Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSURANT, INC.AIZ · Entity 3387 | Director | May 24, 2024 | May 28, 2024 |
| Synchrony FinancialSYF · Entity 3184 | Director | September 30, 2026 | October 03, 2026 |
| YUM BRANDS INCYUM · Entity 3067 | Director | February 06, 2026 | February 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSURANT, INC.
Report date May 24, 2024 · Filed May 28, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,587 |
Reported balance
After 2024-05-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-24 · Grant · Acquired 947 · Balance 6,587 F1: These shares are represented by restricted stock units. F2: Includes restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are represented by restricted stock units.
F2: Includes restricted stock units.
Synchrony Financial
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,380 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 846 · Balance 53,380 F1: Represents restricted stock units that will vest in full on September 30, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that will vest in full on September 30, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.
YUM BRANDS INC
Report date February 06, 2026 · Filed February 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 1,902.6576 |
Reported balance
After 2026-02-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-06 · Grant · Acquired 1,902.6576 · Balance 1,902.6576 F1: Conversion occurs on a one-for-one basis. F2: Payments are made in accordance with elections on file. F3: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: Payments are made in accordance with elections on file.
F3: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2017 Filed Apr 4, 2017 20:18 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 984 | $34.30 | $33,751.20 |
DisclosureSEC source: 0001601712-17-000047 · wf-form4_149133707090863.xml · nonDerivative · entry 1 Alves Paget Leonard · CIK 0001315419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,389 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 19:14 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 3,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005307 · form4.xml · nonDerivative · entry 1 Alves Paget Leonard · CIK 0001315419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,235 Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:25 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 931 | $36.27 | $33,767.37 |
DisclosureSEC source: 0001601712-17-000015 · wf-form4_148356513147784.xml · nonDerivative · entry 1 Alves Paget Leonard · CIK 0001315419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,405 F1 · shares: Represents restricted stock units that will vest in full on December 31, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 19:50 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 411.76 | $60.76 | $25,018.54 |
DisclosureSEC source: 0001127602-16-067731 · form4.xml · derivative · entry 1 Alves Paget Leonard · CIK 0001315419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411.76 Underlying: Common Stock · 411.76 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:11 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 983 | $28.00 | $27,524.00 |
DisclosureSEC source: 0001601712-16-000169 · wf-form4_147561185425537.xml · nonDerivative · entry 1 Alves Paget Leonard · CIK 0001315419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,474 F1 · shares: Represents restricted stock units that will vest in full on September 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.