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person · Reporting owner

Elliott Jeffrey Thomas

Disclosed activity across 5 companies

Tapewire entity
21236
SEC CIK
0001689757

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EXACT SCIENCES CORPEXAS · Entity 56619Chief Financial OfficerApril 30, 2024May 02, 2024
EXAGEN INC.XGN · Entity 935DirectorJune 18, 2020July 02, 2020
ICON PLCICLR · Entity 3439DirectorAugust 10, 2026August 11, 2026
Quanterix CorpQTRX · Entity 6649DirectorAugust 19, 2026August 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EXACT SCIENCES CORP

Report date April 30, 2024 · Filed May 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,795 Last balance in matching sequence After 2024-05-01 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2024-04-30 · Grant · Acquired 291 · Balance 11,224

F1: Represents additional shares of common stock received upon settlement of a performance share unit award on April 30, 2024.

F2: In addition to the shares of Common Stock reported on this Form 4, which total 13,380 shares, Mr. Elliott also holds, in the aggregate, an additional 134,437 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

Row 2 · 2024-04-30 · Grant · Acquired 707 · Balance 11,931

F3: Represents shares of common stock purchased through Employee Stock Purchase Plan.

F2: In addition to the shares of Common Stock reported on this Form 4, which total 13,380 shares, Mr. Elliott also holds, in the aggregate, an additional 134,437 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

Row 3 · 2024-05-01 · Sale · Disposed 136 · Balance 11,795

F4: Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain performance stock units.

F2: In addition to the shares of Common Stock reported on this Form 4, which total 13,380 shares, Mr. Elliott also holds, in the aggregate, an additional 134,437 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

Common StockSEC Table I · non-derivativeIndirectHeld in 401(k) Plan1,585 Reported balance Holding disclosure · report date 2024-04-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,585

Filing footnotes · ownership attribution and instrument terms

F1: Represents additional shares of common stock received upon settlement of a performance share unit award on April 30, 2024.

F2: In addition to the shares of Common Stock reported on this Form 4, which total 13,380 shares, Mr. Elliott also holds, in the aggregate, an additional 134,437 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

F3: Represents shares of common stock purchased through Employee Stock Purchase Plan.

F4: Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain performance stock units.

EXAGEN INC.

Report date June 18, 2020 · Filed July 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option(right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2030-06-17Direct9,000 Reported balance After 2020-06-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-18 · Grant · Acquired 9,000 · Balance 9,000

F1: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

ICON PLC

Report date August 10, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Share UnitsSEC Table II · derivative / convertible securityDirect1,324 Reported balance After 2026-08-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-10 · Grant · Acquired 1,324 · Balance 1,324

F1: Each restricted share unit represents a contingent right to receive one ordinary share of the Issuer upon vesting, with a nominal conversion price equal to the par value of the ordinary shares (EUR 0.06) per underlying share automatically deducted from the reporting person's pay in connection with vesting.

F2: These restricted share units were granted on August 10, 2026 and are scheduled to vest on May 22, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted share unit represents a contingent right to receive one ordinary share of the Issuer upon vesting, with a nominal conversion price equal to the par value of the ordinary shares (EUR 0.06) per underlying share automatically deducted from the reporting person's pay in connection with vesting.

F2: These restricted share units were granted on August 10, 2026 and are scheduled to vest on May 22, 2027.

Quanterix Corp

Report date August 19, 2026 · Filed August 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,345 Reported balance After 2026-08-19 transaction · row 1
1 source row

Row 1 · 2026-08-19 · Exercise / conversion · Acquired 3,955 · Balance 15,345

F1: Restricted stock units convert into common stock on a one-for-one basis.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,075 Reported balance After 2026-08-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-19 · Exercise / conversion · Disposed 3,955 · Balance 4,075

F2: On August 19, 2024, the reporting person was granted 11,985 restricted stock units, vesting 33%, 33%, and 34% on the first, second, and third anniversaries of the grant date, respectively.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On August 19, 2024, the reporting person was granted 11,985 restricted stock units, vesting 33%, 33%, and 34% on the first, second, and third anniversaries of the grant date, respectively.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SERA PROGNOSTICS, INC.

Report date June 04, 2026 · Filed June 04, 2026

Section 16 reporting ended · disclosed 2026-06-04. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2020 Filed Aug 4, 2020 17:02 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 9,151 $93.30 $853,788.30
Disclosure

SEC source: 0001209191-20-044729 · doc4.xml · nonDerivative · entry 4

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,677

F2 · shares: The sale reported in this field was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.82 to $93.80, inclusive. The reporting person undertakes to provide to Exact Sciences Corporation, any security holder of Exact Sciences Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 17:02 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 5,633 $92.39 $520,432.87
Disclosure

SEC source: 0001209191-20-044729 · doc4.xml · nonDerivative · entry 3

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,828

F2 · shares: The sale reported in this field was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.78 to $92.77, inclusive. The reporting person undertakes to provide to Exact Sciences Corporation, any security holder of Exact Sciences Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 17:02 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 1,400 $91.18 $127,652.00
Disclosure

SEC source: 0001209191-20-044729 · doc4.xml · nonDerivative · entry 2

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,461

F2 · shares: The sale reported in this field was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.77 to $91.65, inclusive. The reporting person undertakes to provide to Exact Sciences Corporation, any security holder of Exact Sciences Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 17:02 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionCommon Stock 6,638 $21.68 $143,911.84
Disclosure

SEC source: 0001209191-20-044729 · doc4.xml · nonDerivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
July 29, 2020 Filed Jul 30, 2020 20:18 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 8,746 $95.58 $835,942.68
Disclosure

SEC source: 0001209191-20-044120 · doc4.xml · nonDerivative · entry 4

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,223

F3 · shares: In addition to the shares of Common Stock reported on this Form 4, which total 70,370 shares, Mr. Elliott also holds, in the aggregate, an additional 151,485 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

F3 · balance_after: In addition to the shares of Common Stock reported on this Form 4, which total 70,370 shares, Mr. Elliott also holds, in the aggregate, an additional 151,485 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 20:18 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044120 · doc4.xml · derivative · entry 6

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Represents a restricted stock unit award granted on July 28, 2016 that partially vested on July 28, 2020.

F5 · derivative.expiration_date: Represents a restricted stock unit award granted on July 28, 2016 that partially vested on July 28, 2020.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 20:18 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionCommon Stock 18,750 $94.81 $1,777,687.50
Disclosure

SEC source: 0001209191-20-044120 · doc4.xml · nonDerivative · entry 3

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock received upon vesting of a restricted stock unit award, which were released on July 28, 2020.

Read SEC document
June 18, 2020 Filed Jul 2, 2020 12:47 UTC EXAGEN INC. XGN · Entity 935 GrantStock Option(right to buy) · Derivative 9,000 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001274737-20-000065 · wf-form4_159369394398024.xml · derivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2030-06-17

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Read SEC document
April 30, 2020 Filed Jul 30, 2020 20:18 UTC EXACT SCIENCES CORP EXAS · Entity 56619 GrantCommon Stock 351 $60.60 $21,270.60
Disclosure

SEC source: 0001209191-20-044120 · doc4.xml · nonDerivative · entry 2

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,219

F1 · shares: Represents shares of common stock purchased through Employee Stock Purchase Plan.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 19:15 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 2,383 $80.17 $191,045.11
Disclosure

SEC source: 0001209191-20-014808 · doc4.xml · nonDerivative · entry 2

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,578

F2 · shares: Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 27, 2020.

F3 · balance_after: In addition to the shares of Common Stock reported on this Form 4, which total 59,905 shares, Mr. Elliott also holds, in the aggregate, an additional 170,235 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 16:37 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 1,627 $80.27 $130,599.29
Disclosure

SEC source: 0001209191-20-013912 · doc4.xml · nonDerivative · entry 2

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,116

F2 · shares: Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 26, 2020.

F3 · balance_after: In addition to the shares of Common Stock reported on this Form 4, which total 57,263 shares, Mr. Elliott also holds, in the aggregate, an additional 175,260 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 19:15 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionRestricted Stock Units · Derivative 5,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014808 · doc4.xml · derivative · entry 4

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050

Underlying: Common Stock · 5,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Represents a restricted stock unit award granted on February 27, 2018 that partially vested on February 27, 2020. The restricted stock units vest in four equal annual installments beginning on February 27, 2019.

F5 · derivative.expiration_date: Represents a restricted stock unit award granted on February 27, 2018 that partially vested on February 27, 2020. The restricted stock units vest in four equal annual installments beginning on February 27, 2019.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 19:15 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionCommon Stock 5,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014808 · doc4.xml · nonDerivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon vesting of a restricted stock unit award.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:37 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionRestricted Stock Units · Derivative 3,436 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013912 · doc4.xml · derivative · entry 4

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,311

Underlying: Common Stock · 3,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Represents a restricted stock unit award granted on February 26, 2019 that partially vested on February 26, 2020. The restricted stock units vest in four equal annual installments beginning on February 26, 2020.

F5 · derivative.expiration_date: Represents a restricted stock unit award granted on February 26, 2019 that partially vested on February 26, 2020. The restricted stock units vest in four equal annual installments beginning on February 26, 2020.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:37 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionCommon Stock 3,436 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013912 · doc4.xml · nonDerivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon vesting of a restricted stock unit award.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 17:13 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 4,910 $85.11 $417,890.10
Disclosure

SEC source: 0001209191-20-013113 · doc4.xml · nonDerivative · entry 2

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,307

F2 · shares: Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units, which were released on February 24, 2020.

F3 · balance_after: In addition to the shares of Common Stock reported on this Form 4, which total 55,454 shares, Mr. Elliott also holds, in the aggregate, an additional 178,696 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 17:13 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionRestricted Stock Units · Derivative 9,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013113 · doc4.xml · derivative · entry 4

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

Underlying: Common Stock · 9,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Represents a restricted stock unit award granted on February 23, 2017 that partially vested on February 23, 2020 and settled into shares of Common Stock on February 24, 2020. The restricted stock units vest in four equal annual installments beginning on February 23, 2018.

F5 · derivative.expiration_date: Represents a restricted stock unit award granted on February 23, 2017 that partially vested on February 23, 2020 and settled into shares of Common Stock on February 24, 2020. The restricted stock units vest in four equal annual installments beginning on February 23, 2018.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 17:13 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionCommon Stock 9,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013113 · doc4.xml · nonDerivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon vesting of a restricted stock unit award.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 16:37 UTC EXACT SCIENCES CORP EXAS · Entity 56619 GrantStock Option (right to buy) · Derivative 12,875 $0.00 Strike: $98.18 $0.00
Disclosure

SEC source: 0001209191-20-010170 · doc4.xml · derivative · entry 4

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,875

Underlying: Common Stock · 12,875 shares

Expires 2030-02-14

F4 · derivative.exercise_date: These options vest and become exercisable in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 16:37 UTC EXACT SCIENCES CORP EXAS · Entity 56619 GrantRestricted Stock Units · Derivative 15,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010170 · doc4.xml · derivative · entry 3

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,888

Underlying: Common Stock · 15,888 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
October 30, 2019 Filed Jul 30, 2020 20:18 UTC EXACT SCIENCES CORP EXAS · Entity 56619 GrantCommon Stock 110 $60.60 $6,666.00
Disclosure

SEC source: 0001209191-20-044120 · doc4.xml · nonDerivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,109

F1 · shares: Represents shares of common stock purchased through Employee Stock Purchase Plan.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 22:56 UTC EXAGEN INC. XGN · Entity 935 GrantStock Option (right to buy) · Derivative 13,613 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0000899243-19-024013 · doc4.xml · derivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,613

Underlying: Common Stock · 13,613 shares

Expires 2029-09-17

F1 · derivative.exercise_date: The option is exercisable as it vests. The total number of shares of common stock subject to the option vests in 36 equal monthly installments over the three-year period beginning on October 18, 2019, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 17:57 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 9,845 $105.60 $1,039,632.00
Disclosure

SEC source: 0001209191-19-043897 · doc4.xml · nonDerivative · entry 3

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,917

F3 · shares: Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units, which were released on July 29, 2019.

F4 · balance_after: In addition to the shares of Common Stock reported on this Form 4, which total 50,877 shares, Mr. Elliott also holds, in the aggregate, an additional 159,233 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 17:57 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043897 · doc4.xml · derivative · entry 5

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Represents a restricted stock unit award granted on July 28, 2016 that partially vested on July 29, 2019. The restricted stock units vest in four equal annual installments beginning on July 28, 2017.

F6 · derivative.expiration_date: Represents a restricted stock unit award granted on July 28, 2016 that partially vested on July 29, 2019. The restricted stock units vest in four equal annual installments beginning on July 28, 2017.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 17:57 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043897 · doc4.xml · nonDerivative · entry 2

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock received upon vesting of a restricted stock unit award, which were released on July 29, 2019.

Read SEC document
April 30, 2019 Filed Jul 31, 2019 17:57 UTC EXACT SCIENCES CORP EXAS · Entity 56619 GrantCommon Stock 368 $60.60 $22,300.80
Disclosure

SEC source: 0001209191-19-043897 · doc4.xml · nonDerivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,012

F1 · shares: Represents shares of common stock purchased through Employee Stock Purchase Plan.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 17:29 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 2,447 $93.20 $228,070.19
Disclosure

SEC source: 0001209191-19-015119 · doc4.xml · nonDerivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,644

F1 · shares: Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 27, 2019.

F2 · balance_after: In addition to the shares of Common Stock reported on this Form 4, which total 41,604 shares, Mr. Elliott also holds, in the aggregate, an additional 177,983 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

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February 27, 2019 Filed Feb 28, 2019 20:18 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionRestricted Stock Units · Derivative 5,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014808 · doc4.xml · derivative · entry 5

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,075

Underlying: Common Stock · 5,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Represents a restricted stock unit award granted on February 27, 2018 that partially vested on February 27, 2019. The restricted stock units vest in four equal annual installments beginning on February 27, 2019.

F6 · derivative.expiration_date: Represents a restricted stock unit award granted on February 27, 2018 that partially vested on February 27, 2019. The restricted stock units vest in four equal annual installments beginning on February 27, 2019.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:18 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionCommon Stock 5,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014808 · doc4.xml · nonDerivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon vesting of a restricted stock unit award on February 27, 2019.

F2 · balance_after: In addition to the shares of Common Stock reported on this Form 4, which total 44,051 shares, Mr. Elliott also holds, in the aggregate, an additional 177,983 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 20:18 UTC EXACT SCIENCES CORP EXAS · Entity 56619 GrantRestricted Stock Units · Derivative 13,747 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014808 · doc4.xml · derivative · entry 4

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,747

Underlying: Common Stock · 13,747 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 20:18 UTC EXACT SCIENCES CORP EXAS · Entity 56619 GrantStock Option (right to buy) · Derivative 11,361 $0.00 Strike: $92.62 $0.00
Disclosure

SEC source: 0001209191-19-014808 · doc4.xml · derivative · entry 3

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,361

Underlying: Common Stock · 11,361 shares

Expires 2029-02-26

F3 · derivative.exercise_date: These options vest and become exercisable in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 17:34 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 4,445 $90.55 $402,499.20
Disclosure

SEC source: 0001209191-19-013659 · doc4.xml · nonDerivative · entry 2

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,066

F2 · shares: Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 23, 2019.

F3 · balance_after: In addition to the shares of Common Stock reported on this Form 4, which total 39,026 shares, Mr. Elliott also holds, in the aggregate, an additional 157,900 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 17:34 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionRestricted Stock Units · Derivative 9,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013659 · doc4.xml · derivative · entry 4

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,600

Underlying: Common Stock · 9,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Represents a restricted stock unit award granted on February 23, 2017 that partially vested on February 23, 2019. The restricted stock units vest in four equal annual installments beginning on February 23, 2018.

F5 · derivative.expiration_date: Represents a restricted stock unit award granted on February 23, 2017 that partially vested on February 23, 2019. The restricted stock units vest in four equal annual installments beginning on February 23, 2018.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 17:34 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionCommon Stock 9,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013659 · doc4.xml · nonDerivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon vesting of a restricted stock unit award on February 23, 2019.

Read SEC document
January 24, 2019 Filed Jan 25, 2019 18:48 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 52,694 $79.48 $4,188,329.90
Disclosure

SEC source: 0001209191-19-005426 · doc4.xml · nonDerivative · entry 4

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,211

F2 · shares: The sales reported in this field were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.09 to $79.515, inclusive. The reporting person undertakes to provide to Exact Sciences Corporation, any security holder of Exact Sciences Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 5 to this Form 4.

F6 · balance_after: In addition to the shares of Common Stock reported on this Form 4, Mr. Elliott also holds, in the aggregate, an additional 167,200 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.

Read SEC document
January 24, 2019 Filed Jan 25, 2019 18:48 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 18,968 $78.54 $1,489,803.62
Disclosure

SEC source: 0001209191-19-005426 · doc4.xml · nonDerivative · entry 3

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,905

F2 · shares: The sales reported in this field were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.035 to $79.01, inclusive. The reporting person undertakes to provide to Exact Sciences Corporation, any security holder of Exact Sciences Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 4 to this Form 4.

Read SEC document
January 24, 2019 Filed Jan 25, 2019 18:48 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 19,247 $77.64 $1,494,414.07
Disclosure

SEC source: 0001209191-19-005426 · doc4.xml · nonDerivative · entry 2

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,873

F2 · shares: The sales reported in this field were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.03 to $78.02, inclusive. The reporting person undertakes to provide to Exact Sciences Corporation, any security holder of Exact Sciences Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 3 to this Form 4.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 18:48 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionPerformance Share Units · Derivative 90,909 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005426 · doc4.xml · derivative · entry 6

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Performance Share Unit represents a right to receive one share of common stock.

F8 · derivative.exercise_date: The PSU Award was subject to certain performance-based vesting requirements tied to the growth in the Company's stock price through the three-year period ending December 31, 2018 (the "Performance Period") as calculated by reference to the 20 trading day trailing average closing price of the Company's common stock (the "Stock Price") as of the last day of the Performance Period compared to such Stock Price as of the beginning of the Performance Period. The Stock Price as of the last day of the Performance Period was $67.25, representing a greater than 760% increase from the $8.85 Stock Price at the beginning of the Performance Period. At target, the PSU Award covered 60,606 PSUs. Because the Stock Price at the end of the Performance Period well exceeded the maximum target Stock Price, the reporting person earned the maximum number of PSUs to which he was entitled under the PSU Award. The PSUs vested on January 2, 2019 and settled into shares of Common Stock on January 23, 2019.

F8 · derivative.expiration_date: The PSU Award was subject to certain performance-based vesting requirements tied to the growth in the Company's stock price through the three-year period ending December 31, 2018 (the "Performance Period") as calculated by reference to the 20 trading day trailing average closing price of the Company's common stock (the "Stock Price") as of the last day of the Performance Period compared to such Stock Price as of the beginning of the Performance Period. The Stock Price as of the last day of the Performance Period was $67.25, representing a greater than 760% increase from the $8.85 Stock Price at the beginning of the Performance Period. At target, the PSU Award covered 60,606 PSUs. Because the Stock Price at the end of the Performance Period well exceeded the maximum target Stock Price, the reporting person earned the maximum number of PSUs to which he was entitled under the PSU Award. The PSUs vested on January 2, 2019 and settled into shares of Common Stock on January 23, 2019.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 18:48 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionCommon Stock 90,909 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005426 · doc4.xml · nonDerivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon settlement of a performance share unit award (the "PSU Award") on January 23, 2019, which is described further in Footnote 7 to this Form 4.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 16:57 UTC EXACT SCIENCES CORP EXAS · Entity 56619 GrantPerformance Share Units · Derivative 90,909 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002051 · doc4.xml · derivative · entry 3

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,909

Underlying: Common Stock · 90,909 shares

Expires not disclosed

F2 · security: Represents a PSU award granted on July 28, 2016 (the "PSU Award") which covered a three-year performance measurement period ending on December 31, 2018 (the "Performance Period") and was described in the Company's proxy statement filed with the Securities and Exchange Commission on April 28, 2017.

F3 · derivative.exercise_price: Each Performance Share Unit represents a right to receive one share of common stock.

F4 · derivative.exercise_date: The PSU Award was subject to certain performance-based vesting requirements tied to the growth in the Company's stock price through the end of the Performance Period as calculated by reference to the 20 trading day trailing average closing price of the Company's common stock (the "Stock Price") as of the last day of the Performance Period compared to such Stock Price as of the beginning of the Performance Period. The Stock Price as of the last day of the Performance Period was $67.25 representing a greater than 760% increase from the $8.85 Stock Price at the beginning of the Performance Period. At target, the PSU Award covered 60,606 PSUs. Because the Stock Price at the end of the Performance Period well exceeded the maximum target Stock Price, the reporting person earned the maximum number of PSUs to which he was entitled under the PSU Award. The PSUs are immediately vested and will settle into shares of Common Stock within 30 days from the date of issuance.

F4 · derivative.expiration_date: The PSU Award was subject to certain performance-based vesting requirements tied to the growth in the Company's stock price through the end of the Performance Period as calculated by reference to the 20 trading day trailing average closing price of the Company's common stock (the "Stock Price") as of the last day of the Performance Period compared to such Stock Price as of the beginning of the Performance Period. The Stock Price as of the last day of the Performance Period was $67.25 representing a greater than 760% increase from the $8.85 Stock Price at the beginning of the Performance Period. At target, the PSU Award covered 60,606 PSUs. Because the Stock Price at the end of the Performance Period well exceeded the maximum target Stock Price, the reporting person earned the maximum number of PSUs to which he was entitled under the PSU Award. The PSUs are immediately vested and will settle into shares of Common Stock within 30 days from the date of issuance.

Read SEC document
October 31, 2018 Filed Jan 4, 2019 16:57 UTC EXACT SCIENCES CORP EXAS · Entity 56619 GrantCommon Stock 755 $13.26 $10,011.30
Disclosure

SEC source: 0001209191-19-002051 · doc4.xml · nonDerivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,211

F1 · shares: Represents shares of common stock purchased through Employee Stock Purchase Plan.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 20:34 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 8,984 $57.78 $519,095.52
Disclosure

SEC source: 0001209191-18-044638 · doc4.xml · nonDerivative · entry 3

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,456

F3 · shares: Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 20:34 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044638 · doc4.xml · derivative · entry 5

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Represents a restricted stock unit award granted on July 28, 2016 that partially vested on July 28, 2018. The restricted stock units vest in four equal annual installments beginning on July 28, 2017.

F5 · derivative.expiration_date: Represents a restricted stock unit award granted on July 28, 2016 that partially vested on July 28, 2018. The restricted stock units vest in four equal annual installments beginning on July 28, 2017.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 20:34 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044638 · doc4.xml · nonDerivative · entry 2

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock received upon vesting of a restricted stock unit award.

Read SEC document
April 30, 2018 Filed Jul 31, 2018 20:34 UTC EXACT SCIENCES CORP EXAS · Entity 56619 GrantCommon Stock 1,678 $13.26 $22,250.28
Disclosure

SEC source: 0001209191-18-044638 · doc4.xml · nonDerivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,690

F1 · shares: Represents shares purchased through Employee Stock Purchase Plan.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 19:56 UTC EXACT SCIENCES CORP EXAS · Entity 56619 GrantRestricted Stock Units · Derivative 20,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014729 · doc4.xml · derivative · entry 4

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 20,100 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 19:56 UTC EXACT SCIENCES CORP EXAS · Entity 56619 GrantStock Option (right to buy) · Derivative 16,700 $0.00 Strike: $44.37 $0.00
Disclosure

SEC source: 0001209191-18-014729 · doc4.xml · derivative · entry 3

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 16,700 shares

Expires 2028-02-28

F1 · derivative.exercise_date: These options vest and become exercisable in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 18:22 UTC EXACT SCIENCES CORP EXAS · Entity 56619 SaleCommon Stock 2,982 $42.34 $126,251.92
Disclosure

SEC source: 0001209191-18-014138 · doc4.xml · nonDerivative · entry 2

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,012

F2 · shares: Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 23, 2018.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 18:22 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionRestricted Stock Units · Derivative 9,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014138 · doc4.xml · derivative · entry 4

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,900

Underlying: Common Stock · 9,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Represents a restricted stock unit award granted on February 23, 2017 that partially vested on February 23, 2018. The restricted stock units vest in four equal annual installments beginning on February 23, 2018.

F4 · derivative.expiration_date: Represents a restricted stock unit award granted on February 23, 2017 that partially vested on February 23, 2018. The restricted stock units vest in four equal annual installments beginning on February 23, 2018.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 18:22 UTC EXACT SCIENCES CORP EXAS · Entity 56619 Exercise / conversionCommon Stock 9,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014138 · doc4.xml · nonDerivative · entry 1

Elliott Jeffrey Thomas · CIK 0001689757 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon vesting of a restricted stock unit award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.