Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Chicago Atlantic Real Estate Finance, Inc.REFI · Entity 6035 | Director · Co-Chief Executive Officer | August 17, 2026 | August 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Chicago Atlantic Real Estate Finance, Inc.
Report date August 17, 2026 · Filed August 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 466,706 |
Reported balance
After 2026-08-17 transaction · row 1
1 source rowRow 1 · 2026-08-17 · Purchase · Acquired 45,000 · Balance 466,706 F1: The price reported reflects the weighted-average purchase price from (3) discrete transactions executed throughout the Transaction Date at prices that ranged from $10.32 to $10.42 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported reflects the weighted-average purchase price from (3) discrete transactions executed throughout the Transaction Date at prices that ranged from $10.32 to $10.42 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2026 Filed Aug 19, 2026 21:22 UTC | Chicago Atlantic Real Estate Finance, Inc. REFI · Entity 6035 | PurchaseCommon stock | 45,000 | $10.41 | $468,225.00 |
DisclosureSEC source: 0001213900-26-091787 · ownership.xml · nonDerivative · entry 1 Cappell Anthony · CIK 0001897431 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,706 F1 · price: The price reported reflects the weighted-average purchase price from (3) discrete transactions executed throughout the Transaction Date at prices that ranged from $10.32 to $10.42 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document |
| April 20, 2026 Filed Apr 23, 2026 01:30 UTC | Chicago Atlantic Real Estate Finance, Inc. REFI · Entity 6035 | GrantCommon Stock | 37,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-046829 · ownership.xml · nonDerivative · entry 1 Cappell Anthony · CIK 0001897431 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,706 F1 · balance_after: On April 20, 2026, Mr. Cappell was awarded 37,099 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 37,099 restricted shares of common stock will vest over a three-year period, with one-third of the restricted stock vesting after 12 months, 24 months and 36 months, respectively. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 22:07 UTC | Chicago Atlantic Real Estate Finance, Inc. REFI · Entity 6035 | GrantCommon Stock | 28,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-028736 · ownership.xml · nonDerivative · entry 1 Cappell Anthony · CIK 0001897431 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 384,607 F1 · balance_after: On April 1, 2025, Mr. Cappell was awarded 28,398 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 28,398 restricted shares of common stock will vest over a three-year period, with one-third of the restricted stock vesting after 12 months, 24 months and 36 months, respectively. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 01:37 UTC | Chicago Atlantic Real Estate Finance, Inc. REFI · Entity 6035 | GrantCommon Stock | 43,655 | $15.59 | $680,581.45 |
DisclosureSEC source: 0001213900-24-030041 · ownership.xml · nonDerivative · entry 1 Cappell Anthony · CIK 0001897431 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,209 F1 · balance_after: On April 1, 2024, Mr. Cappell was awarded 43,655 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 43,655 restricted shares of common stock will vest over a three year period, with one-third of the restricted stock vesting after 12 months, 24 months and 36 months, respectively. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 22:30 UTC | Chicago Atlantic Real Estate Finance, Inc. REFI · Entity 6035 | GrantCommon Stock | 85,100 | $14.75 | $1,255,225.00 |
DisclosureSEC source: 0001213900-23-045894 · ownership.xml · nonDerivative · entry 1 Cappell Anthony · CIK 0001897431 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,554 F1 · balance_after: On June 1, 2023, Mr. Cappell was awarded 85,100 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 85,100 restricted shares of common stock will vest over a three year period, with one-third of the restricted stock vesting after 12 months, 24 months and 36 months, respectively. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 02:39 UTC | Chicago Atlantic Real Estate Finance, Inc. REFI · Entity 6035 | PurchaseCommon Stock | 9,184 | $15.86 | $145,658.24 |
DisclosureSEC source: 0001213900-22-079606 · ownership.xml · nonDerivative · entry 1 Cappell Anthony · CIK 0001897431 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,454 Read SEC document |
| June 03, 2022 Filed Jun 11, 2022 01:48 UTC | Chicago Atlantic Real Estate Finance, Inc. REFI · Entity 6035 | OtherCommon Stock | 61,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-032331 · ownership.xml · nonDerivative · entry 1 Cappell Anthony · CIK 0001897431 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,770 F1 · kind: Represents shares distributed by Chicago Atlantic Management, LLC and Chicago Atlantic CRE Manager, LLC, the managing members of Chicago Atlantic Fund QP, LLC and Chicago Atlantic CRE Holdings, LLC, respectively, in connection with the distribution of shares of Chicago Atlantic Real Estate Finance, Inc. held by Chicago Atlantic Fund QP, LLC and Chicago Atlantic CRE Holdings, LLC to their members pursuant to the terms of their respective operating agreements for no consideration. Read SEC document |
| December 08, 2021 Filed Jun 28, 2022 23:49 UTC | Chicago Atlantic Real Estate Finance, Inc. REFI · Entity 6035 | PurchaseCommon Stock | 500 | $16.25 | $8,125.00 |
DisclosureSEC source: 0001213900-22-035664 · ownership.xml · nonDerivative · entry 1 Cappell Anthony · CIK 0001897431 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,270 Read SEC document |
| December 07, 2021 Filed Dec 11, 2021 01:46 UTC | Chicago Atlantic Real Estate Finance, Inc. REFI · Entity 6035 | PurchaseCommon Stock | 156,250 | $16.00 | $2,500,000.00 |
DisclosureSEC source: 0001213900-21-064806 · ownership.xml · nonDerivative · entry 1 Cappell Anthony · CIK 0001897431 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,250 F1 · balance_after: On December 7, 2021, Mr. Cappell purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering. F4 · balance_after: All of the shares held by Mr. Cappell are subject to a 180-day lockup that ends on June 5, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.