Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | Chief Financial Officer | August 17, 2026 | August 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date August 17, 2026 · Filed August 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 155,208 |
Reported balance
After 2026-08-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-17 · Sale · Disposed 7,175 · Balance 155,208 F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.19 to $29.54. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 152,208 |
Reported balance
After 2026-08-19 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-08-19 · Sale · Disposed 3,000 · Balance 152,208 F3: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2026. F4: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.19 to $29.54. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2026.
F4: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2026 Filed Aug 19, 2026 22:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,000 | $29.33 | $87,990.00 |
DisclosureSEC source: 0002124464-26-000010 · wk-form4_1787177655.xml · nonDerivative · entry 2 Blankmeyer Andrea · CIK 0002124464 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 152,208 F3 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2026. F4 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 22:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,175 | $29.36 | $210,645.80 |
DisclosureSEC source: 0002124464-26-000010 · wk-form4_1787177655.xml · nonDerivative · entry 1 Blankmeyer Andrea · CIK 0002124464 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 155,208 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.19 to $29.54. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:07 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 101 | $30.54 | $3,084.57 |
DisclosureSEC source: 0002124464-26-000007 · wk-form4_1779138476.xml · nonDerivative · entry 3 Blankmeyer Andrea · CIK 0002124464 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,383 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.54 to $30.55. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:07 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,184 | $30.05 | $125,717.07 |
DisclosureSEC source: 0002124464-26-000007 · wk-form4_1779138476.xml · nonDerivative · entry 2 Blankmeyer Andrea · CIK 0002124464 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,484 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.48 to $30.45. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:07 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,759 | $28.96 | $79,901.19 |
DisclosureSEC source: 0002124464-26-000007 · wk-form4_1779138476.xml · nonDerivative · entry 1 Blankmeyer Andrea · CIK 0002124464 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,668 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.435 to $29.43. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 20:36 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantPerformance-based Restricted Stock Unit · Derivative | 148,006 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0002124464-26-000003 · wk-form4_1775162161.xml · derivative · entry 2 Blankmeyer Andrea · CIK 0002124464 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,006 Underlying: Common Stock · 148,006 shares Expires not disclosed F3 · derivative.exercise_date: These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of Common Stock in an amount from 0% to 300% of the target number of PRSUs granted. The actual number of PRSUs earned will be based, in part, upon achievement of certain TSR CAGR targets as of February 15, 2030 and subject to vesting on February 20, 2030, subject to the Reporting Person continuing as a service provider through such date. F3 · derivative.expiration_date: These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of Common Stock in an amount from 0% to 300% of the target number of PRSUs granted. The actual number of PRSUs earned will be based, in part, upon achievement of certain TSR CAGR targets as of February 15, 2030 and subject to vesting on February 20, 2030, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 20:36 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 169,427 | $0.00 | $0.00 |
DisclosureSEC source: 0002124464-26-000003 · wk-form4_1775162161.xml · nonDerivative · entry 1 Blankmeyer Andrea · CIK 0002124464 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,427 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of our common stock. 40% of the RSUs shall vest quarterly in equal installments beginning on May 15, 2026, for 12 months. An additional 30% of the RSUs shall vest quarterly in equal installments for 12 months thereafter; 20% of the RSUs shall vest quarterly in equal installments for 12 months thereafter; and the remaining 10% of the RSUs shall vest quarterly in equal installments for 12 months thereafter, subject to continued service with us through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.