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Liu Liang Chiu-Chu Sara

Disclosed activity across 1 company

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21568
SEC CIK
0001392941

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Super Micro Computer, Inc.SMCI · Entity 3204Director · 10% ownerOctober 07, 2026October 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Super Micro Computer, Inc.

Report date October 07, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect337,506 Reported balance After 2026-10-07 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-10-07 · Sale · Disposed 100,000 · Balance 337,506

F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeDirect25,332,520 Reported balance Holding disclosure · report date 2026-10-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 25,332,520

F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual.

Common StockSEC Table I · non-derivativeIndirectBy Spouse40,426,120 Reported balance Holding disclosure · report date 2026-10-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 40,426,120

Filing footnotes · ownership attribution and instrument terms

F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2026 Filed Oct 9, 2026 20:44 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 100,000 $45.02 $4,502,000.00
Disclosure

SEC source: 0001392941-26-000015 · wk-form4_1791578674.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 337,506

F1 · kind: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 22:46 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 100,000 $40.00 $4,000,000.00
Disclosure

SEC source: 0001392941-26-000014 · wk-form4_1788907609.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 437,506

F1 · kind: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F4 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.01, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 22:46 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 57,435 $37.62 $2,160,704.70
Disclosure

SEC source: 0001392941-26-000014 · wk-form4_1788907609.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 537,506

F1 · kind: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F3 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.125 to $38.025, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 22:46 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 42,565 $36.60 $1,557,879.00
Disclosure

SEC source: 0001392941-26-000014 · wk-form4_1788907609.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 594,941

F1 · kind: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.00 to $36.99, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:45 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 3,650 $0.00 $0.00
Disclosure

SEC source: 0001392941-26-000013 · wk-form4_1787172348.xml · derivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:45 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 1,970 $38.28 $75,411.60
Disclosure

SEC source: 0001392941-26-000013 · wk-form4_1787172348.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 637,506

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:45 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 3,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-26-000013 · wk-form4_1787172348.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:47 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 1,024 $0.00 $0.00
Disclosure

SEC source: 0001392941-26-000012 · wk-form4_1786567641.xml · derivative · entry 8

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,270

Underlying: Common Stock · 1,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:47 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 2,110 $0.00 $0.00
Disclosure

SEC source: 0001392941-26-000012 · wk-form4_1786567641.xml · derivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,340

Underlying: Common Stock · 2,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:47 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 553 $31.46 $17,397.38
Disclosure

SEC source: 0001392941-26-000012 · wk-form4_1786567641.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 635,826

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:47 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 1,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-26-000012 · wk-form4_1786567641.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 636,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:47 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 1,139 $31.46 $35,832.94
Disclosure

SEC source: 0001392941-26-000012 · wk-form4_1786567641.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 635,355

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:47 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 2,110 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-26-000012 · wk-form4_1786567641.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 636,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:52 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 273 $0.00 $0.00
Disclosure

SEC source: 0001392941-26-000011 · wk-form4_1783029135.xml · derivative · entry 11

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 821

Underlying: Common Stock · 273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F5 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock.

F5 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:52 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 510 $0.00 $0.00
Disclosure

SEC source: 0001392941-26-000011 · wk-form4_1783029135.xml · derivative · entry 10

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,020

Underlying: Common Stock · 510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:52 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 830 $0.00 $0.00
Disclosure

SEC source: 0001392941-26-000011 · wk-form4_1783029135.xml · derivative · entry 9

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 830

Underlying: Common Stock · 830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:52 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 148 $27.65 $4,092.20
Disclosure

SEC source: 0001392941-26-000011 · wk-form4_1783029135.xml · nonDerivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,384

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:52 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 273 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-26-000011 · wk-form4_1783029135.xml · nonDerivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:52 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 276 $27.65 $7,631.40
Disclosure

SEC source: 0001392941-26-000011 · wk-form4_1783029135.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,259

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:52 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 510 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-26-000011 · wk-form4_1783029135.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:52 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 448 $27.65 $12,387.20
Disclosure

SEC source: 0001392941-26-000011 · wk-form4_1783029135.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,025

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:52 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 830 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-26-000011 · wk-form4_1783029135.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 26, 2026 Filed May 28, 2026 21:07 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 340,000 $0.00 $0.00
Disclosure

SEC source: 0001392941-26-000010 · wk-form4_1780002470.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joint Account w/ Spouse

Disclosed balance after: 25,332,520

F1 · shares: This transaction represents a charitable contribution by the Reporting Person.

Read SEC document
May 10, 2026 Filed May 12, 2026 20:17 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 4,098 $0.00 $0.00
Disclosure

SEC source: 0001392941-26-000008 · wk-form4_1778617044.xml · derivative · entry 8

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,294

Underlying: Common Stock · 4,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2026 Filed May 12, 2026 20:17 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 2,120 $0.00 $0.00
Disclosure

SEC source: 0001392941-26-000008 · wk-form4_1778617044.xml · derivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,450

Underlying: Common Stock · 2,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2026 Filed May 12, 2026 20:17 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 2,211 $35.37 $78,203.07
Disclosure

SEC source: 0001392941-26-000008 · wk-form4_1778617044.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 633,643

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
May 10, 2026 Filed May 12, 2026 20:17 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 4,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-26-000008 · wk-form4_1778617044.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 635,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

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May 10, 2026 Filed May 12, 2026 20:17 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 1,144 $35.37 $40,463.28
Disclosure

SEC source: 0001392941-26-000008 · wk-form4_1778617044.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 631,756

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

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May 10, 2026 Filed May 12, 2026 20:17 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 2,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-26-000008 · wk-form4_1778617044.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

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February 27, 2026 Filed Mar 3, 2026 22:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,980 $0.00 Strike: $4.24 $0.00
Disclosure

SEC source: 0001392941-26-000007 · wk-form4_1772577585.xml · derivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,980 shares

Expires 2026-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F1 · shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F2 · derivative.exercise_date: This stock option was granted on April 27, 2021. It is fully vested and exercisable.

F1 · derivative.underlying_shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

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February 27, 2026 Filed Mar 3, 2026 22:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 20,980 $4.24 $88,850.30
Disclosure

SEC source: 0001392941-26-000007 · wk-form4_1772577585.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:26 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 3,650 $0.00 $0.00
Disclosure

SEC source: 0001392941-26-000005 · wk-form4_1771536361.xml · derivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,650

Underlying: Common Stock · 3,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026. Vested units are settled in shares of SMCI common stock.

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February 17, 2026 Filed Feb 19, 2026 21:26 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 2,108 $30.11 $63,471.88
Disclosure

SEC source: 0001392941-26-000005 · wk-form4_1771536361.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 609,800

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F2 · shares: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

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February 17, 2026 Filed Feb 19, 2026 21:26 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 3,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-26-000005 · wk-form4_1771536361.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 611,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:03 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 2,110 $0.00 $0.00
Disclosure

SEC source: 0001392941-26-000004 · wk-form4_1770933802.xml · derivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,570

Underlying: Common Stock · 2,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

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February 10, 2026 Filed Feb 12, 2026 22:03 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 1,251 $33.33 $41,695.83
Disclosure

SEC source: 0001392941-26-000004 · wk-form4_1770933802.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,258

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F2 · shares: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

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February 10, 2026 Filed Feb 12, 2026 22:03 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 2,110 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-26-000004 · wk-form4_1770933802.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 609,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 07, 2026 Filed Feb 10, 2026 21:45 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 7,300 $0.00 $0.00
Disclosure

SEC source: 0001392941-26-000002 · wk-form4_1770759917.xml · derivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,300

Underlying: Common Stock · 7,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026. Vested units are settled in shares of SMCI common stock.

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November 26, 2025 Filed Dec 1, 2025 21:38 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001392941-25-000018 · wk-form4_1764625077.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joint Account w/ Spouse

Disclosed balance after: 25,672,520

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:58 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 2,110 $0.00 $0.00
Disclosure

SEC source: 0001392941-25-000016 · wk-form4_1762984695.xml · derivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,680

Underlying: Common Stock · 2,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

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November 10, 2025 Filed Nov 12, 2025 21:58 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 1,137 $40.19 $45,696.03
Disclosure

SEC source: 0001392941-25-000016 · wk-form4_1762984695.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 607,399

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F2 · shares: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

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November 10, 2025 Filed Nov 12, 2025 21:58 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 2,110 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-25-000016 · wk-form4_1762984695.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
October 30, 2025 Filed Nov 3, 2025 22:58 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001392941-25-000014 · wk-form4_1762210693.xml · derivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units fully vest on October 30, 2025. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units fully vest on October 30, 2025. Vested units are settled in shares of SMCI common stock.

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October 30, 2025 Filed Nov 3, 2025 22:58 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 3,231 $50.37 $162,745.47
Disclosure

SEC source: 0001392941-25-000014 · wk-form4_1762210693.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,426

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F2 · shares: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

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October 30, 2025 Filed Nov 3, 2025 22:58 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-25-000014 · wk-form4_1762210693.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 609,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 26, 2025 Filed Aug 28, 2025 22:45 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantEmployee Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001392941-25-000011 · wk-form4_1756421150.xml · derivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 5,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2033-11-14

F3 · derivative.exercise_date: On November 14, 2023, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 5,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On August 26, 2025, achievement of the revenue goal for the fifth tranche of 1,000,000 shares under the Award was certified, which resulted in the creation of a reportable derivative security under Section 16. This fifth tranche will be earned and exercisable only if and when the applicable $110 stock price goal achievement is certified.

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August 26, 2025 Filed Aug 28, 2025 22:45 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 1,094 $0.00 $0.00
Disclosure

SEC source: 0001392941-25-000011 · wk-form4_1756421150.xml · derivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,094

Underlying: Common Stock · 1,094 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2026. Vested units are settled in shares of SMCI common stock.

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August 10, 2025 Filed Aug 12, 2025 21:41 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 2,110 $0.00 $0.00
Disclosure

SEC source: 0001392941-25-000009 · wk-form4_1755034868.xml · derivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,790

Underlying: Common Stock · 2,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2025 Filed Aug 12, 2025 21:41 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 1,137 $44.60 $50,710.20
Disclosure

SEC source: 0001392941-25-000009 · wk-form4_1755034868.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 603,657

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F2 · shares: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
August 10, 2025 Filed Aug 12, 2025 21:41 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 2,110 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-25-000009 · wk-form4_1755034868.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 604,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.