TapewireFind a company

person · Reporting owner

COHEN RICHARD M

Disclosed activity across 4 companies

Tapewire entity
21359
SEC CIK
0001075891

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
20/20 Biolabs, Inc.AIDX · Entity 8097DirectorFebruary 19, 2026February 23, 2026
Great Elm Capital Corp.GECC · Entity 6877DirectorJune 13, 2025June 13, 2025
Ondas Inc.ONDS · Entity 4047DirectorAugust 18, 2026August 20, 2026
SMART FOR LIFE, INC.SMFL · Entity 87580DirectorMarch 10, 2022March 14, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

20/20 Biolabs, Inc.

Report date February 19, 2026 · Filed February 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,700 Reported balance After 2026-02-19 transaction · row 1
1 source row

Row 1 · 2026-02-19 · Conversion · Acquired 7,700 · Balance 7,700

F1: On February 19, 2026, all shares of series A-2 preferred stock held by the Reporting Person were automatically converted into an equivalent number of shares of common stock upon the listing of the Issuer's common stock on the Nasdaq Capital Market. The series A-2 preferred stock had no expiration date.

Series A-2 Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-19 · Conversion · Disposed 7,700 · Balance 0

F1: On February 19, 2026, all shares of series A-2 preferred stock held by the Reporting Person were automatically converted into an equivalent number of shares of common stock upon the listing of the Issuer's common stock on the Nasdaq Capital Market. The series A-2 preferred stock had no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: On February 19, 2026, all shares of series A-2 preferred stock held by the Reporting Person were automatically converted into an equivalent number of shares of common stock upon the listing of the Issuer's common stock on the Nasdaq Capital Market. The series A-2 preferred stock had no expiration date.

Great Elm Capital Corp.

Report date June 13, 2025 · Filed June 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,136 Reported balance After 2025-06-13 transaction · row 1
1 source row

Row 1 · 2025-06-13 · Purchase · Acquired 36 · Balance 18,136

Common StockSEC Table I · non-derivativeIndirectBy Spouse2,612 Reported balance Holding disclosure · report date 2025-06-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,612

F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.

Ondas Inc.

Report date August 18, 2026 · Filed August 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect261,836 Reported balance After 2026-08-18 transaction · row 1
1 source row

Row 1 · 2026-08-18 · Sale · Disposed 7,500 · Balance 261,836

F1: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on May 19, 2026.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.61 to $9.29, inclusive. The reporting person undertakes to provide to Ondas Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on May 19, 2026.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.61 to $9.29, inclusive. The reporting person undertakes to provide to Ondas Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SMART FOR LIFE, INC.

Report date March 10, 2022 · Filed March 14, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect616,000 Reported balance After 2022-03-10 transaction · row 1
1 source row

Row 1 · 2022-03-10 · Grant · Acquired 50,000 · Balance 616,000

F1: On March 10, 2022, the Reporting Person was granted a restricted stock award for 50,000 shares of common stock under the Issuer's 2022 Equity Incentive Plan that is subject to monthly vesting over a one year period. Subject to certain exceptions, the unvested shares are subject to forfeiture in the event that the Reporting Person's service to the Issuer is terminated prior to vesting.

Filing footnotes · ownership attribution and instrument terms

F1: On March 10, 2022, the Reporting Person was granted a restricted stock award for 50,000 shares of common stock under the Issuer's 2022 Equity Incentive Plan that is subject to monthly vesting over a one year period. Subject to certain exceptions, the unvested shares are subject to forfeiture in the event that the Reporting Person's service to the Issuer is terminated prior to vesting.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2025 Filed Jun 11, 2025 23:57 UTC Great Elm Capital Corp. GECC · Entity 6877 PurchaseCommon Stock 1,500 $10.83 $16,240.05
Disclosure

SEC source: 0001140361-25-022237 · form4.xml · nonDerivative · entry 3

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.7950 to $10.8400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 06, 2025 Filed Jun 11, 2025 23:57 UTC Great Elm Capital Corp. GECC · Entity 6877 PurchaseCommon Stock 1,500 $10.74 $16,111.50
Disclosure

SEC source: 0001140361-25-022237 · form4.xml · nonDerivative · entry 2

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.7050 to $10.7500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 06, 2025 Filed Jun 11, 2025 23:57 UTC Great Elm Capital Corp. GECC · Entity 6877 PurchaseCommon Stock 1,000 $10.64 $10,638.10
Disclosure

SEC source: 0001140361-25-022237 · form4.xml · nonDerivative · entry 1

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.6115 to $10.6500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 12, 2025 Filed May 15, 2025 00:59 UTC Ondas Inc. ONDS · Entity 4047 GrantRestricted Stock Units · Derivative 78,431 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-043583 · ownership.xml · derivative · entry 1

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,431

Underlying: Common Stock · 78,431 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Ondas Holdings Inc. (the "Company") common stock, par value $0.0001 per share.

F2 · derivative.exercise_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

F2 · derivative.expiration_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

Read SEC document
March 21, 2025 Filed Mar 22, 2025 00:44 UTC Ondas Inc. ONDS · Entity 4047 SaleCommon Stock 7,717 $0.68 $5,247.56
Disclosure

SEC source: 0001013762-25-001175 · ownership.xml · nonDerivative · entry 2

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,387

F2 · shares: These shares were sold by the Company to fund tax liability attributable to the vesting of the RSUs.

Read SEC document
March 20, 2025 Filed Mar 22, 2025 00:44 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionRestricted Stock Units · Derivative 21,035 $0.00 $0.00
Disclosure

SEC source: 0001013762-25-001175 · ownership.xml · derivative · entry 3

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,104

Underlying: Common Stock · 21,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: On November 18, 2024, the reporting person was granted 84,139 RSUs. The RSUs vest 25% on each of January 1, 2025, April 1, 2025, July 1, 2025, and October 1, 2025, provided that the reporting person is a director of the Company on the applicable vesting date. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 21,035 shares of Common Stock were delivered to the reporting person on March 20, 2025.

F4 · derivative.expiration_date: On November 18, 2024, the reporting person was granted 84,139 RSUs. The RSUs vest 25% on each of January 1, 2025, April 1, 2025, July 1, 2025, and October 1, 2025, provided that the reporting person is a director of the Company on the applicable vesting date. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 21,035 shares of Common Stock were delivered to the reporting person on March 20, 2025.

Read SEC document
March 20, 2025 Filed Mar 22, 2025 00:44 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionCommon Stock 21,035 $0.00 $0.00
Disclosure

SEC source: 0001013762-25-001175 · ownership.xml · nonDerivative · entry 1

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Ondas Holdings Inc. (the "Company") common stock, par value $0.0001 per share ("Common Stock"), received upon vesting of Restricted Stock Units ("RSUs").

Read SEC document
December 19, 2024 Filed Dec 21, 2024 00:25 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionRestricted Stock Units · Derivative 39,473 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-111336 · ownership.xml · derivative · entry 6

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: On October 31, 2023, the reporting person was granted 157,894 RSUs. The RSUs vested 25% on each of January 1, 2024, April 1, 2024, July 1, 2024, and October 1, 2024, provided that the reporting person was a director of the Company on the applicable vesting date. In connection with the vesting of these RSUs, 39,473 shares of common stock were delivered to the reporting person on December 19, 2024.

F4 · derivative.expiration_date: On October 31, 2023, the reporting person was granted 157,894 RSUs. The RSUs vested 25% on each of January 1, 2024, April 1, 2024, July 1, 2024, and October 1, 2024, provided that the reporting person was a director of the Company on the applicable vesting date. In connection with the vesting of these RSUs, 39,473 shares of common stock were delivered to the reporting person on December 19, 2024.

Read SEC document
December 19, 2024 Filed Dec 21, 2024 00:25 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionRestricted Stock Units · Derivative 39,473 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-111336 · ownership.xml · derivative · entry 5

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,473

Underlying: Common Stock · 39,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: On October 31, 2023, the reporting person was granted 157,894 RSUs. The RSUs vested 25% on each of January 1, 2024, April 1, 2024, July 1, 2024, and October 1, 2024, provided that the reporting person was a director of the Company on the applicable vesting date. In connection with the vesting of these RSUs, 39,473 shares of common stock were delivered to the reporting person on December 19, 2024.

F4 · derivative.expiration_date: On October 31, 2023, the reporting person was granted 157,894 RSUs. The RSUs vested 25% on each of January 1, 2024, April 1, 2024, July 1, 2024, and October 1, 2024, provided that the reporting person was a director of the Company on the applicable vesting date. In connection with the vesting of these RSUs, 39,473 shares of common stock were delivered to the reporting person on December 19, 2024.

Read SEC document
December 19, 2024 Filed Dec 21, 2024 00:25 UTC Ondas Inc. ONDS · Entity 4047 SaleCommon Stock 11,517 $1.29 $14,856.93
Disclosure

SEC source: 0001213900-24-111336 · ownership.xml · nonDerivative · entry 4

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,069

F2 · shares: These shares were sold by the Company to fund tax liability attributable to the vesting of the RSUs.

Read SEC document
December 19, 2024 Filed Dec 21, 2024 00:25 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionCommon Stock 13,473 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-111336 · ownership.xml · nonDerivative · entry 3

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Ondas Holdings Inc. (the "Company") common stock, par value $0.0001 per share ("Common Stock"), received upon vesting of Restricted Stock Units ("RSUs").

Read SEC document
December 19, 2024 Filed Dec 21, 2024 00:25 UTC Ondas Inc. ONDS · Entity 4047 SaleCommon Stock 13,789 $1.29 $17,787.81
Disclosure

SEC source: 0001213900-24-111336 · ownership.xml · nonDerivative · entry 2

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,113

F2 · shares: These shares were sold by the Company to fund tax liability attributable to the vesting of the RSUs.

Read SEC document
December 19, 2024 Filed Dec 21, 2024 00:25 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionCommon Stock 39,473 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-111336 · ownership.xml · nonDerivative · entry 1

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Ondas Holdings Inc. (the "Company") common stock, par value $0.0001 per share ("Common Stock"), received upon vesting of Restricted Stock Units ("RSUs").

Read SEC document
November 18, 2024 Filed Nov 21, 2024 00:44 UTC Ondas Inc. ONDS · Entity 4047 GrantRestricted Stock Units · Derivative 84,139 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-100666 · ownership.xml · derivative · entry 1

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,139

Underlying: Common Stock · 84,139 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Ondas Holdings Inc. (the "Company") common stock, par value $0.0001 per share.

F2 · derivative.exercise_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

F2 · derivative.expiration_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

Read SEC document
June 07, 2024 Filed Jun 8, 2024 01:41 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionRestricted Stock Units · Derivative 39,474 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-050930 · ownership.xml · derivative · entry 6

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,946

Underlying: Common Stock · 78,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: On October 31, 2023, the reporting person was granted 157,894 RSUs. The RSUs vest 25% on each of January 1, 2024, April 1, 2024, July 1, 2024, and October 1, 2024, provided that the reporting person is a director of the Company on the applicable vesting date. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 39,474 shares of Common Stock were delivered to the reporting person on June 7, 2024.

F5 · derivative.expiration_date: On October 31, 2023, the reporting person was granted 157,894 RSUs. The RSUs vest 25% on each of January 1, 2024, April 1, 2024, July 1, 2024, and October 1, 2024, provided that the reporting person is a director of the Company on the applicable vesting date. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 39,474 shares of Common Stock were delivered to the reporting person on June 7, 2024.

Read SEC document
June 07, 2024 Filed Jun 8, 2024 01:41 UTC Ondas Inc. ONDS · Entity 4047 SaleCommon Stock 14,953 $0.59 $8,822.27
Disclosure

SEC source: 0001213900-24-050930 · ownership.xml · nonDerivative · entry 4

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,429

F2 · shares: These shares were sold by the Company to fund tax liability attributable to the vesting of the RSUs.

Read SEC document
June 07, 2024 Filed Jun 8, 2024 01:41 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionCommon Stock 39,474 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-050930 · ownership.xml · nonDerivative · entry 3

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Ondas Holdings Inc. (the "Company") common stock, par value $0.0001 per share ("Common Stock"), received upon vesting of Restricted Stock Units ("RSUs").

Read SEC document
June 05, 2024 Filed Jun 8, 2024 01:41 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionRestricted Stock Units · Derivative 39,474 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-050930 · ownership.xml · derivative · entry 5

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,420

Underlying: Common Stock · 118,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: On October 31, 2023, the reporting person was granted 157,894 RSUs. The RSUs vest 25% on each of January 1, 2024, April 1, 2024, July 1, 2024, and October 1, 2024, provided that the reporting person is a director of the Company on the applicable vesting date. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 39,474 shares of Common Stock were delivered to the reporting person on June 5, 2024.

F4 · derivative.expiration_date: On October 31, 2023, the reporting person was granted 157,894 RSUs. The RSUs vest 25% on each of January 1, 2024, April 1, 2024, July 1, 2024, and October 1, 2024, provided that the reporting person is a director of the Company on the applicable vesting date. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 39,474 shares of Common Stock were delivered to the reporting person on June 5, 2024.

Read SEC document
June 05, 2024 Filed Jun 8, 2024 01:41 UTC Ondas Inc. ONDS · Entity 4047 SaleCommon Stock 14,559 $0.64 $9,317.76
Disclosure

SEC source: 0001213900-24-050930 · ownership.xml · nonDerivative · entry 2

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,908

F2 · shares: These shares were sold by the Company to fund tax liability attributable to the vesting of the RSUs.

Read SEC document
June 05, 2024 Filed Jun 8, 2024 01:41 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionCommon Stock 39,474 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-050930 · ownership.xml · nonDerivative · entry 1

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Ondas Holdings Inc. (the "Company") common stock, par value $0.0001 per share ("Common Stock"), received upon vesting of Restricted Stock Units ("RSUs").

Read SEC document
November 22, 2023 Filed Nov 25, 2023 02:35 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionRestricted Stock Units · Derivative 16,216 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-089937 · ownership.xml · derivative · entry 3

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: On December 19, 2022, the reporting person was granted 32,432 RSUs. The RSUs vested 25% on each of January 1, 2023, April 1, 2023, July 1, 2023, and October 1, 2023, provided that the reporting person was a director of the Company on the applicable vesting date. All RSUs granted to the reporting person shall have vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 16,216 shares of common stock were delivered to the reporting person on November 22, 2023.

F5 · derivative.expiration_date: On December 19, 2022, the reporting person was granted 32,432 RSUs. The RSUs vested 25% on each of January 1, 2023, April 1, 2023, July 1, 2023, and October 1, 2023, provided that the reporting person was a director of the Company on the applicable vesting date. All RSUs granted to the reporting person shall have vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 16,216 shares of common stock were delivered to the reporting person on November 22, 2023.

Read SEC document
November 22, 2023 Filed Nov 25, 2023 02:35 UTC Ondas Inc. ONDS · Entity 4047 SaleCommon Stock 5,930 $1.08 $6,405.59
Disclosure

SEC source: 0001213900-23-089937 · ownership.xml · nonDerivative · entry 2

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,993

F2 · shares: These shares were sold to fund tax liability attributable to the vesting of the RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.08 to $1.09, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 22, 2023 Filed Nov 25, 2023 02:35 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionCommon Stock 16,216 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-089937 · ownership.xml · nonDerivative · entry 1

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Ondas Holdings Inc. (the "Company") common stock, par value $0.0001 per share ("Common Stock"), received upon vesting of Restricted Stock Units ("RSUs").

Read SEC document
October 31, 2023 Filed Nov 25, 2023 02:35 UTC Ondas Inc. ONDS · Entity 4047 GrantRestricted Stock Units · Derivative 157,894 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-089937 · ownership.xml · derivative · entry 4

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,894

Underlying: Common Stock · 157,894 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

F6 · derivative.expiration_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

Read SEC document
August 17, 2023 Filed Aug 22, 2023 01:50 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionRestricted Stock Units · Derivative 16,216 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-069612 · ownership.xml · derivative · entry 3

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,216

Underlying: Common Stock · 16,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: On December 19, 2022, the reporting person was granted 32,432 RSUs. The RSUs (i) vested 25% on each of January 1, 2023, April 1, 2023, and July 1, 2023, and (ii) will vest 25% on October 1, 2023, provided that the reporting person is a director of the Company on the applicable vesting date. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 16,216 shares of common stock were delivered to the reporting person on August 17, 2023.

F4 · derivative.expiration_date: On December 19, 2022, the reporting person was granted 32,432 RSUs. The RSUs (i) vested 25% on each of January 1, 2023, April 1, 2023, and July 1, 2023, and (ii) will vest 25% on October 1, 2023, provided that the reporting person is a director of the Company on the applicable vesting date. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 16,216 shares of common stock were delivered to the reporting person on August 17, 2023.

Read SEC document
August 17, 2023 Filed Aug 22, 2023 01:50 UTC Ondas Inc. ONDS · Entity 4047 SaleCommon Stock 5,676 $1.06 $6,016.56
Disclosure

SEC source: 0001213900-23-069612 · ownership.xml · nonDerivative · entry 2

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,707

F2 · shares: These shares were sold by the Company to fund tax liability attributable to the vesting of the RSUs.

Read SEC document
August 17, 2023 Filed Aug 22, 2023 01:50 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionCommon Stock 16,216 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-069612 · ownership.xml · nonDerivative · entry 1

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Ondas Holdings Inc. (the "Company") common stock, par value $0.0001 per share ("Common Stock"), received upon vesting of Restricted Stock Units ("RSUs").

Read SEC document
August 15, 2023 Filed Aug 17, 2023 00:45 UTC Great Elm Capital Corp. GECC · Entity 6877 PurchaseCommon Stock 2,612 $9.47 $24,748.44
Disclosure

SEC source: 0001140361-23-040139 · form4.xml · nonDerivative · entry 1

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,612

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 01:01 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionRestricted Stock Units · Derivative 6,362 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-081530 · ownership.xml · derivative · entry 6

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock, par value $0.0001 per share, of the Company.

F6 · derivative.exercise_date: These RSUs were granted on November 5, 2021 and vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 6,362 shares of common stock were delivered to the reporting person on December 19, 2022.

F6 · derivative.expiration_date: These RSUs were granted on November 5, 2021 and vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 6,362 shares of common stock were delivered to the reporting person on December 19, 2022.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 01:01 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-081530 · ownership.xml · derivative · entry 5

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock, par value $0.0001 per share, of the Company.

F5 · derivative.exercise_date: These RSUs were granted on January 25, 2021 and vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 1,250 shares of common stock were delivered to the reporting person on December 19, 2022.

F5 · derivative.expiration_date: These RSUs were granted on January 25, 2021 and vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 1,250 shares of common stock were delivered to the reporting person on December 19, 2022.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 01:01 UTC Ondas Inc. ONDS · Entity 4047 GrantRestricted Stock Units · Derivative 32,432 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-081530 · ownership.xml · derivative · entry 4

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,432

Underlying: Common Stock · 32,432 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock, par value $0.0001 per share, of the Company.

F4 · derivative.exercise_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

F4 · derivative.expiration_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 01:01 UTC Ondas Inc. ONDS · Entity 4047 SaleCommon Stock 3,509 $1.83 $6,421.47
Disclosure

SEC source: 0001213900-22-081530 · ownership.xml · nonDerivative · entry 3

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,167

F2 · shares: These shares were sold by the Issuer to fund tax liability attributable to the vesting of the RSUs.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 01:01 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionCommon Stock 6,362 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-081530 · ownership.xml · nonDerivative · entry 2

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Ondas Holdings Inc. (the "Company") common stock received upon vesting of Restricted Stock Units ("RSUs").

Read SEC document
December 19, 2022 Filed Dec 21, 2022 01:01 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-081530 · ownership.xml · nonDerivative · entry 1

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Ondas Holdings Inc. (the "Company") common stock received upon vesting of Restricted Stock Units ("RSUs").

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:18 UTC SMART FOR LIFE, INC. SMFL · Entity 87580 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-012166 · ownership.xml · nonDerivative · entry 1

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,000

F1 · shares: On March 10, 2022, the Reporting Person was granted a restricted stock award for 50,000 shares of common stock under the Issuer's 2022 Equity Incentive Plan that is subject to monthly vesting over a one year period. Subject to certain exceptions, the unvested shares are subject to forfeiture in the event that the Reporting Person's service to the Issuer is terminated prior to vesting.

Read SEC document
February 18, 2022 Filed Mar 9, 2022 18:38 UTC SMART FOR LIFE, INC. SMFL · Entity 87580 OtherCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-011289 · ownership.xml · nonDerivative · entry 1

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,000

F1 · kind: The shares were issued to the Reporting Person pursuant to a future equity agreement between the Issuer and the Reporting Person, pursuant to which the Issuer agreed to issue shares of common stock upon closing of its initial public offering to the Reporting Person based on the amount of loans provided by the Reporting Person.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 21:15 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-066709 · ownership.xml · derivative · entry 3

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock, par value $0.0001 per share, of the Company.

F4 · derivative.exercise_date: These RSUs were granted on January 25, 2021 and vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

F4 · derivative.expiration_date: These RSUs were granted on January 25, 2021 and vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 21:15 UTC Ondas Inc. ONDS · Entity 4047 Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-066709 · ownership.xml · nonDerivative · entry 1

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Ondas Holdings Inc. (the "Company") common stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on December 17, 2021.

Read SEC document
November 05, 2021 Filed Dec 21, 2021 21:15 UTC Ondas Inc. ONDS · Entity 4047 GrantRestricted Stock Units · Derivative 6,362 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-066709 · ownership.xml · derivative · entry 2

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,362

Underlying: Common Stock · 6,362 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock, par value $0.0001 per share, of the Company.

F3 · derivative.exercise_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

F3 · derivative.expiration_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:32 UTC Ondas Inc. ONDS · Entity 4047 GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $12.72 $0.00
Disclosure

SEC source: 0001213900-21-004713 · ownership.xml · derivative · entry 3

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-01-25

F4 · derivative.exercise_date: The stock option is immediately exercisable.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:32 UTC Ondas Inc. ONDS · Entity 4047 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-004713 · ownership.xml · derivative · entry 2

COHEN RICHARD M · CIK 0001075891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

F3 · derivative.expiration_date: These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.