed Not disclosed
Disclosure

SEC source: 0001379831-25-000004 · wk-form4_1758144403.xml · derivative · entry 6

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,705

Underlying: Common Stock · 101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 21:26 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 74 $89.05 $6,589.70
Disclosure

SEC source: 0001379831-25-000004 · wk-form4_1758144403.xml · nonDerivative · entry 4

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
September 15, 2025 Filed Sep 17, 2025 21:26 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001379831-25-000004 · wk-form4_1758144403.xml · nonDerivative · entry 3

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 21:26 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 101 $89.05 $8,994.05
Disclosure

SEC source: 0001379831-25-000004 · wk-form4_1758144403.xml · nonDerivative · entry 2

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
September 15, 2025 Filed Sep 17, 2025 21:26 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001379831-25-000004 · wk-form4_1758144403.xml · nonDerivative · entry 1

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 21:34 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 74 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000230 · wk-form4_1755552838.xml · derivative · entry 7

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,205

Underlying: Common Stock · 74 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F3 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F3 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 21:34 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 101 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000230 · wk-form4_1755552838.xml · derivative · entry 6

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,806

Underlying: Common Stock · 101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 21:34 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 74 $82.55 $6,108.70
Disclosure

SEC source: 0001212545-25-000230 · wk-form4_1755552838.xml · nonDerivative · entry 4

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
August 15, 2025 Filed Aug 18, 2025 21:34 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000230 · wk-form4_1755552838.xml · nonDerivative · entry 3

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 21:34 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 101 $82.55 $8,337.55
Disclosure

SEC source: 0001212545-25-000230 · wk-form4_1755552838.xml · nonDerivative · entry 2

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
August 15, 2025 Filed Aug 18, 2025 21:34 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000230 · wk-form4_1755552838.xml · nonDerivative · entry 1

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
July 15, 2025 Filed Jul 17, 2025 21:02 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 74 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000204 · wk-form4_1752786123.xml · derivative · entry 7

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,279

Underlying: Common Stock · 74 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F3 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F3 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

Read SEC document
July 15, 2025 Filed Jul 17, 2025 21:02 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 101 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000204 · wk-form4_1752786123.xml · derivative · entry 6

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,907

Underlying: Common Stock · 101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
July 15, 2025 Filed Jul 17, 2025 21:02 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 74 $80.99 $5,993.26
Disclosure

SEC source: 0001212545-25-000204 · wk-form4_1752786123.xml · nonDerivative · entry 4

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
July 15, 2025 Filed Jul 17, 2025 21:02 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000204 · wk-form4_1752786123.xml · nonDerivative · entry 3

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
July 15, 2025 Filed Jul 17, 2025 21:02 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 101 $80.99 $8,179.99
Disclosure

SEC source: 0001212545-25-000204 · wk-form4_1752786123.xml · nonDerivative · entry 2

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
July 15, 2025 Filed Jul 17, 2025 21:02 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000204 · wk-form4_1752786123.xml · nonDerivative · entry 1

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
June 15, 2025 Filed Jun 17, 2025 21:10 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 74 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000178 · wk-form4_1750194618.xml · derivative · entry 7

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,353

Underlying: Common Stock · 74 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F3 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F3 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

Read SEC document
June 15, 2025 Filed Jun 17, 2025 21:10 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 101 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000178 · wk-form4_1750194618.xml · derivative · entry 6

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,008

Underlying: Common Stock · 101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
June 15, 2025 Filed Jun 17, 2025 21:10 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 74 $71.29 $5,275.46
Disclosure

SEC source: 0001212545-25-000178 · wk-form4_1750194618.xml · nonDerivative · entry 4

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
June 15, 2025 Filed Jun 17, 2025 21:10 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000178 · wk-form4_1750194618.xml · nonDerivative · entry 3

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
June 15, 2025 Filed Jun 17, 2025 21:10 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 101 $71.29 $7,200.29
Disclosure

SEC source: 0001212545-25-000178 · wk-form4_1750194618.xml · nonDerivative · entry 2

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
June 15, 2025 Filed Jun 17, 2025 21:10 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000178 · wk-form4_1750194618.xml · nonDerivative · entry 1

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:21 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 74 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000154 · wk-form4_1747689684.xml · derivative · entry 7

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,427

Underlying: Common Stock · 74 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F3 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F3 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:21 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 101 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000154 · wk-form4_1747689684.xml · derivative · entry 6

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,109

Underlying: Common Stock · 101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:21 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 74 $78.36 $5,798.64
Disclosure

SEC source: 0001212545-25-000154 · wk-form4_1747689684.xml · nonDerivative · entry 4

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
May 15, 2025 Filed May 19, 2025 21:21 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000154 · wk-form4_1747689684.xml · nonDerivative · entry 3

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:21 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 101 $78.36 $7,914.36
Disclosure

SEC source: 0001212545-25-000154 · wk-form4_1747689684.xml · nonDerivative · entry 2

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
May 15, 2025 Filed May 19, 2025 21:21 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000154 · wk-form4_1747689684.xml · nonDerivative · entry 1

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 21:13 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 74 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000133 · wk-form4_1744924390.xml · derivative · entry 7

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,501

Underlying: Common Stock · 74 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F3 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F3 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 21:13 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 101 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000133 · wk-form4_1744924390.xml · derivative · entry 6

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Common Stock · 101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 21:13 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 74 $66.07 $4,889.18
Disclosure

SEC source: 0001212545-25-000133 · wk-form4_1744924390.xml · nonDerivative · entry 4

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
April 15, 2025 Filed Apr 17, 2025 21:13 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000133 · wk-form4_1744924390.xml · nonDerivative · entry 3

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 21:13 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 101 $66.07 $6,673.07
Disclosure

SEC source: 0001212545-25-000133 · wk-form4_1744924390.xml · nonDerivative · entry 2

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
April 15, 2025 Filed Apr 17, 2025 21:13 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000133 · wk-form4_1744924390.xml · nonDerivative · entry 1

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 74 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000110 · wk-form4_1742332493.xml · derivative · entry 7

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,575

Underlying: Common Stock · 74 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F3 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F3 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 101 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000110 · wk-form4_1742332493.xml · derivative · entry 6

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,311

Underlying: Common Stock · 101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 74 $77.24 $5,715.76
Disclosure

SEC source: 0001212545-25-000110 · wk-form4_1742332493.xml · nonDerivative · entry 4

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000110 · wk-form4_1742332493.xml · nonDerivative · entry 3

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 101 $77.24 $7,801.24
Disclosure

SEC source: 0001212545-25-000110 · wk-form4_1742332493.xml · nonDerivative · entry 2

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:14 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000110 · wk-form4_1742332493.xml · nonDerivative · entry 1

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:23 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 101 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000079 · wk-form4_1740000203.xml · derivative · entry 4

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,412

Underlying: Common Stock · 101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:23 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 101 $88.75 $8,963.75
Disclosure

SEC source: 0001212545-25-000079 · wk-form4_1740000203.xml · nonDerivative · entry 2

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
February 15, 2025 Filed Feb 19, 2025 21:23 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000079 · wk-form4_1740000203.xml · nonDerivative · entry 1

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
February 08, 2025 Filed Feb 10, 2025 22:36 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Tax withholdingCommon Stock 307 $89.89 $27,596.23
Disclosure

SEC source: 0001212545-25-000063 · wk-form4_1739226970.xml · nonDerivative · entry 3

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,753

Read SEC document
February 07, 2025 Filed Feb 10, 2025 22:36 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Tax withholdingCommon Stock 683 $89.89 $61,394.87
Disclosure

SEC source: 0001212545-25-000063 · wk-form4_1739226970.xml · nonDerivative · entry 2

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,060

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:36 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 GrantRestricted Stock Units · Derivative 1,104 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000063 · wk-form4_1739226970.xml · derivative · entry 6

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,015

Underlying: Common Stock · 1,104 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WAL common stock.

F4 · derivative.exercise_date: The restricted stock units are payable upon the Reporting Person's Qualified Retirement from the Company as described in the Plan documents.

F4 · derivative.expiration_date: The restricted stock units are payable upon the Reporting Person's Qualified Retirement from the Company as described in the Plan documents.

F5 · balance_after: The number of restricted stock units beneficially owned by the reporting person following the transaction includes the reinvestment of WAL's quarterly dividends, which resulted in an additional 49 restricted stock units.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:36 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 GrantCash Settled Restricted Stock Units · Derivative 2,649 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-25-000063 · wk-form4_1739226970.xml · derivative · entry 5

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,649

Underlying: Common Stock · 2,649 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning February 2025 and ending January 2028.

F2 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning February 2025 and ending January 2028.

F2 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning February 2025 and ending January 2028.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:36 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 GrantCommon Stock 1,766 $0.00 $0.00
Disclosure

SEC source: 0001212545-25-000063 · wk-form4_1739226970.xml · nonDerivative · entry 1

Kennedy Barbara · CIK 0001379831 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,743

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.