Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Virtu Financial, Inc.VIRT · Entity 3811 | Director · Chief Executive Officer | August 20, 2026 | August 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Virtu Financial, Inc.
Report date August 20, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Forward Sale Contract (obligation to sell)SEC Table II · derivative / convertible security | IndirectSee footnote | 200,000 |
Reported balance
After 2026-08-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-20 · Other · Acquired 200,000 · Balance 200,000 F1: On August 20, 2026, AS & SO Investments LLC (the "VPF entity") entered into a variable prepaid forward sale transaction with an unaffiliated bank (the "Bank") pursuant to a Stock Purchase Agreement entered into between the VPF entity and the Bank, dated August 20, 2026 (the "Agreement") relating to up to 200,000 of (a) shares of class A common stock, par value $0.00001 per share ("Common Stock"), of Virtu Financial, Inc. (the "Issuer"), or (b) non-voting common interest units of Virtu Financial LLC ("Units") convertible into Common Stock of the Issuer. VPF entity is required under the Agreement to deliver to the Bank up to such number of shares of Common Stock or Units (or, at the VPF entity's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2: (Cont'd from prior footnote) The VPF entity pledged 200,000 shares of Class C common stock, par value $0.00001 per share and Units (together, the Paired Interests and, as pledged, the Pledged Interests) to secure its obligations under the Agreement. The VPF entity retained voting and economic rights in the Pledged Interests during the term of the pledge (and thereafter if the VPF entity settles the Agreement in cash), subject to certain payments the VPF entity will need to make to the Bank with respect to dividends on Common Stock under the terms of the Agreement. Under the terms of the Agreement, the VPF entity will receive a prepayment from the Bank with respect to some or all portions of the transaction covered by the Agreement, equal to the present value of the Floor Price (as defined below) at the maturity of the transactions. F3: (Cont'd from prior footnote) Under the Agreement, on the settlement date, the number of Paired Interests or shares of Common Stock to be delivered to the Bank (or on which to base the amount of cash to be delivered to the Bank) is to be determined as follows: (a) if the per-share volume weighted average price of Common Stock on the related valuation date (the "Settlement Price") is less than or equal to a floor price that is based on the price at which the Bank established its initial hedge position during a hedging period (the "Floor Price"), such VPF entity will deliver to the Bank the ratable portion of the applicable Pledged Interests to be delivered with respect to the settlement date (such number of shares, the "Number of Shares"); F4: (Cont'd from prior footnote) (b) if the Settlement Price is between the Floor Price and a cap price that is based on the price at which the Bank established its initial hedge position during a hedging period (the "Cap Price"), the VPF entity will deliver to the Bank a number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, such VPF entity will deliver to the Bank the number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price. F5: By a limited liability company, AS & SO Investment LLC, owned by the reporting person and the reporting person's wife. |
| Class A common stockSEC Table I · non-derivative | Direct | 85,609 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 85,609 |
| Non-voting common interest units of Virtu Financial LLCSEC Table II · derivative / convertible security | IndirectSee footnote | 320,184 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 320,184 F6: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F7: By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 112,056 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 112,056 F8: Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F9: The RSUs vest in installments in February 2027, 2028 and 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 20, 2026, AS & SO Investments LLC (the "VPF entity") entered into a variable prepaid forward sale transaction with an unaffiliated bank (the "Bank") pursuant to a Stock Purchase Agreement entered into between the VPF entity and the Bank, dated August 20, 2026 (the "Agreement") relating to up to 200,000 of (a) shares of class A common stock, par value $0.00001 per share ("Common Stock"), of Virtu Financial, Inc. (the "Issuer"), or (b) non-voting common interest units of Virtu Financial LLC ("Units") convertible into Common Stock of the Issuer. VPF entity is required under the Agreement to deliver to the Bank up to such number of shares of Common Stock or Units (or, at the VPF entity's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement.
F2: (Cont'd from prior footnote) The VPF entity pledged 200,000 shares of Class C common stock, par value $0.00001 per share and Units (together, the Paired Interests and, as pledged, the Pledged Interests) to secure its obligations under the Agreement. The VPF entity retained voting and economic rights in the Pledged Interests during the term of the pledge (and thereafter if the VPF entity settles the Agreement in cash), subject to certain payments the VPF entity will need to make to the Bank with respect to dividends on Common Stock under the terms of the Agreement. Under the terms of the Agreement, the VPF entity will receive a prepayment from the Bank with respect to some or all portions of the transaction covered by the Agreement, equal to the present value of the Floor Price (as defined below) at the maturity of the transactions.
F3: (Cont'd from prior footnote) Under the Agreement, on the settlement date, the number of Paired Interests or shares of Common Stock to be delivered to the Bank (or on which to base the amount of cash to be delivered to the Bank) is to be determined as follows: (a) if the per-share volume weighted average price of Common Stock on the related valuation date (the "Settlement Price") is less than or equal to a floor price that is based on the price at which the Bank established its initial hedge position during a hedging period (the "Floor Price"), such VPF entity will deliver to the Bank the ratable portion of the applicable Pledged Interests to be delivered with respect to the settlement date (such number of shares, the "Number of Shares");
F4: (Cont'd from prior footnote) (b) if the Settlement Price is between the Floor Price and a cap price that is based on the price at which the Bank established its initial hedge position during a hedging period (the "Cap Price"), the VPF entity will deliver to the Bank a number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, such VPF entity will deliver to the Bank the number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price.
F5: By a limited liability company, AS & SO Investment LLC, owned by the reporting person and the reporting person's wife.
F6: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.
F7: By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.
F8: Each RSU is granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F9: The RSUs vest in installments in February 2027, 2028 and 2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2026 Filed Aug 20, 2026 22:18 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | OtherForward Sale Contract (obligation to sell) · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002080456-26-000007 · wk-form4_1787264299.xml · derivative · entry 2 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 200,000 Underlying: Non-voting common interest units of Virtu Finanical LLC · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: On August 20, 2026, AS & SO Investments LLC (the "VPF entity") entered into a variable prepaid forward sale transaction with an unaffiliated bank (the "Bank") pursuant to a Stock Purchase Agreement entered into between the VPF entity and the Bank, dated August 20, 2026 (the "Agreement") relating to up to 200,000 of (a) shares of class A common stock, par value $0.00001 per share ("Common Stock"), of Virtu Financial, Inc. (the "Issuer"), or (b) non-voting common interest units of Virtu Financial LLC ("Units") convertible into Common Stock of the Issuer. VPF entity is required under the Agreement to deliver to the Bank up to such number of shares of Common Stock or Units (or, at the VPF entity's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_price: (Cont'd from prior footnote) The VPF entity pledged 200,000 shares of Class C common stock, par value $0.00001 per share and Units (together, the Paired Interests and, as pledged, the Pledged Interests) to secure its obligations under the Agreement. The VPF entity retained voting and economic rights in the Pledged Interests during the term of the pledge (and thereafter if the VPF entity settles the Agreement in cash), subject to certain payments the VPF entity will need to make to the Bank with respect to dividends on Common Stock under the terms of the Agreement. Under the terms of the Agreement, the VPF entity will receive a prepayment from the Bank with respect to some or all portions of the transaction covered by the Agreement, equal to the present value of the Floor Price (as defined below) at the maturity of the transactions. F3 · derivative.exercise_price: (Cont'd from prior footnote) Under the Agreement, on the settlement date, the number of Paired Interests or shares of Common Stock to be delivered to the Bank (or on which to base the amount of cash to be delivered to the Bank) is to be determined as follows: (a) if the per-share volume weighted average price of Common Stock on the related valuation date (the "Settlement Price") is less than or equal to a floor price that is based on the price at which the Bank established its initial hedge position during a hedging period (the "Floor Price"), such VPF entity will deliver to the Bank the ratable portion of the applicable Pledged Interests to be delivered with respect to the settlement date (such number of shares, the "Number of Shares"); F4 · derivative.exercise_price: (Cont'd from prior footnote) (b) if the Settlement Price is between the Floor Price and a cap price that is based on the price at which the Bank established its initial hedge position during a hedging period (the "Cap Price"), the VPF entity will deliver to the Bank a number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, such VPF entity will deliver to the Bank the number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price. F1 · price: On August 20, 2026, AS & SO Investments LLC (the "VPF entity") entered into a variable prepaid forward sale transaction with an unaffiliated bank (the "Bank") pursuant to a Stock Purchase Agreement entered into between the VPF entity and the Bank, dated August 20, 2026 (the "Agreement") relating to up to 200,000 of (a) shares of class A common stock, par value $0.00001 per share ("Common Stock"), of Virtu Financial, Inc. (the "Issuer"), or (b) non-voting common interest units of Virtu Financial LLC ("Units") convertible into Common Stock of the Issuer. VPF entity is required under the Agreement to deliver to the Bank up to such number of shares of Common Stock or Units (or, at the VPF entity's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · price: (Cont'd from prior footnote) The VPF entity pledged 200,000 shares of Class C common stock, par value $0.00001 per share and Units (together, the Paired Interests and, as pledged, the Pledged Interests) to secure its obligations under the Agreement. The VPF entity retained voting and economic rights in the Pledged Interests during the term of the pledge (and thereafter if the VPF entity settles the Agreement in cash), subject to certain payments the VPF entity will need to make to the Bank with respect to dividends on Common Stock under the terms of the Agreement. Under the terms of the Agreement, the VPF entity will receive a prepayment from the Bank with respect to some or all portions of the transaction covered by the Agreement, equal to the present value of the Floor Price (as defined below) at the maturity of the transactions. F3 · price: (Cont'd from prior footnote) Under the Agreement, on the settlement date, the number of Paired Interests or shares of Common Stock to be delivered to the Bank (or on which to base the amount of cash to be delivered to the Bank) is to be determined as follows: (a) if the per-share volume weighted average price of Common Stock on the related valuation date (the "Settlement Price") is less than or equal to a floor price that is based on the price at which the Bank established its initial hedge position during a hedging period (the "Floor Price"), such VPF entity will deliver to the Bank the ratable portion of the applicable Pledged Interests to be delivered with respect to the settlement date (such number of shares, the "Number of Shares"); F4 · price: (Cont'd from prior footnote) (b) if the Settlement Price is between the Floor Price and a cap price that is based on the price at which the Bank established its initial hedge position during a hedging period (the "Cap Price"), the VPF entity will deliver to the Bank a number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, such VPF entity will deliver to the Bank the number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price. F1 · derivative.exercise_date: On August 20, 2026, AS & SO Investments LLC (the "VPF entity") entered into a variable prepaid forward sale transaction with an unaffiliated bank (the "Bank") pursuant to a Stock Purchase Agreement entered into between the VPF entity and the Bank, dated August 20, 2026 (the "Agreement") relating to up to 200,000 of (a) shares of class A common stock, par value $0.00001 per share ("Common Stock"), of Virtu Financial, Inc. (the "Issuer"), or (b) non-voting common interest units of Virtu Financial LLC ("Units") convertible into Common Stock of the Issuer. VPF entity is required under the Agreement to deliver to the Bank up to such number of shares of Common Stock or Units (or, at the VPF entity's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_date: (Cont'd from prior footnote) The VPF entity pledged 200,000 shares of Class C common stock, par value $0.00001 per share and Units (together, the Paired Interests and, as pledged, the Pledged Interests) to secure its obligations under the Agreement. The VPF entity retained voting and economic rights in the Pledged Interests during the term of the pledge (and thereafter if the VPF entity settles the Agreement in cash), subject to certain payments the VPF entity will need to make to the Bank with respect to dividends on Common Stock under the terms of the Agreement. Under the terms of the Agreement, the VPF entity will receive a prepayment from the Bank with respect to some or all portions of the transaction covered by the Agreement, equal to the present value of the Floor Price (as defined below) at the maturity of the transactions. F3 · derivative.exercise_date: (Cont'd from prior footnote) Under the Agreement, on the settlement date, the number of Paired Interests or shares of Common Stock to be delivered to the Bank (or on which to base the amount of cash to be delivered to the Bank) is to be determined as follows: (a) if the per-share volume weighted average price of Common Stock on the related valuation date (the "Settlement Price") is less than or equal to a floor price that is based on the price at which the Bank established its initial hedge position during a hedging period (the "Floor Price"), such VPF entity will deliver to the Bank the ratable portion of the applicable Pledged Interests to be delivered with respect to the settlement date (such number of shares, the "Number of Shares"); F4 · derivative.exercise_date: (Cont'd from prior footnote) (b) if the Settlement Price is between the Floor Price and a cap price that is based on the price at which the Bank established its initial hedge position during a hedging period (the "Cap Price"), the VPF entity will deliver to the Bank a number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, such VPF entity will deliver to the Bank the number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price. F1 · derivative.expiration_date: On August 20, 2026, AS & SO Investments LLC (the "VPF entity") entered into a variable prepaid forward sale transaction with an unaffiliated bank (the "Bank") pursuant to a Stock Purchase Agreement entered into between the VPF entity and the Bank, dated August 20, 2026 (the "Agreement") relating to up to 200,000 of (a) shares of class A common stock, par value $0.00001 per share ("Common Stock"), of Virtu Financial, Inc. (the "Issuer"), or (b) non-voting common interest units of Virtu Financial LLC ("Units") convertible into Common Stock of the Issuer. VPF entity is required under the Agreement to deliver to the Bank up to such number of shares of Common Stock or Units (or, at the VPF entity's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.expiration_date: (Cont'd from prior footnote) The VPF entity pledged 200,000 shares of Class C common stock, par value $0.00001 per share and Units (together, the Paired Interests and, as pledged, the Pledged Interests) to secure its obligations under the Agreement. The VPF entity retained voting and economic rights in the Pledged Interests during the term of the pledge (and thereafter if the VPF entity settles the Agreement in cash), subject to certain payments the VPF entity will need to make to the Bank with respect to dividends on Common Stock under the terms of the Agreement. Under the terms of the Agreement, the VPF entity will receive a prepayment from the Bank with respect to some or all portions of the transaction covered by the Agreement, equal to the present value of the Floor Price (as defined below) at the maturity of the transactions. F3 · derivative.expiration_date: (Cont'd from prior footnote) Under the Agreement, on the settlement date, the number of Paired Interests or shares of Common Stock to be delivered to the Bank (or on which to base the amount of cash to be delivered to the Bank) is to be determined as follows: (a) if the per-share volume weighted average price of Common Stock on the related valuation date (the "Settlement Price") is less than or equal to a floor price that is based on the price at which the Bank established its initial hedge position during a hedging period (the "Floor Price"), such VPF entity will deliver to the Bank the ratable portion of the applicable Pledged Interests to be delivered with respect to the settlement date (such number of shares, the "Number of Shares"); F4 · derivative.expiration_date: (Cont'd from prior footnote) (b) if the Settlement Price is between the Floor Price and a cap price that is based on the price at which the Bank established its initial hedge position during a hedging period (the "Cap Price"), the VPF entity will deliver to the Bank a number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, such VPF entity will deliver to the Bank the number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price. F5 · ownership.direct: By a limited liability company, AS & SO Investment LLC, owned by the reporting person and the reporting person's wife. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 01:37 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 32,089 | $0.00 | $0.00 |
DisclosureSEC source: 0002080456-26-000004 · wk-form4_1770341850.xml · derivative · entry 9 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,056 Underlying: Class A common stock · 32,089 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F7 · derivative.exercise_date: The RSUs vest in three equal installments on February 4, 2027, February 4, 2028 and February 4, 2029. F7 · derivative.expiration_date: The RSUs vest in three equal installments on February 4, 2027, February 4, 2028 and February 4, 2029. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 01:37 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 7,531 | $0.00 | $0.00 |
DisclosureSEC source: 0002080456-26-000004 · wk-form4_1770341850.xml · derivative · entry 8 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,967 Underlying: Class A common stock · 7,531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6 · derivative.exercise_date: The RSUs vested on February 4, 2026. F6 · derivative.expiration_date: The RSUs vested on February 4, 2026. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 01:37 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Tax withholdingClass A common stock | 8,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002080456-26-000004 · wk-form4_1770341850.xml · nonDerivative · entry 6 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,609 F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 01:37 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantClass A common stock | 21,394 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002080456-26-000004 · wk-form4_1770341850.xml · nonDerivative · entry 5 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,082 F3 · price: Shares of Class A common stock granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 01:37 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Tax withholdingClass A common stock | 2,983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002080456-26-000004 · wk-form4_1770341850.xml · nonDerivative · entry 4 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,688 F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 01:37 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 7,531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002080456-26-000004 · wk-form4_1770341850.xml · nonDerivative · entry 3 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested RSUs granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| February 03, 2026 Filed Feb 6, 2026 01:37 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 11,588 | $0.00 | $0.00 |
DisclosureSEC source: 0002080456-26-000004 · wk-form4_1770341850.xml · derivative · entry 7 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,498 Underlying: Class A common stock · 11,588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F5 · derivative.exercise_date: The RSUs vested on February 3, 2026. F5 · derivative.expiration_date: The RSUs vested on February 3, 2026. Read SEC document |
| February 03, 2026 Filed Feb 6, 2026 01:37 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Tax withholdingClass A common stock | 4,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002080456-26-000004 · wk-form4_1770341850.xml · nonDerivative · entry 2 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,140 F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan Read SEC document |
| February 03, 2026 Filed Feb 6, 2026 01:37 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 11,588 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002080456-26-000004 · wk-form4_1770341850.xml · nonDerivative · entry 1 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested RSUs granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 00:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 11,782 | $0.00 | $0.00 |
DisclosureSEC source: 0002080456-26-000002 · wk-form4_1770165777.xml · derivative · entry 9 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,086 Underlying: Class A common stock · 11,782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F9 · derivative.exercise_date: The RSUs vested February 2, 2026. F9 · derivative.expiration_date: The RSUs vested February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 00:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Tax withholdingClass A common stock | 4,752 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002080456-26-000002 · wk-form4_1770165777.xml · nonDerivative · entry 6 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,188 F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 00:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 11,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002080456-26-000002 · wk-form4_1770165777.xml · nonDerivative · entry 5 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Shares of Class A common stock issued in settlement of vested shares granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 00:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0002080456-26-000002 · wk-form4_1770165777.xml · derivative · entry 8 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,868 Underlying: Class A common stock · 53,125 shares Expires not disclosed F6 · derivative.exercise_price: 53,125 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2025. The RSUs were granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and pursuant to the Third Amended and Restated Employment Agreement between the Issuer and Mr. Aaron Simons. F7 · derivative.exercise_date: The RSUs vest January 31, 2027. F7 · derivative.expiration_date: The RSUs vest January 31, 2027. Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 00:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0002080456-26-000002 · wk-form4_1770165777.xml · derivative · entry 7 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,743 Underlying: Class A common stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2024 and vested and settled in shares of Class A common stock on January 31, 2026. The RSUs were granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Third Amended and Restated Employment Agreement between the Issuer and Mr. Aaron Simons. F5 · derivative.exercise_date: The RSUs vested on January 31, 2026. F5 · derivative.expiration_date: The RSUs vested on January 31, 2026. Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 00:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Tax withholdingClass A common stock | 21,432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002080456-26-000002 · wk-form4_1770165777.xml · nonDerivative · entry 4 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,158 F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 00:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantClass A common stock | 53,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002080456-26-000002 · wk-form4_1770165777.xml · nonDerivative · entry 3 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,590 F3 · price: 53,125 shares of Class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2025 vested on January 31, 2026. The shares are granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Third Amended and Restated Employment Agreement between the Issuer and Mr. Aaron Simons. Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 00:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Tax withholdingClass A common stock | 15,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002080456-26-000002 · wk-form4_1770165777.xml · nonDerivative · entry 2 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,465 F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 00:43 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 37,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002080456-26-000002 · wk-form4_1770165777.xml · nonDerivative · entry 1 Simons Aaron Wyatt · CIK 0002080456 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2024 and vested and settled in shares of Class A common stock on January 31, 2026. The RSUs were granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Third Amended and Restated Employment Agreement between the Issuer and Mr. Aaron Simons. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.