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person · Reporting owner

Sauve Thomas M.

Disclosed activity across 2 companies

Tapewire entity
21238
SEC CIK
0001697936

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Royalty Management Holding CorpRMCO · Entity 7253Director · Chief Executive OfficerJanuary 02, 2025January 03, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Royalty Management Holding Corp

Report date January 02, 2025 · Filed January 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectFirst Frontier Capital LLC1,204,708 Reported balance After 2025-01-02 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-01-02 · Purchase · Acquired 7,500 · Balance 1,204,708

F1: Purchased pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, adopted by Reporting Person on or about May 29, 2024.

F2: First Frontier Capital LLC is an entity which is beneficially owned by Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Purchased pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, adopted by Reporting Person on or about May 29, 2024.

F2: First Frontier Capital LLC is an entity which is beneficially owned by Reporting Person.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

American Resources Corp

Report date April 15, 2026 · Filed August 20, 2026

Section 16 reporting ended · disclosed 2026-08-20. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2025 Filed Jan 3, 2025 15:43 UTC Royalty Management Holding Corp RMCO · Entity 7253 PurchaseCommon Stock 7,500 $1.04 $7,835.25
Disclosure

SEC source: 0001697936-25-000001 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · First Frontier Capital LLC

Disclosed balance after: 1,204,708

F1 · shares: Purchased pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, adopted by Reporting Person on or about May 29, 2024.

F2 · ownership.nature: First Frontier Capital LLC is an entity which is beneficially owned by Reporting Person.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 15:18 UTC Royalty Management Holding Corp RMCO · Entity 7253 PurchaseCommon Stock 7,500 $0.99 $7,398.00
Disclosure

SEC source: 0001697936-24-000005 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · First Frontier Capital LLC

Disclosed balance after: 1,197,208

F1 · shares: Purchased pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, adopted by Reporting Person on or about May 29, 2024.

F2 · ownership.nature: First Frontier Capital LLC is an entity which is beneficially owned by Reporting Person

Read SEC document
November 01, 2024 Filed Nov 4, 2024 14:45 UTC Royalty Management Holding Corp RMCO · Entity 7253 PurchaseCommon Stock 7,500 $1.09 $8,211.00
Disclosure

SEC source: 0001697936-24-000004 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · First Frontier Capital LLC

Disclosed balance after: 1,189,708

F1 · shares: Purchased pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, adopted by Reporting Person on or about May 29, 2024.

F2 · ownership.nature: First Frontier Capital LLC is an entity which is beneficially owned by Reporting Person.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 13:26 UTC Royalty Management Holding Corp RMCO · Entity 7253 PurchaseCommon Stock 7,500 $0.96 $7,229.25
Disclosure

SEC source: 0001697936-24-000003 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · First Frontier Capital LLC

Disclosed balance after: 1,182,208

F1 · shares: Purchased pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, adopted by Reporting Person on or about May 29, 2024.

F2 · ownership.nature: First Frontier Capital LLC is an entity which is beneficially owned by Reporting Person.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 13:43 UTC Royalty Management Holding Corp RMCO · Entity 7253 PurchaseCommon Stock 7,500 $0.90 $6,759.00
Disclosure

SEC source: 0001697936-24-000002 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · First Frontier Capital LLC

Disclosed balance after: 1,174,708

F1 · shares: Purchased pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, adopted by Reporting Person on or about May 29, 2024.

F2 · ownership.nature: First Frontier Capital LLC is an entity which is beneficially owned by Reporting Person.

Read SEC document
September 02, 2024 Filed Sep 4, 2024 13:45 UTC Royalty Management Holding Corp RMCO · Entity 7253 PurchaseSeries A Preferred Stock · Derivative 268,555 Not disclosed Strike: $1.70 Not disclosed
Disclosure

SEC source: 0001697936-24-000001 · primary_doc.xml · derivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 268,555

Underlying: Common Stock · 157,974 shares

Expires not disclosed

F3 · price: Represents $268,555 of debts of reporting person converted to the Series A Preferred at $1.00 per share.

F1 · derivative.exercise_date: Series A Preferred Stock is convertible into Common Stock at the option of the holder at any time at a conversion price of $1.70 per Common Stock.

F2 · derivative.expiration_date: Series A Preferred Stock is perpetual but has a force conversion provision should the share price of the Common Stock of the company trade at $4.00 per share or greater for 30 consecutive days.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 22:27 UTC American Resources Corp AREC · Entity 6142 GiftClass A Common 4,429,501 $0.00 $0.00
Disclosure

SEC source: 0001697936-23-000001 · primary_doc.xml · nonDerivative · entry 2

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 4,429,501

F2 · ownership.nature: Represents shares held by Midwest General Investment Company LLC, which is wholly owned by a family trust of which Mr. Sauve and his sibling are beneficiaries

Read SEC document
August 15, 2023 Filed Aug 16, 2023 22:27 UTC American Resources Corp AREC · Entity 6142 GiftClass A Common Stock 4,429,501 $0.00 $0.00
Disclosure

SEC source: 0001697936-23-000001 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares gifted in an exempt transaction under Rule 16b-5 by the reporting person for no consideration to Midwest General Investment Company LLC, which is wholly owned by a family trust of which Mr. Sauve and his sibling are beneficiaries.

Read SEC document
May 18, 2022 Filed May 19, 2022 13:47 UTC American Resources Corp AREC · Entity 6142 PurchaseClass A Common Stock 5,000 $1.50 $7,496.00
Disclosure

SEC source: 0001697936-22-000007 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,429,501

F1 · shares: Purchased pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 12:39 UTC American Resources Corp AREC · Entity 6142 PurchaseClass A Common Stock 5,000 $2.27 $11,343.50
Disclosure

SEC source: 0001697936-22-000006 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,424,501

F1 · shares: Purchased pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
April 14, 2022 Filed Apr 18, 2022 15:58 UTC American Resources Corp AREC · Entity 6142 PurchaseClass A Common Stock 5,364 $1.50 $8,046.00
Disclosure

SEC source: 0001697936-22-000005 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,419,501

F1 · shares: Exercise of Warrant C-15

Read SEC document
March 16, 2022 Filed Mar 17, 2022 13:42 UTC American Resources Corp AREC · Entity 6142 PurchaseClass A Common Stock 5,000 $2.02 $10,092.00
Disclosure

SEC source: 0001697936-22-000004 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,414,137

Read SEC document
February 18, 2022 Filed Feb 22, 2022 14:37 UTC American Resources Corp AREC · Entity 6142 PurchaseClass A Common Stock 5,000 $1.99 $9,946.00
Disclosure

SEC source: 0001697936-22-000003 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,409,137

F1 · shares: Purchased pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
January 25, 2022 Filed Jan 25, 2022 19:29 UTC American Resources Corp AREC · Entity 6142 PurchaseClass A Common Stock 5,000 $1.76 $8,800.00
Disclosure

SEC source: 0001697936-22-000002 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,404,137

F1 · shares: Purchased pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 13:22 UTC American Resources Corp AREC · Entity 6142 PurchaseClass A Common Stock 5,000 $1.86 $9,296.50
Disclosure

SEC source: 0001697936-22-000001 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,399,137

F1 · shares: Purchased pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 16:04 UTC American Resources Corp AREC · Entity 6142 GrantOption · Derivative 200,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001697936-21-000005 · primary_doc.xml · derivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A Common Stock · 200,000 shares

Expires 2028-12-11

F1 · security: Right to purchase Class A Common Stock pursuant to company's 2018 Stock Option Plan

F2 · derivative.exercise_date: Vests equally over four years with first tranche vesting immediately.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 15:04 UTC American Resources Corp AREC · Entity 6142 GrantOption · Derivative 275,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001697936-21-000004 · primary_doc.xml · derivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,096

Underlying: Class A Common Stock · 275,000 shares

Expires 2028-12-11

F1 · security: Right to purchase Class A Common Stock pursuant to company's 2018 Stock Option Plan

F2 · derivative.exercise_date: Vests equally over six years with first tranche vesting immediately.

Read SEC document
April 28, 2021 Filed Apr 29, 2021 17:58 UTC American Resources Corp AREC · Entity 6142 OtherWarrant · Derivative 886 $1.50 Strike: $1.50 $1,329.00
Disclosure

SEC source: 0001697936-21-000003 · primary_doc.xml · derivative · entry 7

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 0

Underlying: Class A Common Stock · 886 shares

Expires 2022-06-01

F10 · kind: Entity for which Reporting Person is a beneficial owner exercised all of its Warrants held in Issuer.

F11 · derivative.expiration_date: Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.

Read SEC document
April 28, 2021 Filed Apr 29, 2021 17:58 UTC American Resources Corp AREC · Entity 6142 ConversionConvertible Debt · Derivative Not disclosed $1.05 Strike: $1.05 $9,871.02
Disclosure

SEC source: 0001697936-21-000003 · primary_doc.xml · derivative · entry 6

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: Entity for which Reporting Person is a beneficial owner converted all of its Convertible Debt and accrued interest held in Issuer.

F8 · reported_value: Represents conversion of convertible debt and accrued interest held indirectly by Reporting Person.

F9 · derivative.exercise_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures earliest on 06/01/2022.

F9 · derivative.expiration_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures earliest on 06/01/2022.

Read SEC document
April 28, 2021 Filed Apr 29, 2021 17:58 UTC American Resources Corp AREC · Entity 6142 ConversionConvertible Debt · Derivative Not disclosed $1.05 Strike: $1.05 $61,033.06
Disclosure

SEC source: 0001697936-21-000003 · primary_doc.xml · derivative · entry 5

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 58,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Reporting Person converted all of its Convertible Debt and accrued interest held in Issuer.

F5 · reported_value: Represents conversion of convertible debt and accrued interest held by Reporting Person.

F6 · derivative.exercise_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures on 04/14/2022.

F6 · derivative.expiration_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures on 04/14/2022.

Read SEC document
April 28, 2021 Filed Apr 29, 2021 17:58 UTC American Resources Corp AREC · Entity 6142 Exercise / conversionClass A Common Stock 886 $1.50 $1,329.00
Disclosure

SEC source: 0001697936-21-000003 · primary_doc.xml · nonDerivative · entry 3

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 10,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents exercise of warrants held indirectly by Reporting Person.

Read SEC document
April 28, 2021 Filed Apr 29, 2021 17:58 UTC American Resources Corp AREC · Entity 6142 Exercise / conversionClass A Common Stock 9,401 $1.05 $9,871.05
Disclosure

SEC source: 0001697936-21-000003 · primary_doc.xml · nonDerivative · entry 2

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 10,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents conversion of convertible debt held indirectly by Reporting Person.

Read SEC document
April 28, 2021 Filed Apr 29, 2021 17:58 UTC American Resources Corp AREC · Entity 6142 Exercise / conversionClass A Common Stock 58,127 $1.05 $61,033.35
Disclosure

SEC source: 0001697936-21-000003 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,394,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents conversion of convertible debt held by Reporting Person.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 15:09 UTC American Resources Corp AREC · Entity 6142 Grant2021 Option · Derivative 25,000 $2.56 Strike: $2.56 $64,000.00
Disclosure

SEC source: 0001697936-21-000001 · primary_doc.xml · derivative · entry 3

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,096

Underlying: Class A Common Stock · 25,000 shares

Expires 2028-02-03

F1 · kind: Issued pursuant to 2021 employment contract.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 19:32 UTC American Resources Corp AREC · Entity 6142 Grant2021 Option · Derivative 70,732 $1.64 Strike: $1.64 $116,000.48
Disclosure

SEC source: 0001697936-20-000010 · primary_doc.xml · derivative · entry 3

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,096

Underlying: Class A Common Stock · 70,732 shares

Expires 2027-11-22

F1 · shares: Represents 45,732 options issued pursuant to 2021 employment contract and 25,000 options issued pursuant to 2021 participation on Board of Directors

Read SEC document
July 16, 2020 Filed Jul 17, 2020 16:33 UTC American Resources Corp AREC · Entity 6142 PurchaseWarrant · Derivative 80 $1.50 Strike: $1.50 $120.00
Disclosure

SEC source: 0001697936-20-000009 · primary_doc.xml · derivative · entry 2

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 4,464,136

Underlying: Class A Common Stock · 80 shares

Expires 2022-07-16

F2 · derivative.expiration_date: Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 16:33 UTC American Resources Corp AREC · Entity 6142 PurchaseConvertible Debt · Derivative Not disclosed $1.05 Strike: $1.05 $800.00
Disclosure

SEC source: 0001697936-20-000009 · primary_doc.xml · derivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 4,464,136

Underlying: Class A Common Stock · 762 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

F1 · derivative.expiration_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

Read SEC document
June 30, 2020 Filed Jun 30, 2020 14:56 UTC American Resources Corp AREC · Entity 6142 PurchaseWarrant · Derivative 80 $1.50 Strike: $1.50 $120.00
Disclosure

SEC source: 0001697936-20-000008 · primary_doc.xml · derivative · entry 2

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 4,463,294

Underlying: Class A Common Stock · 80 shares

Expires 2022-06-30

F2 · derivative.expiration_date: Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.

Read SEC document
June 30, 2020 Filed Jun 30, 2020 14:56 UTC American Resources Corp AREC · Entity 6142 PurchaseConvertible Debt · Derivative Not disclosed $1.05 Strike: $1.05 $800.00
Disclosure

SEC source: 0001697936-20-000008 · primary_doc.xml · derivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 4,463,294

Underlying: Class A Common Stock · 762 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

F1 · derivative.expiration_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:48 UTC American Resources Corp AREC · Entity 6142 PurchaseWarrant · Derivative 80 $1.50 Strike: $1.50 $120.00
Disclosure

SEC source: 0001697936-20-000007 · primary_doc.xml · derivative · entry 2

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 4,462,452

Underlying: Class A Common Stock · 80 shares

Expires 2022-06-23

F2 · derivative.expiration_date: Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:48 UTC American Resources Corp AREC · Entity 6142 PurchaseConvertible Debt · Derivative Not disclosed $1.05 Strike: $1.05 $800.00
Disclosure

SEC source: 0001697936-20-000007 · primary_doc.xml · derivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 4,462,452

Underlying: Class A Common Stock · 762 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

F1 · derivative.expiration_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 12:33 UTC American Resources Corp AREC · Entity 6142 PurchaseWarrant · Derivative 486 $1.50 Strike: $1.50 $729.00
Disclosure

SEC source: 0001697936-20-000006 · primary_doc.xml · derivative · entry 2

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 4,461,610

Underlying: Class A Common Stock · 486 shares

Expires 2022-06-16

F2 · derivative.expiration_date: Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 12:33 UTC American Resources Corp AREC · Entity 6142 PurchaseConvertible Debt · Derivative Not disclosed $1.05 Strike: $1.05 $4,861.65
Disclosure

SEC source: 0001697936-20-000006 · primary_doc.xml · derivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 4,461,610

Underlying: Class A Common Stock · 4,630 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

F1 · derivative.expiration_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 14:32 UTC American Resources Corp AREC · Entity 6142 PurchaseWarrant · Derivative 80 $1.50 Strike: $1.50 $120.00
Disclosure

SEC source: 0001697936-20-000005 · primary_doc.xml · derivative · entry 2

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 4,456,494

Underlying: Class A Common Stock · 80 shares

Expires 2022-06-15

F2 · derivative.expiration_date: Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 14:32 UTC American Resources Corp AREC · Entity 6142 PurchaseConvertible Debt · Derivative Not disclosed $1.05 Strike: $1.05 $800.00
Disclosure

SEC source: 0001697936-20-000005 · primary_doc.xml · derivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 4,456,494

Underlying: Class A Common Stock · 762 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

F1 · derivative.expiration_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

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June 08, 2020 Filed Jun 8, 2020 13:53 UTC American Resources Corp AREC · Entity 6142 PurchaseWarrant · Derivative 80 $1.50 Strike: $1.50 $120.00
Disclosure

SEC source: 0001697936-20-000004 · primary_doc.xml · derivative · entry 2

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 4,455,652

Underlying: Class A Common Stock · 80 shares

Expires 2022-06-08

F2 · derivative.expiration_date: Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.

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June 08, 2020 Filed Jun 8, 2020 13:53 UTC American Resources Corp AREC · Entity 6142 PurchaseConvertible Debt · Derivative Not disclosed $1.05 Strike: $1.05 $800.00
Disclosure

SEC source: 0001697936-20-000004 · primary_doc.xml · derivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · beneficially owned through Westside Advisors LLC, of which reporting person owns 40.0%

Disclosed balance after: 4,455,652

Underlying: Class A Common Stock · 762 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

F1 · derivative.expiration_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

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June 01, 2020 Filed Jun 1, 2020 17:02 UTC American Resources Corp AREC · Entity 6142 PurchaseWarrant · Derivative 80 $1.50 Strike: $1.50 $120.00
Disclosure

SEC source: 0001697936-20-000003 · primary_doc.xml · derivative · entry 2

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,454,810

Underlying: Class A Common Stock · 80 shares

Expires 2022-06-01

F2 · derivative.expiration_date: Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.

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June 01, 2020 Filed Jun 1, 2020 17:02 UTC American Resources Corp AREC · Entity 6142 PurchaseConvertible Debt · Derivative Not disclosed $1.05 Strike: $1.05 $800.00
Disclosure

SEC source: 0001697936-20-000003 · primary_doc.xml · derivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,454,810

Underlying: Class A Common Stock · 762 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

F1 · derivative.expiration_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

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May 11, 2020 Filed May 11, 2020 18:54 UTC American Resources Corp AREC · Entity 6142 PurchaseWarrant · Derivative 5,364 $1.50 Strike: $1.50 $8,046.00
Disclosure

SEC source: 0001697936-20-000001 · primary_doc.xml · derivative · entry 2

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,453,968

Underlying: Class A Common Stock · 5,364 shares

Expires 2020-05-11

F2 · derivative.exercise_date: Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.

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May 11, 2020 Filed May 11, 2020 18:54 UTC American Resources Corp AREC · Entity 6142 PurchaseConvertible Debt · Derivative Not disclosed $1.05 Strike: $1.05 $53,639.00
Disclosure

SEC source: 0001697936-20-000001 · primary_doc.xml · derivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,453,968

Underlying: Class A Common Stock · 51,085 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

F1 · derivative.expiration_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

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May 11, 2020 Filed May 11, 2020 19:16 UTC Amendment American Resources Corp AREC · Entity 6142 PurchaseWarrant · Derivative 5,364 $1.50 Strike: $1.50 $8,046.00
Disclosure

SEC source: 0001697936-20-000002 · primary_doc.xml · derivative · entry 2

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,453,968

Underlying: Class A Common Stock · 5,364 shares

Expires 2022-05-11

F2 · derivative.exercise_date: Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.

F2 · derivative.expiration_date: Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.

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May 11, 2020 Filed May 11, 2020 19:16 UTC Amendment American Resources Corp AREC · Entity 6142 PurchaseConvertible Debt · Derivative Not disclosed $1.05 Strike: $1.05 $53,639.00
Disclosure

SEC source: 0001697936-20-000002 · primary_doc.xml · derivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,453,968

Underlying: Class A Common Stock · 51,085 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

F1 · derivative.expiration_date: Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures in 24 months.

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February 13, 2019 Filed Feb 25, 2019 19:13 UTC American Resources Corp AREC · Entity 6142 ConversionSeries A Preferred · Derivative 130,080 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001697936-19-000001 · primary_doc.xml · derivative · entry 2

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 433,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock is convertible on a cashless basis.

F2 · shares: Conversion of remaining balance of Series A Preferred Stock held by Reporting Person to Class A Common Stock.

F1 · price: The Series A Preferred Stock is convertible on a cashless basis.

F3 · derivative.exercise_date: The Series A Preferred Stock is convertible at the discretion of the shareholder.

F2 · derivative.expiration_date: Conversion of remaining balance of Series A Preferred Stock held by Reporting Person to Class A Common Stock.

F2 · balance_after: Conversion of remaining balance of Series A Preferred Stock held by Reporting Person to Class A Common Stock.

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February 13, 2019 Filed Feb 25, 2019 19:13 UTC American Resources Corp AREC · Entity 6142 ConversionClass A Common Stock 433,600 $0.00 $0.00
Disclosure

SEC source: 0001697936-19-000001 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Preferred Stock is convertible on a cashless basis.

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November 05, 2018 Filed Nov 13, 2018 18:45 UTC American Resources Corp AREC · Entity 6142 ConversionSeries A Preferred Stock · Derivative 1,170,723 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001697936-18-000001 · primary_doc.xml · derivative · entry 2

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,080

Underlying: Class A Common Stock · 3,902,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock is convertible on a cashless basis.

F1 · price: The Series A Preferred Stock is convertible on a cashless basis.

F2 · derivative.exercise_date: The Series A Preferred Stock is convertible at the discretion of the shareholder.

F3 · derivative.expiration_date: There is no expiration date on the Series A Preferred Stock.

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November 05, 2018 Filed Nov 13, 2018 18:45 UTC American Resources Corp AREC · Entity 6142 ConversionClass A Common Stock 3,902,410 $0.00 $0.00
Disclosure

SEC source: 0001697936-18-000001 · primary_doc.xml · nonDerivative · entry 1

Sauve Thomas M. · CIK 0001697936 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,902,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Preferred Stock is convertible on a cashless basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.