Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CRAWFORD UNITED CorpCRAWA · Entity 67513 | Director · 10% owner | February 06, 2026 | February 06, 2026 |
| INVACARE HOLDINGS CorpIVC · Entity 86444 | 10% owner · Member of a 10% owner group | June 03, 2022 | August 24, 2022 |
| PARK OHIO HOLDINGS CORPPKOH · Entity 5292 | Director · CEO, COB, President · 10% owner | August 19, 2026 | August 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CRAWFORD UNITED Corp
Report date February 06, 2026 · Filed February 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-02-06 transaction · row 1
1 source rowRow 1 · 2026-02-06 · Disposition to issuer · Disposed 39,250 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. |
| Class A Common SharesSEC Table I · non-derivative | IndirectBy First Francis Company, Inc. | 0 |
Reported balance
After 2026-02-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-02-06 · Disposition to issuer · Disposed 911,250 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. F2: The reporting person is a shareholder of the corporation that owns the reported securities. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| Class A Common SharesSEC Table I · non-derivative | IndirectBy Three Bears Trust | 0 |
Reported balance
After 2026-02-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-02-06 · Disposition to issuer · Disposed 336,204 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. F3: The reporting person is the trustee of the trust that owns the reported securities. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| Class B Common SharesSEC Table I · non-derivative | IndirectBy Three Bears Trust | 0 |
Reported balance
After 2026-02-06 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-02-06 · Disposition to issuer · Disposed 85,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. F3: The reporting person is the trustee of the trust that owns the reported securities. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| Class B Common SharesSEC Table I · non-derivative | IndirectBy First Francis Company, Inc. | 0 |
Reported balance
After 2026-02-06 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-02-06 · Disposition to issuer · Disposed 433,750 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. F2: The reporting person is a shareholder of the corporation that owns the reported securities. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes.
F2: The reporting person is a shareholder of the corporation that owns the reported securities. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
F3: The reporting person is the trustee of the trust that owns the reported securities. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
INVACARE HOLDINGS Corp
Report date June 03, 2022 · Filed August 24, 2022
Jointly reported with CRAWFORD UNITED Corp, CRAWFORD EDWARD F
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, no par valueSEC Table I · non-derivative | Direct | 110,200 |
Reported balance
Holding disclosure · report date 2022-06-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 110,200 F1: Crawford United Corporation ("Crawford United") is the owner of record of 110,200 Common Shares. Edward F. Crawford and Matthew V. Crawford, in their capacity as holders of a majority of the voting power of Crawford United and as two of six members of Crawford United's board of directors, share the ability to indirectly control the decisions of Crawford United regarding the vote and disposition of securities held by Crawford United, and as such may be deemed to have indirect beneficial ownership of the 110,200 Common Shares held by Crawford United. Each of Edward F. Crawford and Matthew V. Crawford disclaims beneficial ownership of the Common Shares owned by Crawford United, except to the extent of his respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Crawford United Corporation ("Crawford United") is the owner of record of 110,200 Common Shares. Edward F. Crawford and Matthew V. Crawford, in their capacity as holders of a majority of the voting power of Crawford United and as two of six members of Crawford United's board of directors, share the ability to indirectly control the decisions of Crawford United regarding the vote and disposition of securities held by Crawford United, and as such may be deemed to have indirect beneficial ownership of the 110,200 Common Shares held by Crawford United. Each of Edward F. Crawford and Matthew V. Crawford disclaims beneficial ownership of the Common Shares owned by Crawford United, except to the extent of his respective pecuniary interest therein.
PARK OHIO HOLDINGS CORP
Report date August 19, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 870,077 |
Reported balance
After 2026-08-19 transaction · row 1
1 source rowRow 1 · 2026-08-19 · Gift · Disposed 25,000 · Balance 870,077 |
| Common StockSEC Table I · non-derivative | IndirectBy Park Trust | 300,000 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 300,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 546,000 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 546,000 |
| Common StockSEC Table I · non-derivative | IndirectBy First Francis Company, Inc. | 41,401 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 41,401 F1: The reporting person is a shareholder of the corporation that owns the reported securities, and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Crawford Capital Company | 11,700 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 11,700 F1: The reporting person is a shareholder of the corporation that owns the reported securities, and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Crawford Capital Enterprises, LLC | 99,075 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 99,075 F2: The reporting person is a member of a limited liability company that is a member of the limited liability company that owns the reported securities and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Liability Company | 1,100,000 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,100,000 F3: The reporting person is a trustee of a trust that is a member of the limited liability company that owns the reported securities, and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is a shareholder of the corporation that owns the reported securities, and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2: The reporting person is a member of a limited liability company that is a member of the limited liability company that owns the reported securities and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The reporting person is a trustee of a trust that is a member of the limited liability company that owns the reported securities, and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2019 Filed May 16, 2019 15:22 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 12,527 | $34.31 | $429,801.37 |
DisclosureSEC source: 0000076282-19-000058 · wf-form4_155802011079682.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,479 Read SEC document |
| May 10, 2019 Filed Jul 11, 2019 19:55 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | GrantConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $6.48 | $648,000.00 |
DisclosureSEC source: 0000899243-19-019492 · doc4.xml · derivative · entry 3 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By First Francis Company Inc. Disclosed balance after: Not disclosed Underlying: Class B Common Shares · 100,000 shares Expires 2022-07-01 F4 · reported_value: In 2016, Crawford United Corporation issued two separate promissory notes to First Francis Company Inc. ("First Francis"). In 2018, one of the notes was amended to provide First Francis with the option, exercisable on or after July 5, 2019, to convert up to $648,000 of principal amount into Class B Common Shares at a conversion price of $6.48 per share, subject to shareholder approval, which approval was obtained on May 10, 2019. F4 · price: In 2016, Crawford United Corporation issued two separate promissory notes to First Francis Company Inc. ("First Francis"). In 2018, one of the notes was amended to provide First Francis with the option, exercisable on or after July 5, 2019, to convert up to $648,000 of principal amount into Class B Common Shares at a conversion price of $6.48 per share, subject to shareholder approval, which approval was obtained on May 10, 2019. F4 · derivative.exercise_date: In 2016, Crawford United Corporation issued two separate promissory notes to First Francis Company Inc. ("First Francis"). In 2018, one of the notes was amended to provide First Francis with the option, exercisable on or after July 5, 2019, to convert up to $648,000 of principal amount into Class B Common Shares at a conversion price of $6.48 per share, subject to shareholder approval, which approval was obtained on May 10, 2019. F4 · valueOwnedAfter: In 2016, Crawford United Corporation issued two separate promissory notes to First Francis Company Inc. ("First Francis"). In 2018, one of the notes was amended to provide First Francis with the option, exercisable on or after July 5, 2019, to convert up to $648,000 of principal amount into Class B Common Shares at a conversion price of $6.48 per share, subject to shareholder approval, which approval was obtained on May 10, 2019. F2 · ownership.nature: For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of these securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| May 10, 2019 Filed Jul 11, 2019 19:55 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | GrantConvertible Loan Agreement · Derivative | Not disclosed | Not disclosed Strike: $1.43 | $107,250.00 |
DisclosureSEC source: 0000899243-19-019492 · doc4.xml · derivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Roundball LLC Disclosed balance after: Not disclosed Underlying: Class B Common Shares · 75,000 shares Expires 2019-12-31 F3 · reported_value: In 2011, the Crawford United Corporation issued a convertible note to Roundball LLC. In December 2018, the note was amended to provide Roundball LLC with the option to convert a portion of the outstanding indebtedness into Class B Common Shares at a price of $1.43 per share, up to a maximum amount of 75,000 Class B Common Shares, subject to shareholder approval, which approval was obtained on May 10, 2019. F3 · price: In 2011, the Crawford United Corporation issued a convertible note to Roundball LLC. In December 2018, the note was amended to provide Roundball LLC with the option to convert a portion of the outstanding indebtedness into Class B Common Shares at a price of $1.43 per share, up to a maximum amount of 75,000 Class B Common Shares, subject to shareholder approval, which approval was obtained on May 10, 2019. F3 · derivative.exercise_date: In 2011, the Crawford United Corporation issued a convertible note to Roundball LLC. In December 2018, the note was amended to provide Roundball LLC with the option to convert a portion of the outstanding indebtedness into Class B Common Shares at a price of $1.43 per share, up to a maximum amount of 75,000 Class B Common Shares, subject to shareholder approval, which approval was obtained on May 10, 2019. F3 · valueOwnedAfter: In 2011, the Crawford United Corporation issued a convertible note to Roundball LLC. In December 2018, the note was amended to provide Roundball LLC with the option to convert a portion of the outstanding indebtedness into Class B Common Shares at a price of $1.43 per share, up to a maximum amount of 75,000 Class B Common Shares, subject to shareholder approval, which approval was obtained on May 10, 2019. F2 · ownership.nature: For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of these securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 15:10 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 12,058 | $32.90 | $396,708.20 |
DisclosureSEC source: 0000076282-19-000026 · wf-form4_155248983729662.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,006 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 13:49 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-000468 · doc4.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
| December 30, 2018 Filed Jan 3, 2019 15:22 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantConvertible Loan Agreement · Derivative | 326,489 | Not disclosed Strike: $1.43 | Not disclosed |
DisclosureSEC source: 0000899243-19-000252 · doc4.xml · derivative · entry 4 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 426,489 Underlying: Class A Common Stock · 326,489 shares Expires 2019-12-30 F2 · kind: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F2 · price: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F3 · ownership.nature: The securities reported herein are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the Reporting Person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. F4 · ownership.nature: Does not include the option to purchase up to 75,000 shares of Class B Common Stock of the Issuer in substitution of an equal number of shares of Class A Common Stock since it is subject to shareholder approval. Read SEC document |
| December 30, 2018 Filed Jan 3, 2019 15:22 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantWarrant to Purchase Class A Common Stock · Derivative | 100,000 | Not disclosed Strike: $2.50 | Not disclosed |
DisclosureSEC source: 0000899243-19-000252 · doc4.xml · derivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 426,489 Underlying: Class A Common Stock · 100,000 shares Expires 2019-12-30 F1 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F1 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F3 · ownership.nature: The securities reported herein are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the Reporting Person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 13:37 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GiftCommon Stock | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-18-000164 · wf-form4_154539946057711.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,064 Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 21:18 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,000 | $33.40 | $33,400.00 |
DisclosureSEC source: 0000076282-18-000160 · wf-form4_154473589626443.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,564 Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:18 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,000 | $33.40 | $33,400.00 |
DisclosureSEC source: 0000076282-18-000160 · wf-form4_154473589626443.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045,564 Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 21:20 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 400 | $33.59 | $13,436.00 |
DisclosureSEC source: 0000076282-18-000158 · wf-form4_154456320126510.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,564 Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 21:20 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,000 | $33.41 | $33,410.00 |
DisclosureSEC source: 0000076282-18-000158 · wf-form4_154456320126510.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,964 Read SEC document |
| July 10, 2018 Filed Jul 10, 2018 20:38 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 8,480 | $37.30 | $316,304.00 |
DisclosureSEC source: 0000076282-18-000112 · wf-form4_153125510415518.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047,964 Read SEC document |
| July 10, 2018 Filed Jul 10, 2018 20:38 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 11,660 | $37.30 | $434,918.00 |
DisclosureSEC source: 0000076282-18-000112 · wf-form4_153125510415518.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,056,444 Read SEC document |
| May 10, 2018 Filed May 11, 2018 16:40 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 82,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-18-000050 · wf-form4_152605678719619.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,104 Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 13:23 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 8,829 | $42.05 | $371,259.45 |
DisclosureSEC source: 0000076282-18-000019 · wf-form4_152094737720899.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,604 Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 17:32 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-000832 · doc4.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| December 30, 2017 Filed Jan 3, 2019 15:22 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | Disposition to issuerConvertible Loan Agreement · Derivative | 252,367 | Not disclosed Strike: $1.85 | Not disclosed |
DisclosureSEC source: 0000899243-19-000252 · doc4.xml · derivative · entry 3 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 100,000 Underlying: Class A Common Stock · 252,367 shares Expires 2018-12-30 F2 · kind: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F2 · price: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F3 · ownership.nature: The securities reported herein are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the Reporting Person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 30, 2017 Filed Jan 3, 2019 15:22 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | Disposition to issuerWarrant to Purchase Class A Common Stock · Derivative | 100,000 | Not disclosed Strike: $2.50 | Not disclosed |
DisclosureSEC source: 0000899243-19-000252 · doc4.xml · derivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 252,367 Underlying: Class A Common Stock · 100,000 shares Expires 2018-12-30 F1 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F1 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F3 · ownership.nature: The securities reported herein are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the Reporting Person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 22, 2017 Filed Dec 22, 2017 15:57 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 878 | $43.70 | $38,368.60 |
DisclosureSEC source: 0000076282-17-000135 · wf-form4_151395821669707.xml · nonDerivative · entry 3 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 994,433 Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 15:57 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 2,122 | $44.60 | $94,641.20 |
DisclosureSEC source: 0000076282-17-000135 · wf-form4_151395821669707.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,311 Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 15:57 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 2,000 | $44.14 | $88,280.00 |
DisclosureSEC source: 0000076282-17-000135 · wf-form4_151395821669707.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 997,433 Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:17 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GiftCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-17-000133 · wf-form4_151328626091278.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999,433 Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:17 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GiftCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-17-000133 · wf-form4_151328626091278.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,033 Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 20:53 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 210 | $39.90 | $8,379.00 |
DisclosureSEC source: 0000076282-17-000106 · wf-form4_150533601907072.xml · nonDerivative · entry 7 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,033 Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 20:53 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 100 | $39.95 | $3,995.00 |
DisclosureSEC source: 0000076282-17-000106 · wf-form4_150533601907072.xml · nonDerivative · entry 6 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,243 Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 20:53 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 220 | $40.10 | $8,822.00 |
DisclosureSEC source: 0000076282-17-000106 · wf-form4_150533601907072.xml · nonDerivative · entry 5 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,343 Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:53 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 833 | $40.50 | $33,736.50 |
DisclosureSEC source: 0000076282-17-000106 · wf-form4_150533601907072.xml · nonDerivative · entry 4 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,563 Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:53 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,000 | $40.35 | $40,350.00 |
DisclosureSEC source: 0000076282-17-000106 · wf-form4_150533601907072.xml · nonDerivative · entry 3 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,396 Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:53 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 749 | $40.30 | $30,184.70 |
DisclosureSEC source: 0000076282-17-000106 · wf-form4_150533601907072.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,015,396 Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:53 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,080 | $39.90 | $43,092.00 |
DisclosureSEC source: 0000076282-17-000106 · wf-form4_150533601907072.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,145 Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 20:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 200 | $39.58 | $7,916.00 |
DisclosureSEC source: 0000076282-17-000104 · wf-form4_150524717717723.xml · nonDerivative · entry 6 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,225 Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 20:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 6,300 | $39.55 | $249,165.00 |
DisclosureSEC source: 0000076282-17-000104 · wf-form4_150524717717723.xml · nonDerivative · entry 5 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,425 Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 20:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 5,500 | $39.50 | $217,250.00 |
DisclosureSEC source: 0000076282-17-000104 · wf-form4_150524717717723.xml · nonDerivative · entry 4 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023,725 Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 20:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,420 | $39.30 | $55,806.00 |
DisclosureSEC source: 0000076282-17-000104 · wf-form4_150524717717723.xml · nonDerivative · entry 3 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,225 Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 20:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 2,000 | $39.20 | $78,400.00 |
DisclosureSEC source: 0000076282-17-000104 · wf-form4_150524717717723.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030,645 Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 20:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 388 | $39.70 | $15,403.60 |
DisclosureSEC source: 0000076282-17-000104 · wf-form4_150524717717723.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032,645 Read SEC document |
| July 07, 2017 Filed Jul 7, 2017 15:44 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 9,170 | $38.40 | $352,128.00 |
DisclosureSEC source: 0000076282-17-000087 · wf-form4_149944223724691.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,033 Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 15:47 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 82,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-17-000081 · wf-form4_149883761798042.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042,203 F1 · security: Represents performance-based restricted stock that will vest over a three-year period if a specified performance goal is achieved. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 15:22 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 7,641 | $38.60 | $294,942.60 |
DisclosureSEC source: 0000076282-17-000069 · wf-form4_149745374233454.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 962,203 Read SEC document |
| June 09, 2017 Filed Jun 14, 2017 15:22 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-17-000069 · wf-form4_149745374233454.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 959,703 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 14:37 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 8,178 | $37.45 | $306,266.10 |
DisclosureSEC source: 0000076282-17-000024 · wf-form4_148950222955061.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · President & COO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,844 Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 15:32 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantClass A Common Shares | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-000780 · doc4.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,235,168 F1 · balance_after: Includes 320,918 shares that are owned directly by Roundball LLC and 911,250 shares that are owned directly by First Francis Company Inc. The reporting person disclaims beneficial ownership of those shares except to the extent of his pecuniary interest therein. F1 · ownership.nature: Includes 320,918 shares that are owned directly by Roundball LLC and 911,250 shares that are owned directly by First Francis Company Inc. The reporting person disclaims beneficial ownership of those shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 20, 2016 Filed Jan 4, 2017 14:51 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantConvertible Loan Agreement · Derivative | 252,367 | Not disclosed Strike: $1.85 | Not disclosed |
DisclosureSEC source: 0000899243-17-000201 · doc4.xml · derivative · entry 5 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 352,367 Underlying: Class A Common Stock · 252,367 shares Expires 2017-12-30 F2 · kind: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F2 · price: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F3 · ownership.nature: The securities reported herein are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the Reporting Person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 20, 2016 Filed Jan 4, 2017 14:51 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | Disposition to issuerConvertible Loan Agreement · Derivative | 252,367 | Not disclosed Strike: $1.85 | Not disclosed |
DisclosureSEC source: 0000899243-17-000201 · doc4.xml · derivative · entry 4 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 100,000 Underlying: Class A Common Stock · 252,367 shares Expires 2016-12-30 F2 · kind: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F2 · price: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F3 · ownership.nature: The securities reported herein are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the Reporting Person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 20, 2016 Filed Jan 4, 2017 14:51 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantWarrant to Purchase Class A Common Stock · Derivative | 100,000 | Not disclosed Strike: $2.50 | Not disclosed |
DisclosureSEC source: 0000899243-17-000201 · doc4.xml · derivative · entry 3 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 352,367 Underlying: Class A Common Stock · 100,000 shares Expires 2017-12-30 F1 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F1 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F3 · ownership.nature: The securities reported herein are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the Reporting Person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 20, 2016 Filed Jan 4, 2017 14:51 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | Disposition to issuerWarrant to Purchase Class A Common Stock · Derivative | 100,000 | Not disclosed Strike: $2.50 | Not disclosed |
DisclosureSEC source: 0000899243-17-000201 · doc4.xml · derivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 252,367 Underlying: Class A Common Stock · 100,000 shares Expires 2016-12-30 F1 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F1 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F3 · ownership.nature: The securities reported herein are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the Reporting Person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 20, 2016 Filed Jan 5, 2018 14:05 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantConvertible Loan Agreement · Derivative | 326,489 | Not disclosed Strike: $1.85 | Not disclosed |
DisclosureSEC source: 0000899243-18-000570 · doc4.xml · derivative · entry 6 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 426,489 Underlying: Class A Common Stock · 326,489 shares Expires 2018-12-30 F2 · kind: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F2 · price: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F3 · ownership.nature: The securities reported herein are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the Reporting Person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 20, 2016 Filed Jan 5, 2018 14:05 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | Disposition to issuerConvertible Loan Agreement · Derivative | 252,367 | Not disclosed Strike: $1.85 | Not disclosed |
DisclosureSEC source: 0000899243-18-000570 · doc4.xml · derivative · entry 5 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 100,000 Underlying: Class A Common Stock · 252,367 shares Expires 2017-12-30 F2 · kind: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F2 · price: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding convertible loan agreement, resulting in the deemed cancellation of the "old" convertible loan agreement and the entry into a replacement convertible loan agreement. F3 · ownership.nature: The securities reported herein are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the Reporting Person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 20, 2016 Filed Jan 5, 2018 14:05 UTC | CRAWFORD UNITED Corp HICKA · Entity 67513 | GrantWarrant to Purchase Class A Common Stock · Derivative | 100,000 | Not disclosed Strike: $2.50 | Not disclosed |
DisclosureSEC source: 0000899243-18-000570 · doc4.xml · derivative · entry 4 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 426,489 Underlying: Class A Common Stock · 100,000 shares Expires 2018-12-30 F1 · kind: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F1 · price: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. F3 · ownership.nature: The securities reported herein are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the Reporting Person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.