Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Anteris Technologies Global Corp.AVR · Entity 5089 | Director · Chief Operating Officer | August 19, 2026 | August 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Anteris Technologies Global Corp.
Report date August 19, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 116,010 |
Ending reported balance
After 2026-08-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-19 · Exercise / conversion · Acquired 60,000 · Balance 161,082 Row 2 · 2026-08-19 · Tax withholding · Disposed 45,072 · Balance 116,010 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.65 · Expires 2026-09-23 | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-19 · Exercise / conversion · Disposed 60,000 · Balance 0 F1: On September 23, 2021, the Reporting Person was granted 60,000 stock options, which vested in approximately equal installments on September 23, 2022, September 23, 2023 and September 23, 2024, subject to the Reporting Person's continued service through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 23, 2021, the Reporting Person was granted 60,000 stock options, which vested in approximately equal installments on September 23, 2022, September 23, 2023 and September 23, 2024, subject to the Reporting Person's continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2026 Filed Aug 20, 2026 23:49 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | Exercise / conversionStock Options · Derivative | 60,000 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001140361-26-033942 · form4.xml · derivative · entry 3 St Denis David · CIK 0002046779 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2026-09-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On September 23, 2021, the Reporting Person was granted 60,000 stock options, which vested in approximately equal installments on September 23, 2022, September 23, 2023 and September 23, 2024, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| August 19, 2026 Filed Aug 20, 2026 23:49 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | Tax withholdingCommon Stock | 45,072 | $9.58 | $431,789.76 |
DisclosureSEC source: 0001140361-26-033942 · form4.xml · nonDerivative · entry 2 St Denis David · CIK 0002046779 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,010 Read SEC document |
| August 19, 2026 Filed Aug 20, 2026 23:49 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | Exercise / conversionCommon Stock | 60,000 | $5.65 | $339,000.00 |
DisclosureSEC source: 0001140361-26-033942 · form4.xml · nonDerivative · entry 1 St Denis David · CIK 0002046779 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 23:30 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | Exercise / conversionRestricted Stock Units · Derivative | 166,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-046074 · form4.xml · derivative · entry 3 St Denis David · CIK 0002046779 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,334 Underlying: Common Stock · 166,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: On December 16, 2024, the Reporting Person was granted 500,000 restricted stock units, which vest in approximately equal installments on December 16, 2025, 2026 and 2027, subject to the Reporting Person's continues service through each vesting date. F2 · derivative.expiration_date: On December 16, 2024, the Reporting Person was granted 500,000 restricted stock units, which vest in approximately equal installments on December 16, 2025, 2026 and 2027, subject to the Reporting Person's continues service through each vesting date. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 23:30 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | Tax withholdingCommon Stock | 65,584 | $4.95 | $324,640.80 |
DisclosureSEC source: 0001140361-25-046074 · form4.xml · nonDerivative · entry 2 St Denis David · CIK 0002046779 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,082 Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 23:30 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | Exercise / conversionCommon Stock | 166,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-25-046074 · form4.xml · nonDerivative · entry 1 St Denis David · CIK 0002046779 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:16 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantRestricted Stock Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-129869 · tm2431370-2_4seq1.xml · derivative · entry 5 St Denis David · CIK 0002046779 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires not disclosed F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. RSUs vest in three approximately equal annual installments beginning on December 16, 2025, subject to the Reporting Person's continued service. F7 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of common stock. RSUs vest in three approximately equal annual installments beginning on December 16, 2025, subject to the Reporting Person's continued service. F7 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of common stock. RSUs vest in three approximately equal annual installments beginning on December 16, 2025, subject to the Reporting Person's continued service. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:16 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantShare Price Performance Units · Derivative | 700,000 | $0.00 Strike: $15.28 | $0.00 |
DisclosureSEC source: 0001104659-24-129869 · tm2431370-2_4seq1.xml · derivative · entry 4 St Denis David · CIK 0002046779 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2028-09-13 F1 · derivative.exercise_price: Options and SPP Units are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F2 · kind: Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024. F6 · derivative.exercise_date: Cash-settled share price performance (SPP) units that vest on the earlier of the attainment of certain stock price hurdles or September 13, 2026 subject to the Reporting Person's continued service, with payments based on positive increases in the AVR stock price above the award's base price. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:16 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantStock Option · Derivative | 200,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001104659-24-129869 · tm2431370-2_4seq1.xml · derivative · entry 3 St Denis David · CIK 0002046779 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2027-06-13 F1 · derivative.exercise_price: Options and SPP Units are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F2 · kind: Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024. F5 · derivative.exercise_date: The option vests in three equal annual installments beginning on September 19, 2023, subject to the Reporting Person's continued service. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:16 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantStock Option · Derivative | 60,000 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001104659-24-129869 · tm2431370-2_4seq1.xml · derivative · entry 2 St Denis David · CIK 0002046779 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2026-09-23 F1 · derivative.exercise_price: Options and SPP Units are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F2 · kind: Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024. F4 · derivative.exercise_date: The option vested in three equal annual installments beginning on September 23, 2022. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:16 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantStock Option · Derivative | 5,430 | $0.00 Strike: $23.56 | $0.00 |
DisclosureSEC source: 0001104659-24-129869 · tm2431370-2_4seq1.xml · derivative · entry 1 St Denis David · CIK 0002046779 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,430 Underlying: Common Stock · 5,430 shares Expires 2027-12-31 F1 · derivative.exercise_price: Options and SPP Units are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F2 · kind: Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024. F3 · derivative.exercise_date: The option vested in three equal annual installments beginning on December 31, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.