Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Super Micro Computer, Inc.SMCI · Entity 3204 | Director · President and CEO · 10% owner | October 07, 2026 | October 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Super Micro Computer, Inc.
Report date October 07, 2026 · Filed October 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 337,506 |
Reported balance
After 2026-10-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-10-07 · Sale · Disposed 100,000 · Balance 337,506 F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on May 26, 2026 during the Company's open window period (the "Trading Plan"). F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 25,332,520 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 25,332,520 F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual. |
| Common StockSEC Table I · non-derivative | Direct | 40,426,120 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 40,426,120 |
Filing footnotes · ownership attribution and instrument terms
F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on May 26, 2026 during the Company's open window period (the "Trading Plan").
F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2025 Filed Aug 12, 2025 21:43 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantEmployee Stock Option (right to buy) · Derivative | 36,428 | $0.00 Strike: $49.06 | $0.00 |
DisclosureSEC source: 0001392942-25-000009 · wk-form4_1755034994.xml · derivative · entry 7 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 36,428 Underlying: Common Stock · 36,428 shares Expires 2030-08-08 F5 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 9, 2026, and 1/16th at the end of each successive calendar quarter thereafter. Read SEC document |
| August 08, 2025 Filed Aug 12, 2025 21:43 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantRestricted Stock Units · Derivative | 16,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001392942-25-000009 · wk-form4_1755034994.xml · derivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 16,392 Underlying: Common Stock · 16,392 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F4 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F4 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 20:45 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 200,000 | $60.00 | $12,000,000.00 |
DisclosureSEC source: 0001392942-25-000007 · wk-form4_1753908322.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,426,120 F1 · kind: The broker-assisted sales transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2025 during the Company's open window period (the "Trading Plan"). F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.025, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 01:56 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 510 | $0.00 | $0.00 |
DisclosureSEC source: 0001392942-25-000003 · wk-form4_1751507799.xml · derivative · entry 7 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 1,530 Underlying: Common Stock · 510 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F4 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. F4 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 01:56 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 820 | $0.00 | $0.00 |
DisclosureSEC source: 0001392942-25-000003 · wk-form4_1751507799.xml · derivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 1,660 Underlying: Common Stock · 820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024. F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. F2 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 01:56 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 275 | $47.20 | $12,980.00 |
DisclosureSEC source: 0001392942-25-000003 · wk-form4_1751507799.xml · nonDerivative · entry 5 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,684 Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 01:56 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001392942-25-000003 · wk-form4_1751507799.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 01:56 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 442 | $47.20 | $20,862.40 |
DisclosureSEC source: 0001392942-25-000003 · wk-form4_1751507799.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,449 Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 01:56 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001392942-25-000003 · wk-form4_1751507799.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| June 18, 2025 Filed Jun 20, 2025 21:03 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 300,000 | $45.00 | $13,500,000.00 |
DisclosureSEC source: 0001758554-25-000048 · wk-form4_1750453417.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,903,640 F1 · kind: The broker-assisted sales transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2025 during the Company's open window period (the "Trading Plan"). F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.01, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 20, 2025 Filed Jul 10, 2025 21:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | OtherCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001392942-25-000005 · wk-form5_1752183400.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 602,684 F1 · acquired: This ownership report is being filed to reflect that shares of SMCI common stock are jointly held with the Reporting Person's spouse. The reported transaction reflects a subsequent transfer of shares to the Reporting Person's spouse's direct ownership. The transfer was a non-market, exempt transaction under Rule 16a-13 and no consideration was paid. Read SEC document |
| May 20, 2025 Filed Jul 10, 2025 21:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | OtherCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001392942-25-000005 · wk-form5_1752183400.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Joint Account w/ Spouse Disclosed balance after: 25,677,520 F1 · acquired: This ownership report is being filed to reflect that shares of SMCI common stock are jointly held with the Reporting Person's spouse. The reported transaction reflects a subsequent transfer of shares to the Reporting Person's spouse's direct ownership. The transfer was a non-market, exempt transaction under Rule 16a-13 and no consideration was paid. F1 · ownership.nature: This ownership report is being filed to reflect that shares of SMCI common stock are jointly held with the Reporting Person's spouse. The reported transaction reflects a subsequent transfer of shares to the Reporting Person's spouse's direct ownership. The transfer was a non-market, exempt transaction under Rule 16a-13 and no consideration was paid. Read SEC document |
| May 20, 2025 Filed Jul 10, 2025 21:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | OtherCommon Stock | 26,277,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001392942-25-000005 · wk-form5_1752183400.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,626,120 F1 · acquired: This ownership report is being filed to reflect that shares of SMCI common stock are jointly held with the Reporting Person's spouse. The reported transaction reflects a subsequent transfer of shares to the Reporting Person's spouse's direct ownership. The transfer was a non-market, exempt transaction under Rule 16a-13 and no consideration was paid. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:34 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 15,306 | $44.56 | $682,093.52 |
DisclosureSEC source: 0001758554-25-000041 · wk-form4_1747427634.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,203,640 F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.4750 to $45.6800, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:34 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 184,694 | $44.98 | $8,307,222.14 |
DisclosureSEC source: 0001758554-25-000041 · wk-form4_1747427634.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,218,946 F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.4750 to $45.4700, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 10, 2025 Filed May 13, 2025 21:52 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 2,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-25-000030 · wk-form4_1747173113.xml · derivative · entry 7 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 16,900 Underlying: Common Stock · 2,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2025 Filed May 13, 2025 21:52 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 2,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-25-000030 · wk-form4_1747173113.xml · derivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 2,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2025 Filed May 13, 2025 21:52 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 1,142 | $31.99 | $36,532.58 |
DisclosureSEC source: 0001758554-25-000030 · wk-form4_1747173113.xml · nonDerivative · entry 5 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,071 Read SEC document |
| May 10, 2025 Filed May 13, 2025 21:52 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 2,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-25-000030 · wk-form4_1747173113.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 3,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| May 10, 2025 Filed May 13, 2025 21:52 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 1,277 | $31.99 | $40,851.23 |
DisclosureSEC source: 0001758554-25-000030 · wk-form4_1747173113.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 1,093 Read SEC document |
| May 10, 2025 Filed May 13, 2025 21:52 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 2,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-25-000030 · wk-form4_1747173113.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| April 22, 2025 Filed Apr 24, 2025 21:03 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantEmployee Stock Option (right to buy) · Derivative | 3,000,000 | $0.00 Strike: $45.00 | $0.00 |
DisclosureSEC source: 0001758554-25-000027 · wk-form4_1745528598.xml · derivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000,000 Underlying: Common Stock · 3,000,000 shares Expires 2033-11-14 F1 · derivative.exercise_date: On November 14, 2023, the Reporting Person was granted a performance-based stock option award to purchase up to 5,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On April 22, 2025, achievement of the revenue goal for the second, third, and fourth tranches of 1,000,000 shares each under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $60, $75, and $90 stock price goals achievement for the second, third, and fourth tranches had previously been certified, and, as a result, the 3,000,000 shares total associated therewith were earned and became exercisable. The share quantities and stock prices in this footnote reflect the issuer's 10 for 1 stock split that became effective on September 30, 2024. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 22:18 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantEmployee Stock Option (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $45.00 | $0.00 |
DisclosureSEC source: 0001758554-25-000016 · wk-form4_1740781118.xml · derivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2033-11-14 F4 · derivative.exercise_date: On November 14, 2023, the Reporting Person was granted a performance-based stock option award to purchase up to 5,000,000 shares (after giving effect to the Issuer's 10 for 1 stock split) of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On February 27, 2025, achievement of the revenue goal for the first tranche of 1,000,000 shares (after giving effect to the Issuer's 10 for 1 stock split) under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $45 stock price (after giving effect to the Issuer's 10 for 1 stock split) goal achievement for the first tranche had previously been certified, and, as a result, the 1,000,000 shares (after giving effect to the Issuer's 10 for 1 stock split) associated therewith were earned and became exercisable. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 22:18 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantRestricted Stock Units · Derivative | 2,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-25-000016 · wk-form4_1740781118.xml · derivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,040 Underlying: Common Stock · 2,040 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 22:18 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 46,293 | $50.17 | $2,322,566.10 |
DisclosureSEC source: 0001758554-25-000016 · wk-form4_1740781118.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.105 to $50.33, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:37 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 2,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-25-000011 · wk-form4_1739399813.xml · derivative · entry 7 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,370 Underlying: Common Stock · 2,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:37 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 2,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-25-000011 · wk-form4_1739399813.xml · derivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 19,020 Underlying: Common Stock · 2,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:37 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 1,334 | $42.65 | $56,895.10 |
DisclosureSEC source: 0001758554-25-000011 · wk-form4_1739399813.xml · nonDerivative · entry 5 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 46,293 Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:37 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 2,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-25-000011 · wk-form4_1739399813.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 47,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:37 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 1,249 | $42.65 | $53,269.85 |
DisclosureSEC source: 0001758554-25-000011 · wk-form4_1739399813.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 45,267 Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 22:37 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 2,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-25-000011 · wk-form4_1739399813.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 46,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 10, 2024 Filed Nov 13, 2024 00:25 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 2,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-24-000098 · wk-form4_1731457545.xml · derivative · entry 7 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 21,130 Underlying: Common Stock · 2,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split. F4 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F4 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split. Read SEC document |
| November 10, 2024 Filed Nov 13, 2024 00:25 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 2,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-24-000098 · wk-form4_1731457545.xml · derivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 4,730 Underlying: Common Stock · 2,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split. F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split. Read SEC document |
| November 10, 2024 Filed Nov 13, 2024 00:25 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 1,135 | $24.52 | $27,830.20 |
DisclosureSEC source: 0001758554-24-000098 · wk-form4_1731457545.xml · nonDerivative · entry 5 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 44,406 Read SEC document |
| November 10, 2024 Filed Nov 13, 2024 00:25 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 2,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-24-000098 · wk-form4_1731457545.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 45,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 10, 2024 Filed Nov 13, 2024 00:25 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 1,269 | $24.52 | $31,115.88 |
DisclosureSEC source: 0001758554-24-000098 · wk-form4_1731457545.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 43,431 Read SEC document |
| November 10, 2024 Filed Nov 13, 2024 00:25 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 2,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-24-000098 · wk-form4_1731457545.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 44,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 22:13 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-24-000090 · wk-form4_1730499199.xml · derivative · entry 5 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F6 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock. F6 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock. Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 22:13 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,667,500 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001758554-24-000090 · wk-form4_1730499199.xml · derivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667,500 shares Expires 2025-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split. F3 · shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split. F4 · derivative.exercise_date: This stock option is fully vested and exercisable. F3 · derivative.underlying_shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split. Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 22:13 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 928,030 | $33.07 | $30,689,952.10 |
DisclosureSEC source: 0001758554-24-000090 · wk-form4_1730499199.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,403,640 F2 · security: These transactions reflect Mr. Liang's exercise of a stock option granted in 2015 which expires soon. No shares were sold into (or otherwise entered) the public market, and Mr. Liang did not receive any cash proceeds from this transaction. Instead, the Company withheld shares to pay the exercise price and minimum withholding taxes required by law. All withheld shares were retained by the Company. Of the 1,667,500 shares subject to the option, Mr. Liang retained 739,470 shares after a total of 928,030 shares were withheld. F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024. Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 22:13 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 1,667,500 | $3.51 | $5,847,922.50 |
DisclosureSEC source: 0001758554-24-000090 · wk-form4_1730499199.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,331,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024. Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:03 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-24-000068 · wk-form4_1723582991.xml · derivative · entry 7 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,324 Underlying: Common Stock · 211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:03 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-24-000068 · wk-form4_1723582991.xml · derivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 709 Underlying: Common Stock · 236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:03 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 114 | $508.76 | $57,998.64 |
DisclosureSEC source: 0001758554-24-000068 · wk-form4_1723582991.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 4,234 Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:03 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-24-000068 · wk-form4_1723582991.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 4,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:03 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 127 | $508.76 | $64,612.52 |
DisclosureSEC source: 0001758554-24-000068 · wk-form4_1723582991.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 4,137 Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:03 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-24-000068 · wk-form4_1723582991.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 4,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:34 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-24-000063 · wk-form4_1720038872.xml · derivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 248 Underlying: Common Stock · 82 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:34 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 45 | $812.32 | $36,554.40 |
DisclosureSEC source: 0001758554-24-000063 · wk-form4_1720038872.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 4,028 Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:34 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 82 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-24-000063 · wk-form4_1720038872.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 4,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.