Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CRAWFORD UNITED CorpCRAWA · Entity 67513 | Director · 10% owner | February 06, 2026 | February 06, 2026 |
| INVACARE HOLDINGS CorpIVC · Entity 86444 | 10% owner · Member of a 10% owner group | June 03, 2022 | August 24, 2022 |
| PARK OHIO HOLDINGS CORPPKOH · Entity 5292 | Director · CEO, COB, President · 10% owner | August 19, 2026 | August 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CRAWFORD UNITED Corp
Report date February 06, 2026 · Filed February 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-02-06 transaction · row 1
1 source rowRow 1 · 2026-02-06 · Disposition to issuer · Disposed 39,250 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. |
| Class A Common SharesSEC Table I · non-derivative | IndirectBy First Francis Company, Inc. | 0 |
Reported balance
After 2026-02-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-02-06 · Disposition to issuer · Disposed 911,250 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. F2: The reporting person is a shareholder of the corporation that owns the reported securities. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| Class A Common SharesSEC Table I · non-derivative | IndirectBy Three Bears Trust | 0 |
Reported balance
After 2026-02-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-02-06 · Disposition to issuer · Disposed 336,204 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. F3: The reporting person is the trustee of the trust that owns the reported securities. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| Class B Common SharesSEC Table I · non-derivative | IndirectBy Three Bears Trust | 0 |
Reported balance
After 2026-02-06 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-02-06 · Disposition to issuer · Disposed 85,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. F3: The reporting person is the trustee of the trust that owns the reported securities. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| Class B Common SharesSEC Table I · non-derivative | IndirectBy First Francis Company, Inc. | 0 |
Reported balance
After 2026-02-06 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-02-06 · Disposition to issuer · Disposed 433,750 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes. F2: The reporting person is a shareholder of the corporation that owns the reported securities. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated December 5, 2025 (the "Merger Agreement"), by and among SPX Enterprises, LLC, a Delaware limited liability company ("Parent"), Project King Acquisition, Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Crawford United Corporation, an Ohio corporation (the "Company"), the Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of the Parent (the "Merger"). At the effective time of the Merger, each issued and outstanding common share of the Company was converted automatically into the right to receive cash in an amount equal to $83.8636 per share without interest, net of all applicable withholding taxes.
F2: The reporting person is a shareholder of the corporation that owns the reported securities. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
F3: The reporting person is the trustee of the trust that owns the reported securities. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of the reported securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
INVACARE HOLDINGS Corp
Report date June 03, 2022 · Filed August 24, 2022
Jointly reported with CRAWFORD UNITED Corp, CRAWFORD EDWARD F
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, no par valueSEC Table I · non-derivative | Direct | 110,200 |
Reported balance
Holding disclosure · report date 2022-06-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 110,200 F1: Crawford United Corporation ("Crawford United") is the owner of record of 110,200 Common Shares. Edward F. Crawford and Matthew V. Crawford, in their capacity as holders of a majority of the voting power of Crawford United and as two of six members of Crawford United's board of directors, share the ability to indirectly control the decisions of Crawford United regarding the vote and disposition of securities held by Crawford United, and as such may be deemed to have indirect beneficial ownership of the 110,200 Common Shares held by Crawford United. Each of Edward F. Crawford and Matthew V. Crawford disclaims beneficial ownership of the Common Shares owned by Crawford United, except to the extent of his respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Crawford United Corporation ("Crawford United") is the owner of record of 110,200 Common Shares. Edward F. Crawford and Matthew V. Crawford, in their capacity as holders of a majority of the voting power of Crawford United and as two of six members of Crawford United's board of directors, share the ability to indirectly control the decisions of Crawford United regarding the vote and disposition of securities held by Crawford United, and as such may be deemed to have indirect beneficial ownership of the 110,200 Common Shares held by Crawford United. Each of Edward F. Crawford and Matthew V. Crawford disclaims beneficial ownership of the Common Shares owned by Crawford United, except to the extent of his respective pecuniary interest therein.
PARK OHIO HOLDINGS CORP
Report date August 19, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 870,077 |
Reported balance
After 2026-08-19 transaction · row 1
1 source rowRow 1 · 2026-08-19 · Gift · Disposed 25,000 · Balance 870,077 |
| Common StockSEC Table I · non-derivative | IndirectBy Park Trust | 300,000 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 300,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 546,000 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 546,000 |
| Common StockSEC Table I · non-derivative | IndirectBy First Francis Company, Inc. | 41,401 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 41,401 F1: The reporting person is a shareholder of the corporation that owns the reported securities, and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Crawford Capital Company | 11,700 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 11,700 F1: The reporting person is a shareholder of the corporation that owns the reported securities, and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Crawford Capital Enterprises, LLC | 99,075 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 99,075 F2: The reporting person is a member of a limited liability company that is a member of the limited liability company that owns the reported securities and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Liability Company | 1,100,000 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,100,000 F3: The reporting person is a trustee of a trust that is a member of the limited liability company that owns the reported securities, and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is a shareholder of the corporation that owns the reported securities, and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2: The reporting person is a member of a limited liability company that is a member of the limited liability company that owns the reported securities and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The reporting person is a trustee of a trust that is a member of the limited liability company that owns the reported securities, and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2023 Filed May 16, 2023 16:11 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,000 | $16.40 | $16,400.00 |
DisclosureSEC source: 0000076282-23-000024 · wf-form4_168425345966781.xml · nonDerivative · entry 4 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 829,132 Read SEC document |
| May 15, 2023 Filed May 16, 2023 16:11 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,000 | $16.45 | $16,446.00 |
DisclosureSEC source: 0000076282-23-000024 · wf-form4_168425345966781.xml · nonDerivative · entry 3 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 830,132 Read SEC document |
| May 15, 2023 Filed May 16, 2023 16:11 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,000 | $16.47 | $16,470.00 |
DisclosureSEC source: 0000076282-23-000024 · wf-form4_168425345966781.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 831,132 Read SEC document |
| May 15, 2023 Filed May 16, 2023 16:11 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 2,000 | $16.44 | $32,880.00 |
DisclosureSEC source: 0000076282-23-000024 · wf-form4_168425345966781.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 832,132 Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 16:16 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | GrantClass A Common Shares | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003131 · doc4.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 F1 · kind: Represents a grant of 4,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan. Read SEC document |
| December 06, 2022 Filed Dec 6, 2022 21:06 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 12,333 | $13.34 | $164,522.22 |
DisclosureSEC source: 0000076282-22-000099 · wf-form4_167036077015981.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,132 Read SEC document |
| November 28, 2022 Filed Dec 19, 2022 21:01 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-22-000106 · wf-form4_167148366864611.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834,132 Read SEC document |
| July 07, 2022 Filed Jul 7, 2022 15:00 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 13,463 | $16.24 | $218,639.12 |
DisclosureSEC source: 0000076282-22-000068 · wf-form4_165720599362289.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,465 Read SEC document |
| June 20, 2022 Filed Jun 21, 2022 13:54 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 27,897 | $15.58 | $434,635.26 |
DisclosureSEC source: 0000076282-22-000060 · wf-form4_165581963262337.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,928 Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 15:59 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-22-000051 · wf-form4_165530876458627.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,825 Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 21:49 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | GrantClass A Common Shares | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-001454 · rdgdoc.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · kind: Represents a grant of 4,000 Class A Common Shares issues pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan. Read SEC document |
| December 17, 2021 Filed Feb 8, 2022 17:32 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-22-000002 · wf-form5_164434150918450.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,825 Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 15:43 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 12,553 | $21.26 | $266,876.78 |
DisclosureSEC source: 0000076282-21-000119 · wf-form4_163906460323579.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,825 Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 16:17 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 88,288 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-21-000074 · wf-form4_162446502700751.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,378 Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 13:47 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 27,897 | $35.46 | $989,227.62 |
DisclosureSEC source: 0000076282-21-000061 · wf-form4_162376483592336.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,090 Read SEC document |
| May 12, 2021 Filed May 12, 2021 19:00 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 12,553 | $35.73 | $448,518.69 |
DisclosureSEC source: 0000076282-21-000035 · wf-form4_162084601513626.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,987 Read SEC document |
| January 20, 2021 Filed Apr 5, 2021 11:44 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | GrantClass A Common Shares | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-024964 · doc4.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 F1 · kind: Represents a grant of 4,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 20:42 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GiftCommon Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-20-000094 · wf-form4_160771932468717.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,540 Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 20:42 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-20-000094 · wf-form4_160771932468717.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780,540 Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 21:49 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 12,609 | $30.06 | $379,026.54 |
DisclosureSEC source: 0000076282-20-000092 · wf-form4_160755056963808.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,540 F1 · balance_after: Excludes 400,000 shares transferred to a limited liability company ("LLC") of which the reporting person is a trustee of a trust that is a member of such LLC. See note 2 below. Read SEC document |
| July 07, 2020 Filed Jul 7, 2020 19:11 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 12,553 | $16.59 | $208,254.27 |
DisclosureSEC source: 0000076282-20-000064 · wf-form4_159414905401027.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205,149 Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:09 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 183,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-20-000055 · wf-form4_159190612657245.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,217,702 Read SEC document |
| May 20, 2020 Filed May 21, 2020 13:30 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | GrantClass A Common Shares | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031146 · doc4.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · kind: Represents a grant of 3,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan. Read SEC document |
| May 14, 2020 Filed May 14, 2020 13:54 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 12,416 | $14.48 | $179,783.68 |
DisclosureSEC source: 0000076282-20-000034 · wf-form4_158946443594047.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034,369 Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 13:15 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | ConversionConvertible Loan Agreement · Derivative | 251,489 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0001209191-19-061480 · doc4.xml · derivative · entry 5 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 251,489 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: In 2011, the Crawford United Corporation issued a convertible note to Roundball LLC. In December 2018, the note was amended to provide Roundball LLC with the option to convert a portion of the outstanding indebtedness into Class B Common Shares at a price of $1.43 per share, up to a maximum amount of 75,000 Class B Common Shares, subject to shareholder approval, which approval was obtained on May 10, 2019. On December 18, 2019, Roundball LLC, an Ohio limited liability company elected to convert all $466,879.88 of the amount outstanding under the convertible note into 75,000 Class B Common Shares and 251,489 Class A Common Shares. F4 · ownership.nature: The securities reported are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 13:15 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | ConversionConvertible Loan Agreement · Derivative | 75,000 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0001209191-19-061480 · doc4.xml · derivative · entry 4 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Shares · 75,000 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: In 2011, the Crawford United Corporation issued a convertible note to Roundball LLC. In December 2018, the note was amended to provide Roundball LLC with the option to convert a portion of the outstanding indebtedness into Class B Common Shares at a price of $1.43 per share, up to a maximum amount of 75,000 Class B Common Shares, subject to shareholder approval, which approval was obtained on May 10, 2019. On December 18, 2019, Roundball LLC, an Ohio limited liability company elected to convert all $466,879.88 of the amount outstanding under the convertible note into 75,000 Class B Common Shares and 251,489 Class A Common Shares. F4 · ownership.nature: The securities reported are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 13:15 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | ConversionClass A Common Shares | 251,489 | $1.43 | $359,629.27 |
DisclosureSEC source: 0001209191-19-061480 · doc4.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,583,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Includes 672,407 Class A Common Shares that are owned directly by Roundball LLC and 911,250 Class A Common Shares that are owned directly by First Francis Company Inc. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 13:15 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | ConversionClass B Common Shares | 75,000 | $1.43 | $107,250.00 |
DisclosureSEC source: 0001209191-19-061480 · doc4.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 573,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Includes 170,000 Class B Common Shares that are owned directly by Roundball LLC and 403,750 Class B Common Shares that are owned directly by First Francis Company Inc. This balance reflects a correction in the number of Class B Common Shares held by Roundball LLC from that reported in the Form 4 filed by the reporting person on December 13, 2019. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 14:30 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | Exercise / conversionWarrant to Purchase Class A Common Shares · Derivative | 100,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001209191-19-060333 · doc4.xml · derivative · entry 4 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 100,000 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: The securities reported are owned directly by Roundball LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 14:30 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | Exercise / conversionClass A Common Shares | 100,000 | $2.50 | $250,000.00 |
DisclosureSEC source: 0001209191-19-060333 · doc4.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,332,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Includes 420,918 Class A Common Shares that are owned directly by Roundball LLC and 911,250 Class A Common Shares that are owned directly by First Francis Company Inc. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:00 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GrantCommon Stock | 82,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-19-000130 · wf-form4_157549319418742.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,785 Read SEC document |
| November 25, 2019 Filed Dec 2, 2019 16:15 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-19-000125 · wf-form4_157530330208672.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,285 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 2,000 | $33.31 | $66,620.00 |
DisclosureSEC source: 0000076282-19-000117 · wf-form4_157376600961028.xml · nonDerivative · entry 10 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984,285 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,000 | $33.20 | $33,200.00 |
DisclosureSEC source: 0000076282-19-000117 · wf-form4_157376600961028.xml · nonDerivative · entry 9 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986,285 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,051 | $33.15 | $34,837.50 |
DisclosureSEC source: 0000076282-19-000117 · wf-form4_157376600961028.xml · nonDerivative · entry 8 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987,285 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 2,000 | $33.13 | $66,258.00 |
DisclosureSEC source: 0000076282-19-000117 · wf-form4_157376600961028.xml · nonDerivative · entry 7 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,336 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 2,000 | $33.41 | $66,827.00 |
DisclosureSEC source: 0000076282-19-000117 · wf-form4_157376600961028.xml · nonDerivative · entry 6 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,336 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,500 | $33.40 | $50,100.00 |
DisclosureSEC source: 0000076282-19-000117 · wf-form4_157376600961028.xml · nonDerivative · entry 5 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992,336 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 2,000 | $33.35 | $66,700.00 |
DisclosureSEC source: 0000076282-19-000117 · wf-form4_157376600961028.xml · nonDerivative · entry 4 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,836 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 100 | $33.33 | $3,332.61 |
DisclosureSEC source: 0000076282-19-000117 · wf-form4_157376600961028.xml · nonDerivative · entry 3 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,836 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 500 | $32.91 | $16,454.40 |
DisclosureSEC source: 0000076282-19-000117 · wf-form4_157376600961028.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,936 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:13 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 500 | $32.79 | $16,393.00 |
DisclosureSEC source: 0000076282-19-000117 · wf-form4_157376600961028.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996,436 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 14:22 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,000 | $32.69 | $32,690.00 |
DisclosureSEC source: 0000076282-19-000114 · wf-form4_157356851006063.xml · nonDerivative · entry 4 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996,936 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 14:22 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,000 | $33.00 | $33,000.00 |
DisclosureSEC source: 0000076282-19-000114 · wf-form4_157356851006063.xml · nonDerivative · entry 3 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 997,936 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 14:22 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 1,000 | $33.15 | $33,150.00 |
DisclosureSEC source: 0000076282-19-000114 · wf-form4_157356851006063.xml · nonDerivative · entry 2 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998,936 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 14:22 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | SaleCommon Stock | 2,000 | $33.30 | $66,600.00 |
DisclosureSEC source: 0000076282-19-000114 · wf-form4_157356851006063.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999,936 Read SEC document |
| November 07, 2019 Filed Dec 2, 2019 16:15 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | GiftCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076282-19-000125 · wf-form4_157530330208672.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,285 Read SEC document |
| July 12, 2019 Filed Jul 12, 2019 17:55 UTC | PARK OHIO HOLDINGS CORP PKOH · Entity 5292 | Tax withholdingCommon Stock | 12,543 | $32.59 | $408,776.37 |
DisclosureSEC source: 0000076282-19-000090 · wf-form4_156295412031368.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · CEO, COB · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001,936 Read SEC document |
| July 09, 2019 Filed Jul 11, 2019 19:55 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | ConversionConvertible Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.48 | $648,000.00 |
DisclosureSEC source: 0000899243-19-019492 · doc4.xml · derivative · entry 4 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By First Francis Company Inc. Disclosed balance after: 0 Underlying: Class B Common Shares · 100,000 shares Expires 2022-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · reported_value: On July 9, 2019, First Francis elected to convert $648,000 of the amount outstanding under its promissory note issued by Crawford United Corporation into 100,000 Class B Common Shares. F4 · derivative.exercise_date: In 2016, Crawford United Corporation issued two separate promissory notes to First Francis Company Inc. ("First Francis"). In 2018, one of the notes was amended to provide First Francis with the option, exercisable on or after July 5, 2019, to convert up to $648,000 of principal amount into Class B Common Shares at a conversion price of $6.48 per share, subject to shareholder approval, which approval was obtained on May 10, 2019. F2 · ownership.nature: For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of these securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| July 09, 2019 Filed Jul 11, 2019 19:55 UTC | CRAWFORD UNITED Corp CRAWA · Entity 67513 | ConversionClass B Common Shares | 100,000 | $6.48 | $648,000.00 |
DisclosureSEC source: 0000899243-19-019492 · doc4.xml · nonDerivative · entry 1 CRAWFORD MATTHEW V · CIK 0001132148 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By First Francis Company Inc. and Roundball LLC Disclosed balance after: 518,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 115,000 Class B Common Shares owned directly by Roundball LLC, an Ohio limited liability company. F2 · ownership.nature: For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of these securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.