person · Reporting owner

Kappus Anthony Ray

Disclosed activity across 2 companies

Tapewire entity: 21404
SEC CIK: 0001860481

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
UPWORK, INCUPWK · Entity 4876	GM & Chief Operating Officer	September 18, 2026	September 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UPWORK, INC

Report date September 18, 2026 · Filed September 22, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	76,342	Ending reported balance After 2026-09-18 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-09-18 · Exercise / conversion · Acquired 114,860 · Balance 122,074 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 2 · 2026-09-18 · Sale · Disposed 45,732 · Balance 76,342 F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.315 to $8.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	344,582	Reported balance After 2026-09-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-09-18 · Exercise / conversion · Disposed 114,860 · Balance 344,582 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4: The RSUs vest 25% on September 18, 2026, and then 1/16th of the total number of shares on each quarterly anniversary thereafter, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.315 to $8.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The RSUs vest 25% on September 18, 2026, and then 1/16th of the total number of shares on each quarterly anniversary thereafter, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Redfin Corp

Report date July 01, 2025 · Filed July 04, 2025

Section 16 reporting ended · disclosed 2025-07-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2025-07-01 transaction · row 1 1 source row Row 1 · 2025-07-01 · Disposition to issuer · Disposed 38,396 · Balance 0 F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.61 · Expires 2025-10-28	Direct	Reported balance After 2025-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2025-07-01 · Disposition to issuer · Disposed 9,990 · Balance 0 F2: Each stock option to purchase shares of Company Common Stock represents a contingent right to purchase one share of Company Common Stock. F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase shares of Company Common Stock (a "Company Option") that was unexpired, unexercised and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into an option to acquire that number of shares of Parent Common Stock equal to (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent (each, an "Assumed Option"). Each such Assumed Option is otherwise subject to the same terms and conditions as applied to the corresponding Company Option immediately prior to the Effective Time, including vesting terms. F4: The stock option is fully vested and exercisable.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.15 · Expires 2026-05-11	Direct	Reported balance After 2025-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-07-01 · Disposition to issuer · Disposed 10,928 · Balance 0 F2: Each stock option to purchase shares of Company Common Stock represents a contingent right to purchase one share of Company Common Stock. F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase shares of Company Common Stock (a "Company Option") that was unexpired, unexercised and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into an option to acquire that number of shares of Parent Common Stock equal to (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent (each, an "Assumed Option"). Each such Assumed Option is otherwise subject to the same terms and conditions as applied to the corresponding Company Option immediately prior to the Effective Time, including vesting terms. F4: The stock option is fully vested and exercisable.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.80 · Expires 2027-06-14	Direct	Reported balance After 2025-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2025-07-01 · Disposition to issuer · Disposed 17,225 · Balance 0 F2: Each stock option to purchase shares of Company Common Stock represents a contingent right to purchase one share of Company Common Stock. F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase shares of Company Common Stock (a "Company Option") that was unexpired, unexercised and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into an option to acquire that number of shares of Parent Common Stock equal to (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent (each, an "Assumed Option"). Each such Assumed Option is otherwise subject to the same terms and conditions as applied to the corresponding Company Option immediately prior to the Effective Time, including vesting terms. F4: The stock option is fully vested and exercisable.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2025-07-01 · Disposition to issuer · Disposed 15,863 · Balance 0 F5: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement. F6: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F7: Company RSUs do not expire; they either vest or are canceled prior to the vesting date.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2025-07-01 · Disposition to issuer · Disposed 38,339 · Balance 0 F5: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement. F6: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F7: Company RSUs do not expire; they either vest or are canceled prior to the vesting date.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-07-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2025-07-01 · Disposition to issuer · Disposed 161,987 · Balance 0 F5: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement. F6: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F7: Company RSUs do not expire; they either vest or are canceled prior to the vesting date.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-07-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2025-07-01 · Disposition to issuer · Disposed 101,251 · Balance 0 F5: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement. F6: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F7: Company RSUs do not expire; they either vest or are canceled prior to the vesting date.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-07-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2025-07-01 · Disposition to issuer · Disposed 118,182 · Balance 0 F5: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement. F6: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F7: Company RSUs do not expire; they either vest or are canceled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F2: Each stock option to purchase shares of Company Common Stock represents a contingent right to purchase one share of Company Common Stock.

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase shares of Company Common Stock (a "Company Option") that was unexpired, unexercised and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into an option to acquire that number of shares of Parent Common Stock equal to (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent (each, an "Assumed Option"). Each such Assumed Option is otherwise subject to the same terms and conditions as applied to the corresponding Company Option immediately prior to the Effective Time, including vesting terms.

F4: The stock option is fully vested and exercisable.

F5: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement.

F6: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms.

F7: Company RSUs do not expire; they either vest or are canceled prior to the vesting date.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 18, 2026 Filed Sep 22, 2026 20:19 UTC	UPWORK, INC UPWK · Entity 4876	Exercise / conversionRestricted Stock Units · Derivative	114,860	$0.00	$0.00	Disclosure SEC source: 0001860481-26-000017 · primarydocument.xml · derivative · entry 3 Kappus Anthony Ray · CIK 0001860481 · GM & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,582 Underlying: Common Stock · 114,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vest 25% on September 18, 2026, and then 1/16th of the total number of shares on each quarterly anniversary thereafter, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest 25% on September 18, 2026, and then 1/16th of the total number of shares on each quarterly anniversary thereafter, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document
September 18, 2026 Filed Sep 22, 2026 20:19 UTC	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	45,732	$8.45	$386,471.99	Disclosure SEC source: 0001860481-26-000017 · primarydocument.xml · nonDerivative · entry 2 Kappus Anthony Ray · CIK 0001860481 · GM & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,342 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.315 to $8.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
September 18, 2026 Filed Sep 22, 2026 20:19 UTC	UPWORK, INC UPWK · Entity 4876	Exercise / conversionCommon Stock	114,860	Not disclosed	Not disclosed	Disclosure SEC source: 0001860481-26-000017 · primarydocument.xml · nonDerivative · entry 1 Kappus Anthony Ray · CIK 0001860481 · GM & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document
August 18, 2026 Filed Aug 20, 2026 20:38 UTC	UPWORK, INC UPWK · Entity 4876	Exercise / conversionRestricted Stock Units · Derivative	5,115	$0.00	$0.00	Disclosure SEC source: 0001860481-26-000015 · primarydocument.xml · derivative · entry 3 Kappus Anthony Ray · CIK 0001860481 · GM & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,604 Underlying: Common Stock · 5,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2026, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2026, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document
August 18, 2026 Filed Aug 20, 2026 20:38 UTC	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	1,964	$8.43	$16,548.07	Disclosure SEC source: 0001860481-26-000015 · primarydocument.xml · nonDerivative · entry 2 Kappus Anthony Ray · CIK 0001860481 · GM & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,214 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.37 to $8.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
August 18, 2026 Filed Aug 20, 2026 20:38 UTC	UPWORK, INC UPWK · Entity 4876	Exercise / conversionCommon Stock	5,115	Not disclosed	Not disclosed	Disclosure SEC source: 0001860481-26-000015 · primarydocument.xml · nonDerivative · entry 1 Kappus Anthony Ray · CIK 0001860481 · GM & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document
July 18, 2026 Filed Jul 21, 2026 20:40 UTC	UPWORK, INC UPWK · Entity 4876	Exercise / conversionRestricted Stock Units · Derivative	1,412	$0.00	$0.00	Disclosure SEC source: 0001860481-26-000014 · primarydocument.xml · derivative · entry 3 Kappus Anthony Ray · CIK 0001860481 · GM & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,191 Underlying: Common Stock · 1,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on July 18, 2026, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on July 18, 2026, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document
July 18, 2026 Filed Jul 21, 2026 20:40 UTC	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	558	$9.06	$5,052.91	Disclosure SEC source: 0001860481-26-000014 · primarydocument.xml · nonDerivative · entry 2 Kappus Anthony Ray · CIK 0001860481 · GM & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,063 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.12 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
July 18, 2026 Filed Jul 21, 2026 20:40 UTC	UPWORK, INC UPWK · Entity 4876	Exercise / conversionCommon Stock	1,412	Not disclosed	Not disclosed	Disclosure SEC source: 0001860481-26-000014 · primarydocument.xml · nonDerivative · entry 1 Kappus Anthony Ray · CIK 0001860481 · GM & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document
May 18, 2026 Filed May 20, 2026 20:16 UTC	UPWORK, INC UPWK · Entity 4876	Exercise / conversionRestricted Stock Units · Derivative	5,114	$0.00	$0.00	Disclosure SEC source: 0001860481-26-000012 · primarydocument.xml · derivative · entry 3 Kappus Anthony Ray · CIK 0001860481 · GM & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,719 Underlying: Common Stock · 5,114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2026, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2026, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document
May 18, 2026 Filed May 20, 2026 20:16 UTC	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	1,905	$8.66	$16,503.78	Disclosure SEC source: 0001860481-26-000012 · primarydocument.xml · nonDerivative · entry 2 Kappus Anthony Ray · CIK 0001860481 · GM & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,209 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.57 to $8.73 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
May 18, 2026 Filed May 20, 2026 20:16 UTC	UPWORK, INC UPWK · Entity 4876	Exercise / conversionCommon Stock	5,114	Not disclosed	Not disclosed	Disclosure SEC source: 0001860481-26-000012 · primarydocument.xml · nonDerivative · entry 1 Kappus Anthony Ray · CIK 0001860481 · GM & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document
April 18, 2026 Filed Apr 21, 2026 22:02 UTC	UPWORK, INC UPWK · Entity 4876	GrantRestricted Stock Units · Derivative	22,603	$0.00	$0.00	Disclosure SEC source: 0001860481-26-000010 · primarydocument.xml · derivative · entry 1 Kappus Anthony Ray · CIK 0001860481 · GM & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,603 Underlying: Common Stock · 22,603 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on July 18, 2026, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on July 18, 2026, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document
July 01, 2025 Filed Jul 4, 2025 01:29 UTC	Redfin Corp RDFN · Entity 77686	Disposition to issuerRestricted Stock Unit · Derivative	118,182	$0.00	$0.00	Disclosure SEC source: 0001628280-25-034356 · wk-form4_1751592558.xml · derivative · entry 9 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 118,182 shares Expires not disclosed F5 · derivative.exercise_price: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement. F6 · kind: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F7 · derivative.expiration_date: Company RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document
July 01, 2025 Filed Jul 4, 2025 01:29 UTC	Redfin Corp RDFN · Entity 77686	Disposition to issuerRestricted Stock Unit · Derivative	101,251	$0.00	$0.00	Disclosure SEC source: 0001628280-25-034356 · wk-form4_1751592558.xml · derivative · entry 8 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 101,251 shares Expires not disclosed F5 · derivative.exercise_price: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement. F6 · kind: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F7 · derivative.expiration_date: Company RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document
July 01, 2025 Filed Jul 4, 2025 01:29 UTC	Redfin Corp RDFN · Entity 77686	Disposition to issuerRestricted Stock Unit · Derivative	161,987	$0.00	$0.00	Disclosure SEC source: 0001628280-25-034356 · wk-form4_1751592558.xml · derivative · entry 7 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 161,987 shares Expires not disclosed F5 · derivative.exercise_price: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement. F6 · kind: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F7 · derivative.expiration_date: Company RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document
July 01, 2025 Filed Jul 4, 2025 01:29 UTC	Redfin Corp RDFN · Entity 77686	Disposition to issuerRestricted Stock Unit · Derivative	38,339	$0.00	$0.00	Disclosure SEC source: 0001628280-25-034356 · wk-form4_1751592558.xml · derivative · entry 6 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,339 shares Expires not disclosed F5 · derivative.exercise_price: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement. F6 · kind: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F7 · derivative.expiration_date: Company RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document
July 01, 2025 Filed Jul 4, 2025 01:29 UTC	Redfin Corp RDFN · Entity 77686	Disposition to issuerRestricted Stock Unit · Derivative	15,863	$0.00	$0.00	Disclosure SEC source: 0001628280-25-034356 · wk-form4_1751592558.xml · derivative · entry 5 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,863 shares Expires not disclosed F5 · derivative.exercise_price: Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement. F6 · kind: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms. F7 · derivative.expiration_date: Company RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document
July 01, 2025 Filed Jul 4, 2025 01:29 UTC	Redfin Corp RDFN · Entity 77686	Disposition to issuerStock Option (right to buy) · Derivative	17,225	$0.00 Strike: $10.80	$0.00	Disclosure SEC source: 0001628280-25-034356 · wk-form4_1751592558.xml · derivative · entry 4 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,225 shares Expires 2027-06-14 F2 · security: Each stock option to purchase shares of Company Common Stock represents a contingent right to purchase one share of Company Common Stock. F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase shares of Company Common Stock (a "Company Option") that was unexpired, unexercised and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into an option to acquire that number of shares of Parent Common Stock equal to (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent (each, an "Assumed Option"). Each such Assumed Option is otherwise subject to the same terms and conditions as applied to the corresponding Company Option immediately prior to the Effective Time, including vesting terms. F4 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document
July 01, 2025 Filed Jul 4, 2025 01:29 UTC	Redfin Corp RDFN · Entity 77686	Disposition to issuerStock Option (right to buy) · Derivative	10,928	$0.00 Strike: $9.15	$0.00	Disclosure SEC source: 0001628280-25-034356 · wk-form4_1751592558.xml · derivative · entry 3 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,928 shares Expires 2026-05-11 F2 · security: Each stock option to purchase shares of Company Common Stock represents a contingent right to purchase one share of Company Common Stock. F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase shares of Company Common Stock (a "Company Option") that was unexpired, unexercised and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into an option to acquire that number of shares of Parent Common Stock equal to (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent (each, an "Assumed Option"). Each such Assumed Option is otherwise subject to the same terms and conditions as applied to the corresponding Company Option immediately prior to the Effective Time, including vesting terms. F4 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document
July 01, 2025 Filed Jul 4, 2025 01:29 UTC	Redfin Corp RDFN · Entity 77686	Disposition to issuerStock Option (right to buy) · Derivative	9,990	$0.00 Strike: $8.61	$0.00	Disclosure SEC source: 0001628280-25-034356 · wk-form4_1751592558.xml · derivative · entry 2 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,990 shares Expires 2025-10-28 F2 · security: Each stock option to purchase shares of Company Common Stock represents a contingent right to purchase one share of Company Common Stock. F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase shares of Company Common Stock (a "Company Option") that was unexpired, unexercised and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into an option to acquire that number of shares of Parent Common Stock equal to (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent (each, an "Assumed Option"). Each such Assumed Option is otherwise subject to the same terms and conditions as applied to the corresponding Company Option immediately prior to the Effective Time, including vesting terms. F4 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document
July 01, 2025 Filed Jul 4, 2025 01:29 UTC	Redfin Corp RDFN · Entity 77686	Disposition to issuerCommon Stock	38,396	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-25-034356 · wk-form4_1751592558.xml · nonDerivative · entry 1 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement. F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement. Read SEC document
May 27, 2025 Filed May 29, 2025 23:30 UTC	Redfin Corp RDFN · Entity 77686	GrantRestricted Stock Unit · Derivative	163,934	$0.00	$0.00	Disclosure SEC source: 0001382821-25-000083 · wk-form4_1748561451.xml · derivative · entry 13 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,934 Underlying: Common Stock · 163,934 shares Expires 2035-05-27 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. F6 · derivative.exercise_date: 1/4 of the restricted stock units will vest on May 20, 2026, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2029. Read SEC document
May 27, 2025 Filed Jun 25, 2025 16:28 UTC Amendment	Redfin Corp RDFN · Entity 77686	GrantRestricted Stock Unit · Derivative	161,987	$0.00	$0.00	Disclosure SEC source: 0001628280-25-032990 · wk-form4a_1750868900.xml · derivative · entry 13 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,934 Underlying: Common Stock · 161,987 shares Expires 2035-05-27 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. F6 · derivative.exercise_date: 1/4 of the restricted stock units will vest on May 20, 2026, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2029. Read SEC document
May 20, 2025 Filed May 29, 2025 23:30 UTC	Redfin Corp RDFN · Entity 77686	Exercise / conversionRestricted Stock Unit · Derivative	592	$0.00	$0.00	Disclosure SEC source: 0001382821-25-000083 · wk-form4_1748561451.xml · derivative · entry 12 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 592 shares Expires 2031-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. F5 · derivative.exercise_date: 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025. Read SEC document
May 20, 2025 Filed May 29, 2025 23:30 UTC	Redfin Corp RDFN · Entity 77686	Exercise / conversionRestricted Stock Unit · Derivative	6,572	$0.00	$0.00	Disclosure SEC source: 0001382821-25-000083 · wk-form4_1748561451.xml · derivative · entry 11 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,572 shares Expires 2033-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. F4 · derivative.exercise_date: 1/8 of the restricted stock units will vest on August 20, 2023 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025. Read SEC document
May 20, 2025 Filed May 29, 2025 23:30 UTC	Redfin Corp RDFN · Entity 77686	Exercise / conversionRestricted Stock Unit · Derivative	9,585	$0.00	$0.00	Disclosure SEC source: 0001382821-25-000083 · wk-form4_1748561451.xml · derivative · entry 10 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,339 Underlying: Common Stock · 9,585 shares Expires 2034-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. F3 · derivative.exercise_date: 1/8 of the restricted stock units will vest on August 20, 2024 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026. Read SEC document
May 20, 2025 Filed May 29, 2025 23:30 UTC	Redfin Corp RDFN · Entity 77686	Exercise / conversionRestricted Stock Unit · Derivative	3,966	$0.00	$0.00	Disclosure SEC source: 0001382821-25-000083 · wk-form4_1748561451.xml · derivative · entry 9 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,863 Underlying: Common Stock · 3,966 shares Expires 2032-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. F2 · derivative.exercise_date: 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026. Read SEC document
May 20, 2025 Filed May 29, 2025 23:30 UTC	Redfin Corp RDFN · Entity 77686	Tax withholdingCommon Stock	145	$10.26	$1,487.70	Disclosure SEC source: 0001382821-25-000083 · wk-form4_1748561451.xml · nonDerivative · entry 8 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,396 Read SEC document
May 20, 2025 Filed May 29, 2025 23:30 UTC	Redfin Corp RDFN · Entity 77686	Exercise / conversionCommon Stock	592	$0.00	$0.00	Disclosure SEC source: 0001382821-25-000083 · wk-form4_1748561451.xml · nonDerivative · entry 7 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. Read SEC document
May 20, 2025 Filed May 29, 2025 23:30 UTC	Redfin Corp RDFN · Entity 77686	Tax withholdingCommon Stock	1,601	$10.26	$16,426.26	Disclosure SEC source: 0001382821-25-000083 · wk-form4_1748561451.xml · nonDerivative · entry 6 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,949 Read SEC document
May 20, 2025 Filed May 29, 2025 23:30 UTC	Redfin Corp RDFN · Entity 77686	Exercise / conversionCommon Stock	6,572	$0.00	$0.00	Disclosure SEC source: 0001382821-25-000083 · wk-form4_1748561451.xml · nonDerivative · entry 5 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. Read SEC document
May 20, 2025 Filed May 29, 2025 23:30 UTC	Redfin Corp RDFN · Entity 77686	Tax withholdingCommon Stock	2,334	$10.26	$23,946.84	Disclosure SEC source: 0001382821-25-000083 · wk-form4_1748561451.xml · nonDerivative · entry 4 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,978 Read SEC document
May 20, 2025 Filed May 29, 2025 23:30 UTC	Redfin Corp RDFN · Entity 77686	Exercise / conversionCommon Stock	9,585	$0.00	$0.00	Disclosure SEC source: 0001382821-25-000083 · wk-form4_1748561451.xml · nonDerivative · entry 3 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. Read SEC document
May 20, 2025 Filed May 29, 2025 23:30 UTC	Redfin Corp RDFN · Entity 77686	Tax withholdingCommon Stock	966	$10.26	$9,911.16	Disclosure SEC source: 0001382821-25-000083 · wk-form4_1748561451.xml · nonDerivative · entry 2 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,727 Read SEC document
May 20, 2025 Filed May 29, 2025 23:30 UTC	Redfin Corp RDFN · Entity 77686	Exercise / conversionCommon Stock	3,966	$0.00	$0.00	Disclosure SEC source: 0001382821-25-000083 · wk-form4_1748561451.xml · nonDerivative · entry 1 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. Read SEC document
May 20, 2025 Filed Jun 25, 2025 16:28 UTC Amendment	Redfin Corp RDFN · Entity 77686	Exercise / conversionRestricted Stock Unit · Derivative	592	$0.00	$0.00	Disclosure SEC source: 0001628280-25-032990 · wk-form4a_1750868900.xml · derivative · entry 12 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 592 shares Expires 2031-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. F5 · derivative.exercise_date: 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025. Read SEC document
May 20, 2025 Filed Jun 25, 2025 16:28 UTC Amendment	Redfin Corp RDFN · Entity 77686	Exercise / conversionRestricted Stock Unit · Derivative	6,572	$0.00	$0.00	Disclosure SEC source: 0001628280-25-032990 · wk-form4a_1750868900.xml · derivative · entry 11 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,572 shares Expires 2033-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. F4 · derivative.exercise_date: 1/8 of the restricted stock units will vest on August 20, 2023 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025. Read SEC document
May 20, 2025 Filed Jun 25, 2025 16:28 UTC Amendment	Redfin Corp RDFN · Entity 77686	Exercise / conversionRestricted Stock Unit · Derivative	9,585	$0.00	$0.00	Disclosure SEC source: 0001628280-25-032990 · wk-form4a_1750868900.xml · derivative · entry 10 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,339 Underlying: Common Stock · 9,585 shares Expires 2034-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. F3 · derivative.exercise_date: 1/8 of the restricted stock units will vest on August 20, 2024 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026. Read SEC document
May 20, 2025 Filed Jun 25, 2025 16:28 UTC Amendment	Redfin Corp RDFN · Entity 77686	Exercise / conversionRestricted Stock Unit · Derivative	3,966	$0.00	$0.00	Disclosure SEC source: 0001628280-25-032990 · wk-form4a_1750868900.xml · derivative · entry 9 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,863 Underlying: Common Stock · 3,966 shares Expires 2032-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. F2 · derivative.exercise_date: 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026. Read SEC document
May 20, 2025 Filed Jun 25, 2025 16:28 UTC Amendment	Redfin Corp RDFN · Entity 77686	Tax withholdingCommon Stock	145	$10.26	$1,487.70	Disclosure SEC source: 0001628280-25-032990 · wk-form4a_1750868900.xml · nonDerivative · entry 8 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,396 Read SEC document
May 20, 2025 Filed Jun 25, 2025 16:28 UTC Amendment	Redfin Corp RDFN · Entity 77686	Exercise / conversionCommon Stock	592	$0.00	$0.00	Disclosure SEC source: 0001628280-25-032990 · wk-form4a_1750868900.xml · nonDerivative · entry 7 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. Read SEC document
May 20, 2025 Filed Jun 25, 2025 16:28 UTC Amendment	Redfin Corp RDFN · Entity 77686	Tax withholdingCommon Stock	1,601	$10.26	$16,426.26	Disclosure SEC source: 0001628280-25-032990 · wk-form4a_1750868900.xml · nonDerivative · entry 6 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,949 Read SEC document
May 20, 2025 Filed Jun 25, 2025 16:28 UTC Amendment	Redfin Corp RDFN · Entity 77686	Exercise / conversionCommon Stock	6,572	$0.00	$0.00	Disclosure SEC source: 0001628280-25-032990 · wk-form4a_1750868900.xml · nonDerivative · entry 5 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. Read SEC document
May 20, 2025 Filed Jun 25, 2025 16:28 UTC Amendment	Redfin Corp RDFN · Entity 77686	Tax withholdingCommon Stock	2,334	$10.26	$23,946.84	Disclosure SEC source: 0001628280-25-032990 · wk-form4a_1750868900.xml · nonDerivative · entry 4 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,978 Read SEC document
May 20, 2025 Filed Jun 25, 2025 16:28 UTC Amendment	Redfin Corp RDFN · Entity 77686	Exercise / conversionCommon Stock	9,585	$0.00	$0.00	Disclosure SEC source: 0001628280-25-032990 · wk-form4a_1750868900.xml · nonDerivative · entry 3 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. Read SEC document
May 20, 2025 Filed Jun 25, 2025 16:28 UTC Amendment	Redfin Corp RDFN · Entity 77686	Tax withholdingCommon Stock	966	$10.26	$9,911.16	Disclosure SEC source: 0001628280-25-032990 · wk-form4a_1750868900.xml · nonDerivative · entry 2 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,727 Read SEC document
May 20, 2025 Filed Jun 25, 2025 16:28 UTC Amendment	Redfin Corp RDFN · Entity 77686	Exercise / conversionCommon Stock	3,966	$0.00	$0.00	Disclosure SEC source: 0001628280-25-032990 · wk-form4a_1750868900.xml · nonDerivative · entry 1 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. Read SEC document
March 04, 2025 Filed Mar 6, 2025 20:55 UTC	Redfin Corp RDFN · Entity 77686	SaleCommon Stock	22,189	$5.95	$132,002.36	Disclosure SEC source: 0001382821-25-000050 · wk-form4_1741294547.xml · nonDerivative · entry 1 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,727 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan that he adopted on November 27, 2024. F2 · price: The reporting person executed the transaction in multiple trades at prices ranging from $5.845 to $6.01. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price. Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:19 UTC	Redfin Corp RDFN · Entity 77686	Exercise / conversionRestricted Stock Unit · Derivative	9,584	$0.00	$0.00	Disclosure SEC source: 0001382821-25-000021 · wk-form4_1740439138.xml · derivative · entry 12 Kappus Anthony Ray · CIK 0001860481 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,924 Underlying: Common Stock · 9,584 shares Expires 2034-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. F5 · derivative.exercise_date: 1/8 of the restricted stock units will vest on August 20, 2024 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.