Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MTGE Investment Corp.MTGE · Entity 163688 | Director | September 07, 2018 | September 11, 2018 |
| VIEMED HEALTHCARE, INC.VMD · Entity 5824 | Director | August 17, 2026 | August 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MTGE Investment Corp.
Report date September 07, 2018 · Filed September 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-09-07 transaction · row 1
1 source rowRow 1 · 2018-09-07 · Disposition to issuer · Disposed 15,506 · Balance 0 F1: In connection with the completion on September 7, 2018 of the previously-announced merger (the "Merger") of MTGE Investment Corp., a Maryland corporation (the "Company"), with Mountain Merger Sub Corporation ("Purchaser"), a wholly owned subsidiary of Annaly Capital Management, Inc. ("Parent"), pursuant to the terms of the Agreement and Plan of Merger, dated as of May 2, 2018 (the "Merger Agreement"), by and among Parent, Purchaser and the Company, at the effective time of the Merger, the restricted stock units were cancelled and converted into the right to receive $9.82 in cash and 0.9519 shares of Parent common stock in respect of each restricted stock unit, less applicable tax. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-09-07 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2018-09-07 · Disposition to issuer · Disposed 11,930.42 · Balance 0 F2: Represents common stock held in a director nominee account awarded for previously vested restricted stock units and elected to be exchanged for the right to receive $9.82 in cash and 0.9519 shares of Parent common stock per share of Company common stock. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-09-07 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2018-09-07 · Disposition to issuer · Disposed 4,500 · Balance 0 F3: Mr. Dobbs elected the all-cash consideration in the exchange offer and will receive $19.65 in cash per share of Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the completion on September 7, 2018 of the previously-announced merger (the "Merger") of MTGE Investment Corp., a Maryland corporation (the "Company"), with Mountain Merger Sub Corporation ("Purchaser"), a wholly owned subsidiary of Annaly Capital Management, Inc. ("Parent"), pursuant to the terms of the Agreement and Plan of Merger, dated as of May 2, 2018 (the "Merger Agreement"), by and among Parent, Purchaser and the Company, at the effective time of the Merger, the restricted stock units were cancelled and converted into the right to receive $9.82 in cash and 0.9519 shares of Parent common stock in respect of each restricted stock unit, less applicable tax.
F2: Represents common stock held in a director nominee account awarded for previously vested restricted stock units and elected to be exchanged for the right to receive $9.82 in cash and 0.9519 shares of Parent common stock per share of Company common stock.
F3: Mr. Dobbs elected the all-cash consideration in the exchange offer and will receive $19.65 in cash per share of Company common stock.
VIEMED HEALTHCARE, INC.
Report date August 17, 2026 · Filed August 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 142,253 |
Ending reported balance
After 2026-08-19 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-19 · Exercise / conversion · Acquired 16,763 · Balance 142,253 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share. Row 2 · 2026-08-19 · Exercise / conversion · Acquired 4,191 · Balance 146,444 F2: Represents vesting of cash-settled phantom shares granted under the Issuer's Phantom Share Unit Plan. Each phantom share is the economic equivalent of one Company common share. The settlement of the phantom shares for cash is reported on this Form 4 as a disposition of the phantom shares being settled in exchange for the acquisition of the underlying Company common shares, and a simultaneous disposition of the underlying Company common shares to the Company for cash. Row 3 · 2026-08-19 · Disposition to issuer · Disposed 4,191 · Balance 142,253 F3: Per share value is based on the market closing price of the common shares for August 19, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-19 · Exercise / conversion · Disposed 16,763 · Balance 0 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share. F4: On August 19, 2025, the reporting person was granted Restricted Stock Units which vest on August 19, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-08-17 | Direct | 16,848 |
Reported balance
After 2026-08-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-17 · Grant · Acquired 16,848 · Balance 16,848 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share. F6: Restricted Stock Units (RSUs) granted to reporting person on August 17, 2026, which vest on the first anniversary of the grant date. |
| Phantom Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-19 · Exercise / conversion · Disposed 4,191 · Balance 0 F2: Represents vesting of cash-settled phantom shares granted under the Issuer's Phantom Share Unit Plan. Each phantom share is the economic equivalent of one Company common share. The settlement of the phantom shares for cash is reported on this Form 4 as a disposition of the phantom shares being settled in exchange for the acquisition of the underlying Company common shares, and a simultaneous disposition of the underlying Company common shares to the Company for cash. F5: On August 19, 2025, the reporting person was granted Phantom Share Units which vest on August 19, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share.
F2: Represents vesting of cash-settled phantom shares granted under the Issuer's Phantom Share Unit Plan. Each phantom share is the economic equivalent of one Company common share. The settlement of the phantom shares for cash is reported on this Form 4 as a disposition of the phantom shares being settled in exchange for the acquisition of the underlying Company common shares, and a simultaneous disposition of the underlying Company common shares to the Company for cash.
F3: Per share value is based on the market closing price of the common shares for August 19, 2026.
F4: On August 19, 2025, the reporting person was granted Restricted Stock Units which vest on August 19, 2026.
F5: On August 19, 2025, the reporting person was granted Phantom Share Units which vest on August 19, 2026.
F6: Restricted Stock Units (RSUs) granted to reporting person on August 17, 2026, which vest on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2026 Filed Aug 19, 2026 20:30 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionPhantom Share Units · Derivative | 4,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001432826-26-000003 · wk-form4_1787171421.xml · derivative · entry 5 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of cash-settled phantom shares granted under the Issuer's Phantom Share Unit Plan. Each phantom share is the economic equivalent of one Company common share. The settlement of the phantom shares for cash is reported on this Form 4 as a disposition of the phantom shares being settled in exchange for the acquisition of the underlying Company common shares, and a simultaneous disposition of the underlying Company common shares to the Company for cash. F5 · derivative.exercise_date: On August 19, 2025, the reporting person was granted Phantom Share Units which vest on August 19, 2026. F5 · derivative.expiration_date: On August 19, 2025, the reporting person was granted Phantom Share Units which vest on August 19, 2026. Read SEC document |
| August 19, 2026 Filed Aug 19, 2026 20:30 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionRestricted Stock Units · Derivative | 16,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001432826-26-000003 · wk-form4_1787171421.xml · derivative · entry 4 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 16,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share. F4 · derivative.exercise_date: On August 19, 2025, the reporting person was granted Restricted Stock Units which vest on August 19, 2026. F4 · derivative.expiration_date: On August 19, 2025, the reporting person was granted Restricted Stock Units which vest on August 19, 2026. Read SEC document |
| August 19, 2026 Filed Aug 19, 2026 20:30 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Disposition to issuerCommon Shares | 4,191 | $8.94 | $37,467.54 |
DisclosureSEC source: 0001432826-26-000003 · wk-form4_1787171421.xml · nonDerivative · entry 3 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,253 F3 · price: Per share value is based on the market closing price of the common shares for August 19, 2026. Read SEC document |
| August 19, 2026 Filed Aug 19, 2026 20:30 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionCommon Shares | 4,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001432826-26-000003 · wk-form4_1787171421.xml · nonDerivative · entry 2 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents vesting of cash-settled phantom shares granted under the Issuer's Phantom Share Unit Plan. Each phantom share is the economic equivalent of one Company common share. The settlement of the phantom shares for cash is reported on this Form 4 as a disposition of the phantom shares being settled in exchange for the acquisition of the underlying Company common shares, and a simultaneous disposition of the underlying Company common shares to the Company for cash. Read SEC document |
| August 19, 2026 Filed Aug 19, 2026 20:30 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionCommon Shares | 16,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001432826-26-000003 · wk-form4_1787171421.xml · nonDerivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 20:30 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | GrantRestricted Stock Units · Derivative | 16,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001432826-26-000003 · wk-form4_1787171421.xml · derivative · entry 6 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,848 Underlying: Common Shares · 16,848 shares Expires 2027-08-17 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share. F6 · derivative.exercise_date: Restricted Stock Units (RSUs) granted to reporting person on August 17, 2026, which vest on the first anniversary of the grant date. Read SEC document |
| August 20, 2025 Filed Aug 20, 2025 22:20 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionRestricted Stock Units · Derivative | 17,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001729149-25-000134 · wk-form4_1755728433.xml · derivative · entry 2 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 17,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share. F2 · derivative.exercise_date: On August 20, 2024, the reporting person was granted Restricted Stock Units which vest on August 20, 2025. F2 · derivative.expiration_date: On August 20, 2024, the reporting person was granted Restricted Stock Units which vest on August 20, 2025. Read SEC document |
| August 20, 2025 Filed Aug 20, 2025 22:20 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionCommon Shares | 17,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001729149-25-000134 · wk-form4_1755728433.xml · nonDerivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share. Read SEC document |
| August 19, 2025 Filed Aug 20, 2025 22:20 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | GrantPhantom Share Units · Derivative | 4,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001729149-25-000134 · wk-form4_1755728433.xml · derivative · entry 4 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,191 Underlying: Common Shares · 4,191 shares Expires 2026-08-19 F4 · derivative.exercise_price: Each phantom share represents a right to receive the cash value of one share of the Issuer's common shares which will be determined based on the Issuer's share price on the vesting date. F5 · derivative.exercise_date: Represents an award granted on August 19, 2025 under the Issuer's Phantom Share Plan which vests on the first anniversary of the grant date. Read SEC document |
| August 19, 2025 Filed Aug 20, 2025 22:20 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | GrantRestricted Stock Units · Derivative | 16,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001729149-25-000134 · wk-form4_1755728433.xml · derivative · entry 3 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,763 Underlying: Common Shares · 16,763 shares Expires 2026-08-19 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share. F3 · derivative.exercise_date: Restricted Stock Units (RSUs) granted to reporting person on August 19, 2025, which vest on the first anniversary of the grant date. Read SEC document |
| November 13, 2024 Filed Nov 13, 2024 22:03 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionStock Options · Derivative | 36,261 | $0.00 Strike: $1.81 | $0.00 |
DisclosureSEC source: 0001729149-24-000219 · wk-form4_1731535431.xml · derivative · entry 3 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 36,261 shares Expires 2028-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options granted to reporting person on January 4, 2018, which vested in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| November 13, 2024 Filed Nov 13, 2024 22:03 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | SaleCommon Shares | 36,261 | $9.28 | $336,502.08 |
DisclosureSEC source: 0001729149-24-000219 · wk-form4_1731535431.xml · nonDerivative · entry 2 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,706 Read SEC document |
| November 13, 2024 Filed Nov 13, 2024 22:03 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionCommon Shares | 36,261 | $1.81 | $65,632.41 |
DisclosureSEC source: 0001729149-24-000219 · wk-form4_1731535431.xml · nonDerivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2024 Filed Aug 26, 2024 21:29 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionRestricted Stock Units · Derivative | 12,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001729149-24-000198 · wk-form4_1724707750.xml · derivative · entry 2 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 12,611 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share. F2 · derivative.exercise_date: On August 25, 2023, the reporting person was granted Restricted Stock Units which vest on August 25, 2024. F2 · derivative.expiration_date: On August 25, 2023, the reporting person was granted Restricted Stock Units which vest on August 25, 2024. Read SEC document |
| August 25, 2024 Filed Aug 26, 2024 21:29 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionCommon Shares | 12,611 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001729149-24-000198 · wk-form4_1724707750.xml · nonDerivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 13:06 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | GrantRestricted Stock Units · Derivative | 17,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001729149-24-000183 · wk-form4_1724331995.xml · derivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,784 Underlying: Common Shares · 17,784 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive one common share with respect to the date that the RSU vests, unless deferred at the election of the reporting person. The reporting person may elect to defer delivery of the common shares until the earlier to occur of (i) 60 days following the date that the reporting person separates from service with the Issuer and (ii) a specified date not to exceed 10 years from the date of grant of the Restricted Stock Units. F2 · derivative.exercise_date: On August 20, 2024, the reporting person was granted Restricted Stock Units which vest on August 20, 2025. F2 · derivative.expiration_date: On August 20, 2024, the reporting person was granted Restricted Stock Units which vest on August 20, 2025. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 22:20 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | GrantRestricted Stock Units · Derivative | 12,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001729149-23-000146 · wf-form4_169326117280109.xml · derivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,611 Underlying: Common Shares · 12,611 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive one common share with respect to the date that the RSU vests, unless deferred at the election of the reporting person. The reporting person may elect to defer delivery of the common shares until the earlier to occur of (i) 60 days following the date that the reporting person separates from service with the Issuer and (ii) a specified date not to exceed 10 years from the date of grant of the Restricted Stock Units. F2 · derivative.exercise_date: On August 25, 2023, the reporting person was granted Restricted Stock Units which vest on August 25, 2024. F2 · derivative.expiration_date: On August 25, 2023, the reporting person was granted Restricted Stock Units which vest on August 25, 2024. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 22:06 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionRestricted Stock Units · Derivative | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001729149-23-000134 · wf-form4_169291476657374.xml · derivative · entry 2 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 16,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share. F2 · derivative.exercise_date: On August 22, 2022, the reporting person was granted Restricted Stock Units which vest on August 22, 2023. F2 · derivative.expiration_date: On August 22, 2022, the reporting person was granted Restricted Stock Units which vest on August 22, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 22:06 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionCommon Shares | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001729149-23-000134 · wf-form4_169291476657374.xml · nonDerivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one common share. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 21:42 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionRestricted Stock Units · Derivative | 15,504 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001729149-22-000087 · wf-form4_166137734371794.xml · derivative · entry 2 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 15,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive one common share with respect to the date that the RSU vests, unless deferred at the election of the reporting person. The reporting person may elect to defer delivery of the common shares until the earlier to occur of (i) 60 days following the date that the reporting person separates from service with the Issuer and (ii) a specified date not to exceed 10 years from the date of grant of the Restricted Stock Units. F2 · derivative.exercise_date: On August 23, 2021, the reporting person was granted Restricted Stock Units which vest on August 23, 2022. F2 · derivative.expiration_date: On August 23, 2021, the reporting person was granted Restricted Stock Units which vest on August 23, 2022. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 21:42 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionCommon Shares | 15,504 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001729149-22-000087 · wf-form4_166137734371794.xml · nonDerivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one common share with respect to the date that the RSU vests, unless deferred at the election of the reporting person. The reporting person may elect to defer delivery of the common shares until the earlier to occur of (i) 60 days following the date that the reporting person separates from service with the Issuer and (ii) a specified date not to exceed 10 years from the date of grant of the Restricted Stock Units. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:42 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | GrantRestricted Stock Units · Derivative | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001729149-22-000087 · wf-form4_166137734371794.xml · derivative · entry 3 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Shares · 16,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive one common share with respect to the date that the RSU vests, unless deferred at the election of the reporting person. The reporting person may elect to defer delivery of the common shares until the earlier to occur of (i) 60 days following the date that the reporting person separates from service with the Issuer and (ii) a specified date not to exceed 10 years from the date of grant of the Restricted Stock Units. F3 · derivative.exercise_date: On August 22, 2022, the reporting person was granted Restricted Stock Units which vest on August 22, 2023. F3 · derivative.expiration_date: On August 22, 2022, the reporting person was granted Restricted Stock Units which vest on August 22, 2023. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 20:55 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | GrantRestricted Stock Units · Derivative | 15,504 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001729149-21-000128 · wf-form4_162992491365183.xml · derivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,504 Underlying: Common Shares · 15,504 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive one common share with respect to the date that the RSU vests, unless deferred at the election of the reporting person. The reporting person may elect to defer delivery of the common shares until the earlier to occur of (i) 60 days following the date that the reporting person separates from service with the Issuer and (ii) a specified date not to exceed 10 years from the date of grant of the Restricted Stock Units. F2 · derivative.exercise_date: On August 23, 2021, the reporting person was granted Restricted Stock Units which vest on August 23, 2022. F2 · derivative.expiration_date: On August 23, 2021, the reporting person was granted Restricted Stock Units which vest on August 23, 2022. Read SEC document |
| August 19, 2021 Filed Aug 19, 2021 22:53 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionRestricted Share Units · Derivative | 9,579 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001729149-21-000118 · wf-form4_162941362142266.xml · derivative · entry 2 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,579 shares Expires 2021-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit represents the right to receive one common share and may be settled in common shares or a cash payment equal to the fair market value of common shares, or a combination thereof. F2 · derivative.exercise_date: On August 19, 2020, the reporting person was granted 9,579 restricted share units vesting on August 19, 2021. F2 · derivative.expiration_date: On August 19, 2020, the reporting person was granted 9,579 restricted share units vesting on August 19, 2021. Read SEC document |
| August 19, 2021 Filed Aug 19, 2021 22:53 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionCommon Shares | 9,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001729149-21-000118 · wf-form4_162941362142266.xml · nonDerivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit represents the right to receive one common share and may be settled in common shares or a cash payment equal to the fair market value of common shares, or a combination thereof. Read SEC document |
| May 09, 2021 Filed May 10, 2021 20:27 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionPhantom Share Units · Derivative | 2,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001729149-21-000095 · wf-form4_162067842585786.xml · derivative · entry 3 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,352 shares Expires 2021-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive the cash value of one share of the Issuer's common shares which will be determined based on the Issuer's share price on the vesting date. F3 · derivative.exercise_date: Represents an award granted in 2018 under the Issuer's Phantom Share Unit Plan which vests on May 9, 2021, subject to the Reporting Person's continued employment with the Issuer on such vesting date. Read SEC document |
| May 09, 2021 Filed May 10, 2021 20:27 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Disposition to issuerCommon Shares | 2,352 | $9.57 | $22,508.64 |
DisclosureSEC source: 0001729149-21-000095 · wf-form4_162067842585786.xml · nonDerivative · entry 2 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,012 Read SEC document |
| May 09, 2021 Filed May 10, 2021 20:27 UTC | VIEMED HEALTHCARE, INC. VMD · Entity 5824 | Exercise / conversionCommon Shares | 2,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001729149-21-000095 · wf-form4_162067842585786.xml · nonDerivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents vesting of cash-settled phantom shares granted under the Issuer's Phantom Share Unit Plan. Each phantom share is the economic equivalent of one share of the Company's common shares. The settlement of the phantom shares for cash is reported on this Form 4 as a disposition of the phantom shares being settled in exchange for the acquisition of the underlying Company common shares, and a simultaneous disposition of the underlying Company common shares to the Company for cash. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 17:32 UTC | MTGE Investment Corp. MTGE · Entity 163688 | Disposition to issuerCommon Stock, par value $0.01 per share | 4,500 | $19.65 | $88,425.00 |
DisclosureSEC source: 0001209191-18-050418 · doc4.xml · nonDerivative · entry 3 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Mr. Dobbs elected the all-cash consideration in the exchange offer and will receive $19.65 in cash per share of Company common stock. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 17:32 UTC | MTGE Investment Corp. MTGE · Entity 163688 | Disposition to issuerCommon Stock, par value $0.01 per share | 11,930.42 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-050418 · doc4.xml · nonDerivative · entry 2 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents common stock held in a director nominee account awarded for previously vested restricted stock units and elected to be exchanged for the right to receive $9.82 in cash and 0.9519 shares of Parent common stock per share of Company common stock. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 17:32 UTC | MTGE Investment Corp. MTGE · Entity 163688 | Disposition to issuerRestricted Stock Units | 15,506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-050418 · doc4.xml · nonDerivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: In connection with the completion on September 7, 2018 of the previously-announced merger (the "Merger") of MTGE Investment Corp., a Maryland corporation (the "Company"), with Mountain Merger Sub Corporation ("Purchaser"), a wholly owned subsidiary of Annaly Capital Management, Inc. ("Parent"), pursuant to the terms of the Agreement and Plan of Merger, dated as of May 2, 2018 (the "Merger Agreement"), by and among Parent, Purchaser and the Company, at the effective time of the Merger, the restricted stock units were cancelled and converted into the right to receive $9.82 in cash and 0.9519 shares of Parent common stock in respect of each restricted stock unit, less applicable tax. Read SEC document |
| May 01, 2018 Filed May 2, 2018 21:19 UTC | MTGE Investment Corp. MTGE · Entity 163688 | GrantCommon Stock, par value $0.01 per share | 4,132 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001432826-18-000001 · edgar.xml · nonDerivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,974 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the American Capital Mortgage Investment Corp. Amended and Restated Equity Incentive Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on May 1, 2019. F2 · balance_after: Includes 2,161.430 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:18 UTC | MTGE Investment Corp. MTGE · Entity 163688 | GrantCommon Stock, par value $0.01 per share | 4,155 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001432826-17-000002 · edgar.xml · nonDerivative · entry 1 Dobbs Randy E. · CIK 0001432826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,680.57 F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the American Capital Mortgage Investment Corp. Amended and Restated Equity Incentive Plan. The Common Stock underlying the RSUs will vest, subject to certain limitations, on June 2, 2018. F2 · balance_after: Includes 1,715.548 shares of stock received pursuant to the reinvestment of cash dividends and dividend equivalent units on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.