Clark Moore

SEC source: 0001654954-26-007764 · section16.xml · nonDerivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,167

F3 · price: This transaction was executed in multiple trades at prices ranging from $12.25 to $12.46, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected

SEC source: 0001654954-26-007764 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,385

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.40 to $12.83, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-26-007764 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,662

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.75 to $12.95, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-26-006498 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,428

F1 · price: This transaction was executed in multiple trades at prices ranging from $14.40 to $15.15, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-26-006157 · form4.xml · derivative · entry 4

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,270

Underlying: Common Stock · 5,270 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit represents the contingent right to receive, at vesting and upon settlement, shares of common stock of the Issuer. The actual number of shares issuable upon vesting may range from 0% to 200% of the target award based upon the level of achievement of the applicable performance criteria.

F5 · derivative.exercise_date: The Performance-Based Restricted Stock Units (PBRSUs), which PBRSUs will be earned based on the performance metrics applicable to the Issuers performance-based equity award program previously approved for management for the fiscal 2026 through fiscal 2028 performance period, which generally provide for the cliff-vesting of 100% of the PBRSUs on December 31, 2028, subject to the Reporting Persons continued service through that date and based on the Issuers total shareholder return (TSR) over the period, with payout ranging from 0% to 200% of target based on relative TSR percentile ranking against a defined peer group, and further subject to the terms and conditions of a Performance-Based Restricted Stock Unit Award Grant Agreement entered into between the Issuer and the Reporting Person. PBRSUs do not expire; they either vest or are forfeited prior to vesting. Issued under the Issuers 2021 Equity Incentive Plan.

F5 · derivative.expiration_date: The Performance-Based Restricted Stock Units (PBRSUs), which PBRSUs will be earned based on the performance metrics applicable to the Issuers performance-based equity award program previously approved for management for the fiscal 2026 through fiscal 2028 performance period, which generally provide for the cliff-vesting of 100% of the PBRSUs on December 31, 2028, subject to the Reporting Persons continued service through that date and based on the Issuers total shareholder return (TSR) over the period, with payout ranging from 0% to 200% of target based on relative TSR percentile ranking against a defined peer group, and further subject to the terms and conditions of a Performance-Based Restricted Stock Unit Award Grant Agreement entered into between the Issuer and the Reporting Person. PBRSUs do not expire; they either vest or are forfeited prior to vesting. Issued under the Issuers 2021 Equity Incentive Plan.

F6 · derivative.underlying_shares: The Target number of shares is reported. Possible payout ranges from 0% to 200%, based on the level of achievement of the applicable performance criteria during the applicable performance period.

SEC source: 0001654954-26-006157 · form4.xml · derivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,950

Underlying: Common Stock · 18,950 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive, at vesting and upon settlement, one share of common stock.

F4 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest, if at all, at the rate of (i) 1/3 of the total number of RSUs on the one (1) year anniversary of the January 1, 2026 vesting commencement date (the -VCD-); (ii) 1/3 of the total number of RSUs on the two (2) year anniversary of the VCD; and (iii) 1/3 of the total number of RSUs on the three (3) year anniversary of the VCD, subject to the Reporting Persons continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Stock Unit Award Grant Agreement entered into between the Company and the Reporting Person. RSUs do not expire; they either vest or are forfeited prior to vesting date. Issued under the Issuers 2021 Equity Incentive Plan.

F4 · derivative.expiration_date: The Restricted Stock Units (RSUs) vest, if at all, at the rate of (i) 1/3 of the total number of RSUs on the one (1) year anniversary of the January 1, 2026 vesting commencement date (the -VCD-); (ii) 1/3 of the total number of RSUs on the two (2) year anniversary of the VCD; and (iii) 1/3 of the total number of RSUs on the three (3) year anniversary of the VCD, subject to the Reporting Persons continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Stock Unit Award Grant Agreement entered into between the Company and the Reporting Person. RSUs do not expire; they either vest or are forfeited prior to vesting date. Issued under the Issuers 2021 Equity Incentive Plan.

SEC source: 0001654954-26-001843 · section16.xml · derivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F3 · derivative.exercise_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

F3 · derivative.expiration_date: The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026.

SEC source: 0001654954-26-001843 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,464,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On the Automatic Conversion Date (defined below), the Convertible Series A Preferred Stock converted into common stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1.

SEC source: 0001654954-26-000639 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,419,049

F2 · shares: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 150,000 shares of restricted stock granted to the reporting person on January 26, 2024. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

F2 · price: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 150,000 shares of restricted stock granted to the reporting person on January 26, 2024. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

SEC source: 0001654954-26-000639 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,480,820

F1 · shares: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 100,000 shares of restricted stock granted to the reporting person on January 23, 2023. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

F1 · price: Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 100,000 shares of restricted stock granted to the reporting person on January 23, 2023. No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

SEC source: 0001654954-25-013442 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,522,001

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the November 23, 2025 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.4458 to $0.51, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-25-012577 · section16.xml · derivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,546

Underlying: Common Stock · 45,460 shares

Expires not disclosed

F6 · derivative.exercise_price: The Convertible Series A Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.

F5 · derivative.exercise_date: The Convertible Series A Preferred Stock is not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025.

F6 · derivative.expiration_date: The Convertible Series A Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.

SEC source: 0001654954-25-012577 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,580,334

F1 · date: Granted by the Board of Directors of the Issuer on October 29, 2025, contingent upon the closing of the transactions contemplated by that certain Agreement and Plan of Merger dated October 31, 2025 between the Issuer, NP Merger Sub, LLC, COG Merger Sub, LLC, North Peak Oil Gas, LLC, Century Oil and Gas Sub-Holdings, LLC, and, solely for purposes of the specified provisions therein, North Peak Oil Gas Holdings, LLC, which closed on October 31, 2025 (the "Closing Date").

F2 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 on the one year anniversary of the Closing Date; (ii) 1/3 on the two year anniversary of the Closing Date; and (iii) 1/3 on the three year anniversary of the Closing Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person.

F3 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer.

SEC source: 0001654954-25-000816 · section16.xml · nonDerivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,080,334

F5 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 25, 2025 and January 26, 2025 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F6 · price: This transaction was executed in multiple trades at prices ranging from $0.72 to $0.86, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-25-000816 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,205,334

F3 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the ten (10) month anniversary of January 23, 2025 (the "Grant Date"); (ii) 1/3 on the twenty-two (22) month anniversary of the Grant Date; and (iii) 1/3 on the thirty-four (34) month anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F4 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer.

SEC source: 0001654954-25-000816 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 855,334

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 23, 2025 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.813 to $0.911, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-24-000993 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 905,334

F3 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 26, 2024 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F4 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer.

SEC source: 0001654954-24-000993 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 455,334

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 25, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.612 to $0.661, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-24-000842 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 505,334

F3 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 23, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F4 · price: This transaction was executed in multiple trades at prices ranging from $0.6293 to $0.65, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-24-000842 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 555,334

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 19, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.6402 to $0.69, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-23-004164 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,334

SEC source: 0001654954-23-000935 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,000

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 25, 2023 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.05 to $1.0875, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-23-000703 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,000

F3 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 23, 2023 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F4 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer.

SEC source: 0001654954-23-000703 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,000

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 19, 2023 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.06 to $1.09, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-23-000438 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,000

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 13, 2023 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.09 to $1.12, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-22-000795 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 25, 2022 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer.

SEC source: 0001654954-22-000712 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 19, 2022 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.135 to $1.19. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-22-000528 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,000

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 13, 2022 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.15 to $1.24. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-21-013160 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

F1 · shares: 8,500 shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the December 12, 2021 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.06 to $1.18. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-21-006154 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,562

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.32 to $1.41. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-21-004979 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,076

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.29 to $1.40. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-21-000705 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,076

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 19, 2021 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer.

SEC source: 0001654954-21-000558 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,076

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the January 13, 2021 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.34 to $1.48. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-21-000021 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,076

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.501 to $1.65. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-20-013587 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,576

F1 · shares: 8,500 shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the December 12, 2020 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.13 to $1.20. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-20-000480 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,076

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 13, 2020 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d).

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer.

SEC source: 0001654954-19-013924 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,076

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person, to satisfy the Reporting Person's tax liability in connection with the December 12, 2019 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · shares: This transaction was executed in multiple trades at prices ranging from $1.484 to $1.469. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-19-007907 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,076

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the June 28, 2019 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · shares: This transaction was executed in multiple trades at prices ranging from $2.03 to $2.11. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-19-000402 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,076

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 11, 2019 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · shares: This transaction was executed in multiple trades at prices ranging from $1.14 to $1.1501. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-18-014370 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,076

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the December 28, 2018 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · shares: This transaction was executed in multiple trades at prices ranging from $0.6540 to $0.6766. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001654954-18-014021 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,076

F1 · shares: The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of December 12, 2018 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d).

F2 · price: Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Executive Vice President, General Counsel and Secretary of the Issuer.

SEC source: 0001654954-18-007542 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,076

F1 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and subject to forfeiture as follows: (i) 100% of the shares vest on January 11, 2019 subject to the Recipient being an employee of, or consultant to, the Company on such vesting date, and subject to the terms and conditions of a Restricted Stock Agreement.

F2 · balance_after: Reporting Person's holdings include: 3,334 shares, 9,352 shares, 26,250, 195,000 and 50,000 all issued pursuant to restricted stock grants with 1,140 remaining of Founders Stock.

SEC source: 0001654954-18-007177 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,076

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the June 28, 2018 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · balance_after: Reporting Person's holdings include: 3,334 shares, 9,352 shares, 26,250 and 195,000 all issued pursuant to restricted stock grants with 1,140 remaining of Founders Stock.

SEC source: 0001654954-17-011943 · section16.xml · nonDerivative · entry 4

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,576

F3 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the December 28, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F4 · balance_after: Reporting Person's holdings include: 3,334 shares, 9,352 shares, 36,750 and 260,000 all issued pursuant to restricted stock grants and 1,140 remaining of Founders Stock.

SEC source: 0001654954-17-011943 · section16.xml · nonDerivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,326

F2 · shares: Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and subject to forfeiture as follows: (i) 50% of the shares on the six (6) month anniversary of the Grant Date; (ii) 30% on the twelve (12) month anniversary of the Grant Date and (iii) 20% on the eighteen (18) month anniversary of the Grant Date, in each case subject to the Recipient being an employee of, or consultant to the Company on such vesting date, and subject to the terms and conditions of a Restricted Stock Agreement.

SEC source: 0001654954-17-011943 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,326

F1 · shares: Common stock shares were transferred pursuant to a gift in a private transaction.

SEC source: 0001654954-17-011943 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,943

F1 · shares: Common stock shares were transferred pursuant to a gift in a private transaction.

SEC source: 0001654954-17-006275 · section16.xml · nonDerivative · entry 3

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,943

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sales of shares which vested July 1, 2017 and July 7, 2017 and which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

F2 · balance_after: Reporting Person's holdings include: 3,334 shares, 9,352 shares, 3,500 shares, 21,600, 29,267 and 78,750 shares all issued pursuant to restricted stock grants and 1,140 remaining of Founders Stock.

SEC source: 0001654954-17-006275 · section16.xml · nonDerivative · entry 2

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,481

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sales of shares which vested July 1, 2017 and July 7, 2017 and which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).

SEC source: 0001654954-17-006275 · section16.xml · nonDerivative · entry 1

Clark Moore · CIK 0001554740 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,781

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sales of shares which vested July 1, 2017 and July 7, 2017 and which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).