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HERSHBERG ROBERT

Disclosed activity across 8 companies

Tapewire entity
21219
SEC CIK
0001274139

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARS Pharmaceuticals, Inc.SBTX · Entity 883DirectorJune 10, 2022June 13, 2022
Adaptive Biotechnologies CorpADPT · Entity 1126DirectorAugust 18, 2026August 20, 2026
Atai Beckley N.V.ATAI · Entity 72536DirectorNovember 05, 2025November 07, 2025
FATE THERAPEUTICS INCFATE · Entity 5968DirectorJune 06, 2023June 07, 2023
RECURSION PHARMACEUTICALS, INC.RXRX · Entity 1008DirectorOctober 06, 2026October 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARS Pharmaceuticals, Inc.

Report date June 10, 2022 · Filed June 13, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.18 · Expires 2032-06-09Direct18,000 Reported balance After 2022-06-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-06-10 · Grant · Acquired 18,000 · Balance 18,000

F1: The shares subject to the option vest on the earlier of June 10, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, which date has not been set by the Issuer's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the option vest on the earlier of June 10, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, which date has not been set by the Issuer's Board of Directors.

Adaptive Biotechnologies Corp

Report date August 18, 2026 · Filed August 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect46,683 Ending reported balance After 2026-08-18 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-08-18 · Exercise / conversion · Acquired 15,000 · Balance 77,347

Row 2 · 2026-08-18 · Sale · Disposed 15,000 · Balance 62,347

F1: The price reported for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.38 to $24.43, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Row 3 · 2026-08-18 · Sale · Disposed 15,664 · Balance 46,683

F2: The price reported for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.40 to $24.44, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.32 · Expires 2026-10-18Direct0 Reported balance After 2026-08-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-08-18 · Exercise / conversion · Disposed 15,000 · Balance 0

F3: The option was fully vested and exercisable and would have expired on October 18, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.38 to $24.43, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

F2: The price reported for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.40 to $24.44, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

F3: The option was fully vested and exercisable and would have expired on October 18, 2026.

Atai Beckley N.V.

Report date November 05, 2025 · Filed November 07, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2030-07-05Direct456,011 Reported balance After 2025-11-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-11-05 · Grant · Acquired 456,011 · Balance 456,011

F1: On November 5, 2025, the Issuer completed its previously announced acquisition of the entire issued share capital of Beckley Psytech Limited ("Beckley Psytech") not already owned by the Issuer (the "Acquisition") from the shareholders of Beckley Psytech, pursuant to that certain Share Purchase Agreement, dated as of June 2, 2025, by and among the parties thereto, as amended (the "Purchase Agreement"). In connection with the Acquisition, the Company acquired all of the issued and outstanding equity interests of Beckley Psytech in exchange for an aggregate of 103,000,066 common shares of the Issuer, issued directly as share consideration or as underlying replacement awards pursuant to the Purchase Agreement.

F2: The stock option is fully vested as of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2030-06-07Direct97,716 Reported balance After 2025-11-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-11-05 · Grant · Acquired 97,716 · Balance 97,716

F1: On November 5, 2025, the Issuer completed its previously announced acquisition of the entire issued share capital of Beckley Psytech Limited ("Beckley Psytech") not already owned by the Issuer (the "Acquisition") from the shareholders of Beckley Psytech, pursuant to that certain Share Purchase Agreement, dated as of June 2, 2025, by and among the parties thereto, as amended (the "Purchase Agreement"). In connection with the Acquisition, the Company acquired all of the issued and outstanding equity interests of Beckley Psytech in exchange for an aggregate of 103,000,066 common shares of the Issuer, issued directly as share consideration or as underlying replacement awards pursuant to the Purchase Agreement.

F2: The stock option is fully vested as of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2032-10-20Direct62,394 Reported balance After 2025-11-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-11-05 · Grant · Acquired 62,394 · Balance 62,394

F1: On November 5, 2025, the Issuer completed its previously announced acquisition of the entire issued share capital of Beckley Psytech Limited ("Beckley Psytech") not already owned by the Issuer (the "Acquisition") from the shareholders of Beckley Psytech, pursuant to that certain Share Purchase Agreement, dated as of June 2, 2025, by and among the parties thereto, as amended (the "Purchase Agreement"). In connection with the Acquisition, the Company acquired all of the issued and outstanding equity interests of Beckley Psytech in exchange for an aggregate of 103,000,066 common shares of the Issuer, issued directly as share consideration or as underlying replacement awards pursuant to the Purchase Agreement.

F2: The stock option is fully vested as of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.48 · Expires 2035-11-05Direct103,000 Reported balance After 2025-11-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-11-05 · Grant · Acquired 103,000 · Balance 103,000

F3: The stock option shall vest in full on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: On November 5, 2025, the Issuer completed its previously announced acquisition of the entire issued share capital of Beckley Psytech Limited ("Beckley Psytech") not already owned by the Issuer (the "Acquisition") from the shareholders of Beckley Psytech, pursuant to that certain Share Purchase Agreement, dated as of June 2, 2025, by and among the parties thereto, as amended (the "Purchase Agreement"). In connection with the Acquisition, the Company acquired all of the issued and outstanding equity interests of Beckley Psytech in exchange for an aggregate of 103,000,066 common shares of the Issuer, issued directly as share consideration or as underlying replacement awards pursuant to the Purchase Agreement.

F2: The stock option is fully vested as of the grant date.

F3: The stock option shall vest in full on the first anniversary of the grant date.

FATE THERAPEUTICS INC

Report date June 06, 2023 · Filed June 07, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.52 · Expires 2033-06-06Direct40,000 Reported balance After 2023-06-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-06 · Grant · Acquired 40,000 · Balance 40,000

F1: This transaction represents a grant of options pursuant to the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy which provides for annual equity grants to the Issuer's non-employee directors on the date of the Issuer's Annual Meeting of Stockholders.

F2: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 6, 2024 or (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction represents a grant of options pursuant to the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy which provides for annual equity grants to the Issuer's non-employee directors on the date of the Issuer's Annual Meeting of Stockholders.

F2: The shares subject to this option shall vest and become exercisable on the earlier of (i) June 6, 2024 or (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

RECURSION PHARMACEUTICALS, INC.

Report date October 06, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect162,156 Ending reported balance After 2026-10-06 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-10-06 · Exercise / conversion · Acquired 25,000 · Balance 187,156

F1: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

Row 2 · 2026-10-06 · Sale · Disposed 25,000 · Balance 162,156

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.22 · Expires 2030-03-19Direct500,000 Reported balance After 2026-10-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-06 · Exercise / conversion · Disposed 25,000 · Balance 500,000

F2: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 16, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date. Date exercisable varies by tranche.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2025.

F2: One forty-eighth (1/48th) of the shares subject to the award shall vest one month after March 16, 2020, or the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares subject to the award shall vest each month thereafter on the same day of the month as the Vesting Commencement Date. Date exercisable varies by tranche.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AtaiBeckley Inc.

Report date September 11, 2026 · Filed September 11, 2026

Section 16 reporting ended · disclosed 2026-09-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2030-06-07Direct0 Reported balance After 2026-09-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-11 · Disposition to issuer · Disposed 48,858 · Balance 0

F2: At the effective time of the Merger (the "Effective Time"), each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares of the Company's common stock subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding, for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2030-07-08Direct0 Reported balance After 2026-09-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-11 · Disposition to issuer · Disposed 404,869 · Balance 0

F2: At the effective time of the Merger (the "Effective Time"), each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares of the Company's common stock subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding, for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2032-10-20Direct0 Reported balance After 2026-09-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-11 · Disposition to issuer · Disposed 62,394 · Balance 0

F2: At the effective time of the Merger (the "Effective Time"), each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares of the Company's common stock subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding, for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.48 · Expires 2035-11-05Direct0 Reported balance After 2026-09-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-11 · Disposition to issuer · Disposed 103,000 · Balance 0

F2: At the effective time of the Merger (the "Effective Time"), each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares of the Company's common stock subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding, for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2036-06-04Direct0 Reported balance After 2026-09-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-11 · Disposition to issuer · Disposed 121,968 · Balance 0

F2: At the effective time of the Merger (the "Effective Time"), each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares of the Company's common stock subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding, for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

F2: At the effective time of the Merger (the "Effective Time"), each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares of the Company's common stock subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding, for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

HilleVax, Inc.

Report date September 17, 2025 · Filed September 17, 2025

Section 16 reporting ended · disclosed 2025-09-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-09-17 transaction · row 1
1 source row

Row 1 · 2025-09-17 · Other · Disposed 1,101,498 · Balance 0

F1: In connection with that certain Agreement and Plan of Merger, dated as of August 4, 2025 (the "Merger Agreement"), by and among the Issuer, XOMA Royalty Corporation ("Parent") and XRA 4 Corp., a wholly owned subsidiary of Parent ("Merger Sub" and together with Parent, the "Purchasers"), the Purchasers completed a tender offer to acquire all of the issued and outstanding shares of Common Stock of the Issuer in exchange for (a) $1.95 in cash per share (the "Cash Amount"), plus (b) one contingent value right ("CVR") representing the right to receive certain contingent cash payments equal to the "CVR Proceeds" as further described in that certain CVR Agreement entered into between the Purchasers and a representative to the CVR holders. After completion of the tender offer, Merger Sub merged with and into the Issuer, effective as of September 17, 2025 (the "Effective Time"), with the Issuer continuing as the surviving corporation and as a wholly owned subsidiary of Parent.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with that certain Agreement and Plan of Merger, dated as of August 4, 2025 (the "Merger Agreement"), by and among the Issuer, XOMA Royalty Corporation ("Parent") and XRA 4 Corp., a wholly owned subsidiary of Parent ("Merger Sub" and together with Parent, the "Purchasers"), the Purchasers completed a tender offer to acquire all of the issued and outstanding shares of Common Stock of the Issuer in exchange for (a) $1.95 in cash per share (the "Cash Amount"), plus (b) one contingent value right ("CVR") representing the right to receive certain contingent cash payments equal to the "CVR Proceeds" as further described in that certain CVR Agreement entered into between the Purchasers and a representative to the CVR holders. After completion of the tender offer, Merger Sub merged with and into the Issuer, effective as of September 17, 2025 (the "Effective Time"), with the Issuer continuing as the surviving corporation and as a wholly owned subsidiary of Parent.

NanoString Technologies Inc

Report date April 18, 2022 · Filed April 18, 2022

Section 16 reporting ended · disclosed 2022-04-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,716 Reported balance After 2022-04-18 transaction · row 1
1 source row

Row 1 · 2022-04-18 · Exercise / conversion · Acquired 3,306 · Balance 10,716

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock.

Common StockSEC Table II · derivative / convertible securityDirect584 Reported balance After 2022-04-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-04-18 · Exercise / conversion · Disposed 3,306 · Balance 584

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock.

F2: In recognition of his service to the Board of Directors of the Issuer, Dr. Hershberg's non-vested RSU awards were partially accelerated effective April 18, 2022 immediately prior to the effectiveness of his resignation as a member of the Board of Directors.

F3: 100% of the RSUs vest on the earlier of the one year anniversary of June 16, 2021 or on the date immediately prior to the 2022 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock.

F2: In recognition of his service to the Board of Directors of the Issuer, Dr. Hershberg's non-vested RSU awards were partially accelerated effective April 18, 2022 immediately prior to the effectiveness of his resignation as a member of the Board of Directors.

F3: 100% of the RSUs vest on the earlier of the one year anniversary of June 16, 2021 or on the date immediately prior to the 2022 annual meeting of stockholders.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2021 Filed Feb 18, 2021 16:23 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 323 $79.53 $25,688.19
Disclosure

SEC source: 0001401708-21-000020 · wf-form4_161368339802845.xml · nonDerivative · entry 3

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $78.975 to $79.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:23 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 318 $78.40 $24,931.20
Disclosure

SEC source: 0001401708-21-000020 · wf-form4_161368339802845.xml · nonDerivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,760

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $77.95 to $78.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:23 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,188 $11.20 $13,305.60
Disclosure

SEC source: 0001401708-21-000020 · wf-form4_161368339802845.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2021 Filed Feb 18, 2021 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 GrantStock Option (Right to Buy) · Derivative 3,759 $0.00 Strike: $66.50 $0.00
Disclosure

SEC source: 0001209191-21-011547 · doc4.xml · derivative · entry 4

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,759

Underlying: Common Stock · 3,759 shares

Expires 2031-02-14

F2 · derivative.exercise_date: The option will vest in equal monthly installments over one year, subject to continued service as a director through such vesting date.

Read SEC document
February 14, 2021 Filed Feb 18, 2021 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 GrantCommon Stock 1,504 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011547 · doc4.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504

Read SEC document
January 15, 2021 Filed Jan 19, 2021 16:15 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Option (right to buy) · Derivative 1,500 $11.20 Strike: $11.20 $16,800.00
Disclosure

SEC source: 0001401708-21-000006 · wf-form4_161109092914933.xml · derivative · entry 6

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,688

Underlying: Common Stock · 1,500 shares

Expires 2025-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 50% of the shares subject to the Option vest on the one year anniversary of March 2, 2015 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 16:15 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 90 $74.55 $6,709.50
Disclosure

SEC source: 0001401708-21-000006 · wf-form4_161109092914933.xml · nonDerivative · entry 5

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 16:15 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 291 $73.66 $21,435.06
Disclosure

SEC source: 0001401708-21-000006 · wf-form4_161109092914933.xml · nonDerivative · entry 4

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,980

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $73.51 to $73.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 16:15 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 410 $72.91 $29,893.10
Disclosure

SEC source: 0001401708-21-000006 · wf-form4_161109092914933.xml · nonDerivative · entry 3

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,271

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $72.37 to $73.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 16:15 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 709 $71.77 $50,884.93
Disclosure

SEC source: 0001401708-21-000006 · wf-form4_161109092914933.xml · nonDerivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $71.36 to $72.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 16:15 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,500 $11.20 $16,800.00
Disclosure

SEC source: 0001401708-21-000006 · wf-form4_161109092914933.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001209191-21-004521 · doc4.xml · derivative · entry 4

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock · 2,000 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 622 $67.05 $41,705.10
Disclosure

SEC source: 0001209191-21-004521 · doc4.xml · nonDerivative · entry 3

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $66.835 to 67.49, inclusive.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 1,378 $66.34 $91,416.52
Disclosure

SEC source: 0001209191-21-004521 · doc4.xml · nonDerivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $65.825 to $66.81, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 2,000 $0.45 $900.00
Disclosure

SEC source: 0001209191-21-004521 · doc4.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001209191-20-063932 · doc4.xml · derivative · entry 4

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 2,000 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 241 $57.01 $13,739.41
Disclosure

SEC source: 0001209191-20-063932 · doc4.xml · nonDerivative · entry 3

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $57.00 to 57.05, inclusive.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 1,759 $55.78 $98,117.02
Disclosure

SEC source: 0001209191-20-063932 · doc4.xml · nonDerivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $55.545 to $56.38, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 2,000 $0.45 $900.00
Disclosure

SEC source: 0001209191-20-063932 · doc4.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:17 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Option (right to buy) · Derivative 1,500 $11.20 Strike: $11.20 $16,800.00
Disclosure

SEC source: 0001401708-20-000226 · wf-form4_160815341529906.xml · derivative · entry 4

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,188

Underlying: Common Stock · 1,500 shares

Expires 2025-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 50% of the shares subject to the Option vest on the one year anniversary of March 2, 2015 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:17 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 812 $69.88 $56,742.56
Disclosure

SEC source: 0001401708-20-000226 · wf-form4_160815341529906.xml · nonDerivative · entry 3

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $69.44 to $70.175, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:17 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 688 $68.68 $47,251.84
Disclosure

SEC source: 0001401708-20-000226 · wf-form4_160815341529906.xml · nonDerivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,702

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $68.28 to $69.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:17 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,500 $11.20 $16,800.00
Disclosure

SEC source: 0001401708-20-000226 · wf-form4_160815341529906.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 8, 2020 00:50 UTC ARS Pharmaceuticals, Inc. SBTX · Entity 883 GrantStock Option (right to buy) · Derivative 73,251 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-20-062046 · doc4.xml · derivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,251

Underlying: Common Stock · 73,251 shares

Expires 2030-12-02

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over the 36 months following December 3, 2020.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001209191-20-059290 · doc4.xml · derivative · entry 4

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Stock · 2,000 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 223 $48.41 $10,795.43
Disclosure

SEC source: 0001209191-20-059290 · doc4.xml · nonDerivative · entry 3

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $48.40 to 48.50, inclusive.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 1,777 $47.60 $84,585.20
Disclosure

SEC source: 0001209191-20-059290 · doc4.xml · nonDerivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $47.31 to $48.115, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 2,000 $0.45 $900.00
Disclosure

SEC source: 0001209191-20-059290 · doc4.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 16:17 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Option (right to buy) · Derivative 1,500 $11.20 Strike: $11.20 $16,800.00
Disclosure

SEC source: 0001401708-20-000217 · wf-form4_160573424486960.xml · derivative · entry 4

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,688

Underlying: Common Stock · 1,500 shares

Expires 2025-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 50% of the shares subject to the Option vest on the one year anniversary of March 2, 2015 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 16:17 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 746 $47.03 $35,084.38
Disclosure

SEC source: 0001401708-20-000217 · wf-form4_160573424486960.xml · nonDerivative · entry 3

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $46.70 to $47.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 16:17 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 754 $46.31 $34,917.74
Disclosure

SEC source: 0001401708-20-000217 · wf-form4_160573424486960.xml · nonDerivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,636

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $45.66 to $46.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 16:17 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,500 $11.20 $16,800.00
Disclosure

SEC source: 0001401708-20-000217 · wf-form4_160573424486960.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001209191-20-055072 · doc4.xml · derivative · entry 3

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 2,000 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 2,000 $51.51 $103,020.00
Disclosure

SEC source: 0001209191-20-055072 · doc4.xml · nonDerivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $51.00 to $51.99, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 2,000 $0.45 $900.00
Disclosure

SEC source: 0001209191-20-055072 · doc4.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 16:44 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Option (right to buy) · Derivative 1,500 $11.20 Strike: $11.20 $16,800.00
Disclosure

SEC source: 0001401708-20-000202 · wf-form4_160288104689047.xml · derivative · entry 4

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,188

Underlying: Common Stock · 1,500 shares

Expires 2025-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 50% of the shares subject to the Option vest on the one year anniversary of March 2, 2015 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 16:44 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 1,023 $39.54 $40,449.42
Disclosure

SEC source: 0001401708-20-000202 · wf-form4_160288104689047.xml · nonDerivative · entry 3

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $39.255 to $39.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 16:44 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 477 $38.93 $18,569.61
Disclosure

SEC source: 0001401708-20-000202 · wf-form4_160288104689047.xml · nonDerivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $38.24 to $39.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 16:44 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,500 $11.20 $16,800.00
Disclosure

SEC source: 0001401708-20-000202 · wf-form4_160288104689047.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001209191-20-050781 · doc4.xml · derivative · entry 3

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 2,000 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 2,000 $42.58 $85,160.00
Disclosure

SEC source: 0001209191-20-050781 · doc4.xml · nonDerivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 2,000 $0.45 $900.00
Disclosure

SEC source: 0001209191-20-050781 · doc4.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

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September 15, 2020 Filed Sep 17, 2020 17:10 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Option (right to buy) · Derivative 1,500 $11.20 Strike: $11.20 $16,800.00
Disclosure

SEC source: 0001401708-20-000182 · wf-form4_160037700664348.xml · derivative · entry 4

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,688

Underlying: Common Stock · 1,500 shares

Expires 2025-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 50% of the shares subject to the Option vest on the one year anniversary of March 2, 2015 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.

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September 15, 2020 Filed Sep 17, 2020 17:10 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 163 $44.20 $7,204.60
Disclosure

SEC source: 0001401708-20-000182 · wf-form4_160037700664348.xml · nonDerivative · entry 3

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $44.10 to $44.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

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September 15, 2020 Filed Sep 17, 2020 17:10 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 1,337 $43.55 $58,226.35
Disclosure

SEC source: 0001401708-20-000182 · wf-form4_160037700664348.xml · nonDerivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,053

F1 · kind: The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $43.10 to $43.985, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

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September 15, 2020 Filed Sep 17, 2020 17:10 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,500 $11.20 $16,800.00
Disclosure

SEC source: 0001401708-20-000182 · wf-form4_160037700664348.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 17, 2020 Filed Aug 20, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001209191-20-047641 · doc4.xml · derivative · entry 4

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Stock · 2,000 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

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August 17, 2020 Filed Aug 20, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 561 $40.04 $22,462.44
Disclosure

SEC source: 0001209191-20-047641 · doc4.xml · nonDerivative · entry 3

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $39.71 to 40.18, inclusive.

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August 17, 2020 Filed Aug 20, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 1,439 $39.13 $56,308.07
Disclosure

SEC source: 0001209191-20-047641 · doc4.xml · nonDerivative · entry 2

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $38.71 to $39.70, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

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August 17, 2020 Filed Aug 20, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 2,000 $0.45 $900.00
Disclosure

SEC source: 0001209191-20-047641 · doc4.xml · nonDerivative · entry 1

HERSHBERG ROBERT · CIK 0001274139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.