Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GLADSTONE INVESTMENT CORPORATIONDEGAIN · Entity 8917 | Chief Financial Officer | August 18, 2026 | August 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GLADSTONE INVESTMENT CORPORATIONDE
Report date August 18, 2026 · Filed August 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,352.82 |
Reported balance
After 2026-08-18 transaction · row 1
1 source rowRow 1 · 2026-08-18 · Purchase · Acquired 1,500 · Balance 4,352.82 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2026 Filed Aug 19, 2026 14:26 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 1,500 | $16.20 | $24,300.00 |
DisclosureSEC source: 0002045064-26-000004 · form4.xml · nonDerivative · entry 1 Ritchie Taylor · CIK 0002045064 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,352.82 Read SEC document |
| May 19, 2026 Filed May 19, 2026 17:50 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 155 | $16.10 | $2,495.50 |
DisclosureSEC source: 0002045064-26-000002 · form4.xml · nonDerivative · entry 4 Ritchie Taylor · CIK 0002045064 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,812.23 Read SEC document |
| May 19, 2026 Filed May 19, 2026 17:50 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 160 | $16.15 | $2,584.00 |
DisclosureSEC source: 0002045064-26-000002 · form4.xml · nonDerivative · entry 3 Ritchie Taylor · CIK 0002045064 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,657.23 Read SEC document |
| May 18, 2026 Filed May 19, 2026 17:50 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 150 | $16.29 | $2,443.50 |
DisclosureSEC source: 0002045064-26-000002 · form4.xml · nonDerivative · entry 2 Ritchie Taylor · CIK 0002045064 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,497.23 Read SEC document |
| May 15, 2026 Filed May 19, 2026 17:50 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 450 | $16.50 | $7,425.00 |
DisclosureSEC source: 0002045064-26-000002 · form4.xml · nonDerivative · entry 1 Ritchie Taylor · CIK 0002045064 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,347.23 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $16.45 to $16.55 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.