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person · Reporting owner

Zaderej Karen L.

Disclosed activity across 3 companies

Tapewire entity
22115
SEC CIK
0001530968

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Axogen, Inc.AXGN · Entity 4297Director · CEOMarch 16, 2024March 26, 2024
EyePoint, Inc.EYPT · Entity 5702DirectorAugust 18, 2026August 18, 2026
VIVEVE MEDICAL, INC.VIVE · Entity 11899DirectorNovember 26, 2019November 27, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Axogen, Inc.

Report date March 16, 2024 · Filed March 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,157,593 Reported balance After 2024-03-16 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2024-03-16 · Exercise / conversion · Acquired 84,847 · Balance 1,157,593

F1: This reflects the number of restricted stock units that became vested as of March 16, 2024 ..

Common StockSEC Table I · non-derivativeDirect1,124,565 Reported balance After 2024-03-21 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2024-03-21 · Sale · Disposed 33,028 · Balance 1,124,565

F2: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Common StockSEC Table I · non-derivativeDirect1,137,065 Reported balance After 2024-03-16 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2024-03-16 · Exercise / conversion · Acquired 12,500 · Balance 1,137,065

F1: This reflects the number of restricted stock units that became vested as of March 16, 2024 ..

Common StockSEC Table I · non-derivativeDirect1,133,979 Reported balance After 2024-03-21 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2024-03-21 · Sale · Disposed 3,086 · Balance 1,133,979

F2: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Common StockSEC Table I · non-derivativeDirect1,146,954 Reported balance After 2024-03-16 transaction · row 5 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 5 · 2024-03-16 · Exercise / conversion · Acquired 12,975 · Balance 1,146,954

F1: This reflects the number of restricted stock units that became vested as of March 16, 2024 ..

Common StockSEC Table I · non-derivativeDirect1,143,788 Reported balance After 2024-03-21 transaction · row 6 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 6 · 2024-03-21 · Sale · Disposed 3,166 · Balance 1,143,788

F2: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect84,847 Reported balance After 2024-03-16 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-03-16 · Exercise / conversion · Disposed 84,847 · Balance 84,847

F3: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,500 Reported balance After 2024-03-16 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-03-16 · Exercise / conversion · Disposed 12,500 · Balance 12,500

F3: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F5: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-03-16 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-03-16 · Exercise / conversion · Disposed 12,975 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F6: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: This reflects the number of restricted stock units that became vested as of March 16, 2024 ..

F2: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F5: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F6: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

EyePoint, Inc.

Report date August 18, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,100 Reported balance After 2026-08-18 transaction · row 1
1 source row

Row 1 · 2026-08-18 · Purchase · Acquired 10,600 · Balance 49,100

VIVEVE MEDICAL, INC.

Report date November 26, 2019 · Filed November 27, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.87 · Expires 2029-11-25Direct330,000 Reported balance After 2019-11-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-11-26 · Grant · Acquired 330,000 · Balance 330,000

F1: The stock option shall vest and become exercisable in 48 equal monthly installments after November 26, 2019, subject to the Reporting Person's continuous service to the Issuer through each such date.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option shall vest and become exercisable in 48 equal monthly installments after November 26, 2019, subject to the Reporting Person's continuous service to the Issuer through each such date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2026 Filed Aug 18, 2026 20:08 UTC EyePoint, Inc. EYPT · Entity 5702 PurchaseCommon Stock 10,600 $4.93 $52,258.00
Disclosure

SEC source: 0001530968-26-000004 · primarydocument.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,100

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:09 UTC EyePoint, Inc. EYPT · Entity 5702 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $17.48 $0.00
Disclosure

SEC source: 0001530968-26-000002 · primarydocument.xml · derivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2036-01-02

Read SEC document
July 11, 2025 Filed Jul 11, 2025 20:07 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-005391 · primarydocument.xml · derivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 11, 2023.

F1 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 11, 2023.

Read SEC document
July 11, 2025 Filed Jul 11, 2025 20:07 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-005391 · primarydocument.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2025 Filed May 19, 2025 20:06 UTC EyePoint, Inc. EYPT · Entity 5702 PurchaseCommon Stock 5,000 $5.99 $29,950.00
Disclosure

SEC source: 0001562180-25-003997 · primarydocument.xml · nonDerivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,500

Read SEC document
May 16, 2025 Filed May 19, 2025 20:06 UTC EyePoint, Inc. EYPT · Entity 5702 PurchaseCommon Stock 5,000 $5.81 $29,050.00
Disclosure

SEC source: 0001562180-25-003997 · primarydocument.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,500

Read SEC document
May 15, 2025 Filed May 15, 2025 20:06 UTC EyePoint, Inc. EYPT · Entity 5702 PurchaseCommon Stock 5,000 $5.47 $27,350.00
Disclosure

SEC source: 0001562180-25-003873 · primarydocument.xml · nonDerivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,500

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.45 to $5.48. The reporting person undertakes to provide EyePoint Pharmaceuticals Inc., any security holder of EyePoint Pharmaceuticals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 14, 2025 Filed May 15, 2025 20:06 UTC EyePoint, Inc. EYPT · Entity 5702 PurchaseCommon Stock 5,000 $5.42 $27,100.00
Disclosure

SEC source: 0001562180-25-003873 · primarydocument.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.41 to $5.42. The reporting person undertakes to provide EyePoint Pharmaceuticals Inc., any security holder of EyePoint Pharmaceuticals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:05 UTC EyePoint, Inc. EYPT · Entity 5702 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $8.26 $0.00
Disclosure

SEC source: 0001562180-25-000234 · primarydocument.xml · derivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-01-03

Read SEC document
August 19, 2024 Filed Aug 21, 2024 20:01 UTC EyePoint, Inc. EYPT · Entity 5702 PurchaseCommon Stock 12,500 $7.98 $99,750.00
Disclosure

SEC source: 0001562180-24-006431 · primarydocument.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.90 to $8.13. The reporting person undertakes to provide EyePoint Pharmaceuticals Inc., any security holder of EyePoint Pharmaceuticals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 21:00 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005698 · primarydocument.xml · derivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vests in three ratable annual installments beginning July 11, 2023.

F1 · derivative.expiration_date: The restricted stock units vests in three ratable annual installments beginning July 11, 2023.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 21:00 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005698 · primarydocument.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2024 Filed Mar 26, 2024 01:43 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 3,166 $7.68 $24,314.88
Disclosure

SEC source: 0000805928-24-000051 · wk-form4_1711417407.xml · nonDerivative · entry 6

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,143,788

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
March 21, 2024 Filed Mar 26, 2024 01:43 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 3,086 $7.68 $23,700.48
Disclosure

SEC source: 0000805928-24-000051 · wk-form4_1711417407.xml · nonDerivative · entry 4

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,133,979

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
March 21, 2024 Filed Mar 26, 2024 01:43 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 33,028 $7.68 $253,655.04
Disclosure

SEC source: 0000805928-24-000051 · wk-form4_1711417407.xml · nonDerivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,124,565

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
March 16, 2024 Filed Mar 26, 2024 01:43 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 12,975 $0.00 $0.00
Disclosure

SEC source: 0000805928-24-000051 · wk-form4_1711417407.xml · derivative · entry 9

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F6 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F6 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2024 Filed Mar 26, 2024 01:43 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0000805928-24-000051 · wk-form4_1711417407.xml · derivative · entry 8

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F5 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F5 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2024 Filed Mar 26, 2024 01:43 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 84,847 $0.00 $0.00
Disclosure

SEC source: 0000805928-24-000051 · wk-form4_1711417407.xml · derivative · entry 7

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,847

Underlying: Common Stock · 84,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2024 Filed Mar 26, 2024 01:43 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 12,975 $0.00 $0.00
Disclosure

SEC source: 0000805928-24-000051 · wk-form4_1711417407.xml · nonDerivative · entry 5

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,146,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of March 16, 2024 ..

Read SEC document
March 16, 2024 Filed Mar 26, 2024 01:43 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0000805928-24-000051 · wk-form4_1711417407.xml · nonDerivative · entry 3

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,137,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of March 16, 2024 ..

Read SEC document
March 16, 2024 Filed Mar 26, 2024 01:43 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 84,847 $0.00 $0.00
Disclosure

SEC source: 0000805928-24-000051 · wk-form4_1711417407.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,157,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of March 16, 2024 ..

Read SEC document
January 05, 2024 Filed Jan 10, 2024 02:12 UTC EyePoint, Inc. EYPT · Entity 5702 GrantStock Option (Right to Buy) · Derivative 25,014 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001562180-24-000401 · primarydocument.xml · derivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,014

Underlying: Common Stock · 25,014 shares

Expires 2034-01-04

Read SEC document
July 18, 2023 Filed Oct 14, 2023 00:27 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 22,076 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000135 · wk-form4_1697243235.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072,746

F1 · shares: This reflects the number of shares issued upon the attainment of certain performance criteria.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 22:51 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005879 · primarydocument.xml · derivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 11, 2023.

F1 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 11, 2023.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 22:51 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005879 · primarydocument.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 13:18 UTC EyePoint, Inc. EYPT · Entity 5702 GrantStock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001562180-23-005446 · primarydocument.xml · derivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2033-06-19

Read SEC document
June 20, 2023 Filed Jun 22, 2023 13:18 UTC EyePoint, Inc. EYPT · Entity 5702 GrantStock Option (Right to Buy) · Derivative 26,100 $0.00 Strike: $3.26 $0.00
Disclosure

SEC source: 0001562180-23-005446 · primarydocument.xml · derivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,100

Underlying: Common Stock · 26,100 shares

Expires 2033-06-19

Read SEC document
March 16, 2023 Filed Mar 21, 2023 01:06 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 112,000 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000028 · wf-form4_167936076066059.xml · derivative · entry 6

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,000

Underlying: Common Stock · 112,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F6 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2027 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2025 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F6 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2027 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2025 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 01:06 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 179,000 $0.00 Strike: $8.27 $0.00
Disclosure

SEC source: 0000805928-23-000028 · wf-form4_167936076066059.xml · derivative · entry 5

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,000

Underlying: Common Stock · 179,000 shares

Expires 2033-03-16

F5 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2027 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2025 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 01:06 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 12,975 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000028 · wf-form4_167936076066059.xml · derivative · entry 4

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,975

Underlying: Common Stock · 12,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 01:06 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000028 · wf-form4_167936076066059.xml · derivative · entry 3

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 01:06 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 12,975 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000028 · wf-form4_167936076066059.xml · nonDerivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,050,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of March 16, 2023.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 01:06 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000028 · wf-form4_167936076066059.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,037,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of March 16, 2023.

Read SEC document
December 27, 2022 Filed Dec 30, 2022 01:35 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 4,400 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000135 · wf-form4_167236411526391.xml · derivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock units vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter.

F3 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock units vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter.

Read SEC document
December 27, 2022 Filed Dec 30, 2022 01:35 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 4,400 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000135 · wf-form4_167236411526391.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This reflects the number of restricted stock units that vested on December 27, 2022.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 21:51 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 26,746 $0.00 Strike: $5.09 $0.00
Disclosure

SEC source: 0000805928-22-000131 · wf-form4_167122742992025.xml · derivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,746 shares

Expires 2022-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 21:51 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 26,746 $5.09 $136,137.14
Disclosure

SEC source: 0000805928-22-000131 · wf-form4_167122742992025.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 19:53 UTC Axogen, Inc. AXGN · Entity 4297 Disposition to issuerCommon Stock 9,081 $8.40 $76,280.40
Disclosure

SEC source: 0000805928-22-000086 · wf-form4_165834680588166.xml · nonDerivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,549

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on July 19, 2022.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 19:53 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 22,076 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000086 · wf-form4_165834680588166.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,409

F1 · shares: This reflects the number of shares that vested as of July 18, 2022 upon the attainment of certain performance criteria.

Read SEC document
July 11, 2022 Filed Jul 13, 2022 20:47 UTC EyePoint, Inc. EYPT · Entity 5702 GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001562180-22-005662 · primarydocument.xml · derivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2032-07-10

F2 · derivative.exercise_date: The option becomes exercisable in three ratable annual installments beginning on July 11, 2023.

Read SEC document
July 11, 2022 Filed Jul 13, 2022 20:47 UTC EyePoint, Inc. EYPT · Entity 5702 GrantRestricted Stock Units · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005662 · primarydocument.xml · derivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning July 11, 2023.

F1 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning July 11, 2023.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:12 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 317,185 $0.00 Strike: $10.25 $0.00
Disclosure

SEC source: 0000805928-22-000035 · wf-form4_164763430465185.xml · derivative · entry 4

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,185

Underlying: Common Stock · 317,185 shares

Expires 2032-03-16

F5 · derivative.exercise_price: The exercise price of $10.25 represents a 25% premium over the fair market value of Axogen common stock on the date of the grant.

F6 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2026 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on March 16, 2023 and on each anniversary thereafter.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:12 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 169,694 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000035 · wf-form4_164763430465185.xml · derivative · entry 3

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,694

Underlying: Common Stock · 169,694 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:12 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 25,950 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000035 · wf-form4_164763430465185.xml · derivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,950

Underlying: Common Stock · 25,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:12 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 25,950 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000035 · wf-form4_164763430465185.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of March 16, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:14 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 13,978 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000015 · wf-form4_164513242186330.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,383

F1 · shares: This reflects the number of shares that became vested as of February 15, 2022 upon the attainment of certain performance criteria.

F2 · balance_after: Includes 728 shares acquired under the Axogen stock purchase plan on December 31, 2021.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:33 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 4,400 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000185 · wf-form4_164081358767730.xml · derivative · entry 3

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 8,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:33 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 1,752 $9.74 $17,064.48
Disclosure

SEC source: 0000805928-21-000185 · wf-form4_164081358767730.xml · nonDerivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925,677

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:33 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 4,400 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000185 · wf-form4_164081358767730.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that vested on December 27, 2021.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:09 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000177 · wf-form4_164020733379564.xml · derivative · entry 3

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.