Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Super Micro Computer, Inc.SMCI · Entity 3204 | Director · President and CEO · 10% owner | October 07, 2026 | October 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Super Micro Computer, Inc.
Report date October 07, 2026 · Filed October 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 337,506 |
Reported balance
After 2026-10-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-10-07 · Sale · Disposed 100,000 · Balance 337,506 F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on May 26, 2026 during the Company's open window period (the "Trading Plan"). F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 25,332,520 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 25,332,520 F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual. |
| Common StockSEC Table I · non-derivative | Direct | 40,426,120 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 40,426,120 |
Filing footnotes · ownership attribution and instrument terms
F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on May 26, 2026 during the Company's open window period (the "Trading Plan").
F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 25, 2022 Filed Oct 27, 2022 21:14 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000082 · wf-form4_166690522492153.xml · derivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 21:14 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 372 | $67.04 | $24,938.88 |
DisclosureSEC source: 0001758554-22-000082 · wf-form4_166690522492153.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 46,646 Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 21:14 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000082 · wf-form4_166690522492153.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:23 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000077 · wf-form4_166362616456525.xml · derivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:46 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $45.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000070 · wf-form4_166301557306610.xml · derivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 200,000 shares Expires 2031-03-02 F1 · derivative.exercise_date: On March 2, 2021, the Reporting Person was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On September 8, 2022, achievement of the revenue goal for the second tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. This second tranche will be earned and exercisable only if and when the applicable $60 stock price goal achievement is certified. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:49 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000060 · wf-form4_166033734241851.xml · derivative · entry 7 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,599 Underlying: Common Stock · 236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:49 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000060 · wf-form4_166033734241851.xml · derivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,182 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:49 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 118 | $63.73 | $7,520.14 |
DisclosureSEC source: 0001758554-22-000060 · wf-form4_166033734241851.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 46,268 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:49 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000060 · wf-form4_166033734241851.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 46,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:49 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 98 | $63.73 | $6,245.54 |
DisclosureSEC source: 0001758554-22-000060 · wf-form4_166033734241851.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 46,150 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:49 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000060 · wf-form4_166033734241851.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 46,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:56 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 945 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000032 · wf-form4_165238895622023.xml · derivative · entry 7 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,835 Underlying: Common Stock · 945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:56 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000032 · wf-form4_165238895622023.xml · derivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,379 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:56 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 327 | $51.08 | $16,703.16 |
DisclosureSEC source: 0001758554-22-000032 · wf-form4_165238895622023.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 46,051 Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:56 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000032 · wf-form4_165238895622023.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 46,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:56 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 69 | $51.08 | $3,524.52 |
DisclosureSEC source: 0001758554-22-000032 · wf-form4_165238895622023.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 45,433 Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:56 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000032 · wf-form4_165238895622023.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 45,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 21:02 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 5,388 | $42.00 | $226,296.00 |
DisclosureSEC source: 0001758554-22-000024 · wf-form4_165057492828865.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 45,305 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 20:45 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 5,328 | $42.17 | $224,681.76 |
DisclosureSEC source: 0001758554-22-000018 · wf-form4_164884588024297.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 50,693 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.53, inclusive. The reporting person's spouse undertakes to provide to SuperMicro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The Reporting Person does not have any further reportable beneficial ownership of shares of SMCI common stock owned by Child A and Child B that were included in the Reporting Person's prior ownership reports. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 20:45 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 17,449 | $41.54 | $724,831.46 |
DisclosureSEC source: 0001758554-22-000018 · wf-form4_164884588024297.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 56,021 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. F3 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.995 to $41.99, inclusive. The reporting person's spouse undertakes to provide to SuperMicro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 20:45 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 16,835 | $40.46 | $681,144.10 |
DisclosureSEC source: 0001758554-22-000018 · wf-form4_164884588024297.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 73,470 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive. The reporting person's spouse undertakes to provide to SuperMicro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 26, 2022 Filed Jun 3, 2022 20:51 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $45.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000044 · wf-form4_165428949004037.xml · derivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-03-02 F1 · date: On March 2, 2021, the Reporting Person was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On March 26, 2022, achievement of the revenue goal for the first tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. This first tranche will be earned and exercisable only if and when the applicable $45 stock price goal achievement is certified. F1 · derivative.exercise_date: On March 2, 2021, the Reporting Person was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On March 26, 2022, achievement of the revenue goal for the first tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. This first tranche will be earned and exercisable only if and when the applicable $45 stock price goal achievement is certified. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:18 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000010 · wf-form4_164487704480438.xml · derivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,576 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:18 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 69 | $38.57 | $2,661.33 |
DisclosureSEC source: 0001758554-22-000010 · wf-form4_164487704480438.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 90,305 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:18 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000010 · wf-form4_164487704480438.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 90,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 21:38 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,000 | $0.00 Strike: $17.09 | $0.00 |
DisclosureSEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · derivative · entry 9 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 29,000 shares Expires 2022-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. F8 · derivative.exercise_date: This stock option is fully vested and exercisable. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 21:38 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 1,300 | $45.50 | $59,143.50 |
DisclosureSEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · nonDerivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 90,177 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. F7 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.30 to $46.17, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 21:38 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 1,396 | $44.77 | $62,501.01 |
DisclosureSEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · nonDerivative · entry 5 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 91,477 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. F6 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.30 to $45.15, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 21:38 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 9,653 | $43.54 | $420,267.49 |
DisclosureSEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 92,873 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. F5 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.275 to $44.22, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 21:38 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 16,651 | $42.85 | $713,473.70 |
DisclosureSEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 102,526 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.275 to $43.27, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 21:38 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 29,000 | $17.09 | $495,610.00 |
DisclosureSEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 119,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. Read SEC document |
| December 29, 2021 Filed Jan 21, 2022 21:38 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GiftCommon Stock | 47,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,651,229 F1 · shares: This transaction represents charitable contribution by the Reporting Person. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:46 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-21-000083 · wf-form4_163675356567599.xml · derivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,773 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:46 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 69 | $43.82 | $3,023.58 |
DisclosureSEC source: 0001758554-21-000083 · wf-form4_163675356567599.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 90,177 Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:46 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-21-000083 · wf-form4_163675356567599.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 90,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 21:06 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 100 | $43.64 | $4,364.00 |
DisclosureSEC source: 0001758554-21-000079 · wf-form4_163614636440312.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 90,049 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 21:06 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 3,030 | $43.10 | $130,607.54 |
DisclosureSEC source: 0001758554-21-000079 · wf-form4_163614636440312.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 90,149 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.63 to $43.52, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 21:06 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 47,547 | $41.85 | $1,989,937.04 |
DisclosureSEC source: 0001758554-21-000079 · wf-form4_163614636440312.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 93,179 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. F3 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.31 to $42.25, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 21:06 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 3,814 | $40.81 | $155,636.75 |
DisclosureSEC source: 0001758554-21-000079 · wf-form4_163614636440312.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 140,726 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $41.21, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 21:07 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-21-000071 · wf-form4_162880244155919.xml · derivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,970 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 21:07 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 69 | $38.57 | $2,661.33 |
DisclosureSEC source: 0001758554-21-000071 · wf-form4_162880244155919.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 144,540 Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 21:07 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-21-000071 · wf-form4_162880244155919.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 144,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| May 10, 2021 Filed May 12, 2021 22:22 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 196 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-21-000047 · wf-form4_162085811600702.xml · derivative · entry 9 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,167 Underlying: Common Stock · 196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2021 Filed May 12, 2021 22:22 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 79 | $35.17 | $2,778.43 |
DisclosureSEC source: 0001758554-21-000047 · wf-form4_162085811600702.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 144,412 Read SEC document |
| May 10, 2021 Filed May 12, 2021 22:22 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 196 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-21-000047 · wf-form4_162085811600702.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 144,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 22:12 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantRestricted Stock Units · Derivative | 3,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-21-000035 · wf-form4_161973432904249.xml · derivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,780 Underlying: Common Stock · 3,780 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 22:12 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantEmployee Stock Option (right to buy) · Derivative | 8,390 | $0.00 Strike: $42.35 | $0.00 |
DisclosureSEC source: 0001758554-21-000035 · wf-form4_161973432904249.xml · derivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 8,390 Underlying: Common Stock · 8,390 shares Expires 2026-04-27 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of thevesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 22:08 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $18.59 | $0.00 |
DisclosureSEC source: 0001758554-21-000031 · wf-form4_161921570638909.xml · derivative · entry 8 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is fully vested and exercisable. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 22:08 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 50,000 | $18.59 | $929,500.00 |
DisclosureSEC source: 0001758554-21-000031 · wf-form4_161921570638909.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,698,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 21:00 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 41,000 | $0.00 Strike: $18.59 | $0.00 |
DisclosureSEC source: 0001758554-21-000029 · wf-form4_161903882889268.xml · derivative · entry 12 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 41,000 shares Expires 2021-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This stock option is fully vested and exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.