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Kappus Anthony Ray

Disclosed activity across 2 companies

Tapewire entity
21404
SEC CIK
0001860481

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UPWORK, INCUPWK · Entity 4876GM & Chief Operating OfficerSeptember 18, 2026September 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UPWORK, INC

Report date September 18, 2026 · Filed September 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect76,342 Ending reported balance After 2026-09-18 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-18 · Exercise / conversion · Acquired 114,860 · Balance 122,074

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Row 2 · 2026-09-18 · Sale · Disposed 45,732 · Balance 76,342

F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.315 to $8.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect344,582 Reported balance After 2026-09-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-18 · Exercise / conversion · Disposed 114,860 · Balance 344,582

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4: The RSUs vest 25% on September 18, 2026, and then 1/16th of the total number of shares on each quarterly anniversary thereafter, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.315 to $8.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The RSUs vest 25% on September 18, 2026, and then 1/16th of the total number of shares on each quarterly anniversary thereafter, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Redfin Corp

Report date July 01, 2025 · Filed July 04, 2025

Section 16 reporting ended · disclosed 2025-07-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-01 transaction · row 1
1 source row

Row 1 · 2025-07-01 · Disposition to issuer · Disposed 38,396 · Balance 0

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.61 · Expires 2025-10-28Direct0 Reported balance After 2025-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-07-01 · Disposition to issuer · Disposed 9,990 · Balance 0

F2: Each stock option to purchase shares of Company Common Stock represents a contingent right to purchase one share of Company Common Stock.

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase shares of Company Common Stock (a "Company Option") that was unexpired, unexercised and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into an option to acquire that number of shares of Parent Common Stock equal to (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent (each, an "Assumed Option"). Each such Assumed Option is otherwise subject to the same terms and conditions as applied to the corresponding Company Option immediately prior to the Effective Time, including vesting terms.

F4: The stock option is fully vested and exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.15 · Expires 2026-05-11Direct0 Reported balance After 2025-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-07-01 · Disposition to issuer · Disposed 10,928 · Balance 0

F2: Each stock option to purchase shares of Company Common Stock represents a contingent right to purchase one share of Company Common Stock.

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase shares of Company Common Stock (a "Company Option") that was unexpired, unexercised and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into an option to acquire that number of shares of Parent Common Stock equal to (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent (each, an "Assumed Option"). Each such Assumed Option is otherwise subject to the same terms and conditions as applied to the corresponding Company Option immediately prior to the Effective Time, including vesting terms.

F4: The stock option is fully vested and exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.80 · Expires 2027-06-14Direct0 Reported balance After 2025-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-07-01 · Disposition to issuer · Disposed 17,225 · Balance 0

F2: Each stock option to purchase shares of Company Common Stock represents a contingent right to purchase one share of Company Common Stock.

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase shares of Company Common Stock (a "Company Option") that was unexpired, unexercised and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into an option to acquire that number of shares of Parent Common Stock equal to (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent (each, an "Assumed Option"). Each such Assumed Option is otherwise subject to the same terms and conditions as applied to the corresponding Company Option immediately prior to the Effective Time, including vesting terms.

F4: The stock option is fully vested and exercisable.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-07-01 · Disposition to issuer · Disposed 15,863 · Balance 0

F5: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement.

F6: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms.

F7: Company RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-07-01 · Disposition to issuer · Disposed 38,339 · Balance 0

F5: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement.

F6: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms.

F7: Company RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-07-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-07-01 · Disposition to issuer · Disposed 161,987 · Balance 0

F5: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement.

F6: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms.

F7: Company RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-07-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-07-01 · Disposition to issuer · Disposed 101,251 · Balance 0

F5: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement.

F6: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms.

F7: Company RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-07-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-07-01 · Disposition to issuer · Disposed 118,182 · Balance 0

F5: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement.

F6: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms.

F7: Company RSUs do not expire; they either vest or are canceled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F2: Each stock option to purchase shares of Company Common Stock represents a contingent right to purchase one share of Company Common Stock.

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase shares of Company Common Stock (a "Company Option") that was unexpired, unexercised and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into an option to acquire that number of shares of Parent Common Stock equal to (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent (each, an "Assumed Option"). Each such Assumed Option is otherwise subject to the same terms and conditions as applied to the corresponding Company Option immediately prior to the Effective Time, including vesting terms.

F4: The stock option is fully vested and exercisable.

F5: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement.

F6: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms.

F7: Company RSUs do not expire; they either vest or are canceled prior to the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2024 Filed May 22, 2024 20:34 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 527 $0.00 $0.00
Disclosure

SEC source: 0001382821-24-000075 · wk-form4_1716410084.xml · nonDerivative · entry 1

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

Read SEC document
February 22, 2024 Filed Feb 22, 2024 22:57 UTC Redfin Corp RDFN · Entity 77686 SaleCommon Stock 8,135 $6.78 $55,169.94
Disclosure

SEC source: 0001382821-24-000007 · wk-form4_1708642608.xml · nonDerivative · entry 9

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,477

F2 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan that he adopted on May 31, 2023.

F3 · price: The reporting person executed the transaction in multiple trades at prices ranging from $6.69 to $6.89. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:57 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 6,571 $0.00 $0.00
Disclosure

SEC source: 0001382821-24-000007 · wk-form4_1708642608.xml · derivative · entry 13

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,859

Underlying: Common Stock · 6,571 shares

Expires 2033-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F7 · derivative.exercise_date: 1/8 of the restricted stock units will vest on August 20, 2023 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:57 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 3,966 $0.00 $0.00
Disclosure

SEC source: 0001382821-24-000007 · wk-form4_1708642608.xml · derivative · entry 12

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,692

Underlying: Common Stock · 3,966 shares

Expires 2032-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F6 · derivative.exercise_date: 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:57 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 591 $0.00 $0.00
Disclosure

SEC source: 0001382821-24-000007 · wk-form4_1708642608.xml · derivative · entry 11

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,958

Underlying: Common Stock · 591 shares

Expires 2031-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F5 · derivative.exercise_date: 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:57 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 526 $0.00 $0.00
Disclosure

SEC source: 0001382821-24-000007 · wk-form4_1708642608.xml · derivative · entry 10

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 527

Underlying: Common Stock · 526 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F4 · derivative.exercise_date: 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:57 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 1,984 $6.96 $13,808.64
Disclosure

SEC source: 0001382821-24-000007 · wk-form4_1708642608.xml · nonDerivative · entry 8

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,612

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:57 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 6,571 $0.00 $0.00
Disclosure

SEC source: 0001382821-24-000007 · wk-form4_1708642608.xml · nonDerivative · entry 7

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:57 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 1,197 $6.96 $8,331.12
Disclosure

SEC source: 0001382821-24-000007 · wk-form4_1708642608.xml · nonDerivative · entry 6

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,025

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:57 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 3,966 $0.00 $0.00
Disclosure

SEC source: 0001382821-24-000007 · wk-form4_1708642608.xml · nonDerivative · entry 5

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:57 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 179 $6.96 $1,245.84
Disclosure

SEC source: 0001382821-24-000007 · wk-form4_1708642608.xml · nonDerivative · entry 4

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,256

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:57 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 591 $0.00 $0.00
Disclosure

SEC source: 0001382821-24-000007 · wk-form4_1708642608.xml · nonDerivative · entry 3

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:57 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 159 $6.96 $1,106.64
Disclosure

SEC source: 0001382821-24-000007 · wk-form4_1708642608.xml · nonDerivative · entry 2

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,844

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:57 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 526 $0.00 $0.00
Disclosure

SEC source: 0001382821-24-000007 · wk-form4_1708642608.xml · nonDerivative · entry 1

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 23:00 UTC Redfin Corp RDFN · Entity 77686 SaleCommon Stock 8,815 $6.57 $57,951.57
Disclosure

SEC source: 0001382821-23-000210 · wk-form4_1701126044.xml · nonDerivative · entry 1

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,477

F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan that he adopted on May 31, 2023.

F2 · price: The reporting person executed the transaction in multiple trades at prices ranging from $6.46 to $6.67. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 19:46 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 6,572 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000204 · wk-form4_1700682408.xml · derivative · entry 12

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,430

Underlying: Common Stock · 6,572 shares

Expires 2033-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F5 · derivative.exercise_date: 1/8 of the restricted stock units will vest on August 20, 2023 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 19:46 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 3,966 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000204 · wk-form4_1700682408.xml · derivative · entry 11

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,658

Underlying: Common Stock · 3,966 shares

Expires 2032-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F4 · derivative.exercise_date: 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 19:46 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 592 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000204 · wk-form4_1700682408.xml · derivative · entry 10

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,549

Underlying: Common Stock · 592 shares

Expires 2031-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F3 · derivative.exercise_date: 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 19:46 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 526 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000204 · wk-form4_1700682408.xml · derivative · entry 9

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,053

Underlying: Common Stock · 526 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F2 · derivative.exercise_date: 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 19:46 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 1,601 $6.77 $10,838.77
Disclosure

SEC source: 0001382821-23-000204 · wk-form4_1700682408.xml · nonDerivative · entry 8

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,292

Read SEC document
November 20, 2023 Filed Nov 22, 2023 19:46 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 6,572 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000204 · wk-form4_1700682408.xml · nonDerivative · entry 7

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 19:46 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 966 $6.77 $6,539.82
Disclosure

SEC source: 0001382821-23-000204 · wk-form4_1700682408.xml · nonDerivative · entry 6

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,321

Read SEC document
November 20, 2023 Filed Nov 22, 2023 19:46 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 3,966 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000204 · wk-form4_1700682408.xml · nonDerivative · entry 5

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 19:46 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 145 $6.77 $981.65
Disclosure

SEC source: 0001382821-23-000204 · wk-form4_1700682408.xml · nonDerivative · entry 4

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,321

Read SEC document
November 20, 2023 Filed Nov 22, 2023 19:46 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 592 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000204 · wk-form4_1700682408.xml · nonDerivative · entry 3

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 19:46 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 129 $6.77 $873.33
Disclosure

SEC source: 0001382821-23-000204 · wk-form4_1700682408.xml · nonDerivative · entry 2

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,874

Read SEC document
November 20, 2023 Filed Nov 22, 2023 19:46 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 526 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000204 · wk-form4_1700682408.xml · nonDerivative · entry 1

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

Read SEC document
August 30, 2023 Filed Sep 1, 2023 19:46 UTC Redfin Corp RDFN · Entity 77686 SaleCommon Stock 23,237 $9.02 $209,551.27
Disclosure

SEC source: 0001382821-23-000174 · wf-form4_169359757779799.xml · nonDerivative · entry 1

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,477

F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan that he adopted on May 31, 2023.

F2 · price: The reporting person executed the transaction in multiple trades at prices ranging from $8.85 to $9.22. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.

Read SEC document
August 21, 2023 Filed Aug 25, 2023 20:41 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 1,601 $8.81 $14,104.81
Disclosure

SEC source: 0001382821-23-000166 · wf-form4_169299607798404.xml · nonDerivative · entry 8

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,714

Read SEC document
August 21, 2023 Filed Aug 25, 2023 20:41 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 966 $8.81 $8,510.46
Disclosure

SEC source: 0001382821-23-000166 · wf-form4_169299607798404.xml · nonDerivative · entry 6

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,744

Read SEC document
August 21, 2023 Filed Aug 25, 2023 20:41 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 144 $8.81 $1,268.64
Disclosure

SEC source: 0001382821-23-000166 · wf-form4_169299607798404.xml · nonDerivative · entry 4

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,745

Read SEC document
August 21, 2023 Filed Aug 25, 2023 20:41 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 129 $8.81 $1,136.49
Disclosure

SEC source: 0001382821-23-000166 · wf-form4_169299607798404.xml · nonDerivative · entry 2

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,298

Read SEC document
August 20, 2023 Filed Aug 25, 2023 20:41 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 6,571 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000166 · wf-form4_169299607798404.xml · derivative · entry 12

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,002

Underlying: Common Stock · 6,571 shares

Expires 2033-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F4 · derivative.exercise_date: 1/8 of the restricted stock units will vest on August 20, 2023 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.

Read SEC document
August 20, 2023 Filed Aug 25, 2023 20:41 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 3,965 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000166 · wf-form4_169299607798404.xml · derivative · entry 11

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,624

Underlying: Common Stock · 3,965 shares

Expires 2032-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F3 · derivative.exercise_date: 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.

Read SEC document
August 20, 2023 Filed Aug 25, 2023 20:41 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 591 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000166 · wf-form4_169299607798404.xml · derivative · entry 10

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,141

Underlying: Common Stock · 591 shares

Expires 2031-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F2 · derivative.exercise_date: 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.

Read SEC document
August 20, 2023 Filed Aug 25, 2023 20:41 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 526 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000166 · wf-form4_169299607798404.xml · derivative · entry 9

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,579

Underlying: Common Stock · 526 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F1 · derivative.exercise_date: 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.

Read SEC document
August 20, 2023 Filed Aug 25, 2023 20:41 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 6,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001382821-23-000166 · wf-form4_169299607798404.xml · nonDerivative · entry 7

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: 1/8 of the restricted stock units will vest on August 20, 2023 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.

Read SEC document
August 20, 2023 Filed Aug 25, 2023 20:41 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 3,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001382821-23-000166 · wf-form4_169299607798404.xml · nonDerivative · entry 5

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.

Read SEC document
August 20, 2023 Filed Aug 25, 2023 20:41 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 591 Not disclosed Not disclosed
Disclosure

SEC source: 0001382821-23-000166 · wf-form4_169299607798404.xml · nonDerivative · entry 3

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.

Read SEC document
August 20, 2023 Filed Aug 25, 2023 20:41 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 526 Not disclosed Not disclosed
Disclosure

SEC source: 0001382821-23-000166 · wf-form4_169299607798404.xml · nonDerivative · entry 1

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:29 UTC Redfin Corp RDFN · Entity 77686 GrantRestricted Stock Unit · Derivative 52,573 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000098 · wf-form4_168557213193870.xml · derivative · entry 1

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,573

Underlying: Common Stock · 52,573 shares

Expires 2033-06-01

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: 1/8 of the restricted stock units will vest on August 20, 2023 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.

Read SEC document
May 22, 2023 Filed May 24, 2023 17:53 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 15,862 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000087 · wf-form4_168495077186327.xml · derivative · entry 12

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,589

Underlying: Common Stock · 15,862 shares

Expires 2032-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.

Read SEC document
May 22, 2023 Filed May 24, 2023 17:53 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 592 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000087 · wf-form4_168495077186327.xml · derivative · entry 11

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,732

Underlying: Common Stock · 592 shares

Expires 2031-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.

Read SEC document
May 22, 2023 Filed May 24, 2023 17:53 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 527 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000087 · wf-form4_168495077186327.xml · derivative · entry 10

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,105

Underlying: Common Stock · 527 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.

Read SEC document
May 22, 2023 Filed May 24, 2023 17:53 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 1,078 $0.00 $0.00
Disclosure

SEC source: 0001382821-23-000087 · wf-form4_168495077186327.xml · derivative · entry 9

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,078 shares

Expires 2029-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: 1/4 of the restricted stock units vested on May 20, 2020, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2023.

Read SEC document
May 22, 2023 Filed May 24, 2023 17:53 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 3,863 $10.53 $40,677.39
Disclosure

SEC source: 0001382821-23-000087 · wf-form4_168495077186327.xml · nonDerivative · entry 8

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,901

Read SEC document
May 22, 2023 Filed May 24, 2023 17:53 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 15,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001382821-23-000087 · wf-form4_168495077186327.xml · nonDerivative · entry 7

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.

Read SEC document
May 22, 2023 Filed May 24, 2023 17:53 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 145 $10.53 $1,526.85
Disclosure

SEC source: 0001382821-23-000087 · wf-form4_168495077186327.xml · nonDerivative · entry 6

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,902

Read SEC document
May 22, 2023 Filed May 24, 2023 17:53 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 592 Not disclosed Not disclosed
Disclosure

SEC source: 0001382821-23-000087 · wf-form4_168495077186327.xml · nonDerivative · entry 5

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.

Read SEC document
May 22, 2023 Filed May 24, 2023 17:53 UTC Redfin Corp RDFN · Entity 77686 Tax withholdingCommon Stock 129 $10.53 $1,358.37
Disclosure

SEC source: 0001382821-23-000087 · wf-form4_168495077186327.xml · nonDerivative · entry 4

Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,455

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.