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DOUBLES BRIAN D

Disclosed activity across 1 company

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21525
SEC CIK
0001614719

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Synchrony FinancialSYF · Entity 3184Director · See remarksAugust 17, 2026August 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Synchrony Financial

Report date August 17, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent UnitSEC Table I · non-derivativeDirect828,886 Reported balance After 2026-08-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-17 · Grant · Acquired 1,001 · Balance 828,886

F1: Represents dividend equivalent units accrued on August 17, 2026 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2: Balance adjusted to account for rounding of fractional shares over time.

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividend equivalent units accrued on August 17, 2026 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2: Balance adjusted to account for rounding of fractional shares over time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 3, 2019 20:08 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 7,239 $32.58 $235,846.62
Disclosure

SEC source: 0001601712-19-000113 · wf-form4_155432206840978.xml · nonDerivative · entry 2

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,058

F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units and PSUs. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:08 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 1,936 $32.58 $63,074.88
Disclosure

SEC source: 0001601712-19-000113 · wf-form4_155432206840978.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,297

F1 · shares: On January 23, 2019, the Reporting Person earned common stock of Synchrony Financial (the "Company") in connection with the vesting of Performance Share Units ("PSUs") under the 2016-2018 Long-Term Performance Program based on pre-established performance goals for the 2016-2018 performance period. On April 1, 2019, the Reporting Person earned additional shares to reflect updated calculations of such performance metrics.

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March 01, 2019 Filed Mar 5, 2019 21:41 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 30,808 $32.46 $1,000,027.68
Disclosure

SEC source: 0001601712-19-000072 · wf-form4_155182206989442.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,361

F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

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February 14, 2019 Filed Feb 19, 2019 22:00 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 567 $30.83 $17,480.61
Disclosure

SEC source: 0001601712-19-000061 · wf-form4_155061361588283.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,553

F1 · shares: Represents 27, 43, 67, 285 and 145 dividend equivalent units accrued on February 14, 2019 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

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January 23, 2019 Filed Jan 25, 2019 21:10 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 6,882 $29.40 $202,330.80
Disclosure

SEC source: 0001601712-19-000037 · wf-form4_154845062714166.xml · nonDerivative · entry 2

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,986

F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2016-2018 Long-Term Performance Program.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:10 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 21,605 $0.00 $0.00
Disclosure

SEC source: 0001601712-19-000037 · wf-form4_154845062714166.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,868

F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2016-2018 Long-Term Performance Program based on pre-established performance goals for the 2016-2018 performance period.

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November 15, 2018 Filed Nov 19, 2018 21:52 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 654 $26.51 $17,337.54
Disclosure

SEC source: 0001601712-18-000272 · wf-form4_154266431103839.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,263

F1 · shares: Represents 31, 50, 77, 329 and 167 dividend equivalent units accrued on November 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 20:31 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 1,799 $32.50 $58,467.50
Disclosure

SEC source: 0001601712-18-000245 · wf-form4_153738909794771.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,609

F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 20:54 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 592 $30.43 $18,014.56
Disclosure

SEC source: 0001601712-18-000236 · wf-form4_153479848448424.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,408

F1 · shares: Represents 53, 43, 67, 285 and 145 dividend equivalent units accrued on August 16, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 20:31 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 58,418 $28.94 $1,690,616.92
Disclosure

SEC source: 0001601712-18-000215 · wf-form4_153315547546214.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,816

F1 · date: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

F1 · shares: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:05 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 906 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000172 · wf-form4_152693310112825.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,234

F1 · shares: Represents 539, 33, 27, 41, 176 and 90 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents 539, 33, 27, 41, 176 and 90 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:33 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 4,994 $32.87 $164,152.78
Disclosure

SEC source: 0001601712-18-000161 · wf-form4_152537953189322.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,327

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.79 to $32.93. Information regarding the number of shares sold at each price will be provided upon request.

F3 · balance_after: The total reported in Column 5 bas been adjusted to include 5,660 dividend equivalent units that were previously reported on Table II.

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April 01, 2018 Filed Apr 3, 2018 21:18 UTC Synchrony Financial SYF · Entity 3184 GrantEmployee Stock Option (right to buy) · Derivative 39,105 $0.00 Strike: $33.53 $0.00
Disclosure

SEC source: 0001601712-18-000128 · wf-form4_152279027914727.xml · derivative · entry 3

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,105

Underlying: Common Stock · 39,105 shares

Expires 2028-04-01

F3 · derivative.exercise_date: The reporting person was awarded 39,105 employee stock options on April 1, 2018, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:18 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 3,828 $33.53 $128,352.84
Disclosure

SEC source: 0001601712-18-000128 · wf-form4_152279027914727.xml · nonDerivative · entry 2

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,661

F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:18 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 20,877 $33.53 $700,005.81
Disclosure

SEC source: 0001601712-18-000128 · wf-form4_152279027914727.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,489

F1 · shares: Represents restricted stock units that will vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:54 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,805 $36.70 Strike: $24.55 $213,043.50
Disclosure

SEC source: 0001601712-18-000094 · wf-form4_151882885450158.xml · derivative · entry 5

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,610

Underlying: Common Stock · 5,805 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F4 · derivative.exercise_date: The reporting person was awarded 29,024 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:54 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit · Derivative 807 Not disclosed Not disclosed
Disclosure

SEC source: 0001601712-18-000094 · wf-form4_151882885450158.xml · derivative · entry 4

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

Underlying: Common Stock · 807 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents 509, 31, 37, 52 and 178 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F3 · price: Represents 509, 31, 37, 52 and 178 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F3 · derivative.exercise_date: Represents 509, 31, 37, 52 and 178 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F3 · derivative.expiration_date: Represents 509, 31, 37, 52 and 178 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:54 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionCommon Stock 5,805 $36.70 $213,043.50
Disclosure

SEC source: 0001601712-18-000094 · wf-form4_151882885450158.xml · nonDerivative · entry 3

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:54 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionCommon Stock 5,805 $24.55 $142,512.75
Disclosure

SEC source: 0001601712-18-000094 · wf-form4_151882885450158.xml · nonDerivative · entry 2

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:54 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 6,569 $36.70 $241,082.30
Disclosure

SEC source: 0001601712-18-000094 · wf-form4_151882885450158.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,612

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017.

F2 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
December 31, 2017 Filed Feb 14, 2018 23:07 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit · Derivative 4,769 $0.00 $0.00
Disclosure

SEC source: 0001601712-18-000056 · wf-form5_151864958848141.xml · derivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,769

Underlying: Common Stock · 4,769 shares

Expires not disclosed

F1 · security: Represents 3,275, 253, 260, 359 and 622 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_price: Represents 3,275, 253, 260, 359 and 622 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · date: Represents 3,275, 253, 260, 359 and 622 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · shares: Represents 3,275, 253, 260, 359 and 622 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.exercise_date: Represents 3,275, 253, 260, 359 and 622 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · derivative.expiration_date: Represents 3,275, 253, 260, 359 and 622 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:28 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 1,863 $29.02 $54,064.26
Disclosure

SEC source: 0001601712-17-000121 · wf-form4_150585287614817.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,181

F1 · shares: Reflects the number of shares of Synchrony Financial (the "Company") common stock withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 20:15 UTC Synchrony Financial SYF · Entity 3184 GrantEmployee Stock Option (right to buy) · Derivative 28,449 $0.00 Strike: $34.30 $0.00
Disclosure

SEC source: 0001601712-17-000042 · wf-form4_149133690875062.xml · derivative · entry 3

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,307

Underlying: Common Stock · 28,449 shares

Expires 2027-04-01

F3 · derivative.exercise_date: The option will vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 20:15 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 2,944 $34.30 $100,979.20
Disclosure

SEC source: 0001601712-17-000042 · wf-form4_149133690875062.xml · nonDerivative · entry 2

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,044

F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 20:15 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 43,135 $0.00 $0.00
Disclosure

SEC source: 0001601712-17-000042 · wf-form4_149133690875062.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,988

F1 · shares: Represents restricted stock units that will vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:40 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,609 $0.00 Strike: $24.55 $0.00
Disclosure

SEC source: 0001601712-17-000033 · wf-form4_148840440358438.xml · derivative · entry 4

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,858

Underlying: Common Stock · 5,609 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2016.

F4 · derivative.exercise_date: The reporting person was awarded 29,024 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:40 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 2,500 $36.13 $90,325.00
Disclosure

SEC source: 0001601712-17-000033 · wf-form4_148840440358438.xml · nonDerivative · entry 3

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,853

F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2016.

F3 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.79 to $36.77. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:40 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 5,609 $36.13 $202,653.17
Disclosure

SEC source: 0001601712-17-000033 · wf-form4_148840440358438.xml · nonDerivative · entry 2

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,353

F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2016.

F2 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.76 to $36.77. Information regarding the number of shares sold at each price will be provided upon request.

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February 28, 2017 Filed Mar 1, 2017 21:40 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionCommon Stock 5,609 $24.55 $137,700.95
Disclosure

SEC source: 0001601712-17-000033 · wf-form4_148840440358438.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2016.

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November 22, 2016 Filed Nov 25, 2016 20:04 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $24.55 $0.00
Disclosure

SEC source: 0001601712-16-000190 · wf-form4_148010423934357.xml · derivative · entry 3

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,467

Underlying: Common Stock · 6,000 shares

Expires 2024-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2016.

F2 · derivative.exercise_date: The reporting person was awarded 29,024 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

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November 22, 2016 Filed Nov 25, 2016 20:04 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 6,000 $34.00 $204,000.00
Disclosure

SEC source: 0001601712-16-000190 · wf-form4_148010423934357.xml · nonDerivative · entry 2

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,353

F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2016.

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November 22, 2016 Filed Nov 25, 2016 20:04 UTC Synchrony Financial SYF · Entity 3184 Exercise / conversionCommon Stock 6,000 $24.55 $147,300.00
Disclosure

SEC source: 0001601712-16-000190 · wf-form4_148010423934357.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2016.

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November 09, 2016 Filed Nov 10, 2016 21:11 UTC Synchrony Financial SYF · Entity 3184 SaleCommon Stock 2,000 $30.00 $60,000.00
Disclosure

SEC source: 0001601712-16-000183 · wf-form4_147881228858612.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,353

F1 · shares: Sold pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on February 23, 2016.

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September 17, 2016 Filed Sep 20, 2016 20:44 UTC Synchrony Financial SYF · Entity 3184 Tax withholdingCommon Stock 1,285 $26.91 $34,579.35
Disclosure

SEC source: 0001601712-16-000151 · wf-form4_147440426640560.xml · nonDerivative · entry 1

DOUBLES BRIAN D · CIK 0001614719 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,353

F1 · shares: Reflects the number of shares of Synchrony Financial (the "Company") common stock withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.