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HAYLES CAROL

Disclosed activity across 4 companies

Tapewire entity
21058
SEC CIK
0001497498

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIT GROUP INCCIT · Entity 131580EVP & CFOMarch 15, 2017March 17, 2017
EBAY INCEBAY · Entity 3045DirectorJune 17, 2026June 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIT GROUP INC

Report date March 15, 2017 · Filed March 17, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect77,485.584 Ending reported balance After 2017-03-15 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2017-03-15 · Grant · Acquired 13,224.333 · Balance 75,386.07

F1: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and vest one-third per year in March 2017, 2018 and 2019, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board).

F2: Each performance based restricted stock unit ("PBRSU") has the economic equivalent of one share of CIT common stock.

Row 2 · 2017-03-15 · Grant · Acquired 2,166.633 · Balance 77,552.703

F3: Shares acquired upon final certification of performance share units awarded for the 2014-2016 performance period.

F4: Each performance share unit ("PSU") had the economic equivalent of one share of CIT common stock.

Row 3 · 2017-03-15 · Tax withholding · Disposed 1,118 · Balance 76,434.703

F5: Shares withheld to satisfy tax withholding obligations arising from settlement of performance share units.

Row 4 · 2017-03-15 · Grant · Acquired 2,170.881 · Balance 78,605.584

F6: Shares acquired upon certification of the second tranche of performance share units awarded for the 2015-2017 performance period.

F4: Each performance share unit ("PSU") had the economic equivalent of one share of CIT common stock.

Row 5 · 2017-03-15 · Tax withholding · Disposed 1,120 · Balance 77,485.584

F5: Shares withheld to satisfy tax withholding obligations arising from settlement of performance share units.

Filing footnotes · ownership attribution and instrument terms

F1: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and vest one-third per year in March 2017, 2018 and 2019, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board).

F2: Each performance based restricted stock unit ("PBRSU") has the economic equivalent of one share of CIT common stock.

F3: Shares acquired upon final certification of performance share units awarded for the 2014-2016 performance period.

F4: Each performance share unit ("PSU") had the economic equivalent of one share of CIT common stock.

F5: Shares withheld to satisfy tax withholding obligations arising from settlement of performance share units.

F6: Shares acquired upon certification of the second tranche of performance share units awarded for the 2015-2017 performance period.

EBAY INC

Report date June 17, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,985 Reported balance After 2026-06-17 transaction · row 1
1 source row

Row 1 · 2026-06-17 · Exercise / conversion · Acquired 3,355 · Balance 18,985

Restricted Stock Units -6SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-17 · Exercise / conversion · Disposed 3,355 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3: Not Applicable.

Restricted Stock Units -7SEC Table II · derivative / convertible securityDirect2,318 Reported balance After 2026-06-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-17 · Grant · Acquired 2,318 · Balance 2,318

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3: Not Applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3: Not Applicable.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AVANTAX, INC.

Report date November 27, 2023 · Filed November 29, 2023

Section 16 reporting ended · disclosed 2023-11-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-11-27 transaction · row 1
1 source row

Row 1 · 2023-11-27 · Disposition to issuer · Disposed 42,980 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2023 (as may be amended from time to time, the "Merger Agreement") by and among the Issuer, Aretec Group, Inc., a Delaware corporation ("Parent"), and C2023 Sub Corp., a Delaware corporation and a wholly-owned subsidiary of Parent ("Acquisition Sub"), effective November 27, 2023, among other things, Acquisition Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Parent.

F2: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), these shares of the Issuer's common stock ("Common Stock") and restricted stock units of the Issuer that vest solely on the basis of time ("RSUs") were automatically canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the reported number of shares multiplied by (ii) $26.00 (less any required tax withholdings).

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2023 (as may be amended from time to time, the "Merger Agreement") by and among the Issuer, Aretec Group, Inc., a Delaware corporation ("Parent"), and C2023 Sub Corp., a Delaware corporation and a wholly-owned subsidiary of Parent ("Acquisition Sub"), effective November 27, 2023, among other things, Acquisition Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Parent.

F2: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), these shares of the Issuer's common stock ("Common Stock") and restricted stock units of the Issuer that vest solely on the basis of time ("RSUs") were automatically canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the reported number of shares multiplied by (ii) $26.00 (less any required tax withholdings).

WEBSTER FINANCIAL CORP

Report date August 20, 2026 · Filed August 21, 2026

Section 16 reporting ended · disclosed 2026-08-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-20 · Disposition to issuer · Disposed 13,985 · Balance 0

F1: Disposed of pursuant to the transaction agreement dated February 3, 2026 (the "Transaction Agreement"), by and among Banco Santander, S.A. ("Banco Santander"), Webster Financial Corporation ("Webster") and Webster Virginia Corporation ("Webster Virginia"). Pursuant to the terms of the Transaction Agreement, each share of Webster common stock issued and outstanding immediately prior to the effective time of the reincorporation merger between Webster and Webster Virginia was exchanged for the right to receive from Banco Santander 2.0548 Banco Santander American Depositary Shares and $48.75 in cash, without interest on August 20, 2026 (the "Closing Date"). The closing price of Webster common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $77.57. All fractional shares were paid in cash.

F2: As a result of the transaction, the reporting person no longer beneficially owns, directly or indirectly, any shares of Webster's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the transaction agreement dated February 3, 2026 (the "Transaction Agreement"), by and among Banco Santander, S.A. ("Banco Santander"), Webster Financial Corporation ("Webster") and Webster Virginia Corporation ("Webster Virginia"). Pursuant to the terms of the Transaction Agreement, each share of Webster common stock issued and outstanding immediately prior to the effective time of the reincorporation merger between Webster and Webster Virginia was exchanged for the right to receive from Banco Santander 2.0548 Banco Santander American Depositary Shares and $48.75 in cash, without interest on August 20, 2026 (the "Closing Date"). The closing price of Webster common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $77.57. All fractional shares were paid in cash.

F2: As a result of the transaction, the reporting person no longer beneficially owns, directly or indirectly, any shares of Webster's common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2026 Filed Aug 21, 2026 13:09 UTC WEBSTER FINANCIAL CORP WBS · Entity 21047 Disposition to issuerCommon Stock 13,985 $0.00 $0.00
Disclosure

SEC source: 0001497498-26-000004 · wk-form4_1787317757.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to the transaction agreement dated February 3, 2026 (the "Transaction Agreement"), by and among Banco Santander, S.A. ("Banco Santander"), Webster Financial Corporation ("Webster") and Webster Virginia Corporation ("Webster Virginia"). Pursuant to the terms of the Transaction Agreement, each share of Webster common stock issued and outstanding immediately prior to the effective time of the reincorporation merger between Webster and Webster Virginia was exchanged for the right to receive from Banco Santander 2.0548 Banco Santander American Depositary Shares and $48.75 in cash, without interest on August 20, 2026 (the "Closing Date"). The closing price of Webster common stock on the New York Stock Exchange on the last trading day prior to the Closing Date was $77.57. All fractional shares were paid in cash.

F2 · balance_after: As a result of the transaction, the reporting person no longer beneficially owns, directly or indirectly, any shares of Webster's common stock.

Read SEC document
June 17, 2026 Filed Jun 18, 2026 20:17 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -7 · Derivative 2,318 $0.00 $0.00
Disclosure

SEC source: 0001065088-26-000143 · form4.xml · derivative · entry 3

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,318

Underlying: Common Stock · 2,318 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 17, 2026 Filed Jun 18, 2026 20:17 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -6 · Derivative 3,355 $0.00 $0.00
Disclosure

SEC source: 0001065088-26-000143 · form4.xml · derivative · entry 2

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 17, 2026 Filed Jun 18, 2026 20:17 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 3,355 $0.00 $0.00
Disclosure

SEC source: 0001065088-26-000143 · form4.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 22, 2026 20:13 UTC WEBSTER FINANCIAL CORP WBS · Entity 21047 GrantCommon Stock 1,596 $0.00 $0.00
Disclosure

SEC source: 0001497498-26-000002 · wk-form4_1779480783.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,985

F1 · shares: Reflects a grant of restricted stock made to the reporting person on May 21, 2026 that will vest on the one-year anniversary of the date of grant. The restricted stock also has a two-year holding period following the vesting period.

Read SEC document
September 08, 2025 Filed Sep 9, 2025 20:13 UTC WEBSTER FINANCIAL CORP WBS · Entity 21047 SaleCommon Stock 4,841 $61.58 $298,084.58
Disclosure

SEC source: 0000801337-25-000096 · wk-form4_1757448779.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,389

Read SEC document
August 05, 2025 Filed Aug 6, 2025 20:18 UTC EBAY INC EBAY · Entity 3045 SaleCommon Stock 7,689 $91.39 $702,697.71
Disclosure

SEC source: 0001127602-25-020166 · form4.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,630

F1 · price: Represents the weighted average price of shares sold at prices that ranged from $91.39 to $91.40. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
June 25, 2025 Filed Jun 27, 2025 20:18 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -6 · Derivative 3,355 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-018140 · form4.xml · derivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,355

Underlying: Common Stock · 3,355 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:30 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -5 · Derivative 4,644 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-018006 · form4.xml · derivative · entry 2

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:30 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 4,644 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-018006 · form4.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2025 Filed May 22, 2025 20:26 UTC WEBSTER FINANCIAL CORP WBS · Entity 21047 GrantCommon Stock 2,217 $0.00 $0.00
Disclosure

SEC source: 0000801337-25-000040 · wk-form4_1747945562.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,230

F1 · shares: Reflects a grant of restricted stock made to the reporting person on May 21, 2025 that will vest on the one-year anniversary of the date of grant. The restricted stock also has a two-year holding period following the vesting period.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:23 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -5 · Derivative 4,644 $0.00 $0.00
Disclosure

SEC source: 0001065088-24-000135 · wk-form4_1719260599.xml · derivative · entry 3

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,644

Underlying: Common Stock · 4,644 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:23 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -4 · Derivative 5,669 $0.00 $0.00
Disclosure

SEC source: 0001065088-24-000135 · wk-form4_1719260599.xml · derivative · entry 2

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:23 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 5,669 $0.00 $0.00
Disclosure

SEC source: 0001065088-24-000135 · wk-form4_1719260599.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2024 Filed Apr 25, 2024 20:24 UTC WEBSTER FINANCIAL CORP WBS · Entity 21047 GrantCommon Stock 2,499 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-013238 · rdgdoc.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,013

F1 · shares: Reflects a grant of restricted stock made to the reporting person on April 24, 2024 that will vest on the one-year anniversary of the date of grant. The restricted stock also has a two-year holding period following the vesting period.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 15:31 UTC AVANTAX, INC. AVTA · Entity 107910 Disposition to issuerCommon Stock 42,980 $26.00 $1,117,480.00
Disclosure

SEC source: 0001068875-23-000133 · wk-form4_1701289860.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2023 (as may be amended from time to time, the "Merger Agreement") by and among the Issuer, Aretec Group, Inc., a Delaware corporation ("Parent"), and C2023 Sub Corp., a Delaware corporation and a wholly-owned subsidiary of Parent ("Acquisition Sub"), effective November 27, 2023, among other things, Acquisition Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Parent.

F2 · kind: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), these shares of the Issuer's common stock ("Common Stock") and restricted stock units of the Issuer that vest solely on the basis of time ("RSUs") were automatically canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the reported number of shares multiplied by (ii) $26.00 (less any required tax withholdings).

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:55 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -4 · Derivative 5,669 $0.00 $0.00
Disclosure

SEC source: 0001497498-23-000004 · edgardoc.xml · derivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,669

Underlying: Common Stock · 5,669 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 21:57 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -3 · Derivative 5,244 $0.00 $0.00
Disclosure

SEC source: 0001497498-23-000002 · edgardoc.xml · derivative · entry 2

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 21:57 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 5,244 $0.00 $0.00
Disclosure

SEC source: 0001497498-23-000002 · edgardoc.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 04, 2023 Filed May 8, 2023 16:51 UTC AVANTAX, INC. AVTA · Entity 107910 GrantCommon Stock 6,084 $0.00 $0.00
Disclosure

SEC source: 0001068875-23-000086 · wf-form4_168357908110720.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,980

F1 · shares: Reflects a grant of restricted stock units ("RSUs") that was made to the reporting person on May 4, 2023 and that will vest on the earlier of the one-year anniversary of the date of grant or the first annual shareholder's meeting after the grant date.

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April 26, 2023 Filed Apr 28, 2023 22:58 UTC WEBSTER FINANCIAL CORP WBS · Entity 21047 GrantCommon Stock 2,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026141 · doc4.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,514

F1 · shares: Reflects a grant of restricted stock made to the reporting person on April 26, 2023 that will vest on the one-year anniversary of the date of grant. The restricted stock also has a two-year holding period following the vesting period.

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June 08, 2022 Filed Jun 10, 2022 21:24 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -3 · Derivative 5,244 $0.00 $0.00
Disclosure

SEC source: 0001497498-22-000002 · edgardoc.xml · derivative · entry 3

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,244

Underlying: Common Stock · 5,244 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

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June 08, 2022 Filed Jun 10, 2022 21:24 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -2 · Derivative 3,791 $0.00 $0.00
Disclosure

SEC source: 0001497498-22-000002 · edgardoc.xml · derivative · entry 2

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

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June 08, 2022 Filed Jun 10, 2022 21:24 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 3,791 $0.00 $0.00
Disclosure

SEC source: 0001497498-22-000002 · edgardoc.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2022 Filed Jan 20, 2023 21:25 UTC AVANTAX, INC. BCOR · Entity 107910 GrantCommon Stock 1,213 $0.00 $0.00
Disclosure

SEC source: 0001068875-23-000028 · wf-form4_167426792442867.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,896

F1 · shares: Reflects a grant of restricted stock units that will vest on the earlier of the one-year anniversary of the date of grant or the first annual stockholders meeting after the grant date.

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April 28, 2022 Filed May 2, 2022 20:58 UTC WEBSTER FINANCIAL CORP WBS · Entity 21047 GrantCommon Stock 2,173 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011263 · form4.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,626

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April 20, 2022 Filed Apr 22, 2022 18:24 UTC AVANTAX, INC. BCOR · Entity 107910 GrantCommon Stock 5,946 $0.00 $0.00
Disclosure

SEC source: 0001068875-22-000062 · wf-form4_165066627151836.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,683

F1 · shares: Reflects a grant of restricted stock units ("RSUs") that was made to the reporting person on April 20, 2022 and that will vest on the earlier of the one-year anniversary of the date of grant or the first annual meeting of stockholders after the grant date.

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June 15, 2021 Filed Jun 17, 2021 22:48 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -2 · Derivative 3,791 $0.00 $0.00
Disclosure

SEC source: 0001497498-21-000002 · edgardoc.xml · derivative · entry 3

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,791

Underlying: Common Stock · 3,791 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

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June 15, 2021 Filed Jun 17, 2021 22:48 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -1 · Derivative 3,898 $0.00 $0.00
Disclosure

SEC source: 0001497498-21-000002 · edgardoc.xml · derivative · entry 2

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $200,000 divided by (B) the Issuer's closing stock price on the date of the Issuer's 2020 annual meeting of stockholders, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) 6/29/2021 or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

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June 15, 2021 Filed Jun 17, 2021 22:48 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 3,898 $0.00 $0.00
Disclosure

SEC source: 0001497498-21-000002 · edgardoc.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 17:22 UTC AVANTAX, INC. BCOR · Entity 107910 GrantCommon Stock 8,012 $0.00 $0.00
Disclosure

SEC source: 0001068875-21-000059 · wf-form4_161964494517758.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,737

F1 · shares: Reflects a grant of restricted stock units ("RSUs") that was made to the Reporting Person on April 26, 2021 and that will vest on the earlier of the one-year anniversary of the date of grant or the first annual stockholders meeting following such date of grant. The Reporting Person has elected to defer 100% of this RSU award.

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April 23, 2021 Filed Apr 26, 2021 16:55 UTC WEBSTER FINANCIAL CORP WBS · Entity 21047 GrantCommon Stock 1,421 $0.00 $0.00
Disclosure

SEC source: 0001225385-21-000148 · edgar.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,453

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October 15, 2020 Filed Oct 19, 2020 20:08 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -1 · Derivative 3,898 $0.00 $0.00
Disclosure

SEC source: 0001497498-20-000002 · edgardoc.xml · derivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,898

Underlying: Common Stock · 3,898 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $200,000 divided by (B) the Issuer's closing stock price on the date of the Issuer's 2020 annual meeting of stockholders, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) 6/29/2021 or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

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May 21, 2020 Filed May 26, 2020 17:08 UTC AVANTAX, INC. BCOR · Entity 107910 GrantCommon Stock 11,061 $0.00 $0.00
Disclosure

SEC source: 0001068875-20-000113 · wf-form4_159052731168813.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,725

F1 · shares: Reflects a grant of restricted stock units ("RSUs") that will vest on the earlier of the one-year anniversary of the date of grant or the first annual stockholders meeting after the grant date. The Reporting Person has deferred 100% of the RSU award.

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April 23, 2020 Filed Apr 24, 2020 18:33 UTC WEBSTER FINANCIAL CORP WBS · Entity 21047 GrantCommon Stock 3,225 $0.00 $0.00
Disclosure

SEC source: 0001225385-20-000080 · edgar.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,032

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May 23, 2019 Filed May 24, 2019 16:52 UTC AVANTAX, INC. BCOR · Entity 107910 GrantCommon Stock 3,972 $0.00 $0.00
Disclosure

SEC source: 0001497498-19-000001 · wf-form4_155873111788580.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,664

F1 · shares: Reflects a grant of restricted stock units that will vest on the earlier of the one-year anniversary of the date of grant or the first annual stockholders meeting after the grant date. Reporting person has deferred 100% of the RSU award.

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April 25, 2019 Filed Apr 26, 2019 20:10 UTC WEBSTER FINANCIAL CORP WBS · Entity 21047 GrantCommon Stock 1,191 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-002948 · marketforms-44805.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,807

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October 23, 2018 Filed Oct 24, 2018 20:15 UTC WEBSTER FINANCIAL CORP WBS · Entity 21047 GrantCommon Stock 616 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-006643 · marketforms-43090.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616

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July 10, 2018 Filed Jul 12, 2018 16:36 UTC AVANTAX, INC. BCOR · Entity 107910 GrantCommon Stock 6,692 $0.00 $0.00
Disclosure

SEC source: 0001497498-18-000004 · wf-form4_153142774966959.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,692

F1 · shares: Reflects (a) an initial grant of 3,807 restricted stock units ("RSUs") that was made to the reporting person upon joining the Board of Directors that will vest equally over a three-year period on each anniversary of the grant date, and (b) an annual grant of 2,885 RSUs that will vest on the one-year anniversary of the date of grant.

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March 15, 2017 Filed Mar 17, 2017 16:45 UTC CIT GROUP INC CIT · Entity 131580 Tax withholdingCommon Stock 1,120 $41.59 $46,580.80
Disclosure

SEC source: 0001127602-17-012185 · form4.xml · nonDerivative · entry 5

HAYLES CAROL · CIK 0001497498 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,485.584

F5 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of performance share units.

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March 15, 2017 Filed Mar 17, 2017 16:45 UTC CIT GROUP INC CIT · Entity 131580 GrantCommon Stock 2,170.881 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-012185 · form4.xml · nonDerivative · entry 4

HAYLES CAROL · CIK 0001497498 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,605.584

F6 · kind: Shares acquired upon certification of the second tranche of performance share units awarded for the 2015-2017 performance period.

F4 · price: Each performance share unit ("PSU") had the economic equivalent of one share of CIT common stock.

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March 15, 2017 Filed Mar 17, 2017 16:45 UTC CIT GROUP INC CIT · Entity 131580 Tax withholdingCommon Stock 1,118 $41.59 $46,497.62
Disclosure

SEC source: 0001127602-17-012185 · form4.xml · nonDerivative · entry 3

HAYLES CAROL · CIK 0001497498 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,434.703

F5 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of performance share units.

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March 15, 2017 Filed Mar 17, 2017 16:45 UTC CIT GROUP INC CIT · Entity 131580 GrantCommon Stock 2,166.633 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-012185 · form4.xml · nonDerivative · entry 2

HAYLES CAROL · CIK 0001497498 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,552.703

F3 · kind: Shares acquired upon final certification of performance share units awarded for the 2014-2016 performance period.

F4 · price: Each performance share unit ("PSU") had the economic equivalent of one share of CIT common stock.

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March 15, 2017 Filed Mar 17, 2017 16:45 UTC CIT GROUP INC CIT · Entity 131580 GrantCommon Stock 13,224.333 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-012185 · form4.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,386.07

F1 · kind: Performance Based Restricted Stock Units ("PBRSU") are scheduled to settle 100% in stock and vest one-third per year in March 2017, 2018 and 2019, subject to a performance based vesting hurdle (minimum Common Equity Tier 1 for well-capitalized Banks as established by the Federal Reserve Board).

F2 · price: Each performance based restricted stock unit ("PBRSU") has the economic equivalent of one share of CIT common stock.

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March 01, 2017 Filed Mar 3, 2017 16:22 UTC CIT GROUP INC CIT · Entity 131580 Tax withholdingCommon Stock 2,872 $43.93 $126,166.96
Disclosure

SEC source: 0001127602-17-010148 · form4.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,161.737

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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February 01, 2017 Filed Feb 3, 2017 16:52 UTC CIT GROUP INC CIT · Entity 131580 Tax withholdingCommon Stock 3,733 $40.73 $152,045.09
Disclosure

SEC source: 0001127602-17-003913 · form4.xml · nonDerivative · entry 1

HAYLES CAROL · CIK 0001497498 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,033.737

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.