Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALICO, INC.ALCO · Entity 5954 | Director | October 01, 2026 | October 05, 2026 |
| TEJON RANCH COTRC · Entity 5581 | Director | July 14, 2026 | July 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALICO, INC.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Alico, Inc., Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 2,800 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 490 · Balance 2,800 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.63 to $39.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.63 to $39.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
TEJON RANCH CO
Report date July 14, 2026 · Filed July 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Tejon Ranch Co. Common StockSEC Table I · non-derivative | Direct | 7,810 |
Reported balance
After 2026-07-14 transaction · row 1
1 source rowRow 1 · 2026-07-14 · Grant · Acquired 1,587 · Balance 7,810 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
UCP, Inc.
Report date August 04, 2017 · Filed August 08, 2017
Section 16 reporting ended · disclosed 2017-08-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy PICO Holdings, Inc. | 0 |
Last balance in matching sequence
After 2017-08-04 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-08-04 · Exercise / conversion · Acquired 10,401,722 · Balance 10,401,722 F1: On July 23, 2013, PICO Holdings, Inc. ("PICO") entered into an Exchange Agreement with the Issuer, pursuant to which PICO could exchange, at PICO's election, all or any portion of the Series A Units of UCP, LLC held by PICO for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends, reclassifications and repurchases by the Issuer of Class A Common Stock. This exchange right could be exercised multiple times and had no expiration date. On April 10, 2017, PICO entered into an Agreement to Exchange with the Issuer pursuant to which PICO agreed to exchange all of its Series A Units of UCP, LLC for Class A Common Stock of the Issuer immediately prior to, and remaining subject to the consummation of, the merger of the Issuer and Century Communities, Inc. F3: The Reporting Person is a member of the Board of Directors of PICO, and may be deemed to exercise or share voting power and investment control over the Series A Units of UCP, LLC and any shares of Class A Common Stock issued on exchange of those Series A Units. The Reporting Person disclaims beneficial ownership of the Series A Units (and any resulting shares of Class A Common Stock) owned by PICO, except to the extent of his pecuniary interest therein. Row 2 · 2017-08-04 · Disposition to issuer · Disposed 10,401,722 · Balance 0 F2: Disposed of pursuant to merger agreement between Issuer and Century Communities, Inc. in exchange for 2,401,757 shares of Century Communities, Inc. common stock and $55,337,164.28 in cash. F3: The Reporting Person is a member of the Board of Directors of PICO, and may be deemed to exercise or share voting power and investment control over the Series A Units of UCP, LLC and any shares of Class A Common Stock issued on exchange of those Series A Units. The Reporting Person disclaims beneficial ownership of the Series A Units (and any resulting shares of Class A Common Stock) owned by PICO, except to the extent of his pecuniary interest therein. |
| Series A Units of UCP, LLCSEC Table II · derivative / convertible security | IndirectBy PICO Holdings, Inc. | 0 |
Reported balance
After 2017-08-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-04 · Exercise / conversion · Disposed 10,593,000 · Balance 0 F1: On July 23, 2013, PICO Holdings, Inc. ("PICO") entered into an Exchange Agreement with the Issuer, pursuant to which PICO could exchange, at PICO's election, all or any portion of the Series A Units of UCP, LLC held by PICO for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends, reclassifications and repurchases by the Issuer of Class A Common Stock. This exchange right could be exercised multiple times and had no expiration date. On April 10, 2017, PICO entered into an Agreement to Exchange with the Issuer pursuant to which PICO agreed to exchange all of its Series A Units of UCP, LLC for Class A Common Stock of the Issuer immediately prior to, and remaining subject to the consummation of, the merger of the Issuer and Century Communities, Inc. F3: The Reporting Person is a member of the Board of Directors of PICO, and may be deemed to exercise or share voting power and investment control over the Series A Units of UCP, LLC and any shares of Class A Common Stock issued on exchange of those Series A Units. The Reporting Person disclaims beneficial ownership of the Series A Units (and any resulting shares of Class A Common Stock) owned by PICO, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 23, 2013, PICO Holdings, Inc. ("PICO") entered into an Exchange Agreement with the Issuer, pursuant to which PICO could exchange, at PICO's election, all or any portion of the Series A Units of UCP, LLC held by PICO for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends, reclassifications and repurchases by the Issuer of Class A Common Stock. This exchange right could be exercised multiple times and had no expiration date. On April 10, 2017, PICO entered into an Agreement to Exchange with the Issuer pursuant to which PICO agreed to exchange all of its Series A Units of UCP, LLC for Class A Common Stock of the Issuer immediately prior to, and remaining subject to the consummation of, the merger of the Issuer and Century Communities, Inc.
F2: Disposed of pursuant to merger agreement between Issuer and Century Communities, Inc. in exchange for 2,401,757 shares of Century Communities, Inc. common stock and $55,337,164.28 in cash.
F3: The Reporting Person is a member of the Board of Directors of PICO, and may be deemed to exercise or share voting power and investment control over the Series A Units of UCP, LLC and any shares of Class A Common Stock issued on exchange of those Series A Units. The Reporting Person disclaims beneficial ownership of the Series A Units (and any resulting shares of Class A Common Stock) owned by PICO, except to the extent of his pecuniary interest therein.
VIDLER WATER RESOURCES, INC.
Report date May 25, 2022 · Filed June 06, 2022
Section 16 reporting ended · disclosed 2022-06-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-25 transaction · row 1
1 source rowRow 1 · 2022-05-25 · Other · Disposed 73,105 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated April 13, 2022, by and among D.R. Horton, Inc., Potable Merger Sub, Inc. and Vidler Water Resources, Inc. (the "Merger Agreement") in exchange for the market value of $15.75 per share on May 25, 2022, the effective date of the merger. |
| Common StockSEC Table I · non-derivative | IndirectHeld in IRA by Mr. Speron's wife. | 0 |
Reported balance
After 2022-05-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-05-25 · Other · Disposed 190 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated April 13, 2022, by and among D.R. Horton, Inc., Potable Merger Sub, Inc. and Vidler Water Resources, Inc. (the "Merger Agreement") in exchange for the market value of $15.75 per share on May 25, 2022, the effective date of the merger. |
| Common StockSEC Table I · non-derivative | IndirectHeld by First Foundation Advisors. | 0 |
Reported balance
After 2022-05-25 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-05-25 · Other · Disposed 797,969 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated April 13, 2022, by and among D.R. Horton, Inc., Potable Merger Sub, Inc. and Vidler Water Resources, Inc. (the "Merger Agreement") in exchange for the market value of $15.75 per share on May 25, 2022, the effective date of the merger. F2: Consists of securities directly held by First Foundation Advisors. Mr. Speron is the Managing Director of Equities of First Foundation Advisors and has voting and dispositive control over such shares held by First Foundation Advisors. Mr. Speron disclaims beneficial ownership of the shares held by First Foundation Advisors, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated April 13, 2022, by and among D.R. Horton, Inc., Potable Merger Sub, Inc. and Vidler Water Resources, Inc. (the "Merger Agreement") in exchange for the market value of $15.75 per share on May 25, 2022, the effective date of the merger.
F2: Consists of securities directly held by First Foundation Advisors. Mr. Speron is the Managing Director of Equities of First Foundation Advisors and has voting and dispositive control over such shares held by First Foundation Advisors. Mr. Speron disclaims beneficial ownership of the shares held by First Foundation Advisors, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 11:35 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 490 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-064751 · wk-form4_1791200153.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,800 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.63 to $39.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 20, 2026 Filed Aug 21, 2026 20:09 UTC | ALICO, INC. ALCO · Entity 5954 | PurchaseAlico, Inc., Common Stock, Par Value $1.00 | 1,250 | $39.73 | $49,665.00 |
DisclosureSEC source: 0001628280-26-058425 · wk-form4_1787342965.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,310 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.63 to $39.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2026 Filed Jul 15, 2026 18:05 UTC | TEJON RANCH CO TRC · Entity 5581 | GrantTejon Ranch Co. Common Stock | 1,587 | $18.70 | $29,676.90 |
DisclosureSEC source: 0001193125-26-304539 · ownership.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,810 Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 11:22 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 453 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-046696 · wk-form4_1782991324.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,060 F1 · shares: These shares were issued under the Amended and Restated Stock Incentive Plan of 2015. Read SEC document |
| April 07, 2026 Filed Apr 7, 2026 23:31 UTC | TEJON RANCH CO TRC · Entity 5581 | GrantTejon Ranch Co. Common Stock | 1,577 | $18.84 | $29,710.68 |
DisclosureSEC source: 0001193125-26-145924 · ownership.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,223 Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 12:51 UTC | ALICO, INC. ALCO · Entity 5954 | GrantAlico, Inc., Common Stock, Par Value $1.00 | 607 | $41.21 | $25,014.47 |
DisclosureSEC source: 0001628280-26-022947 · wk-form4_1775134316.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 607 F1 · shares: These shares were issued under the Amended and Restated Stock Incentive Plan of 2015. Read SEC document |
| January 13, 2026 Filed Jan 13, 2026 18:40 UTC | TEJON RANCH CO TRC · Entity 5581 | GrantTejon Ranch Co. Common Stock | 1,043 | $15.77 | $16,448.11 |
DisclosureSEC source: 0001193125-26-011473 · ownership.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,646 Read SEC document |
| November 05, 2025 Filed Nov 6, 2025 19:12 UTC | TEJON RANCH CO TRC · Entity 5581 | GrantTejon Ranch Co. Common Stock | 1,032 | $15.98 | $16,491.36 |
DisclosureSEC source: 0001193125-25-268962 · ownership.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,603 Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 15:25 UTC | TEJON RANCH CO TRC · Entity 5581 | GrantTejon Ranch Co. Common Stock | 987 | $16.96 | $16,739.52 |
DisclosureSEC source: 0000950170-25-096788 · ownership.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,571 Read SEC document |
| April 16, 2025 Filed Apr 16, 2025 22:22 UTC | TEJON RANCH CO TRC · Entity 5581 | GrantTejon Ranch Co. Common Stock | 1,039 | $15.85 | $16,468.15 |
DisclosureSEC source: 0000950170-25-054924 · ownership.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,584 Read SEC document |
| February 19, 2025 Filed Feb 20, 2025 16:23 UTC | TEJON RANCH CO TRC · Entity 5581 | GrantTejon Ranch Co. Common Stock | 545 | $15.90 | $8,665.50 |
DisclosureSEC source: 0000950170-25-023854 · ownership.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 545 Read SEC document |
| May 25, 2022 Filed Jun 6, 2022 12:26 UTC | VIDLER WATER RESOURCES, INC. VWTR · Entity 126521 | OtherCommon Stock | 797,969 | $15.75 | $12,568,011.75 |
DisclosureSEC source: 0000882184-22-000138 · edgar.xml · nonDerivative · entry 3 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by First Foundation Advisors. Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated April 13, 2022, by and among D.R. Horton, Inc., Potable Merger Sub, Inc. and Vidler Water Resources, Inc. (the "Merger Agreement") in exchange for the market value of $15.75 per share on May 25, 2022, the effective date of the merger. F2 · ownership.nature: Consists of securities directly held by First Foundation Advisors. Mr. Speron is the Managing Director of Equities of First Foundation Advisors and has voting and dispositive control over such shares held by First Foundation Advisors. Mr. Speron disclaims beneficial ownership of the shares held by First Foundation Advisors, except to the extent of his pecuniary interest therein. Read SEC document |
| May 25, 2022 Filed Jun 6, 2022 12:26 UTC | VIDLER WATER RESOURCES, INC. VWTR · Entity 126521 | OtherCommon Stock | 190 | $15.75 | $2,992.50 |
DisclosureSEC source: 0000882184-22-000138 · edgar.xml · nonDerivative · entry 2 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA by Mr. Speron's wife. Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated April 13, 2022, by and among D.R. Horton, Inc., Potable Merger Sub, Inc. and Vidler Water Resources, Inc. (the "Merger Agreement") in exchange for the market value of $15.75 per share on May 25, 2022, the effective date of the merger. Read SEC document |
| May 25, 2022 Filed Jun 6, 2022 12:26 UTC | VIDLER WATER RESOURCES, INC. VWTR · Entity 126521 | OtherCommon Stock | 73,105 | $15.75 | $1,151,403.75 |
DisclosureSEC source: 0000882184-22-000138 · edgar.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated April 13, 2022, by and among D.R. Horton, Inc., Potable Merger Sub, Inc. and Vidler Water Resources, Inc. (the "Merger Agreement") in exchange for the market value of $15.75 per share on May 25, 2022, the effective date of the merger. Read SEC document |
| December 21, 2020 Filed Dec 28, 2020 13:13 UTC | VIDLER WATER RESOURCES, INC. PICO · Entity 126521 | PurchaseCommon Stock | 2,500 | $8.68 | $21,688.00 |
DisclosureSEC source: 0000830122-20-000055 · wf-form4_160917920260488.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,105 Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 13:48 UTC | VIDLER WATER RESOURCES, INC. PICO · Entity 126521 | PurchaseCommon Stock | 5,000 | $7.63 | $38,125.00 |
DisclosureSEC source: 0000830122-20-000024 · wf-form4_158800971580576.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,605 Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 15:41 UTC | VIDLER WATER RESOURCES, INC. PICO · Entity 126521 | PurchaseCommon Stock | 4,305 | $10.49 | $45,159.45 |
DisclosureSEC source: 0000830122-19-000035 · wf-form4_156831727183750.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,305 Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 17:52 UTC | VIDLER WATER RESOURCES, INC. PICO · Entity 126521 | PurchaseCommon Stock | 1,000 | $9.76 | $9,760.00 |
DisclosureSEC source: 0000830122-19-000030 · wf-form4_156581951169951.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 10:55 UTC | UCP, Inc. UCP · Entity 173679 | Exercise / conversionSeries A Units of UCP, LLC · Derivative | 10,593,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-001481 · es1700853_4-speron.xml · derivative · entry 3 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PICO Holdings, Inc. Disclosed balance after: 0 Underlying: Class A Common Stock · 10,593,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 23, 2013, PICO Holdings, Inc. ("PICO") entered into an Exchange Agreement with the Issuer, pursuant to which PICO could exchange, at PICO's election, all or any portion of the Series A Units of UCP, LLC held by PICO for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends, reclassifications and repurchases by the Issuer of Class A Common Stock. This exchange right could be exercised multiple times and had no expiration date. On April 10, 2017, PICO entered into an Agreement to Exchange with the Issuer pursuant to which PICO agreed to exchange all of its Series A Units of UCP, LLC for Class A Common Stock of the Issuer immediately prior to, and remaining subject to the consummation of, the merger of the Issuer and Century Communities, Inc. F1 · price: On July 23, 2013, PICO Holdings, Inc. ("PICO") entered into an Exchange Agreement with the Issuer, pursuant to which PICO could exchange, at PICO's election, all or any portion of the Series A Units of UCP, LLC held by PICO for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends, reclassifications and repurchases by the Issuer of Class A Common Stock. This exchange right could be exercised multiple times and had no expiration date. On April 10, 2017, PICO entered into an Agreement to Exchange with the Issuer pursuant to which PICO agreed to exchange all of its Series A Units of UCP, LLC for Class A Common Stock of the Issuer immediately prior to, and remaining subject to the consummation of, the merger of the Issuer and Century Communities, Inc. F1 · derivative.exercise_date: On July 23, 2013, PICO Holdings, Inc. ("PICO") entered into an Exchange Agreement with the Issuer, pursuant to which PICO could exchange, at PICO's election, all or any portion of the Series A Units of UCP, LLC held by PICO for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends, reclassifications and repurchases by the Issuer of Class A Common Stock. This exchange right could be exercised multiple times and had no expiration date. On April 10, 2017, PICO entered into an Agreement to Exchange with the Issuer pursuant to which PICO agreed to exchange all of its Series A Units of UCP, LLC for Class A Common Stock of the Issuer immediately prior to, and remaining subject to the consummation of, the merger of the Issuer and Century Communities, Inc. F1 · derivative.expiration_date: On July 23, 2013, PICO Holdings, Inc. ("PICO") entered into an Exchange Agreement with the Issuer, pursuant to which PICO could exchange, at PICO's election, all or any portion of the Series A Units of UCP, LLC held by PICO for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends, reclassifications and repurchases by the Issuer of Class A Common Stock. This exchange right could be exercised multiple times and had no expiration date. On April 10, 2017, PICO entered into an Agreement to Exchange with the Issuer pursuant to which PICO agreed to exchange all of its Series A Units of UCP, LLC for Class A Common Stock of the Issuer immediately prior to, and remaining subject to the consummation of, the merger of the Issuer and Century Communities, Inc. F3 · ownership.nature: The Reporting Person is a member of the Board of Directors of PICO, and may be deemed to exercise or share voting power and investment control over the Series A Units of UCP, LLC and any shares of Class A Common Stock issued on exchange of those Series A Units. The Reporting Person disclaims beneficial ownership of the Series A Units (and any resulting shares of Class A Common Stock) owned by PICO, except to the extent of his pecuniary interest therein. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 10:55 UTC | UCP, Inc. UCP · Entity 173679 | Disposition to issuerClass A Common Stock | 10,401,722 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-001481 · es1700853_4-speron.xml · nonDerivative · entry 2 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PICO Holdings, Inc. Disclosed balance after: 0 F2 · price: Disposed of pursuant to merger agreement between Issuer and Century Communities, Inc. in exchange for 2,401,757 shares of Century Communities, Inc. common stock and $55,337,164.28 in cash. F3 · ownership.nature: The Reporting Person is a member of the Board of Directors of PICO, and may be deemed to exercise or share voting power and investment control over the Series A Units of UCP, LLC and any shares of Class A Common Stock issued on exchange of those Series A Units. The Reporting Person disclaims beneficial ownership of the Series A Units (and any resulting shares of Class A Common Stock) owned by PICO, except to the extent of his pecuniary interest therein. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 10:55 UTC | UCP, Inc. UCP · Entity 173679 | Exercise / conversionClass A Common Stock | 10,401,722 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-001481 · es1700853_4-speron.xml · nonDerivative · entry 1 SPERON ERIC H. · CIK 0001664559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By PICO Holdings, Inc. Disclosed balance after: 10,401,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 23, 2013, PICO Holdings, Inc. ("PICO") entered into an Exchange Agreement with the Issuer, pursuant to which PICO could exchange, at PICO's election, all or any portion of the Series A Units of UCP, LLC held by PICO for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends, reclassifications and repurchases by the Issuer of Class A Common Stock. This exchange right could be exercised multiple times and had no expiration date. On April 10, 2017, PICO entered into an Agreement to Exchange with the Issuer pursuant to which PICO agreed to exchange all of its Series A Units of UCP, LLC for Class A Common Stock of the Issuer immediately prior to, and remaining subject to the consummation of, the merger of the Issuer and Century Communities, Inc. F3 · ownership.nature: The Reporting Person is a member of the Board of Directors of PICO, and may be deemed to exercise or share voting power and investment control over the Series A Units of UCP, LLC and any shares of Class A Common Stock issued on exchange of those Series A Units. The Reporting Person disclaims beneficial ownership of the Series A Units (and any resulting shares of Class A Common Stock) owned by PICO, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.