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person · Reporting owner

Eberwein Jeffrey E.

Disclosed activity across 10 companies

Tapewire entity
21580
SEC CIK
0001548312

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Enveric Biosciences, Inc.AMRH · Entity 819310% ownerAugust 16, 2018August 20, 2018
Firsthand Technology Value Fund, Inc.SVVC · Entity 874010% ownerMay 06, 2024May 08, 2024
RELIABILITY INCRLBY · Entity 770110% ownerApril 10, 2026April 20, 2026
Star Equity Holdings, Inc.STRR · Entity 7343Director · Chief Executive Officer · 10% ownerOctober 09, 2026October 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
9.00% Series A Cumulative Preferred StockSEC Table I · non-derivativeDirect159,950 Reported balance After 2018-08-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-08-20 · Other · Acquired 5,057 · Balance 159,950

F3: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2023-08-16Direct1,910,397 Reported balance After 2018-08-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-08-16 · Other · Acquired 1,910,397 · Balance 1,910,397

F4: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer.

Common StockSEC Table I · non-derivativeDirect1,196,842 Reported balance Holding disclosure · report date 2018-08-16 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,196,842

F1: Includes 13,910 shares of common stock previously held indirectly through Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") which are now held directly by Mr. Eberwein as a result of a change in the form of beneficial ownership which was excepted from disclosure pursuant to Rule 16a-13 of Section 16 of the Securities Act of 1933.

F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I , Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 13,910 shares of common stock previously held indirectly through Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") which are now held directly by Mr. Eberwein as a result of a change in the form of beneficial ownership which was excepted from disclosure pursuant to Rule 16a-13 of Section 16 of the Securities Act of 1933.

F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I , Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock.

F4: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer.

Firsthand Technology Value Fund, Inc.

Report date May 06, 2024 · Filed May 08, 2024

Jointly reported with Star Equity Fund, LP, STAR EQUITY HOLDINGS, INC., Star Equity Fund GP, LLC, Star Investment Management LLC, Star Value Investments, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,029,829 Last balance in matching sequence After 2024-05-08 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2024-05-06 · Purchase · Acquired 18,572 · Balance 2,004,296

F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1760 to $0.2011, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

F3: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Row 2 · 2024-05-07 · Purchase · Acquired 800 · Balance 2,005,096

F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Row 3 · 2024-05-08 · Purchase · Acquired 24,733 · Balance 2,029,829

F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2011 to $0.2399, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

F3: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1760 to $0.2011, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

F3: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2011 to $0.2399, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

RELIABILITY INC

Report date April 10, 2026 · Filed April 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectJeffrey E. Eberwein Revocable Trust8,853,328 Reported balance Holding disclosure · report date 2026-04-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 8,853,328

Star Equity Holdings, Inc.

Report date October 09, 2026 · Filed October 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Preferred StockSEC Table I · non-derivativeDirect756,937 Ending reported balance After 2026-10-13 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-10-09 · Sale · Disposed 1,000 · Balance 758,937

F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.

F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

Row 2 · 2026-10-12 · Sale · Disposed 1,000 · Balance 757,937

F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.

F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

Row 3 · 2026-10-13 · Sale · Disposed 1,000 · Balance 756,937

F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.

F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.

F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

Past disclosures · reporting ended (6)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ATRM Holdings, Inc.

Report date September 06, 2019 · Filed September 12, 2019

Jointly reported with Lone Star Value Investors LP, Lone Star Value Investors GP LLC, Lone Star Value Management LLC

Section 16 reporting ended · disclosed 2019-09-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect445,012 Reported balance After 2019-09-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-09-06 · Grant · Acquired 10,000 · Balance 445,012

F1: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control.

Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2019-09-10 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-09-10 · Disposition to issuer · Disposed 445,012 · Balance 0

F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectBy: Lone Star Value Investors GP, LLC0 Reported balance After 2019-09-10 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2019-09-10 · Disposition to issuer · Disposed 3,005 · Balance 0

F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control.

F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control.

Section 16 reporting ended · disclosed 2017-09-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy: Lone Star Value Investors, LP0 Reported balance After 2017-09-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-09-14 · Other · Disposed 228,978 · Balance 0

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F6: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners.

F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect86,739 Reported balance After 2017-09-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-09-14 · Other · Acquired 86,739 · Balance 86,739

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners.

F8: Excludes 409 shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which were scheduled to vest on October 18, 2017, that were canceled by mutual agreement of Mr. Eberwein and the Issuer for no consideration.

Common StockSEC Table I · non-derivativeIndirectBy: Lone Star Value Investors GP, LLC644 Reported balance After 2017-09-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-09-14 · Other · Acquired 644 · Balance 644

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners.

F3: Securities owned directly by Lone Star Value GP. Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy: Separately Managed Account0 Reported balance After 2017-09-14 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2017-09-14 · Other · Disposed 20,000 · Balance 0

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F9: The shares held in the Separately Managed Account I were transferred directly to the owner of the Separately Managed Account I.

F4: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy: Lone Star Value Co-Invest I, LP1,707 Reported balance Holding disclosure · report date 2017-09-14 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,707

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F5: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Securities owned directly by Lone Star Value GP. Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners.

F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners.

F8: Excludes 409 shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which were scheduled to vest on October 18, 2017, that were canceled by mutual agreement of Mr. Eberwein and the Issuer for no consideration.

F9: The shares held in the Separately Managed Account I were transferred directly to the owner of the Separately Managed Account I.

DAKOTA PLAINS HOLDINGS, INC.

Report date September 21, 2016 · Filed September 23, 2016

Jointly reported with Lone Star Value Investors LP, Lone Star Value Investors GP LLC, Lone Star Value Management LLC

Section 16 reporting ended · disclosed 2016-09-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy: Lone Star Value Investors, LP5,127,897 Last balance in matching sequence After 2016-09-22 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2016-09-21 · Sale · Disposed 288,000 · Balance 5,366,454

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.03000 to $.03220. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 4 to this Form 4.

F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors.

Row 2 · 2016-09-22 · Sale · Disposed 238,557 · Balance 5,127,897

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4.

F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors.

Common StockSEC Table I · non-derivativeIndirectBy: Separately Managed Account382,209 Reported balance After 2016-09-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2016-09-22 · Sale · Disposed 17,791 · Balance 382,209

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4.

F3: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors.

F3: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I.

F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.03000 to $.03220. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 4 to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4.

NOVATION COMPANIES, INC.

Report date March 30, 2018 · Filed April 03, 2018

Section 16 reporting ended · disclosed 2018-04-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Lone Star Value Investors, LP0 Reported balance After 2018-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-03-30 · Other · Disposed 2,852,963 · Balance 0

F1: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners.

F2: Shares owned directly by Lone Star Value Investors, LP ("Lone Star Value Investors"). Mr. Eberwein, solely by virtue of his position as the manager of Lone Star Value Investors GP, LLC, the general partner of Lone Star Value Investors, and as the sole member of Lone Star Value Management, LLC ("Lone Star Value Management"), the investment manager of Lone Star Value Investors, may be deemed to beneficially own the shares owned directly by Lone Star Value Investors for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect1,274,339 Ending reported balance After 2018-03-31 transaction · row 5
2 source rows · reconciled sequence

Row 2 · 2018-03-30 · Other · Acquired 1,082,031 · Balance 2,345,768

F3: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners.

Row 5 · 2018-03-31 · Disposition to issuer · Disposed 1,071,429 · Balance 1,274,339

F7: Forfeiture of unvested restricted shares of common stock issued under the Novation Companies, Inc. 2015 Incentive Stock Plan resulting from Mr. Eberwein's resignation from the Board of Directors of Novation Companies, Inc. effective March 31, 2018.

Common StockSEC Table I · non-derivativeIndirectBy Lone Star Value Investors GP, LLC8,029 Reported balance After 2018-03-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-03-30 · Other · Acquired 8,029 · Balance 8,029

F3: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners.

F4: Shares owned directly by Lone Star Value Investors GP, LLC ("Lone Star Value GP"). Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Separately Managed Account0 Reported balance After 2018-03-31 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2018-03-31 · Other · Disposed 248,002 · Balance 0

F5: The shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I") were transferred directly to the owner of the Separately Managed Account I.

F6: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, the underlying identity of the separately managed account.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners.

F2: Shares owned directly by Lone Star Value Investors, LP ("Lone Star Value Investors"). Mr. Eberwein, solely by virtue of his position as the manager of Lone Star Value Investors GP, LLC, the general partner of Lone Star Value Investors, and as the sole member of Lone Star Value Management, LLC ("Lone Star Value Management"), the investment manager of Lone Star Value Investors, may be deemed to beneficially own the shares owned directly by Lone Star Value Investors for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners.

F4: Shares owned directly by Lone Star Value Investors GP, LLC ("Lone Star Value GP"). Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: The shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I") were transferred directly to the owner of the Separately Managed Account I.

F6: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, the underlying identity of the separately managed account.

F7: Forfeiture of unvested restricted shares of common stock issued under the Novation Companies, Inc. 2015 Incentive Stock Plan resulting from Mr. Eberwein's resignation from the Board of Directors of Novation Companies, Inc. effective March 31, 2018.

STAR EQUITY HOLDINGS, INC.

Report date August 22, 2025 · Filed August 22, 2025

Section 16 reporting ended · disclosed 2025-08-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-08-22 transaction · row 1
1 source row

Row 1 · 2025-08-22 · Disposition to issuer · Disposed 820,374 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025 (the "Merger Agreement"), by and among Star Equity Holdings, Inc. ("Star"), Hudson Global, Inc. ("Hudson") and HSON Merger Sub, Inc., a wholly owned subsidiary of Hudson ("Merger Sub"), in exchange for .23 shares of Hudson common stock for each share of Star common stock on the effective date of the merger (the "Merger") and one share of Hudson Series A Preferred Stock for each share of Star 10% Series A Cumulative Perpetual Preferred Stock on the effective date of the Merger.

10% Series A Cumulative Perpetual Preferred StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-08-22 transaction · row 2
1 source row

Row 2 · 2025-08-22 · Disposition to issuer · Disposed 1,182,414 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025 (the "Merger Agreement"), by and among Star Equity Holdings, Inc. ("Star"), Hudson Global, Inc. ("Hudson") and HSON Merger Sub, Inc., a wholly owned subsidiary of Hudson ("Merger Sub"), in exchange for .23 shares of Hudson common stock for each share of Star common stock on the effective date of the merger (the "Merger") and one share of Hudson Series A Preferred Stock for each share of Star 10% Series A Cumulative Perpetual Preferred Stock on the effective date of the Merger.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-08-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-08-22 · Disposition to issuer · Disposed 2,935 · Balance 0

F2: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star common stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for .23 Hudson Restricted Stock Units for each Star Restricted Stock Unit.

F3: The Restricted Stock Units granted on November 22, 2024 (the "Grant Date") are scheduled to vest upon the first anniversary of the Grant Date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-08-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-08-22 · Disposition to issuer · Disposed 3,221 · Balance 0

F2: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star common stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for .23 Hudson Restricted Stock Units for each Star Restricted Stock Unit.

F4: The Restricted Stock Units granted on March 25, 2025 (the "Second Grant Date") are scheduled to vest upon the first anniversary of the Second Grant Date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-08-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-08-22 · Disposition to issuer · Disposed 860 · Balance 0

F5: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star 10% Series A Cumulative Perpetual Preferred Stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for one Hudson Restricted Stock Unit for each Star Restricted Stock Unit.

F6: The Restricted Stock Units granted on May 19, 2025 (the "Preferred Grant Date") are scheduled to vest upon the first anniversary of the Preferred Grant Date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-08-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-08-22 · Disposition to issuer · Disposed 860 · Balance 0

F5: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star 10% Series A Cumulative Perpetual Preferred Stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for one Hudson Restricted Stock Unit for each Star Restricted Stock Unit.

F7: The Restricted Stock Units granted on August 18, 2025 (the "Second Preferred Grant Date") are scheduled to vest upon the first anniversary of the Second Preferred Grant Date.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025 (the "Merger Agreement"), by and among Star Equity Holdings, Inc. ("Star"), Hudson Global, Inc. ("Hudson") and HSON Merger Sub, Inc., a wholly owned subsidiary of Hudson ("Merger Sub"), in exchange for .23 shares of Hudson common stock for each share of Star common stock on the effective date of the merger (the "Merger") and one share of Hudson Series A Preferred Stock for each share of Star 10% Series A Cumulative Perpetual Preferred Stock on the effective date of the Merger.

F2: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star common stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for .23 Hudson Restricted Stock Units for each Star Restricted Stock Unit.

F3: The Restricted Stock Units granted on November 22, 2024 (the "Grant Date") are scheduled to vest upon the first anniversary of the Grant Date.

F4: The Restricted Stock Units granted on March 25, 2025 (the "Second Grant Date") are scheduled to vest upon the first anniversary of the Second Grant Date.

F5: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star 10% Series A Cumulative Perpetual Preferred Stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for one Hudson Restricted Stock Unit for each Star Restricted Stock Unit.

F6: The Restricted Stock Units granted on May 19, 2025 (the "Preferred Grant Date") are scheduled to vest upon the first anniversary of the Preferred Grant Date.

F7: The Restricted Stock Units granted on August 18, 2025 (the "Second Preferred Grant Date") are scheduled to vest upon the first anniversary of the Second Preferred Grant Date.

Section 16 reporting ended · disclosed 2024-05-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy: Star Equity Fund, LP1,040,985 Last balance in matching sequence After 2024-05-14 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 2 · 2024-05-10 · Sale · Disposed 5,676 · Balance 1,075,309

F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.27, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

F4: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Row 3 · 2024-05-13 · Sale · Disposed 16,618 · Balance 1,058,691

F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F4: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Row 4 · 2024-05-14 · Sale · Disposed 17,706 · Balance 1,040,985

F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F4: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Common StockSEC Table I · non-derivativeDirect1,983,027 Reported balance Holding disclosure · report date 2024-05-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,983,027

F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2: Shares owned directly by Mr. Eberwein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2: Shares owned directly by Mr. Eberwein.

F3: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.27, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

F4: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 26, 2023 Filed Oct 27, 2023 16:46 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseCommon Stock 4,300 $0.23 $967.93
Disclosure

SEC source: 0000921895-23-002417 · form409271052_10292023.xml · nonDerivative · entry 2

Star Equity Fund, LP · CIK 0001915673 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 821,255

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 16:46 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseCommon Stock 13,441 $0.23 $3,130.41
Disclosure

SEC source: 0000921895-23-002417 · form409271052_10292023.xml · nonDerivative · entry 1

Star Equity Fund, LP · CIK 0001915673 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 816,955

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2321 to $0.2361, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Read SEC document
October 23, 2023 Filed Oct 23, 2023 21:27 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseCommon Stock 15,919 $0.23 $3,709.13
Disclosure

SEC source: 0001193805-23-001445 · e619022_4-firsthand.xml · nonDerivative · entry 3

Star Equity Fund, LP · CIK 0001915673 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 803,514

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2235 to $0.2359, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

F2 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Read SEC document
October 20, 2023 Filed Oct 23, 2023 21:27 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseCommon Stock 3,600 $0.23 $813.96
Disclosure

SEC source: 0001193805-23-001445 · e619022_4-firsthand.xml · nonDerivative · entry 2

Star Equity Fund, LP · CIK 0001915673 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 787,595

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 21:27 UTC Firsthand Technology Value Fund, Inc. SVVC · Entity 8740 PurchaseCommon Stock 92,639 $0.23 $21,353.29
Disclosure

SEC source: 0001193805-23-001445 · e619022_4-firsthand.xml · nonDerivative · entry 1

Star Equity Fund, LP · CIK 0001915673 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 783,995

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2236 to $0.2360, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

F2 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 17:07 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Sale10% Series A Cumulative Perpetual Preferred Stock 298 $9.39 $2,798.22
Disclosure

SEC source: 0000921895-23-002179 · form409271ebe_09152023.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,182,414

Read SEC document
September 14, 2023 Filed Sep 15, 2023 17:07 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 PurchaseCommon Stock 23,669 $1.11 $26,272.59
Disclosure

SEC source: 0000921895-23-002179 · form409271ebe_09152023.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,062,485

Read SEC document
September 13, 2023 Filed Sep 15, 2023 17:07 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Sale10% Series A Cumulative Perpetual Preferred Stock 1,902 $9.39 $17,859.78
Disclosure

SEC source: 0000921895-23-002179 · form409271ebe_09152023.xml · nonDerivative · entry 1

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,182,712

Read SEC document
September 11, 2023 Filed Sep 11, 2023 19:38 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Sale10% Series A Cumulative Perpetual Preferred Stock 1,879 $9.39 $17,643.81
Disclosure

SEC source: 0000921895-23-002143 · form409271ebe_09112023.xml · nonDerivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,184,614

Read SEC document
September 11, 2023 Filed Sep 11, 2023 19:38 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 PurchaseCommon Stock 46,280 $1.11 $51,370.80
Disclosure

SEC source: 0000921895-23-002143 · form409271ebe_09112023.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,038,816

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.11, inclusive. Mr. Eberwein undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 19:38 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Sale10% Series A Cumulative Perpetual Preferred Stock 4,650 $9.39 $43,663.50
Disclosure

SEC source: 0000921895-23-002143 · form409271ebe_09112023.xml · nonDerivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,186,493

Read SEC document
September 07, 2023 Filed Sep 11, 2023 19:38 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 PurchaseCommon Stock 8,974 $1.07 $9,602.18
Disclosure

SEC source: 0000921895-23-002143 · form409271ebe_09112023.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,992,536

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.06 to $1.09, inclusive. Mr. Eberwein undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 19:38 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 PurchaseCommon Stock 30,881 $1.07 $33,042.67
Disclosure

SEC source: 0000921895-23-002143 · form409271ebe_09112023.xml · nonDerivative · entry 1

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,983,562

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.06 to $1.11, inclusive. Mr. Eberwein undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

Read SEC document
September 06, 2023 Filed Sep 6, 2023 18:15 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 PurchaseCommon Stock 1,716 $1.05 $1,801.80
Disclosure

SEC source: 0000921895-23-002124 · form409271ebe_09062023.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,952,681

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.04 to $1.06, inclusive. Mr. Eberwein undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 18:15 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 PurchaseCommon Stock 22,316 $1.06 $23,654.96
Disclosure

SEC source: 0000921895-23-002124 · form409271ebe_09062023.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,950,965

Read SEC document
September 01, 2023 Filed Sep 6, 2023 18:15 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 PurchaseCommon Stock 39,821 $1.06 $42,210.26
Disclosure

SEC source: 0000921895-23-002124 · form409271ebe_09062023.xml · nonDerivative · entry 1

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,928,649

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.05 to $1.06, inclusive. Mr. Eberwein undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 18:06 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Sale10% Series A Cumulative Perpetual Preferred Stock 5,356 $9.40 $50,346.40
Disclosure

SEC source: 0000921895-23-002107 · form409271ebe_08312023.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,191,143

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.39 to $9.49, inclusive. Mr. Eberwein undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 18:06 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 PurchaseCommon Stock 28,681 $1.01 $28,967.81
Disclosure

SEC source: 0000921895-23-002107 · form409271ebe_08312023.xml · nonDerivative · entry 1

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,888,828

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.00 to $1.03, inclusive. Mr. Eberwein undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

Read SEC document
August 25, 2023 Filed Aug 25, 2023 17:11 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Sale10% Series A Cumulative Perpetual Preferred Stock 6,104 $9.49 $57,926.96
Disclosure

SEC source: 0000921895-23-002079 · form409271ebe_08252023.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,196,499

Read SEC document
August 23, 2023 Filed Aug 25, 2023 17:11 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Sale10% Series A Cumulative Perpetual Preferred Stock 907 $9.49 $8,607.43
Disclosure

SEC source: 0000921895-23-002079 · form409271ebe_08252023.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,202,603

Read SEC document
August 22, 2023 Filed Aug 22, 2023 19:44 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Sale10% Series A Cumulative Perpetual Preferred Stock 51 $9.59 $489.09
Disclosure

SEC source: 0000921895-23-002060 · form409271ebe_08222023.xml · nonDerivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,203,510

Read SEC document
August 22, 2023 Filed Aug 22, 2023 19:44 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 PurchaseCommon Stock 5,326 $1.01 $5,379.26
Disclosure

SEC source: 0000921895-23-002060 · form409271ebe_08222023.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,860,147

Read SEC document
August 21, 2023 Filed Aug 22, 2023 19:44 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 PurchaseCommon Stock 70,874 $1.01 $71,582.74
Disclosure

SEC source: 0000921895-23-002060 · form409271ebe_08222023.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,854,821

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $1.00 to $1.01, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 19:44 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Sale10% Series A Cumulative Perpetual Preferred Stock 9,946 $9.49 $94,387.54
Disclosure

SEC source: 0000921895-23-002060 · form409271ebe_08222023.xml · nonDerivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,203,561

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.49 to $9.88, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 19:44 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 PurchaseCommon Stock 81,426 $1.00 $81,426.00
Disclosure

SEC source: 0000921895-23-002060 · form409271ebe_08222023.xml · nonDerivative · entry 1

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,783,947

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $1.00 to $1.01, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

Read SEC document
August 17, 2023 Filed Aug 17, 2023 20:25 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Sale10% Series A Cumulative Perpetual Preferred Stock 8,951 $9.55 $85,482.05
Disclosure

SEC source: 0000921895-23-002016 · form409271ebe_08172023.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,213,507

F3 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.59, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

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August 17, 2023 Filed Aug 17, 2023 20:25 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 PurchaseCommon Stock 7,450 $0.95 $7,077.50
Disclosure

SEC source: 0000921895-23-002016 · form409271ebe_08172023.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,702,521

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $0.94 to $0.95, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

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August 16, 2023 Filed Aug 17, 2023 20:25 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 GrantRestricted Stock Unit · Derivative 10,360 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-002016 · form409271ebe_08172023.xml · derivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,360

Underlying: Common Stock · 10,360 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F4 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F5 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 16, 2023, subject to the Reporting Person continuing to be a service provider through such date.

F5 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 16, 2023, subject to the Reporting Person continuing to be a service provider through such date.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 20:25 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 PurchaseCommon Stock 292,790 $0.85 $248,871.50
Disclosure

SEC source: 0000921895-23-002016 · form409271ebe_08172023.xml · nonDerivative · entry 1

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,695,071

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $0.82 to $0.95, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:50 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Exercise / conversionRestricted Stock Unit · Derivative 28,619 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-001964 · form409271ebe_08142023.xml · derivative · entry 6

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: On August 11, 2022 the Reporting Person was granted 28,619 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 11, 2023.

F5 · derivative.expiration_date: On August 11, 2022 the Reporting Person was granted 28,619 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 11, 2023.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:50 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Exercise / conversionRestricted Stock Unit · Derivative 15,876 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-001964 · form409271ebe_08142023.xml · derivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: On August 11, 2022 the Reporting Person was granted 15,876 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 11, 2023.

F4 · derivative.expiration_date: On August 11, 2022 the Reporting Person was granted 15,876 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 11, 2023.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:50 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Exercise / conversionRestricted Stock Unit · Derivative 81,967 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-001964 · form409271ebe_08142023.xml · derivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: On August 11, 2022 the Reporting Person was granted 81,967 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 11, 2023.

F3 · derivative.expiration_date: On August 11, 2022 the Reporting Person was granted 81,967 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 11, 2023.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:50 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Exercise / conversionCommon Stock 28,619 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-001964 · form409271ebe_08142023.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,402,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:50 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Exercise / conversionCommon Stock 15,876 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-001964 · form409271ebe_08142023.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,373,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:50 UTC STAR EQUITY HOLDINGS, INC. STRR · Entity 76212 Exercise / conversionCommon Stock 81,967 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-001964 · form409271ebe_08142023.xml · nonDerivative · entry 1

Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,357,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 18:22 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 2,834 $1.34 $3,797.56
Disclosure

SEC source: 0000921895-23-001978 · form409271ebe_08152023.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Star Equity Fund, LP

Disclosed balance after: 1,080,985

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 18:22 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 5,262 $1.34 $7,051.08
Disclosure

SEC source: 0000921895-23-001978 · form409271ebe_08152023.xml · nonDerivative · entry 1

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,983,027

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Shares owned directly by Mr. Eberwein.

Read SEC document
August 09, 2023 Filed Aug 9, 2023 18:08 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 869 $1.35 $1,173.15
Disclosure

SEC source: 0000921895-23-001866 · form409271001ebe_08092023.xml · nonDerivative · entry 6

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Star Equity Fund, LP

Disclosed balance after: 1,083,819

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Read SEC document
August 09, 2023 Filed Aug 9, 2023 18:08 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 1,614 $1.35 $2,178.90
Disclosure

SEC source: 0000921895-23-001866 · form409271001ebe_08092023.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,988,289

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Shares owned directly by Mr. Eberwein.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 18:08 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 14,108 $1.34 $18,904.72
Disclosure

SEC source: 0000921895-23-001866 · form409271001ebe_08092023.xml · nonDerivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Star Equity Fund, LP

Disclosed balance after: 1,084,688

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 18:08 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 26,199 $1.34 $35,106.66
Disclosure

SEC source: 0000921895-23-001866 · form409271001ebe_08092023.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,989,903

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Shares owned directly by Mr. Eberwein.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 18:08 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 1,713 $1.39 $2,381.07
Disclosure

SEC source: 0000921895-23-001866 · form409271001ebe_08092023.xml · nonDerivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Star Equity Fund, LP

Disclosed balance after: 1,098,796

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 18:08 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 3,180 $1.39 $4,420.20
Disclosure

SEC source: 0000921895-23-001866 · form409271001ebe_08092023.xml · nonDerivative · entry 1

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,016,102

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Shares owned directly by Mr. Eberwein.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 18:15 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 1,229 $1.34 $1,646.86
Disclosure

SEC source: 0001193805-23-001102 · e618842_4-eberwein.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Star Equity Fund, LP

Disclosed balance after: 1,100,509

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · balance_after: Due to an inadvertent ministerial error, the Form 4 filed by the Reporting Person on July 26, 2023 reported beneficial ownership of 1,120,391 shares of the Issuer's common stock, rather than the actual number of 1,120,364 shares.

F4 · ownership.nature: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

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August 02, 2023 Filed Aug 4, 2023 18:15 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 2,282 $1.34 $3,057.88
Disclosure

SEC source: 0001193805-23-001102 · e618842_4-eberwein.xml · nonDerivative · entry 1

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,019,282

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Shares owned directly by Mr. Eberwein.

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August 01, 2023 Filed Aug 1, 2023 17:24 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 1,744 $1.39 $2,424.16
Disclosure

SEC source: 0000921895-23-001787 · form409271ebe_08012023.xml · nonDerivative · entry 6

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Star Equity Fund, LP

Disclosed balance after: 1,101,765

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

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August 01, 2023 Filed Aug 1, 2023 17:24 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 3,240 $1.39 $4,503.60
Disclosure

SEC source: 0000921895-23-001787 · form409271ebe_08012023.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,021,564

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Shares owned directly by Mr. Eberwein.

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July 31, 2023 Filed Aug 1, 2023 17:24 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 9,609 $1.40 $13,452.60
Disclosure

SEC source: 0000921895-23-001787 · form409271ebe_08012023.xml · nonDerivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Star Equity Fund, LP

Disclosed balance after: 1,103,509

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

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July 31, 2023 Filed Aug 1, 2023 17:24 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 17,845 $1.40 $24,983.00
Disclosure

SEC source: 0000921895-23-001787 · form409271ebe_08012023.xml · nonDerivative · entry 2

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,024,804

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Shares owned directly by Mr. Eberwein.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 17:24 UTC Superior Drilling Products, Inc. SDPI · Entity 88563 SaleCommon Stock 7,273 $1.41 $10,254.93
Disclosure

SEC source: 0000921895-23-001787 · form409271ebe_08012023.xml · nonDerivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · 10% owner

Star Equity Fund, LP · CIK 0001915673 · 10% owner

Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner

Star Investment Management LLC · CIK 0001956409 · 10% owner

Star Value Investments, LLC · CIK 0001956407 · 10% owner

STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Star Equity Fund, LP

Disclosed balance after: 1,113,118

F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.