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Brumana Rodrigo

Disclosed activity across 2 companies

Tapewire entity
2123
SEC CIK
0001895244

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Joby Aviation, Inc.JOBY · Entity 2121Chief Financial OfficerOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Joby Aviation, Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect113,275 Ending reported balance After 2026-10-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 5,045 · Balance 115,876

Row 2 · 2026-10-02 · Sale · Disposed 2,601 · Balance 113,275

F1: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct85,772 Reported balance After 2026-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-01 · Exercise / conversion · Disposed 5,045 · Balance 85,772

F2: Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

F2: Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Poshmark, Inc.

Report date January 05, 2023 · Filed January 09, 2023

Section 16 reporting ended · disclosed 2023-01-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-01-05 transaction · row 1
1 source row

Row 1 · 2023-01-05 · Disposition to issuer · Disposed 523,674 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated October 3, 2022 (the "Merger Agreement"), by and among Poshmark, Inc. ("Issuer"), NAVER Corporation ("Parent"), Proton Parent, Inc. ("Proton Parent"), and Proton Merger Sub, Inc. ("Merger Sub"), on January 5, 2023, Merger Sub merged with and into Issuer, with Issuer surviving the merger as subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the "Merger"). At the effective time of the Merger (the "Effective Time"), each then outstanding share of Issuer's Class A common stock was cancelled extinguished and converted into the right to receive an amount in cash equal to $17.90, without interest (the "Merger Consideration"), subject to applicable withholding taxes.

F2: Includes shares represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement.

F3: At the Effective Time, each RSU award that remained unvested and outstanding immediately prior to the Effective Time (an "Unvested Company RSU") was automatically cancelled and converted into a contingent right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the Merger Consideration and (ii) the total number of shares of Issuer's Class A common subject to such Unvested Company RSU (the "Cash Replacement Company RSU Amounts"), which Cash Replacement Company RSU Amounts will, subject to the Reporting Person's continued service with Parent or its affiliates through the applicable vesting dates, vest and be payable at the same time as the Unvested Company RSU for which such Cash Replacement Company RSU Amounts were exchanged would have vested pursuant to its terms.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-01-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-01-05 · Disposition to issuer · Disposed 22,728 · Balance 0

F3: At the Effective Time, each RSU award that remained unvested and outstanding immediately prior to the Effective Time (an "Unvested Company RSU") was automatically cancelled and converted into a contingent right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the Merger Consideration and (ii) the total number of shares of Issuer's Class A common subject to such Unvested Company RSU (the "Cash Replacement Company RSU Amounts"), which Cash Replacement Company RSU Amounts will, subject to the Reporting Person's continued service with Parent or its affiliates through the applicable vesting dates, vest and be payable at the same time as the Unvested Company RSU for which such Cash Replacement Company RSU Amounts were exchanged would have vested pursuant to its terms.

F4: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. 1/8th of the RSUs vested on September 1, 2022 with the remainder vesting each three months thereafter, subject to the Reporting Person's continued service through the applicable vesting date. On January 1, 2023, the RSUs originally scheduled to vest over the course of 2023 were accelerated to vest on such date.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated October 3, 2022 (the "Merger Agreement"), by and among Poshmark, Inc. ("Issuer"), NAVER Corporation ("Parent"), Proton Parent, Inc. ("Proton Parent"), and Proton Merger Sub, Inc. ("Merger Sub"), on January 5, 2023, Merger Sub merged with and into Issuer, with Issuer surviving the merger as subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the "Merger"). At the effective time of the Merger (the "Effective Time"), each then outstanding share of Issuer's Class A common stock was cancelled extinguished and converted into the right to receive an amount in cash equal to $17.90, without interest (the "Merger Consideration"), subject to applicable withholding taxes.

F2: Includes shares represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement.

F3: At the Effective Time, each RSU award that remained unvested and outstanding immediately prior to the Effective Time (an "Unvested Company RSU") was automatically cancelled and converted into a contingent right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the Merger Consideration and (ii) the total number of shares of Issuer's Class A common subject to such Unvested Company RSU (the "Cash Replacement Company RSU Amounts"), which Cash Replacement Company RSU Amounts will, subject to the Reporting Person's continued service with Parent or its affiliates through the applicable vesting dates, vest and be payable at the same time as the Unvested Company RSU for which such Cash Replacement Company RSU Amounts were exchanged would have vested pursuant to its terms.

F4: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. 1/8th of the RSUs vested on September 1, 2022 with the remainder vesting each three months thereafter, subject to the Reporting Person's continued service through the applicable vesting date. On January 1, 2023, the RSUs originally scheduled to vest over the course of 2023 were accelerated to vest on such date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2026 Filed Oct 5, 2026 20:07 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 2,601 $5.95 $15,475.95
Disclosure

SEC source: 0001819848-26-000501 · wk-form4_1791230874.xml · nonDerivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,275

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:07 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 5,045 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000501 · wk-form4_1791230874.xml · derivative · entry 3

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,772

Underlying: Common Stock · 5,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:07 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 5,045 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000501 · wk-form4_1791230874.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 21:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 8,898 $6.89 $61,307.22
Disclosure

SEC source: 0001819848-26-000449 · wk-form4_1788469678.xml · nonDerivative · entry 3

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,831

F2 · kind: Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on November 10, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.79 to $7.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 02, 2026 Filed Sep 3, 2026 21:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 37,831 $6.77 $256,115.87
Disclosure

SEC source: 0001819848-26-000449 · wk-form4_1788469678.xml · nonDerivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,729

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 21:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 73,421 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000449 · wk-form4_1788469678.xml · derivative · entry 4

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 807,636

Underlying: Common Stock · 73,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 25% of the RSUs on June 1, 2026 and as to 6.25% of the total number of RSUs on each quarterly anniversary thereafter, subject to Reporting Person's continued status as a Service Provider through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F4 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 25% of the RSUs on June 1, 2026 and as to 6.25% of the total number of RSUs on each quarterly anniversary thereafter, subject to Reporting Person's continued status as a Service Provider through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 21:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 73,421 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000449 · wk-form4_1788469678.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 22:29 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 2,601 $8.92 $23,200.92
Disclosure

SEC source: 0001819848-26-000410 · wk-form4_1783376943.xml · nonDerivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,139

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:29 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 5,046 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000410 · wk-form4_1783376943.xml · derivative · entry 3

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,817

Underlying: Common Stock · 5,046 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:29 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 5,046 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000410 · wk-form4_1783376943.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:11 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 78,489 $11.30 $886,925.70
Disclosure

SEC source: 0001819848-26-000371 · wk-form4_1780949478.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,694

F1 · kind: Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on November 10, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.08 to $11.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:15 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 140,716 $11.77 $1,656,227.32
Disclosure

SEC source: 0001819848-26-000362 · wk-form4_1780517725.xml · nonDerivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,183

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.77 to $11.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:15 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 293,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000362 · wk-form4_1780517725.xml · derivative · entry 3

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 881,057

Underlying: Common Stock · 293,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 25% of the RSUs on June 1, 2026 and as to 6.25% of the total number of RSUs on each quarterly anniversary thereafter, subject to Reporting Person's continued status as a Service Provider through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F3 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 25% of the RSUs on June 1, 2026 and as to 6.25% of the total number of RSUs on each quarterly anniversary thereafter, subject to Reporting Person's continued status as a Service Provider through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:15 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 293,686 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000362 · wk-form4_1780517725.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2026 Filed Apr 9, 2026 20:15 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 566 $8.87 $5,020.42
Disclosure

SEC source: 0001819848-26-000288 · wk-form4_1775765746.xml · nonDerivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,213

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
April 07, 2026 Filed Apr 9, 2026 20:15 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,553 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000288 · wk-form4_1775765746.xml · derivative · entry 3

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.

F2 · derivative.expiration_date: Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.

Read SEC document
April 07, 2026 Filed Apr 9, 2026 20:15 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,553 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000288 · wk-form4_1775765746.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 20:17 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 1,839 $8.15 $14,987.85
Disclosure

SEC source: 0001819848-26-000246 · wk-form4_1775247440.xml · nonDerivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,226

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.15 to $8.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:17 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 5,045 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000246 · wk-form4_1775247440.xml · derivative · entry 3

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,863

Underlying: Common Stock · 5,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F3 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:17 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 5,045 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000246 · wk-form4_1775247440.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2026 Filed Mar 20, 2026 20:10 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 201,816 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000220 · wk-form4_1774037454.xml · derivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,816

Underlying: Common Stock · 201,816 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests in multiple tranches upon the achievement of specified goals, provided that such goals are achieved on or prior to the third anniversary of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests in multiple tranches upon the achievement of specified goals, provided that such goals are achieved on or prior to the third anniversary of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
March 18, 2026 Filed Mar 20, 2026 20:10 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 100,908 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000220 · wk-form4_1774037454.xml · derivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,908

Underlying: Common Stock · 100,908 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
March 10, 2026 Filed Mar 11, 2026 22:16 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 1,159 $10.25 $11,879.75
Disclosure

SEC source: 0001819848-26-000204 · wk-form4_1773267405.xml · nonDerivative · entry 3

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,020

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 22:16 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,553 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000204 · wk-form4_1773267405.xml · derivative · entry 5

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,553

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.

F3 · derivative.expiration_date: Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 22:16 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000204 · wk-form4_1773267405.xml · derivative · entry 4

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 22:16 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,553 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000204 · wk-form4_1773267405.xml · nonDerivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 22:16 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000204 · wk-form4_1773267405.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 20:04 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 21,541 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000174 · wk-form4_1773173083.xml · derivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,541

Underlying: Common Stock · 21,541 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 200% of the award will vest on March 22, 2027, based on the achievement of company performance objectives and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 200% of the award will vest on March 22, 2027, based on the achievement of company performance objectives and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.

Read SEC document
February 10, 2026 Filed Feb 11, 2026 23:28 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 510 $10.55 $5,380.50
Disclosure

SEC source: 0001819848-26-000117 · wk-form4_1770852502.xml · nonDerivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,407

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 23:28 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000117 · wk-form4_1770852502.xml · derivative · entry 3

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,219

Underlying: Common Stock · 1,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 23:28 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000117 · wk-form4_1770852502.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2026 Filed Jan 14, 2026 23:11 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 523 $14.83 $7,756.09
Disclosure

SEC source: 0001819848-26-000057 · wk-form4_1768432297.xml · nonDerivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 698

F1 · kind: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

Read SEC document
January 12, 2026 Filed Jan 14, 2026 23:11 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000057 · wk-form4_1768432297.xml · derivative · entry 3

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,438

Underlying: Common Stock · 1,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
January 12, 2026 Filed Jan 14, 2026 23:11 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 1,221 $0.00 $0.00
Disclosure

SEC source: 0001819848-26-000057 · wk-form4_1768432297.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 21:12 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 8,174 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000479 · wk-form4_1753909957.xml · derivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,174

Underlying: Common Stock · 8,174 shares

Expires not disclosed

F1 · derivative.exercise_date: Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.

F1 · derivative.expiration_date: Between 0% and 200% of the award will vest in equal installments on each of on March 9, 2026, and April 7, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive up to two shares of Common Stock upon vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:49 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 4,021 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000375 · wk-form4_1749070154.xml · derivative · entry 3

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,021

Underlying: Common Stock · 4,021 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F3 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:49 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 293,685 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000375 · wk-form4_1749070154.xml · derivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,685

Underlying: Common Stock · 293,685 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 160% of the award will vest upon the achievement of certain performance conditions, provided that such performance conditions are achieved on or before June 2, 2028, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs"). Between 0% and 160% of the award will vest upon the achievement of certain performance conditions, provided that such performance conditions are achieved on or before June 2, 2028, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:49 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 1,174,743 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-25-000375 · wk-form4_1749070154.xml · derivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,174,743

Underlying: Common Stock · 1,174,743 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 25% of the RSUs on June 1, 2026 and as to 6.25% of the total number of RSUs on each quarterly anniversary thereafter, subject to Reporting Person's continued status as a Service Provider through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 25% of the RSUs on June 1, 2026 and as to 6.25% of the total number of RSUs on each quarterly anniversary thereafter, subject to Reporting Person's continued status as a Service Provider through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 16:05 UTC Poshmark, Inc. POSH · Entity 120854 Disposition to issuerRestricted Stock Units · Derivative 22,728 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-001291 · doc4.xml · derivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,728 shares

Expires not disclosed

F3 · derivative.exercise_price: At the Effective Time, each RSU award that remained unvested and outstanding immediately prior to the Effective Time (an "Unvested Company RSU") was automatically cancelled and converted into a contingent right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the Merger Consideration and (ii) the total number of shares of Issuer's Class A common subject to such Unvested Company RSU (the "Cash Replacement Company RSU Amounts"), which Cash Replacement Company RSU Amounts will, subject to the Reporting Person's continued service with Parent or its affiliates through the applicable vesting dates, vest and be payable at the same time as the Unvested Company RSU for which such Cash Replacement Company RSU Amounts were exchanged would have vested pursuant to its terms.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. 1/8th of the RSUs vested on September 1, 2022 with the remainder vesting each three months thereafter, subject to the Reporting Person's continued service through the applicable vesting date. On January 1, 2023, the RSUs originally scheduled to vest over the course of 2023 were accelerated to vest on such date.

F3 · kind: At the Effective Time, each RSU award that remained unvested and outstanding immediately prior to the Effective Time (an "Unvested Company RSU") was automatically cancelled and converted into a contingent right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the Merger Consideration and (ii) the total number of shares of Issuer's Class A common subject to such Unvested Company RSU (the "Cash Replacement Company RSU Amounts"), which Cash Replacement Company RSU Amounts will, subject to the Reporting Person's continued service with Parent or its affiliates through the applicable vesting dates, vest and be payable at the same time as the Unvested Company RSU for which such Cash Replacement Company RSU Amounts were exchanged would have vested pursuant to its terms.

F3 · price: At the Effective Time, each RSU award that remained unvested and outstanding immediately prior to the Effective Time (an "Unvested Company RSU") was automatically cancelled and converted into a contingent right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the Merger Consideration and (ii) the total number of shares of Issuer's Class A common subject to such Unvested Company RSU (the "Cash Replacement Company RSU Amounts"), which Cash Replacement Company RSU Amounts will, subject to the Reporting Person's continued service with Parent or its affiliates through the applicable vesting dates, vest and be payable at the same time as the Unvested Company RSU for which such Cash Replacement Company RSU Amounts were exchanged would have vested pursuant to its terms.

F3 · derivative.exercise_date: At the Effective Time, each RSU award that remained unvested and outstanding immediately prior to the Effective Time (an "Unvested Company RSU") was automatically cancelled and converted into a contingent right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the Merger Consideration and (ii) the total number of shares of Issuer's Class A common subject to such Unvested Company RSU (the "Cash Replacement Company RSU Amounts"), which Cash Replacement Company RSU Amounts will, subject to the Reporting Person's continued service with Parent or its affiliates through the applicable vesting dates, vest and be payable at the same time as the Unvested Company RSU for which such Cash Replacement Company RSU Amounts were exchanged would have vested pursuant to its terms.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. 1/8th of the RSUs vested on September 1, 2022 with the remainder vesting each three months thereafter, subject to the Reporting Person's continued service through the applicable vesting date. On January 1, 2023, the RSUs originally scheduled to vest over the course of 2023 were accelerated to vest on such date.

F3 · derivative.expiration_date: At the Effective Time, each RSU award that remained unvested and outstanding immediately prior to the Effective Time (an "Unvested Company RSU") was automatically cancelled and converted into a contingent right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the Merger Consideration and (ii) the total number of shares of Issuer's Class A common subject to such Unvested Company RSU (the "Cash Replacement Company RSU Amounts"), which Cash Replacement Company RSU Amounts will, subject to the Reporting Person's continued service with Parent or its affiliates through the applicable vesting dates, vest and be payable at the same time as the Unvested Company RSU for which such Cash Replacement Company RSU Amounts were exchanged would have vested pursuant to its terms.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. 1/8th of the RSUs vested on September 1, 2022 with the remainder vesting each three months thereafter, subject to the Reporting Person's continued service through the applicable vesting date. On January 1, 2023, the RSUs originally scheduled to vest over the course of 2023 were accelerated to vest on such date.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 16:05 UTC Poshmark, Inc. POSH · Entity 120854 Disposition to issuerClass A Common Stock 523,674 $17.90 $9,373,764.60
Disclosure

SEC source: 0000899243-23-001291 · doc4.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated October 3, 2022 (the "Merger Agreement"), by and among Poshmark, Inc. ("Issuer"), NAVER Corporation ("Parent"), Proton Parent, Inc. ("Proton Parent"), and Proton Merger Sub, Inc. ("Merger Sub"), on January 5, 2023, Merger Sub merged with and into Issuer, with Issuer surviving the merger as subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the "Merger"). At the effective time of the Merger (the "Effective Time"), each then outstanding share of Issuer's Class A common stock was cancelled extinguished and converted into the right to receive an amount in cash equal to $17.90, without interest (the "Merger Consideration"), subject to applicable withholding taxes.

F2 · shares: Includes shares represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement.

F3 · shares: At the Effective Time, each RSU award that remained unvested and outstanding immediately prior to the Effective Time (an "Unvested Company RSU") was automatically cancelled and converted into a contingent right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the Merger Consideration and (ii) the total number of shares of Issuer's Class A common subject to such Unvested Company RSU (the "Cash Replacement Company RSU Amounts"), which Cash Replacement Company RSU Amounts will, subject to the Reporting Person's continued service with Parent or its affiliates through the applicable vesting dates, vest and be payable at the same time as the Unvested Company RSU for which such Cash Replacement Company RSU Amounts were exchanged would have vested pursuant to its terms.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated October 3, 2022 (the "Merger Agreement"), by and among Poshmark, Inc. ("Issuer"), NAVER Corporation ("Parent"), Proton Parent, Inc. ("Proton Parent"), and Proton Merger Sub, Inc. ("Merger Sub"), on January 5, 2023, Merger Sub merged with and into Issuer, with Issuer surviving the merger as subsidiary of Parent (such merger and the other transactions contemplated by the Merger Agreement, the "Merger"). At the effective time of the Merger (the "Effective Time"), each then outstanding share of Issuer's Class A common stock was cancelled extinguished and converted into the right to receive an amount in cash equal to $17.90, without interest (the "Merger Consideration"), subject to applicable withholding taxes.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 20:32 UTC Poshmark, Inc. POSH · Entity 120854 Tax withholdingClass A Common Stock 146,751 $17.88 $2,623,907.88
Disclosure

SEC source: 0001127602-23-000741 · form4.xml · nonDerivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,674

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:32 UTC Poshmark, Inc. POSH · Entity 120854 Exercise / conversionRestricted Stock Units · Derivative 45,455 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000741 · form4.xml · derivative · entry 3

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,728

Underlying: Class A Common Stock · 45,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: 1/8th of the RSUs will vest on September 1, 2022 and each three months thereafter, subject to the Reporting Person's continued service through the applicable vesting date. On January 1, 2023, the RSUs originally scheduled to vest over the course of 2023 were accelerated to vest on such date.

F3 · derivative.expiration_date: 1/8th of the RSUs will vest on September 1, 2022 and each three months thereafter, subject to the Reporting Person's continued service through the applicable vesting date. On January 1, 2023, the RSUs originally scheduled to vest over the course of 2023 were accelerated to vest on such date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:32 UTC Poshmark, Inc. POSH · Entity 120854 Exercise / conversionClass A Common Stock 45,455 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000741 · form4.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2022 Filed Dec 14, 2022 18:28 UTC Amendment Poshmark, Inc. POSH · Entity 120854 SaleClass A Common Stock 3,926 $17.85 $70,079.10
Disclosure

SEC source: 0001127602-22-027488 · form4a.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,970

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 21:05 UTC Poshmark, Inc. POSH · Entity 120854 SaleClass A Common Stock 2,770 $17.81 $49,344.78
Disclosure

SEC source: 0000899243-22-037721 · doc4.xml · nonDerivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,126

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 21:05 UTC Poshmark, Inc. POSH · Entity 120854 Exercise / conversionRestricted Stock Units · Derivative 11,363 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037721 · doc4.xml · derivative · entry 3

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,183

Underlying: Class A Common Stock · 11,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: 1/8th of the RSUs will vest on September 1, 2022 and each three months thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

F3 · derivative.expiration_date: 1/8th of the RSUs will vest on September 1, 2022 and each three months thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

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December 01, 2022 Filed Dec 5, 2022 21:05 UTC Poshmark, Inc. POSH · Entity 120854 Exercise / conversionClass A Common Stock 11,363 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037721 · doc4.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 14, 2022 18:28 UTC Amendment Poshmark, Inc. POSH · Entity 120854 Exercise / conversionRestricted Stock Units · Derivative 11,363 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027488 · form4a.xml · derivative · entry 3

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,183

Underlying: Class A Common Stock · 11,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: 1/8th of the RSUs will vest on September 1, 2022 and each three months thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

F3 · derivative.expiration_date: 1/8th of the RSUs will vest on September 1, 2022 and each three months thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

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December 01, 2022 Filed Dec 14, 2022 18:28 UTC Amendment Poshmark, Inc. POSH · Entity 120854 Exercise / conversionClass A Common Stock 11,363 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027488 · form4a.xml · nonDerivative · entry 2

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 18:24 UTC Poshmark, Inc. POSH · Entity 120854 SaleClass A Common Stock 2,699 $11.10 $29,948.10
Disclosure

SEC source: 0001127602-22-022163 · form4.xml · nonDerivative · entry 1

Brumana Rodrigo · CIK 0001895244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,533

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.