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Gerstein Beth Tamara

Disclosed activity across 1 company

Tapewire entity
21485
SEC CIK
0001883883

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Brilliant Earth Group, Inc.BRLT · Entity 6567Director · Chief Executive Officer · 10% ownerAugust 18, 2026August 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Brilliant Earth Group, Inc.

Report date August 18, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect6,797 Reported balance After 2026-08-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-18 · Purchase · Acquired 6,797 · Balance 6,797

F1: This transaction was executed in multiple trades ranging from $1.16 to $1.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Class A Common StockSEC Table I · non-derivativeDirect10,000 Reported balance After 2026-08-19 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-08-19 · Purchase · Acquired 3,203 · Balance 10,000

F2: This transaction was executed in multiple trades ranging from $1.25 to $1.26. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3: The shares purchased in the transactions reported herein are in addition to the LLC Interests (and associated shares of Class C common stock that are convertible into shares of Class A common stock) held by Just Rocks, Inc. Just Rocks, Inc. is jointly owned and controlled by the reporting person and Eric Scott Grossberg.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades ranging from $1.16 to $1.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades ranging from $1.25 to $1.26. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3: The shares purchased in the transactions reported herein are in addition to the LLC Interests (and associated shares of Class C common stock that are convertible into shares of Class A common stock) held by Just Rocks, Inc. Just Rocks, Inc. is jointly owned and controlled by the reporting person and Eric Scott Grossberg.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2026 Filed Aug 19, 2026 23:45 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 PurchaseClass A Common Stock 3,203 $1.26 $4,035.78
Disclosure

SEC source: 0001628280-26-058095 · wk-form4_1787183107.xml · nonDerivative · entry 2

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F2 · price: This transaction was executed in multiple trades ranging from $1.25 to $1.26. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: The shares purchased in the transactions reported herein are in addition to the LLC Interests (and associated shares of Class C common stock that are convertible into shares of Class A common stock) held by Just Rocks, Inc. Just Rocks, Inc. is jointly owned and controlled by the reporting person and Eric Scott Grossberg.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 23:45 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 PurchaseClass A Common Stock 6,797 $1.25 $8,496.25
Disclosure

SEC source: 0001628280-26-058095 · wk-form4_1787183107.xml · nonDerivative · entry 1

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,797

F1 · price: This transaction was executed in multiple trades ranging from $1.16 to $1.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass D Common Stock · Derivative 3,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 18

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass D Common Stock · Derivative 3,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 17

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,526

Underlying: Class A Common Stock · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionCommon Units · Derivative 3,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 16

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,119,976

Underlying: Class D Common Stock · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 OtherClass C Common Stock 3,526 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 9

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,119,976

F4 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 SaleClass A Common Stock 3,526 $12.03 $42,417.78
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 8

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: This Form 4 reports transactions by Just Rocks, Inc. effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Eric Grossberg and Just Rocks, Inc. has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.

F6 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass A Common Stock 3,526 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 7

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass D Common Stock · Derivative 48,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 15

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 48,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass D Common Stock · Derivative 48,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 14

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 48,595

Underlying: Class A Common Stock · 48,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionCommon Units · Derivative 48,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 13

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,123,502

Underlying: Class D Common Stock · 48,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 OtherClass C Common Stock 48,595 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 6

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,123,502

F4 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 SaleClass A Common Stock 48,595 $12.05 $585,569.75
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 5

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: This Form 4 reports transactions by Just Rocks, Inc. effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Eric Grossberg and Just Rocks, Inc. has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.

F5 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass A Common Stock 48,595 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 4

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 48,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass D Common Stock · Derivative 12,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 12

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass D Common Stock · Derivative 12,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 11

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,536

Underlying: Class A Common Stock · 12,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionCommon Units · Derivative 12,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 10

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,172,097

Underlying: Class D Common Stock · 12,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 OtherClass C Common Stock 12,536 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 3

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,172,097

F4 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 SaleClass A Common Stock 12,536 $12.10 $151,685.60
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 2

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: This Form 4 reports transactions by Just Rocks, Inc. effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Eric Grossberg and Just Rocks, Inc. has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.

F3 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.315. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass A Common Stock 12,536 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 1

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
January 14, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass D Common Stock · Derivative 151,931 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · derivative · entry 22

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 151,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F12 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 14, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionCommon Units · Derivative 151,931 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · derivative · entry 20

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,184,633

Underlying: Class D Common Stock · 151,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F11 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 14, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 OtherClass C Common Stock 151,931 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · nonDerivative · entry 13

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,184,633

F6 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 14, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 SaleClass A Common Stock 15,897 $13.24 $210,476.28
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · nonDerivative · entry 12

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by Just Rocks, Inc. on December 3, 2021.

F10 · price: This transaction was executed in multiple trades ranging from $13.01 to $13.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 14, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 SaleClass A Common Stock 136,034 $12.33 $1,677,299.22
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · nonDerivative · entry 11

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,897

F2 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by Just Rocks, Inc. on December 3, 2021.

F9 · price: This transaction was executed in multiple trades ranging from $12.00 to $13.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 14, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass A Common Stock 151,931 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · nonDerivative · entry 10

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 151,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 13, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass D Common Stock · Derivative 91,202 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · derivative · entry 19

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 91,202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F12 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 13, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass D Common Stock · Derivative 91,202 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · derivative · entry 18

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 91,202

Underlying: Class A Common Stock · 91,202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F12 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 13, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionCommon Units · Derivative 91,202 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · derivative · entry 17

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,336,564

Underlying: Class D Common Stock · 91,202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F11 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 13, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 OtherClass C Common Stock 91,202 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · nonDerivative · entry 9

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,336,564

F6 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 13, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 SaleClass A Common Stock 16,199 $14.82 $240,069.18
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · nonDerivative · entry 8

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by Just Rocks, Inc. on December 3, 2021.

F8 · price: This transaction was executed in multiple trades ranging from $14.75 to $14.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 13, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 SaleClass A Common Stock 75,003 $14.34 $1,075,543.02
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · nonDerivative · entry 7

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,199

F2 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by Just Rocks, Inc. on December 3, 2021.

F7 · price: This transaction was executed in multiple trades ranging from $13.745 to $14.745. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 13, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass A Common Stock 91,202 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · nonDerivative · entry 6

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 91,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass D Common Stock · Derivative 151,931 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · derivative · entry 21

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 151,931

Underlying: Class A Common Stock · 151,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F12 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass D Common Stock · Derivative 77,484 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · derivative · entry 16

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 77,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F12 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass D Common Stock · Derivative 77,484 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · derivative · entry 15

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 77,484

Underlying: Class A Common Stock · 77,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F12 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionCommon Units · Derivative 77,484 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · derivative · entry 14

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,427,766

Underlying: Class D Common Stock · 77,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F11 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 OtherClass C Common Stock 77,484 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · nonDerivative · entry 5

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,427,766

F6 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 SaleClass A Common Stock 1,406 $16.68 $23,452.08
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · nonDerivative · entry 4

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by Just Rocks, Inc. on December 3, 2021.

F5 · price: This transaction was executed in multiple trades ranging from $16.575 to $16.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 SaleClass A Common Stock 32,795 $15.86 $520,128.70
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · nonDerivative · entry 3

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,406

F2 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by Just Rocks, Inc. on December 3, 2021.

F4 · price: This transaction was executed in multiple trades ranging from $15.57 to $16.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 SaleClass A Common Stock 43,283 $14.92 $645,782.36
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · nonDerivative · entry 2

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 34,201

F2 · kind: The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by Just Rocks, Inc. on December 3, 2021.

F3 · price: This transaction was executed in multiple trades ranging from $14.57 to $15.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
January 12, 2022 Filed Jan 15, 2022 01:24 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 ConversionClass A Common Stock 77,484 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000016 · wf-form4_164220984022591.xml · nonDerivative · entry 1

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 77,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust. Ms. Gerstein is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 01:21 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 Disposition to issuerCommon Units · Derivative 727,613 $11.22 $8,163,817.86
Disclosure

SEC source: 0000899243-21-038129 · doc4.xml · derivative · entry 2

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,505,250

Underlying: Class D Common Stock · 727,613 shares

Expires not disclosed

F4 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date.

F5 · kind: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.

F6 · derivative.exercise_date: The Common Units are fully vested.

F5 · derivative.expiration_date: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.

F3 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Best T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

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September 27, 2021 Filed Sep 29, 2021 01:21 UTC Brilliant Earth Group, Inc. BRLT · Entity 6567 Disposition to issuerClass C Common Stock 727,613 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-038129 · doc4.xml · nonDerivative · entry 1

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,505,250

F1 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash.

F2 · shares: The Class C Common Stock will automatically convert into one share of Class B Common Stock upon the earlier of (1) the 10-year anniversary of the date of the closing of the Issuer's Initial Public Offering and (2) the date on which the Reporting Person ceases to hold at least 8% of the aggregate number of shares of all classes of the Issuer's Common Stock then outstanding.

F3 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Best T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.