person · Reporting owner

Eberwein Jeffrey E.

Disclosed activity across 10 companies

Tapewire entity: 21580
SEC CIK: 0001548312

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Enveric Biosciences, Inc.AMRH · Entity 8193	10% owner	August 16, 2018	August 20, 2018
Firsthand Technology Value Fund, Inc.SVVC · Entity 8740	10% owner	May 06, 2024	May 08, 2024
RELIABILITY INCRLBY · Entity 7701	10% owner	April 10, 2026	April 20, 2026
Star Equity Holdings, Inc.STRR · Entity 7343	Director · Chief Executive Officer · 10% owner	October 09, 2026	October 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Enveric Biosciences, Inc.

Report date August 16, 2018 · Filed August 20, 2018

Jointly reported with Lone Star Value Investors LP, Lone Star Value Investors GP LLC, Lone Star Value Management LLC, Lone Star Value Co-Invest I, LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
9.00% Series A Cumulative Preferred StockSEC Table I · non-derivative	Direct	159,950	Reported balance After 2018-08-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2018-08-20 · Other · Acquired 5,057 · Balance 159,950 F3: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock.
Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2023-08-16	Direct	1,910,397	Reported balance After 2018-08-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-08-16 · Other · Acquired 1,910,397 · Balance 1,910,397 F4: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer.
Common StockSEC Table I · non-derivative	Direct	1,196,842	Reported balance Holding disclosure · report date 2018-08-16 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,196,842 F1: Includes 13,910 shares of common stock previously held indirectly through Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") which are now held directly by Mr. Eberwein as a result of a change in the form of beneficial ownership which was excepted from disclosure pursuant to Rule 16a-13 of Section 16 of the Securities Act of 1933. F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I , Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 13,910 shares of common stock previously held indirectly through Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") which are now held directly by Mr. Eberwein as a result of a change in the form of beneficial ownership which was excepted from disclosure pursuant to Rule 16a-13 of Section 16 of the Securities Act of 1933.

F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I , Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock.

F4: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer.

Firsthand Technology Value Fund, Inc.

Report date May 06, 2024 · Filed May 08, 2024

Jointly reported with Star Equity Fund, LP, STAR EQUITY HOLDINGS, INC., Star Equity Fund GP, LLC, Star Investment Management LLC, Star Value Investments, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,029,829	Last balance in matching sequence After 2024-05-08 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2024-05-06 · Purchase · Acquired 18,572 · Balance 2,004,296 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1760 to $0.2011, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Row 2 · 2024-05-07 · Purchase · Acquired 800 · Balance 2,005,096 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Row 3 · 2024-05-08 · Purchase · Acquired 24,733 · Balance 2,029,829 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2011 to $0.2399, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1760 to $0.2011, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

F3: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2011 to $0.2399, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

RELIABILITY INC

Report date April 10, 2026 · Filed April 20, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectJeffrey E. Eberwein Revocable Trust	8,853,328	Reported balance Holding disclosure · report date 2026-04-10 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 8,853,328

Star Equity Holdings, Inc.

Report date October 09, 2026 · Filed October 13, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Preferred StockSEC Table I · non-derivative	Direct	756,937	Ending reported balance After 2026-10-13 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2026-10-09 · Sale · Disposed 1,000 · Balance 758,937 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier. F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold. Row 2 · 2026-10-12 · Sale · Disposed 1,000 · Balance 757,937 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier. F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold. Row 3 · 2026-10-13 · Sale · Disposed 1,000 · Balance 756,937 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier. F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.

F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

Past disclosures · reporting ended (6)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ATRM Holdings, Inc.

Report date September 06, 2019 · Filed September 12, 2019

Jointly reported with Lone Star Value Investors LP, Lone Star Value Investors GP LLC, Lone Star Value Management LLC

Section 16 reporting ended · disclosed 2019-09-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivative	Direct	445,012	Reported balance After 2019-09-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-09-06 · Grant · Acquired 10,000 · Balance 445,012 F1: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control.
Common Stock, $0.001 par valueSEC Table I · non-derivative	Direct	0	Reported balance After 2019-09-10 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2019-09-10 · Disposition to issuer · Disposed 445,012 · Balance 0 F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectBy: Lone Star Value Investors GP, LLC	0	Reported balance After 2019-09-10 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2019-09-10 · Disposition to issuer · Disposed 3,005 · Balance 0 F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control.

F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control.

CROSSROADS SYSTEMS INC

Report date September 14, 2017 · Filed September 18, 2017

Jointly reported with Lone Star Value Investors LP, Lone Star Value Investors GP LLC, Lone Star Value Management LLC, Lone Star Value Co-Invest I, LP

Section 16 reporting ended · disclosed 2017-09-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy: Lone Star Value Investors, LP	0	Reported balance After 2017-09-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-09-14 · Other · Disposed 228,978 · Balance 0 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F6: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	86,739	Reported balance After 2017-09-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2017-09-14 · Other · Acquired 86,739 · Balance 86,739 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. F8: Excludes 409 shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which were scheduled to vest on October 18, 2017, that were canceled by mutual agreement of Mr. Eberwein and the Issuer for no consideration.
Common StockSEC Table I · non-derivative	IndirectBy: Lone Star Value Investors GP, LLC	644	Reported balance After 2017-09-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2017-09-14 · Other · Acquired 644 · Balance 644 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. F3: Securities owned directly by Lone Star Value GP. Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy: Separately Managed Account	0	Reported balance After 2017-09-14 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2017-09-14 · Other · Disposed 20,000 · Balance 0 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F9: The shares held in the Separately Managed Account I were transferred directly to the owner of the Separately Managed Account I. F4: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy: Lone Star Value Co-Invest I, LP	1,707	Reported balance Holding disclosure · report date 2017-09-14 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 1,707 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Securities owned directly by Lone Star Value GP. Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners.

F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners.

F8: Excludes 409 shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which were scheduled to vest on October 18, 2017, that were canceled by mutual agreement of Mr. Eberwein and the Issuer for no consideration.

F9: The shares held in the Separately Managed Account I were transferred directly to the owner of the Separately Managed Account I.

DAKOTA PLAINS HOLDINGS, INC.

Report date September 21, 2016 · Filed September 23, 2016

Jointly reported with Lone Star Value Investors LP, Lone Star Value Investors GP LLC, Lone Star Value Management LLC

Section 16 reporting ended · disclosed 2016-09-23. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy: Lone Star Value Investors, LP	5,127,897	Last balance in matching sequence After 2016-09-22 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2016-09-21 · Sale · Disposed 288,000 · Balance 5,366,454 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.03000 to $.03220. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 4 to this Form 4. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Row 2 · 2016-09-22 · Sale · Disposed 238,557 · Balance 5,127,897 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors.
Common StockSEC Table I · non-derivative	IndirectBy: Separately Managed Account	382,209	Reported balance After 2016-09-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2016-09-22 · Sale · Disposed 17,791 · Balance 382,209 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F3: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I.

F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.03000 to $.03220. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 4 to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4.

NOVATION COMPANIES, INC.

Report date March 30, 2018 · Filed April 03, 2018

Section 16 reporting ended · disclosed 2018-04-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Lone Star Value Investors, LP	0	Reported balance After 2018-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-03-30 · Other · Disposed 2,852,963 · Balance 0 F1: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners. F2: Shares owned directly by Lone Star Value Investors, LP ("Lone Star Value Investors"). Mr. Eberwein, solely by virtue of his position as the manager of Lone Star Value Investors GP, LLC, the general partner of Lone Star Value Investors, and as the sole member of Lone Star Value Management, LLC ("Lone Star Value Management"), the investment manager of Lone Star Value Investors, may be deemed to beneficially own the shares owned directly by Lone Star Value Investors for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	1,274,339	Ending reported balance After 2018-03-31 transaction · row 5 2 source rows · reconciled sequence Row 2 · 2018-03-30 · Other · Acquired 1,082,031 · Balance 2,345,768 F3: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. Row 5 · 2018-03-31 · Disposition to issuer · Disposed 1,071,429 · Balance 1,274,339 F7: Forfeiture of unvested restricted shares of common stock issued under the Novation Companies, Inc. 2015 Incentive Stock Plan resulting from Mr. Eberwein's resignation from the Board of Directors of Novation Companies, Inc. effective March 31, 2018.
Common StockSEC Table I · non-derivative	IndirectBy Lone Star Value Investors GP, LLC	8,029	Reported balance After 2018-03-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2018-03-30 · Other · Acquired 8,029 · Balance 8,029 F3: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. F4: Shares owned directly by Lone Star Value Investors GP, LLC ("Lone Star Value GP"). Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Separately Managed Account	0	Reported balance After 2018-03-31 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2018-03-31 · Other · Disposed 248,002 · Balance 0 F5: The shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I") were transferred directly to the owner of the Separately Managed Account I. F6: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, the underlying identity of the separately managed account.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners.

F2: Shares owned directly by Lone Star Value Investors, LP ("Lone Star Value Investors"). Mr. Eberwein, solely by virtue of his position as the manager of Lone Star Value Investors GP, LLC, the general partner of Lone Star Value Investors, and as the sole member of Lone Star Value Management, LLC ("Lone Star Value Management"), the investment manager of Lone Star Value Investors, may be deemed to beneficially own the shares owned directly by Lone Star Value Investors for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners.

F4: Shares owned directly by Lone Star Value Investors GP, LLC ("Lone Star Value GP"). Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: The shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I") were transferred directly to the owner of the Separately Managed Account I.

F6: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, the underlying identity of the separately managed account.

F7: Forfeiture of unvested restricted shares of common stock issued under the Novation Companies, Inc. 2015 Incentive Stock Plan resulting from Mr. Eberwein's resignation from the Board of Directors of Novation Companies, Inc. effective March 31, 2018.

STAR EQUITY HOLDINGS, INC.

Report date August 22, 2025 · Filed August 22, 2025

Section 16 reporting ended · disclosed 2025-08-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2025-08-22 transaction · row 1 1 source row Row 1 · 2025-08-22 · Disposition to issuer · Disposed 820,374 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025 (the "Merger Agreement"), by and among Star Equity Holdings, Inc. ("Star"), Hudson Global, Inc. ("Hudson") and HSON Merger Sub, Inc., a wholly owned subsidiary of Hudson ("Merger Sub"), in exchange for .23 shares of Hudson common stock for each share of Star common stock on the effective date of the merger (the "Merger") and one share of Hudson Series A Preferred Stock for each share of Star 10% Series A Cumulative Perpetual Preferred Stock on the effective date of the Merger.
10% Series A Cumulative Perpetual Preferred StockSEC Table I · non-derivative	Direct	Reported balance After 2025-08-22 transaction · row 2 1 source row Row 2 · 2025-08-22 · Disposition to issuer · Disposed 1,182,414 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025 (the "Merger Agreement"), by and among Star Equity Holdings, Inc. ("Star"), Hudson Global, Inc. ("Hudson") and HSON Merger Sub, Inc., a wholly owned subsidiary of Hudson ("Merger Sub"), in exchange for .23 shares of Hudson common stock for each share of Star common stock on the effective date of the merger (the "Merger") and one share of Hudson Series A Preferred Stock for each share of Star 10% Series A Cumulative Perpetual Preferred Stock on the effective date of the Merger.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-08-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-08-22 · Disposition to issuer · Disposed 2,935 · Balance 0 F2: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star common stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for .23 Hudson Restricted Stock Units for each Star Restricted Stock Unit. F3: The Restricted Stock Units granted on November 22, 2024 (the "Grant Date") are scheduled to vest upon the first anniversary of the Grant Date.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-08-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2025-08-22 · Disposition to issuer · Disposed 3,221 · Balance 0 F2: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star common stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for .23 Hudson Restricted Stock Units for each Star Restricted Stock Unit. F4: The Restricted Stock Units granted on March 25, 2025 (the "Second Grant Date") are scheduled to vest upon the first anniversary of the Second Grant Date.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-08-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2025-08-22 · Disposition to issuer · Disposed 860 · Balance 0 F5: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star 10% Series A Cumulative Perpetual Preferred Stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for one Hudson Restricted Stock Unit for each Star Restricted Stock Unit. F6: The Restricted Stock Units granted on May 19, 2025 (the "Preferred Grant Date") are scheduled to vest upon the first anniversary of the Preferred Grant Date.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-08-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2025-08-22 · Disposition to issuer · Disposed 860 · Balance 0 F5: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star 10% Series A Cumulative Perpetual Preferred Stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for one Hudson Restricted Stock Unit for each Star Restricted Stock Unit. F7: The Restricted Stock Units granted on August 18, 2025 (the "Second Preferred Grant Date") are scheduled to vest upon the first anniversary of the Second Preferred Grant Date.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025 (the "Merger Agreement"), by and among Star Equity Holdings, Inc. ("Star"), Hudson Global, Inc. ("Hudson") and HSON Merger Sub, Inc., a wholly owned subsidiary of Hudson ("Merger Sub"), in exchange for .23 shares of Hudson common stock for each share of Star common stock on the effective date of the merger (the "Merger") and one share of Hudson Series A Preferred Stock for each share of Star 10% Series A Cumulative Perpetual Preferred Stock on the effective date of the Merger.

F2: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star common stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for .23 Hudson Restricted Stock Units for each Star Restricted Stock Unit.

F3: The Restricted Stock Units granted on November 22, 2024 (the "Grant Date") are scheduled to vest upon the first anniversary of the Grant Date.

F4: The Restricted Stock Units granted on March 25, 2025 (the "Second Grant Date") are scheduled to vest upon the first anniversary of the Second Grant Date.

F5: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star 10% Series A Cumulative Perpetual Preferred Stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for one Hudson Restricted Stock Unit for each Star Restricted Stock Unit.

F6: The Restricted Stock Units granted on May 19, 2025 (the "Preferred Grant Date") are scheduled to vest upon the first anniversary of the Preferred Grant Date.

F7: The Restricted Stock Units granted on August 18, 2025 (the "Second Preferred Grant Date") are scheduled to vest upon the first anniversary of the Second Preferred Grant Date.

Superior Drilling Products, Inc.

Report date May 10, 2024 · Filed May 14, 2024

Jointly reported with Star Equity Fund, LP, Star Equity Fund GP, LLC, Star Investment Management LLC, Star Value Investments, LLC, STAR EQUITY HOLDINGS, INC.

Section 16 reporting ended · disclosed 2024-05-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy: Star Equity Fund, LP	1,040,985	Last balance in matching sequence After 2024-05-14 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 2 · 2024-05-10 · Sale · Disposed 5,676 · Balance 1,075,309 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.27, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold. F4: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Row 3 · 2024-05-13 · Sale · Disposed 16,618 · Balance 1,058,691 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Row 4 · 2024-05-14 · Sale · Disposed 17,706 · Balance 1,040,985 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.
Common StockSEC Table I · non-derivative	Direct	1,983,027	Reported balance Holding disclosure · report date 2024-05-10 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,983,027 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2: Shares owned directly by Mr. Eberwein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2: Shares owned directly by Mr. Eberwein.

F3: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.27, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

F4: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 13, 2024 Filed Nov 14, 2024 16:05 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionRestricted Stock Unit · Derivative	1,978	Not disclosed	Not disclosed	Disclosure SEC source: 0000707388-24-000174 · wk-form4_1731618291.xml · derivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,978 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F1 · shares: On June 12, 2024, the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: On November 13, 2023, the Reporting Person was granted 1,978 Restricted Stock Units (after giving effect to the Reverse Stock Split). As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on November 13, 2024. F3 · derivative.expiration_date: On November 13, 2023, the Reporting Person was granted 1,978 Restricted Stock Units (after giving effect to the Reverse Stock Split). As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on November 13, 2024. F1 · derivative.underlying_shares: On June 12, 2024, the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document
November 13, 2024 Filed Nov 14, 2024 16:05 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionCommon Stock	1,978	Not disclosed	Not disclosed	Disclosure SEC source: 0000707388-24-000174 · wk-form4_1731618291.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 816,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 12, 2024, the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F1 · balance_after: On June 12, 2024, the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document
August 16, 2024 Filed Aug 20, 2024 16:08 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionRestricted Stock Unit · Derivative	2,072	Not disclosed	Not disclosed	Disclosure SEC source: 0000707388-24-000107 · wk-form4_1724184515.xml · derivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F1 · shares: On June 12, 2024, the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: On August 16, 2023, the Reporting Person was granted 2,072 Restricted Stock Units (after giving effect to the Reverse Stock Split). As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 16, 2024. F3 · derivative.expiration_date: On August 16, 2023, the Reporting Person was granted 2,072 Restricted Stock Units (after giving effect to the Reverse Stock Split). As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 16, 2024. F1 · derivative.underlying_shares: On June 12, 2024, the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document
August 16, 2024 Filed Aug 20, 2024 16:08 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionCommon Stock	2,072	Not disclosed	Not disclosed	Disclosure SEC source: 0000707388-24-000107 · wk-form4_1724184515.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 814,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 12, 2024, the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F1 · balance_after: On June 12, 2024, the Issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document
May 23, 2024 Filed May 28, 2024 17:33 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	GrantRestricted Stock Unit · Derivative	9,556	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-24-001329 · form409271004ebe_05232024.xml · derivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,556 Underlying: Common Stock · 9,556 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended. The number of Restricted Stock Units granted was determined using the closing sales price per share on May 22, 2024 of $0.90. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of May 23, 2024, subject to the Reporting Person continuing to be a service provider through such date. F3 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of May 23, 2024, subject to the Reporting Person continuing to be a service provider through such date. Read SEC document
May 14, 2024 Filed May 14, 2024 15:32 UTC	Superior Drilling Products, Inc. SDPI · Entity 88563	SaleCommon Stock	17,706	$1.23	$21,778.38	Disclosure SEC source: 0000921895-24-001153 · form409271001_05142024.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Star Equity Fund, LP · CIK 0001915673 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Star Equity Fund, LP Disclosed balance after: 1,040,985 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
May 13, 2024 Filed May 14, 2024 15:32 UTC	Superior Drilling Products, Inc. SDPI · Entity 88563	SaleCommon Stock	16,618	$1.25	$20,772.50	Disclosure SEC source: 0000921895-24-001153 · form409271001_05142024.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Star Equity Fund, LP · CIK 0001915673 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Star Equity Fund, LP Disclosed balance after: 1,058,691 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
May 10, 2024 Filed May 14, 2024 15:32 UTC	Superior Drilling Products, Inc. SDPI · Entity 88563	SaleCommon Stock	5,676	$1.25	$7,095.00	Disclosure SEC source: 0000921895-24-001153 · form409271001_05142024.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Star Equity Fund, LP · CIK 0001915673 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Star Equity Fund, LP Disclosed balance after: 1,075,309 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.27, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold. F4 · ownership.nature: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
May 08, 2024 Filed May 8, 2024 17:08 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	24,733	$0.24	$5,817.20	Disclosure SEC source: 0000921895-24-001088 · form409271001_05082024.xml · nonDerivative · entry 3 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,029,829 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2011 to $0.2399, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
May 07, 2024 Filed May 8, 2024 17:08 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	800	$0.20	$160.88	Disclosure SEC source: 0000921895-24-001088 · form409271001_05082024.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,005,096 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
May 06, 2024 Filed May 8, 2024 17:08 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	18,572	$0.20	$3,705.11	Disclosure SEC source: 0000921895-24-001088 · form409271001_05082024.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,004,296 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1760 to $0.2011, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
March 27, 2024 Filed Mar 28, 2024 17:07 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	GrantRestricted Stock Unit · Derivative	9,570	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-24-000740 · form409271004ebe_03282024.xml · derivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,570 Underlying: Common Stock · 9,570 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended. The number of Restricted Stock Units granted was determined using the closing sales price per share on March 27, 2024 of $0.90. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of March 27, 2024, subject to the Reporting Person continuing to be a service provider through such date. F3 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of March 27, 2024, subject to the Reporting Person continuing to be a service provider through such date. Read SEC document
February 23, 2024 Filed Feb 23, 2024 17:23 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	15,952	$0.29	$4,551.11	Disclosure SEC source: 0000921895-24-000542 · form409271052_02232024.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,985,724 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2510 to $0.29, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
February 21, 2024 Filed Feb 23, 2024 17:23 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	150,000	$0.28	$42,015.00	Disclosure SEC source: 0000921895-24-000542 · form409271052_02232024.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,969,772 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2795 to $0.2801, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 29, 2023 Filed Jan 3, 2024 17:51 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	22,735	$0.30	$6,834.14	Disclosure SEC source: 0000921895-24-000044 · form409271052_01032024.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,819,772 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2651 to $0.3011, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 28, 2023 Filed Dec 28, 2023 17:05 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	10,000	$0.30	$3,011.00	Disclosure SEC source: 0001193805-23-001678 · e619158_4-eberwein.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,797,037 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 27, 2023 Filed Dec 28, 2023 17:05 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	10,500	$0.34	$3,517.50	Disclosure SEC source: 0001193805-23-001678 · e619158_4-eberwein.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,787,037 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 26, 2023 Filed Dec 26, 2023 17:27 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	1,000	$0.30	$301.10	Disclosure SEC source: 0000921895-23-002797 · form409271052_12262023.xml · nonDerivative · entry 3 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,776,537 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 22, 2023 Filed Dec 26, 2023 17:27 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	3,193	$0.31	$993.34	Disclosure SEC source: 0000921895-23-002797 · form409271052_12262023.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,775,537 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 21, 2023 Filed Dec 26, 2023 17:27 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	11,000	$0.30	$3,312.10	Disclosure SEC source: 0000921895-23-002797 · form409271052_12262023.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,772,344 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 19, 2023 Filed Dec 20, 2023 16:56 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	252	$0.31	$78.40	Disclosure SEC source: 0000921895-23-002788 · form409271052_12202023.xml · nonDerivative · entry 3 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,761,344 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 19, 2023 Filed Dec 20, 2023 16:56 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	12,700	$0.32	$4,034.79	Disclosure SEC source: 0000921895-23-002788 · form409271052_12202023.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,761,092 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3011 to $0.3195, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 18, 2023 Filed Dec 20, 2023 16:56 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	50,000	$0.30	$15,055.00	Disclosure SEC source: 0000921895-23-002788 · form409271052_12202023.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,748,392 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.30 to $0.3011, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 14, 2023 Filed Dec 14, 2023 17:29 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	5,000	$0.31	$1,555.50	Disclosure SEC source: 0000921895-23-002764 · form409271052_12142023.xml · nonDerivative · entry 3 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,698,392 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 13, 2023 Filed Dec 14, 2023 17:29 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	1,100	$0.31	$341.11	Disclosure SEC source: 0000921895-23-002764 · form409271052_12142023.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,693,392 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 12, 2023 Filed Dec 14, 2023 17:29 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	7,125	$0.30	$2,171.70	Disclosure SEC source: 0000921895-23-002764 · form409271052_12142023.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,692,292 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3026 to $0.3101, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 11, 2023 Filed Dec 11, 2023 16:24 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	11,855	$0.30	$3,569.54	Disclosure SEC source: 0000921895-23-002740 · form409271052_12112023.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,685,167 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 07, 2023 Filed Dec 11, 2023 16:24 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	141	$0.30	$42.46	Disclosure SEC source: 0000921895-23-002740 · form409271052_12112023.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,673,312 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 06, 2023 Filed Dec 6, 2023 17:21 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	738	$0.28	$204.06	Disclosure SEC source: 0000921895-23-002721 · form409271052_12062023.xml · nonDerivative · entry 3 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,673,171 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2756 to $0.2931, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 05, 2023 Filed Dec 6, 2023 17:21 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	27,024	$0.33	$8,831.44	Disclosure SEC source: 0000921895-23-002721 · form409271052_12062023.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,672,433 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3011 to $0.3301, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 04, 2023 Filed Dec 6, 2023 17:21 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	23,630	$0.33	$7,783.72	Disclosure SEC source: 0000921895-23-002721 · form409271052_12062023.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,645,409 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2751 to $0.3295, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
December 01, 2023 Filed Dec 1, 2023 17:11 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	21,700	$0.32	$6,935.32	Disclosure SEC source: 0000921895-23-002705 · form409271052_12012023.xml · nonDerivative · entry 3 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,621,779 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2751 to $0.32, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 30, 2023 Filed Dec 1, 2023 17:11 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	38,416	$0.30	$11,398.03	Disclosure SEC source: 0000921895-23-002705 · form409271052_12012023.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,600,079 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.279 to $0.309, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 29, 2023 Filed Dec 1, 2023 17:11 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	51,400	$0.28	$14,222.38	Disclosure SEC source: 0000921895-23-002705 · form409271052_12012023.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,561,663 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2748 to $0.2824, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 24, 2023 Filed Nov 28, 2023 17:48 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	8,600	$0.27	$2,322.00	Disclosure SEC source: 0000921895-23-002692 · form409271052_11282023.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,510,263 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 21, 2023 Filed Nov 21, 2023 16:52 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	33,774	$0.28	$9,426.32	Disclosure SEC source: 0000921895-23-002680 · form409271052_11212023.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,501,663 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2711 to $0.2801, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 20, 2023 Filed Nov 21, 2023 16:52 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	173,180	$0.26	$45,338.52	Disclosure SEC source: 0000921895-23-002680 · form409271052_11212023.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,467,889 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2511 to $0.27, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 17, 2023 Filed Nov 17, 2023 17:06 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	9,000	$0.25	$2,250.00	Disclosure SEC source: 0000921895-23-002670 · form409271052_11172023.xml · nonDerivative · entry 3 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,294,709 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 16, 2023 Filed Nov 17, 2023 17:06 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	6,960	$0.23	$1,567.39	Disclosure SEC source: 0000921895-23-002670 · form409271052_11172023.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,285,709 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2251 to $0.2495, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 15, 2023 Filed Nov 17, 2023 17:06 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	59,494	$0.25	$15,034.13	Disclosure SEC source: 0000921895-23-002670 · form409271052_11172023.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,278,749 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2251 to $0.2590, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 14, 2023 Filed Nov 14, 2023 17:54 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	3,476	$0.25	$874.56	Disclosure SEC source: 0000921895-23-002641 · form409271052_11142023.xml · nonDerivative · entry 3 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,219,255 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2511 to $0.2521, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 13, 2023 Filed Nov 14, 2023 17:54 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	100,000	$0.25	$25,310.00	Disclosure SEC source: 0000921895-23-002641 · form409271052_11142023.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,215,779 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2356 to $0.2551, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 13, 2023 Filed Nov 15, 2023 18:38 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	GrantRestricted Stock Unit · Derivative	9,887	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-23-002653 · form409271004ebe_11152023.xml · derivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,887 Underlying: Common Stock · 9,887 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended. The number of Restricted Stock Units granted was determined using the closing sales price per share on November 10, 2023 of $0.87. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of November 13, 2023, subject to the Reporting Person continuing to be a service provider through such date. F3 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of November 13, 2023, subject to the Reporting Person continuing to be a service provider through such date. Read SEC document
November 10, 2023 Filed Nov 14, 2023 17:54 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	150,146	$0.25	$37,926.88	Disclosure SEC source: 0000921895-23-002641 · form409271052_11142023.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,115,779 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2511 to $0.2551, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 08, 2023 Filed Nov 8, 2023 17:58 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	16,993	$0.25	$4,243.15	Disclosure SEC source: 0000921895-23-002523 · form409271052_11082023.xml · nonDerivative · entry 3 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 965,633 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2351 to $0.2511, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 07, 2023 Filed Nov 8, 2023 17:58 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	25,000	$0.24	$5,877.50	Disclosure SEC source: 0000921895-23-002523 · form409271052_11082023.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 948,640 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 06, 2023 Filed Nov 8, 2023 17:58 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	50,000	$0.25	$12,525.00	Disclosure SEC source: 0000921895-23-002523 · form409271052_11082023.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 923,640 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.25 to $0.2511, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 02, 2023 Filed Nov 3, 2023 17:08 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	15,149	$0.25	$3,803.91	Disclosure SEC source: 0000921895-23-002455 · form409271052_11032023.xml · nonDerivative · entry 2 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 873,640 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
November 01, 2023 Filed Nov 3, 2023 17:08 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	5,172	$0.25	$1,298.69	Disclosure SEC source: 0000921895-23-002455 · form409271052_11032023.xml · nonDerivative · entry 1 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 858,491 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document
October 27, 2023 Filed Oct 27, 2023 16:46 UTC	Firsthand Technology Value Fund, Inc. SVVC · Entity 8740	PurchaseCommon Stock	32,064	$0.25	$8,051.27	Disclosure SEC source: 0000921895-23-002417 · form409271052_10292023.xml · nonDerivative · entry 3 Star Equity Fund, LP · CIK 0001915673 · 10% owner STAR EQUITY HOLDINGS, INC. · CIK 0000707388 · 10% owner Star Equity Fund GP, LLC · CIK 0001956411 · 10% owner Star Investment Management LLC · CIK 0001956409 · 10% owner Star Value Investments, LLC · CIK 0001956407 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 853,319 F1 · security: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · ownership.direct: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.